dismissed EB-1A Case: China Legal Research
Decision Summary
The appeal was dismissed because the petitioner failed to demonstrate eligibility by meeting at least three of the ten regulatory criteria. Specifically, the petitioner's graduate scholarship was not found to be a nationally or internationally recognized prize or award for excellence, but rather a grant to support a doctoral scholar. The petitioner did not provide sufficient evidence to establish the scholarship's selection criteria or its recognition beyond the granting institution.
Criteria Discussed
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(b)(6)
DATE:
MAY 2 6 2015
INRE: Petitioner:
Beneficiary:
U.S. Department of Homeland Security
U.S. Citizenship and Immigration Services
Administrative Appeals Office (AAO)
20 Massachusetts Ave., N.W., MS 2090
Washington, DC 20529-2090
U.S. Citizenship
and Immigration
Services
PETITION: Immigrant Petition for Alien Worker as an Alien of Extraordinary Ability Pursuant to Section
203(b)(l)(A) of the Imrnigr�tion and Nationality Act, 8 U.S.C. § 1153(b)(l)(A)
ON BEHALF OF PETITIONER:
NO REPRESENTATIVE OF RECORD
Enclosed is the non-precedent decision of the Administrative Appeals Office (AAO) for your case.
If you believe we incorrectly decided your case, you may file a motion requesting us to reconsider our
decision and/or reopen the proceeding. The requirements for motions are located at 8 C.P.R. § 103.5.
Motions must be filed on a Notice of Appeal or Motion (Form I-290B) within 33 days of the date of this
decision. The Form I-290B web page (www.uscis.gov/i-290b) contains the latest information on fee, filing
location, and other requirements. Please do not mail any motions directly to the AAO.
;;z·� t--
Ron Rosenberg
Chief, Administrative Appeals Office
REV 3/2015
www.uscis.gov
(b)(6)
NON-PRECEDENT DECISION
Page 2
DISCUSSION: The Director, Texas Service Center, denied the employment-based immigrant visa
petition, which is now before the Administrative Appeals Office (AAO) on appeal. The appeal will
be dismissed.
The petitioner seeks classification as an alien of extraordinary ability in the "China legal research
field," pursuant to section 203(b)(l)(A) of the Immigration and Nationality Act (the Act), 8 U.S.C.
§ 1153(b)(l)(A), which makes visas available to petitioners who can demonstrate their extraordinary
ability through sustained national or international acclaim and whose achievements have been
recognized in their field through extensive documentation. Section 203(b )(1 )(A){i) of the Act limits
this classification to petitioners with extraordinary ability in the sciences, arts, education, business,
or athletics. The director determined that the petitioner had not satisfied the initial evidence
requirements set forth at 8 C.F.R § 204.5(h)(3), which requires documentation of a one-time
achievement or evidence that meets at least three of the ten regulatory criteria.
On appeal, the petitioner asserts that he meets the criteria under the regulations at 8 C.F.R.
§ 204.5(h)(3)(i), (v) and (vi)., For the reasons discussed below, we agree with the director that the
petitioner has not established his eligibility for the exclusive classification sought. Specifically, the
petitioner has not submitted qualifying evidence of a one-time achievement pursuant to 8 C.F.R.
§ 204.5(h)(3), or evidence that satisfies at least three of the ten regulatory criteria set forth in the
regulations at 8 C.P.R. § 204.5(h)(3)(i)-(x). As such, the petitioner has not demonstrated that he is
one of the small percentage who is at the very top in the field of endeavor, and that he has sustained
national or international acclaim. See 8 C.F.R. § 204.5(h)(2), (3). Accordingly, we will dismiss the
petitioner's appeal.
