dismissed
EB-1A
dismissed EB-1A Case: Biomedical Research
Decision Summary
The appeal was dismissed because the petitioner failed to establish eligibility under the 'awards' criterion. The AAO determined that a university award was an academic achievement, not for excellence in the professional field, research grants are funding for future work rather than prizes, and a provincial award did not name the petitioner as a recipient and was issued after the petition's filing date.
Criteria Discussed
Lesser Nationally/Internationally Recognized Prizes Or Awards
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U.S. Department of Homeland Security U.S. Citizenship and Immigration Services Office of Administrative Appeals MS 2090 d I ,\ >!: G : , . , I ,?? ,.* Washington, DC 20529-2090 1 r,-it) , U. S. Citizenship ,!ii IYJ ; 1 : /I and Immigration LIN 07 030 51456 IN RE: PETITION: Immigrant Petition for Alien Worker as an Alien of Extraordinary Ability Pursuant to Section 203(b)(l)(A) of the Immigration and Nationality Act, 8 U.S.C. 8 1153(b)(l)(A) ON BEHALF OF PETITIONER: INSTRUCTIONS: This is the decision of the Administrative Appeals Office in your case. All documents have been returned to the office that originally decided your case. Any further inquiry must be made to that office. If you believe the law was inappropriately applied or you have additional information that you wish to have considered, you may file a motion to reconsider or a motion to reopen. Please refer to 8 C.F.R. $ 103.5 for the specific requirements. All motions must be submitted to the office that originally decided your case by filing a Form I-290B, Notice of Appeal or Motion, with a fee of $585. Any motion must be filed within 30 days of the decision that the motion seeks to reconsider or reopen, as required by 8 C.F.R. 103.5(a)(l)(i). hhn F. Grissom Acting Chief, Administrative Appeals Office DISCUSSION: The employment-based immigrant visa petition was denied by the Director, Nebraska Service Center, and is now before the Administrative Appeals Office (AAO) on appeal. The appeal will be dismissed. The petitioner seeks classification as an employment-based immigrant pursuant to section 203(b)(l)(A) of the Immigration and Nationality Act (the Act), 8 U.S.C. 5 1153(b)(l)(A), as an alien of extraordinary ability in the sciences. The director determined that the petitioner had not established the sustained national or international acclaim necessary to qualie for classification as an alien of extraordinary ability. More specifically, the director found that the petitioner had failed to demonstrate receipt of a major, internationally recognized award, or that he meets at least three of the regulatory criteria at 8 C.F.R. 5 204.5(h)(3). On appeal, counsel argues that the petitioner meets at least three of the regulatory criteria at 8 C.F.R. 5 204.5(h)(3). Section 203(b) of the Act states, in pertinent part, that: (1) Priority workers. -- Visas shall first be made available . . . to qualified immigrants who are aliens described in any of the following subparagraphs (A) through (C): (A) Aliens with extraordinary ability. -- An alien is described in this subparagraph if -- (i) the alien has extraordinary ability in the sciences, arts, education, business, or athletics which has been demonstrated by sustained national or international acclaim and whose achievements have been recognized in the field through extensive documentation, (ii) the alien seeks to enter the United States to continue work in the area of extraordinary ability, and (iii) the alien's entry into the United States will substantially benefit prospectively the United States. U.S. Citizenship and Immigration Services (USCIS) and legacy Immigration and Naturalization Service (INS) have consistently recognized that Congress intended to set a very hgh standard for individuals seeking immigrant visas as aliens of extraordinary ability. See 56 Fed. Reg. 60897, 60898-99 (Nov. 29, 1991). As used in this section, the term "extraordinary ability" means a level of expertise indicating that the individual is one of that small percentage who have risen to the very top of the field of endeavor. 8 C.F.R. $204.5(h)(2). The specific requirements for supporting documents to establish that an alien has sustained national or international acclaim and recognition in his or her field of expertise are set forth in the regulation at 8 C.F.R. 5 204.5(h)(3). The relevant criteria will be addressed below. It should be reiterated, however, that the petitioner must show that he has sustained national or international acclaim at the very top level. Page 3 This petition, filed on November 7, 2006, seeks to classify the petitioner as an alien with extraordinary ability as a biomedical researcher. At the time of filing, the petitioner was working as a postdoctoral fellow in the laboratory of, Department of obstetrics, Gynecology and ~e~roductive Sciences, University of California, San ~rancisco. The regulation at 8 C.F.R. 5 204.5(h)(3) indicates that an alien can establish sustained national or international acclaim through evidence of a one-time achievement (that is, a major, internationally recognized award). Barring the alien's receipt of such an award, the regulation outlines ten criteria, at least three of which must be satisfied for an alien to establish the sustained acclaim necessary to qualify as an alien of extraordinary ability. A petitioner, however, cannot establish eligibility for this classification merely by submitting evidence that simply relates to at least three criteria at 8 C.F.R. ยง 204.5(h)(3). In determining whether the petitioner meets a specific criterion, the evidence itself must be evaluated in terms of whether it is indicative of or consistent with sustained national or international acclaim. A lower evidentiary standard would not be consistent with the regulatory definition of "extraordinary ability" as "a level of expertise indicating that the individual is one of that small percentage who have risen to the very top of the field of endeavor." 