I. LAW
Section 203(b) of the Act states, in pertinent part, that:
(1) Priority workers. --Visas shall first be made available ... to qualified immigrants
who are aliens described in any of the following subparagraphs (A) through (C):
(A) Aliens with extraordinary ability. -- An alien is described in this
subparagraph if
(i) the alien has extraordinary ability in the sciences, arts,
education, business, or athletics which has been demonstrated
by sustained national or international acclaim and whose
achievements have been recognized in the field through
extensive documentation,
(ii) the alien seeks to enter the United States to continue work in
the area of extraordinary ability, and
(b)(6)
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NON-PRECEDENT DECISION
(iii) the alien's entry into the United States will substantially benefit
prospectively the United States.
U.S. Citizenship and Immigration Services (USCIS) and legacy Immigration and Naturalization
Service (INS) have consistently recognized that Congress intended to set a very high standard for
individuals seeking immigrant visas as aliens of extraordinary ability. See H.R. 723 101st Cong., 2d
Sess. 59 (1990); 56 Fed. Reg. 60897, 60898-99 (Nov. 29, 1991). The term "extraordinary ability"
refers only to those individuals in that small percentage who have risen to the very top of the field of
endeavor. /d.; 8 C.F. R. § 204.5(h)(2).
The regulation at 8 C.F.R. § 204.5(h)(3) sets forth a multi-part analysis. First, a petitioner can
demonstrate his sustained acclaim and the recognition of his achievements in the field through
evidence of a one-time achievement (that is, a major, internationally recognized award). If the
petitioner does not submit this evidence, then he must submit sufficient qualifying evidence that
meets at least three of the ten categories of evidence listed at 8 C.F.R. § 204.5(h)(3)(i)-(x).
The submission of evidence relating to at least three criteria, however, does not, in and of itself,
establish eligibility for this classification. See Kazarian v. USCIS, 596 F.3d 1115 (9th Cir. 2010)
(discussing a two-part review where the evidence is first counted and then, if satisfying the required
number of criteria, considered in the context of a final merits determination); see also Rijal v.
USCIS, 772 F. Supp. 2d 1339 (W.D. Wash. 20 11 ) (affirming USCIS' proper application of
Kazarian), aff'd, 683 F.3d. 1030 (9th Cir. 2012); Visinscaia v. Beers, 4 F. Supp. 3d 126, 131-32
(D.D.C. 20 13) (finding that USCIS appropriately applied the two-step review); Matter of Chawathe,
25 I&N Dec. 369, 376 (AAO 2010) (holding that the "truth is to be determined not by the quantity of
evidence alone but by its quality" and that USCIS examines "each piece of evidence for relevance,
probative value, and credibility, both individually and within the
.
context of the totality of the
evidence, to determine whether the fact to be proven is probably true").
II. ANALYSIS
A. Evidentiary Criteria1
Under the regulation at 8 C.F.R. § 204.5(h)(3), the petitioner, as initial evidence, may present
evidence of a one-time achievement that is a major, internationally recognized award. In this case,
the petitioner has not asserted or shown through his evidence that he is the recipient of a major,
internationally recognized award at a level similar to that of the Nobel Prize. As such, as initial
evidence, the petitioner must present at least three of the ten types of evidence under the regulations
at 8 C.F.R. § 204.5(h)(3)(i)-(x) to meet the basic eligibility requirements.
1 We have reviewed all of the evidence the petitioner has submitted and will address those criteria the petitioner claims
to meet or for which the petitioner has submitted relevant and probative evidence.
(b)(6)
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Documentation of the alien's receipt of lesser nationally or internationally recognized prizes or
awards for excellence in the field of endeavor. 8 C.F.R. § 204.5(h)(3)(i).
On appeal, the petitioner asserts that he meets this criterion because he received the
Graduate Scholarship, which according to the petitioner is "a very competitive,
highly selective renowned award for excellence in the field, especially on
relevant social science studies." The petitioner states that "faculties in top universities" could
apply for the scholarship and that the selection criteria included an applicant's "potentials" and
"proved academic contributions." The petitioner further states that in 2002, he was one of a few
candidates worldwide who received the scholarship. The petitioner has not submitted evidence in
support of the above assertions. Going on record without supporting documentary evidence is not
sufficient for the purposes of meeting the burden of proof in these proceedings. Matter of Soffici,
22 I&N Dec. 158, 165 (Assoc. Comm'r 1998) (citing Matter of Treasure Craft of California, 14
I&N Dec. 190 (Reg'l Comm'r 1972)).
The evidence in the record establishes the petitioner's receipt of the scholarship, but does not
establish that the scholarship was offered to him in recognition for his excellence in the field, or that
the scholarship constitutes a nationally or internationally recognized prize or award. According to a
March 2012 letter, the Graduate Scholarship Committee of the offered
the petitioner a grant to support him as a doctoral scholar. According to an online printout of
the institute is "dedicated to advancing higher education
In response
to the director's request for evidence (RFE), the petitioner submitted additional online printouts
about the institute, noting that the institute's "core activity has been to offer fellowship for
... To date over 1000 faculty
from Asia have received fellowships and over 300 doctoral students have received their
degrees with support." The record does not include evidence relating to the selection
criteria for the scholarship or that the selection criteria included a showing of the recipient's
excellence in the field. Even if we accept the petitioner's personal statements regarding the
requirements, potential and academic achievements are not excellence in the field. The record also
does not included evidence showing that the reputation or prestige of this scholarship is recognized
on a national or international level. Indeed, there is no evidence in the record showing that anyone
not associated with the institute is familiar with the scholarship.
Furthermore, as noted on the online printout, the scholarship is offered to "younger doctoral and
post-doctoral scholars," which indicates that experienced and well-established scholars in the field
are ineligible for the scholarship. Although the petitioner asserts on appeal that the "award does not
exclude established professionals who have already achieved excellence in the field," the petitioner
has not submitted any evidence in support of his assertion. As noted, going on record without
supporting documentary evidence is not sufficient for the purposes of meeting the burden of proof in
these proceedings. Matter of Soffici, 22 I&N Dec. at 165. Ultimately, the petitioner has not shown
that being a recipient of a scholarship that is open only to an applicant pool limited to "younger
(b)(6)
NON-PRECEDENT DECISION
Page 5
doctoral and post-doctoral scholars" constitutes evidence of his receipt of a nationally or
internationally recognized prize or award for excellence in the field as a whole.
Finally, the petitioner asserted that his receipt of a grant from the
constituted his receipt of the Scholarship Award. The director disagreed. The
director found that the. evidence in the record did not demonstrate that the award is a nationally or
internationally recognized prize or award for excellence in the field. On appeal, the petitioner has
not specifically challenged this aspect of the director's finding. As such, the petitioner has
abandoned this issue, as he did not timely raise it on appeal. Sepulveda v. United States Att y Gen.,
401 F.3d 1226, 1228 n.2 (11th Cir. 2005); Hristov v. Roark, No. 09-CV-27312011, 2011 WL
4711885 at *1, 9 (E.D.N.Y. Sept. 30, 2011) (the United States District Court found the plaintiffs
claims to be abandoned as he failed to raise them on appeal).
In the alternative, although the petitioner has submitted an online printout relating to stating
that it offers financial assistance to , the petitioner has not
submitted any evidence from demonstrating he actually received financial assistance from
Going on record without supporting documentary evidence is not sufficient for the purposes
of meeting the burden of proof in these proceedings. Matter of Soffici, 22 I&N Dec. at 165.
Moreover, the petitioner has not shown that financial assistance constitutes an award or prize
for excellence in the field. The online printout makes no mention of the financial assistance as an
award or prize for excellence in the field. Furthermore, although the online printout provides
information relating to the nature and purpose of the financial assistance, it does not establish that
the grant of financial assistance is in recognition of a recipient's excellence in the field, or that the
recognition is national or internationally recognized.