8 C.F.R. 9 204.5(h)(2). The petitioner has submitted evidence pertaining to the following criteria.' Documentation of the alien's receipt of lesser nationally or internationally recognized prizes or awards for excellence in theJield of endeavor. The petitioner submitted a December 3 1, 1998 "Certificate of Award" from Lanzhou University stating: "In recognition of the outstanding academic achievements, [the petitioner] has been awarded the Excellence Candidate of Ph.D. for the semester of 1997-1998." The director concluded that this award was an "institutional academic award" rather than a nationally or internationally recognized award for excellence in the petitioner's field of endeavor. We concur with the director's finding. University study is not a field of endeavor, but rather training for future employment in a field of endeavor. The petitioner's receipt of an award limited by its terms to Ph.D. candidates at his university is not an indication that he "is one of that small percentage who have risen to the very top of the field of endeavor." 8 C.F.R. 5 204.5(h)(2). Receipt of such an award offers no meaningful comparison between the petitioner and experienced researchers in the field who have long since completed their educational training. The petitioner submitted evidence of three research grants that name r, and m. Professor, Department of Obstetrics, Gynecology, and Reproductive Sciences, University of California, San Francisco as the principal investigator of their respective projects. The petitioner also submitted evidence showing that he received a grant in 2000 from the Chinese Postdoctoral Science Foundation. The preceding research grants are not tantamount to the petitioner's receipt of nationally or internationally recognized prizes or awards for excellence in the field. We note here that research grants simply fund a scientist's work. The past achievements of the principal investigator are a factor in grant proposals. The funding institution has to be assured that the investigator is capable of performing the proposed research. Nevertheless, a research grant ' The petitioner does not claim to meet or submit evidence relating to the criteria not discussed in this decision. is principally designed to fund future scientific research, and is not a national or international award to honor or recognize excellent achievement in the field. Further, we note that a substantial amount of scientific research is fimded by research grants from a variety of public and private sources. Therefore, we cannot conclude that obtaining funding for one's research constitutes receipt of a nationally or internationally recognized prize or award for excellence in the field of endeavor. In response to the director's request for evidence, the petitioner submitted an "Identification Certificate for Scientific and Technological Achievement" from the Science and Technology Department of Hunan Province (2007). This award recognized the project entitled "Research on Integrated A10 Process Technique and Equipment for SmallIMedium Urban Wastewater Treatment." The petitioner, however, is not listed among the thirteen "Project Members" who received this award. On appeal, counsel states: "[Wle are resubmitting documents and a letter which show that the petitioner's work . . . won an award, which was . . . ignored by the examiner." The petitioner submitted a letter from Senior Scientist in Environmental Science, Hunan Provincial Environmental Protection Scientific Research Institute, stating that the aforementioned project was "designed according to the principle originally found and reported by [the petitioner]" in three publications, but there is no evidence identifying the petitioner as an award recipient. The plain language of this regulatory criterion requires the alien to document his own receipt of the award. Awards presented to a third-party are not sufficient to establish eligibility for this criterion. Further, this award reflects provincial recognition rather than national or international recognition. Nevertheless, the preceding award from 2007 was issued subsequent to the petition's filing date. A petitioner must establish eligibility at the time of filing. 8 C.F.R. $5 103.2(b)(l), (12); Matter of Katigbak, 14 I&N Dec. 45, 49 (Regl. Commr. 