Accordingly, the petitioner has not submitted documentation of his receipt of lesser nationally or
internationally recognized prizes or awards for excellence in the field of endeavor. The petitioner
has not met this criterion. See 8 C.F.R. § 204.5(h)(3)(i).
Evidence of the alien 's participation, either individually or on a panel, as a judge of the work of
others in the same or an allied field of specification for which classification is sought. 8 C.F. R.
§ 204.5(h)(3)(iv).
The petitioner has never asserted that he meets this criterion. Nevertheless, initially, the petitioner
submitted a list of his publications that included his role as chief editor of the book
' published by the Publishing Company. On appeal, the
petitioner reiterates that he has served as the chief editor for a book on
The record, however, does not include any evidence in support of this assertion. 2 Going on
2 The exhibit list for the initial submission does not list a copy of pages from this book and while the submission
included some foreign language materials, the petitioner did not submit a translation of those materials. The regulation
at 8 C.F.R § 103.2(b )(3) requires that the petitioner submit a complete certified translation for every foreign language
(b)(6)
NON-PRECEDENT DECISION
Page6
record without supporting documentary evidence is not sufficient for the purposes of meeting the
burden of proof in these proceedings. Matter of Soffici, 22 I&N Dec. at 165. Accordingly, the
petitioner has not submitted evidence of his participation, either individually or on a panel, as a
judge of the work of others in the same or an allied field of specification for which classification is
sought. The petitioner has not met this criterion. See 8 C.F.R. § 204.5(h)(3)(iv).
Evidence of the alien's original scientific, scholarly, artistic, athletic, or business-related
contributions of major significance in the field. 8 C.F.R. § 204.5(h)(3)(v).
On appeal, the petitioner asserts that he meets this criterion because according to
his articles have garnered a number of search queries and downloads, and because other scholars
have cited his work. In addition, he asserts that because his articles were published in "leading
journals in the [United States], China and internationally," the articles constitute his original
contributions of major significance in the field." The petitioner also indicates that he has finished
the manuscripts for two books and two articles that are not yet published. The petitioner also states
that he has been invited to present topics related to Chinese law in international conferences.
To meet this criterion, the petitioner must demonstrate that his contributions are both original and of
major significance in the field. 8 C.F.R. § 204.5(h)(3)(v). The term "original" and the phrase
"major significance" are not superfluous and, thus, they have some meaning. Silverman v. Eastrich
Multiple Investor Fund, L.P., 51 F. 3d 28, 31 (3d Cir. 1995) (quoted in APWU v. Potter, 343 F.3d
619, 626 (2d Cir. 2003)). In other words, the petitioner must show that his contributions are original,
such that he is the first person or one of the first people to have done the research or work in the
field, and that his contributions are of major significance in the field, such that his research or work
fundamentally changed or significantly advance the field as a whole. In addition, contributions of
major significance connotes that his work has already significantly impacted the field. See
Visinscaia, 4 F. Supp. 3d at 134-36.
In this case, the record does not support a finding that the petitioner has made original contributions
of major significance in the field. First, authorship of scholarly articles and academic books alone,
without a showing of his work's impact in the field, does not establish that the petitioner has met this
criterion. The regulations contain a separate criterion regarding the authorship of published articles,
8 C.F.R. § 204.5(h)(3)(vi), which we discuss below. Accordingly, the regulation views contributions
as a separate evidentiary requirement from scholarly articles. Publication and presentations, which
are evidence of the dissemination of the petitioner's work, are not sufficient evidence under 8 C.F.R.
§ 204.5(h)(3)(v) absent evidence that they are of "major significance" in the field. Kazarian v.
USCIS, 580 F.3d 1030, 1036 (9th Cir. 2009), aff'd in part, 596 F.3d 1115 (9th Cir. 2010). In
Kazarian, the court reaffirmed its holding that our adverse finding under this criterion was not an
abuse of discretion. 596 F.3d at 1122. Typically, in considering whether a published study is a
contribution of major significance, we look at the impact an article has after publication.
document. Without a translation, these foreign language documents have no probative value.
(b)(6)
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The record lacks sufficient evidence showing that the impact of the petitioner's work is at a level
consistent with contributions of major significance in the field. The petitioner has submitted
evidence showing that his articles were published in the
The petitioner has also
submitted evidence showing that his article has
been cited in a 2013
_
article, which cites the petitioner's article
in two footnotes among its approximately 150 footnotes. The petitioner has not shown that an article
that has garnered one citation since its publication constitutes a contribution of major significance in
the field.
On appeal, the petitioner asserts that two professors have cited his
article in their articles. The petitioner, however, has not submitted the two
professors' articles in support of his assertion. Moreover, assuming the two professors did cite the
petitioner's article, the petitioner has not shown that this minimum level of citation is indicative of
contribution of major significance in the field. Although the record includes an online printout from
_
noting that the petitioner's work has garnered 133 search queries and 245
downloads, the petitioner has not submitted evidence relating to
_
that shows that
the information is either reliable or accurate. Regardless, the number of downloads is not probative
of the qualifications of those who have searched for and/or downloaded his work; specifically, if
they are people in the same field, allied or different fields than the petitioner's field, or if they are
laypeople. In addition, the petitioner has not shown that each download represents a unique user.
Finally, a decision to download the article does not establish that the individual ultimately found the
petitioner's work useful and relied upon it as might be indicated by a citation. In summary, neither
the citation level nor the printout from establishes that the impact of the
petitioner's work is indicative of a contribution of major significance in the field.
Second, the petitioner has submitted a number of foreign language documents that he asserts to be
his articles published in China. The petitioner has not submitted complete English translations for
the relevant portions of these foreign language documents. See 8 C.P.R. § 103.2(b)(3). 3 As such,
these foreign language documents do not have any evidentiary weight. In addition, although the
petitioner asserts that the
published his articles, he has submitted insufficient evidence, in English or with
certified translations, that identifies these two publications as the publications that published his
articles. The document entitled "[the Petitioner's] Selected List of Publications" does not constitute
evidence. Rather, it constitutes the petitioner's assertion, which the evidence in the record has not
substantiated. Moreover, assuming arguendo that these two publications did publish his articles, as
3 The regulation at 8 C.F.R. § 103.2(b)(3) states: "Any document containing foreign language submitted to USCIS shall
be accompanied by a full English language translation which the translator has certified as complete and accurate, and by
the translator's certification that he or she is competent to translate from the foreign language into English." In this case,
the record lacks complete translations of the foreign language documents and a translation certificate that affirms that the
translations are "complete and accurate."
(b)(6)
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discussed above, evidence of publication alone is not sufficient to show that the petitioner meets this
criterion absent evidence that his articles became contributions of major significance in the field
after publication. The petitioner has submitted evidence on these publications'
This evidence relates to the impact of a publication as a whole, not the impact of
each article that appeared in the publication. As such, even if the
establishes the impact of the publication in the field, it does not establish the impact of the
petitioner's articles in the field. In addition, the petitioner has submitted a number of foreign
language documents, without English translations that meet the regulatory requirements under
8 C.P.R. § 103.2(b )(3), that he asserts on appeal establish one of his articles "has been cited widely
and frequently by other articles or books among Chinese academic .... " As these foreign language
documents have not been translated according to the regulatory requirements, they do not have any
evidentiary weight, and they do not demonstrate the impact of the petitioner's article.
Similarly, the evidence shows that the
published the petitioner's Doctor of Juridical Science (S.J.D.) thesis, entitled'
The petitioner has
not, however, submitted evidence showing the impact of this work after publication. The petitioner
has not shown that anyone else in the field has either cited to or relied on his S.J.D. thesis in their
own work.