1971). Accordingly, the AAO will not consider this evidence in this proceeding. In light of the above, the petitioner has not established that he meets this criterion. Documentation of the alien's membership in associations in the field for which classiJication is sought, which require outstanding achievements of their members, as judged by recognized national or international experts in their disciplines or fields. In order to demonstrate that membership in an association meets this criterion, a petitioner must show that the association requires outstanding achievement as an essential condition for admission to membership. Membership requirements based on employment or activity in a given field, minimum education or experience, standardized test scores, grade point average, recommendations by colleagues or current members, or payment of dues, do not satisfy this criterion as such requirements do not constitute outstanding achievements. Further, the overall prestige of a given association is not determinative; the issue here is membership requirements rather than the association's overall reputation. The petitioner submitted documentation from the American Association for Cancer Research reflecting his "Associate" membership. The petitioner also submitted evidence showing that he is a "Fellow/Student Associate" member of The Endocrine Society. The record does not include documentation (such as membership bylaws) showing the admission requirements for these organizations. Nor is there evidence showing that the petitioner's level of membership is consistent with being among "that small percentage who have risen to the very top of the field of endeavor." 8 C.F.R. 8 204.5(h)(2). The petitioner seeks a highly restrictive visa classification, intended for individuals already at the top of their respective fields, rather than for individuals progressing toward the top at some unspecified future time. In this case, there is no evidence showing that the petitioner holds membership in an organization requiring outstanding achievements its members, as judged by recognized national or international experts in his field or an allied one. Accordingly, the petitioner has not established that he meets this criterion. Evidence of the alien 's participation, either individually or on a panel, as a judge of the work of others in the same or an alliedjeld of specijication for which classljication is sought. The regulation at 8 C.F.R. 5 204.5(h)(3) provides that "a petition for an alien of extraordinary ability must be accompanied by evidence that the alien has sustained national or international acclaim and that his or her achievements have been recognized in the field of expertise." Evidence of the petitioner's participation as a judge must be evaluated in terms of these requirements. The weight given to evidence submitted to fulfill the criterion at 8 C.F.R. 8 204.5(h)(3)(iv), therefore, depends on the extent to which such evidence demonstrates, reflects, or is consistent with sustained national or international acclaim at the very top of the alien's field of endeavor. A lower evidentiary standard would not be consistent with the regulatory definition of "extraordinary ability" as "a level of expertise indicating that the individual is one of that small percentage who have risen to the very top of the field of endeavor." 8 C.F.R. 8 204.5(h)(2). The petitioner initially submitted a November 2000 "Letter of Appointment" stating (in its entirety): "According to the decision of the meeting of the Editorial Committee of Advance in Free Radical Life Science in Oct., 2000, [the petitioner] is appointed as the editor of the 2nd Editorial Committee of Advance in Free Radical Life Science." This Letter of Appointment did not provide an address, telephone number, or any other information through which the Editorial Committee can be contacted. Further, the plain language of this regulatory criterion requires "[elvidence of the alien's participation . . . as a judge of the work of others in the same or an allied field of specification." A letter of appointment is not tantamount to evidence of the petitioner's "participation" as a judge of the work of others. The director requested further evidence regarding the petitioner's duties for the Editorial Committee of responsei the petitioner submitted a December 28, 2007 letter from "Chief in Editor" [sic], Advance in Free Radical Life Science, stating: is a Professor of Biology at Lanzhou University (where the petitioner earned his Ph.D.) and has coauthored multiple papers with the petitioner. Page 6 One of [the petitioner's] duties as an editor is performing a critical examination of the manuscripts reviewed, evaluating the originality of the research and the significance of their findings through review, thereby, making decision whether a manuscript will be accepted to publish in Advance in Free Radical Life Science. Another [the petitioner's] duty is having regular intervals discussion within the editor board to adjust the strategy of the development of this journal. In addressing the preceding evidence, the director's decision stated: "There is no indication as to how many people make up the editorial board. It is also not clear whether the petitioner held ultimate authority for selection of manuscripts, as opposed to malung recommendations as a peer reviewer." The director's decision also noted a "lack of objective evidence" establishing the reputation of Advance in Free Radical Life Science. The director's decision further stated: asserts that the journal is "an international, interdisciplinary publication." However, an internet search conducted on January 29, 2008 failed to find any hits under the exact name of the journal, "Advance in Free Radical Life Science." A second search pluralizing the title to "Advances in Free Radical Life Science" was also conducted, and yielded six hits for a Chinese language publication; all of the hits related to volumes published between 1993 and 1999, prior to petitioner's claimed appointment. On appeal, counsel argues that the petitioner should have been made aware of the preceding derogatory information in the director's request for evidence. We agree with counsel that director should have afforded the petitioner an opportunity to rebut this information and that the director's request for evidence could have been more comprehensive. At this point, the decision already having been rendered, the most expedient remedy for this complaint is the full consideration on appeal of any evidence which the petitioner would have submitted in rebuttal to the director's observations. The petitioner's appellate submission does not include such e~idence.~ Furthermore, we note that the derogatory information from the internet search was not the only ground upon which the director relied in finding that the petitioner's evidence did not meet this criterion. As discussed, the director's decision provided notice of additional deficiencies in the evidence submitted for this criterion. The petitioner's appellate submission does not include evidence specifically addressing these other deficiencies. In this case, there is no evidence establishing the reputation of the preceding journal, the specific work judged by the petitioner, his dates of participation, the names of those he evaluated, or documentation of his assessments. Nor has the petitioner submitted pages from past issues of Advance in Free Radical Life Science identifying him as a member of its Editorial Committee and his specific dates of service. Without evidence showing that the petitioner has judged the work of others in a manner consistent with sustained national or international acclaim at the very top of his field, we cannot conclude that he meets this criterion. For example, there is no evidence showing that Advance in Free Radical Life Science has been published since the petitioner's editorial appointment in November 2000. Page 7 Evidence of the alien's original scientij?~, scholarly, artistic, athletic, or business- related contributions of major signiJicance in the$eld. The petitioner submitted several letters of support from experts in his field. We cite representative examples here. Before [the petitioner] joined my lab he had made significant contributions to the cancer molecular research community. [The petitioner] discovered a novel mechanism of stabilization employed in the human, and other genomes: fast repair of DNA damage by small biologically active molecules. This was a significant breakthrough in understanding the mechanism of repair of DNA damage, and it paved the sway for exploring new drugs that would facilitate the prevention of DNA damage, hence, cancer and aging. [The petitioner] also showed that the Epstein-Barr virus (EBV) was the cause of nasopharyngeal carcinoma, and oxidative stress was involved in EBV induced carcinogenesis. This was the first direct evidence demonstrating that EBV was the etiological agent of nasopharyngeal carcinoma. His finding that natural antioxidants efficiently inhibit EBV induced carcinogenesis implicates a novel pathway for new drugs to treat EBV related cancer. - Professor and Vice Chair for Research, Department of Gynecology and Obstetrics, Emory University School of Medicine, states: [The petitioner's] record of scientific achievements includes several significant discoveries. Among the most dramatic are his investigations into the regulation of Ras activity. [The petitioner] has discovered that the mutant, RasGAP-Y460A, causes cells to lose the capability to turn off activation of Ras; hence, their capability to prevent malignant transformation is prevented. This is a finding of monumental significance with regard to our understanding of basic processes of the development of cancer, as it provides a unique and novel molecular marker for early cancer diagnosis, as well as a potential target for new drugs to treat tumors. Professor of Medicine, Chief, Section of Nephrology, and Director, Functional Genomics Facility, University of Chicago, states: [The petitioner's] research resulted in several first-in-the-world discoveries in the cancer research field. These include: (1) [The petitioner's] revolutionary discovery of fast repair of DNA damage by successfully establishing a unique model system of DNA damage. This model system allowed him to monitor and record the transient process (in microseconds) of DNA damage, and to detect the primary products of DNA damage with highly active reactivity and very short life span of microseconds. Fast repair of DNA damage is a newly discovered mechanism of stabilization of the genome; (2) [The petitioner] successfully investigated the mechanism of carcinogenesis induced by the Epstein-Barr virus (EBV), and provided the first direct evidence for EBV functioning as the etiological agent of nasopharyngeal carcinoma. He also discovered that oxidative stress is involved in EBV induced carcinogenesis. He is therefore credited with conclusively establishing a link between EBV, oxidative stress and nasopharyngeal carcinoma; (3) In his groundbreaking research effort on the role of P450c17 in early embryonic development, and by extension, in cancer development, [the petitioner] discovered that P450c17 is not only involved in the differentiation of stem cells, but it is also involved in the redifferentiation of carcinoma cells. This definitive and unique study has provided fundamental insights into early embryonic development and new clues on the subject of cancer development. , Associate Professor of Pathology, Medical University of South Carolina, states: Among [the petitioner's] achievements is his revolutionary discovery of the novel mechanism of genome stabilization, i.e., fast repair of DNA damage. Using an innovative model for DNA damage, [the petitioner] was able to track the transient process of DNA damage and its fast repair. He was the first scientist who successfully discovered that DNA damage can be almost immediately repaired by small biologically active molecules. . . . This is a significant breakthrough that plays a major role in the development of novel ways to explore more feasible strategy for prevention and treatment of cancer. Another of [the petitioner's] significant achievements demonstrating his extraordinary ability is his successfully investigating the role of oxidative stress, a state existing in many kinds of pathological conditions, in the Epstein-Barr virus (EBV) mediated carcinogenesis. [The petitioner] had ingeniously developed an innovative transgenic mouse for this purpose, made some milestone discoveries concerning EBV and certain cancers. These discoveries provide direct evidence that EBV is the cause of nasopharyngeal carcinoma, and oxidative stress is involved in the EBV induced carcinogenesis. , Assistant Professor of Medicine, Immunology, and Cancer Biology, University of Chicago, states: [The petitioner] established a unique and innovative model system of DNA damage for tracking the transient process of DNA damage, a process taking place in micro-second time scales. By this model system, [the petitioner] successfully monitored the process and detected the transient products of DNA damage, and furthermore, [the petitioner] discovered . . . that DNA damage is repaired quickly by small biological active molecules (natural antioxidants), hence, preventing mutation of the genome, which otherwise results along with the potential development of cancer and aging. This is a fundamental breakthrough in the research field of DNA damage and repair. states: One of [the petitioner's] significant contributions to biomedical research field is his revolutionary discovery of new mechanism of stabilization of genome: fast repair of DNA damage by small biological active molecules. This discovery was based on his novel and creative establishment of model system of DNA damage, whereby he was able to track the transient process of DNA damage in microsecond time scales, and was able to detect the primary forms of DNA damage with a life-span of microseconds. This is a monumental breakthrough in the understanding of the mechanism of repair of DNA damage . . . . In support of the preceding experts' statements, the petitioner submitted documentation showing scores of cites to his published findings. These citation indices are solid evidence that other researchers have been influenced by the petitioner's work and are familiar with it. This large number of citations corroborates the experts' statements that the petitioner has made contributions of major significance in his field. The record reflects that the petitioner's original scientific contributions are important not only to the research institution where he has worked, but throughout the greater field as well. Leading scientists in the field have acknowledged the value of the petitioner's work and its major significance in his field. In light of the above, the petitioner has established that he meets this criterion. Evidence of the alien's authorship of scholarly articles in the Jeld, in professional or major trade publications or other major media. The petitioner submitted evidence of his co-authorship of articles appearing in publications such as Cell Biology International and Radiation Physics and Chemistry. The petitioner also submitted evidence of scores of articles that cite to his work. These citations demonstrate the significance of the petitioner's articles to his field. Accordingly, the petitioner has established that he meets this criterion. Evidence that the alien has performed in a leading or critical role for organizations or establishments that have a distinguished reputation. At issue for ths criterion are the position the petitioner was selected to fill and the reputation of the entity that selected him. In other words, the position must be of such significance that the alien's selection to fill the position, in and of itself, is indicative of or consistent with national or international acclaim. We agree with the director's finding that the University of California, San Francisco has a distinguished reputation. With regard to the petitioner's role for the university, the petitioner submitted a September 19,2006 letter from stating: I recruited [the petitioner] to join my laboratory in 2005 based upon his outstanding performance as a postdoctoral fellow in the laboratory of. . . . Page 10 [The petitioner] plays a key role in our studies on development of new anticancer strategies and his contributions to date have been significant. The director acknowledged that "the petitioner has provided significant contributions to specific research projects within the university," but concluded that his role was not leading or critical to the university as a whole. The director's decision stated: The record lacks evidence demonstrating how the petitioner's role differentiated him from other researchers holding similar appointments, let alone more senior faculty in the organization. For instance, the record does not indicate that the petitioner was a principal investigator for any of the labs' research projects. On appeal, counsel argues that the director failed to mention letter and his observations regarding the petitioner's role. while letter states that the petitioner played a "key role . . . in studies on the development of new anticancer strategies," his letter does not address the importance of petitioner's role in relation to that of other researchers employed in their department or throughout the university. The petitioner submits a January 7,2008 letter from stating: [The petitioner] worked in my lab at the University of California, San Francisco from January 2003 to August 2005. During this period he successfully performed studies on an important NIH funded project that involved state of the art technology. [The petitioner's] previous scientific productivity made him extremely qualified for this research. The petitioner's appellate submission includes an April 18, 2008 letter fiom - Clinical Professor of Medicine, University of California, San Francisco, stating: [The petitioner] is currently working in my lab as an associate specialist and playing a leading role in two of our translational projects funded by the National Institutes of Health (NIH). The petitioner has been instrumental in the design and construction of lentiviral vectors that confer drug resistance to bone marrow stem cells. The petitioner's role in laboratow post-dates the filing of the petition. A petitioner however, must establish eligibility at the time of filing. 8 C.F.R. $5 103.2(b)(l), (12); Matter of Katigbak, 14 I&N Dec. at 49. Accordingly, the AAO is not required to consider subsequent developments in the petitioner's career in this proceeding. While the petitioner has performed admirably on the research projects to which he was assigned, there is no evidence showing that his role as a postdoctoral fellow was leading or critical for his department or the university. This subordinate role is designed to provide temporary research training for a future professional career in the field of endeavor. We agree with the director's finding that there is no evidence demonstrating how the petitioner's role differentiated him fiom other researchers at the university holding similar appointments, let alone its more senior tenured faculty Page 1 1 (including and 1.' The documentation submitted by the petitioner does not establish that he was responsible for the university's success or standing to a degree consistent with the meaning of "leading or &tical role" and indicative of sustained national or international acclaim. Accordingly, the petitioner has not established that he meets this criterion. In this case, we find that the petitioner meets only two of the regulatory criteria, three of which are required to establish eligibility. 8 C.F.R. 8 204.5(h)(3). The petitioner has failed to demonstrate his receipt of a major, internationally recognized award, or that he meets at least three of the criteria that must be satisfied to establish the sustained national or international acclaim necessary to qualify as an alien of extraordinary ability. The conclusion we reach by considering the evidence to meet each criterion separately is consistent with a review of the evidence in the aggregate. Even in the aggregate, the evidence does not distinguish the petitioner as one of the small percentage who has risen to the very top of the field of endeavor. 8 C.F.R. 8 204.5(h)(2). Review of the record does not establish that the petitioner has distinguished himself to such an extent that he may be said to have achieved sustained national or international acclaim or to be within the small percentage at the very top of his field. The evidence is not persuasive that the petitioner's achievements set him significantly above almost all others in his field at a national or international level. Therefore, the petitioner has not established eligibility pursuant to section 203(b)(l)(A) of the Act and the petition may not be approved. The burden of proof in visa petition proceedings remains entirely with the petitioner. Section 291 of the Act, 8 U.S.C. ยง 1361. Here, the petitioner has not sustained that burden. Accordingly, the appeal will be dismissed. ORDER: The appeal is dismissed. 4 A comparison of the petitioner's position and achievements with those of his superiors and of the other individuals offering letters of support indicates that the very top of the field is a level above his present level of achievement.
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