Third, the petitioner's participation in a 2004 symposium does not establish that he meets this
criterion. The petitioner has submitted an online printout listing him as one of the participants at the
Symposium held in China.
He has also submitted a document from the symposium, indicating that he submitted an abstract
entitled ' in China." Participation in symposia and
conferences, similar to the publication of articles, constitutes evidence of the dissemination of the
petitioner's work. To meet this criterion, the petitioner must show that after dissemination, the
impact of his work is at a level consistent with contributions of major significance in the field. The
petitioner has not submitted evidence showing what impact, if any, his participation at the
symposium has had in the field. Similarly, the petitioner has also submitted evidence showing that
in 2012, the
accepted his paper proposal. The record, however, does not include evidence showing the
impact of the petitioner's paper after the conference.
Finally, the petitioner's assertion that he has finished a number of manuscripts that are not yet
published does not establish that he meets this criterion. It is well established that the petitioner
must demonstrate eligibility for the visa petition at the time of filing. See 8 C.F. R. § 103.2(b)(1),
(12); Matter of Katigbak, 14 I&N Dec. 45, 49 (Reg'l Comm'r 1971). In other words, the petitioner
cannot secure a priority date based on the anticipation of future impact of his work at a level
consistent with contributions of major significance. See Matter of Wing's Tea House, 16 I&N Dec.
158, 160 (Reg'l Comm'r 1977); Matter of/zummi, 22 I&N Dec. 169, 175-76 (Assoc. Comm'r 1998)
(adopting Matter of Bardouille, 18 I&N Dec. 114 (BIA 1981) for the proposition that USCIS cannot
(b)(6)
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"consider facts that come into being only subsequent to the filing of a petition.") Without evidence
of actual publication, the petitioner has not shown that his work has been disseminated in the field.
More significantly, the petitioner has not shown that his unpublished work has had an impact in the
field that is consistent with contributions of major significance, as required under the plain language
of the criterion.
Accordingly, the petitioner has not presented evidence of his original scientific, scholarly, artistic,
athletic, or business-related contributions of major significance in the field. The petitioner has not
met this criterion. See 8 C.P.R. § 204.5(h)(3)(v).
Evidence of the alien's authorship of scholarly articles in the field, in professional or major trade
publications or other major media. 8 C.F.R. § 204.5(h)(3)(vi).
The director concluded in his decision that the petitioner met this criterion. The evidence in the
record supports this conclusion. Specifically, the petitioner has submitted evidence showing that he
authored scholarly articles, including: (1) a 2011 article entitled
published in the
and (2) a 2012 article entitled,.
published in the
Accordingly, the petitioner has submitted evidence
of his authorship of scholarly articles in the field, in professional or major trade publications or other
major media. The petitioner has met this criterion. See 8 C.F.R. § 204.5(h)(3)(vi).
B. Summary
The evidence shows that the petitioner has received his Master of Laws (LL.M.) degree and Doctor
of the Science of Law (J.S.D.) degree at University, and his Doctor of
Philosophy (Ph.D.) degree at The petitioner has also
submitted evidence showing that he had been an association professor of law in China and have
published a number of scholarly materials. Notwithstanding the above accomplishments, for the
reasons discussed above, we agree with the director that the petitioner has not submitted the requisite
initial evidence that satisfies three of the ten regulatory criteria.
III. CONCLUSION
The documentation submitted in support of a claim of extraordinary ability must clearly demonstrate
that the petitioner has achieved sustained national or international acclaim and is one of the small
percentage who have risen to the very top of his or her field of endeavor.
Had the petitioner submitted the requisite evidence under at least three evidentiary categories, in
accordance with the Kazarian opinion, the next step would be a final merits determination that
considers all of the evidence in the context of whether or not the petitioner has demonstrated: (1) a
"level of expertise indicating that the individual is one of that small percentage who have risen to the
(b)(6)
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very top of the field of endeavor," and (2) "that the alien has sustained national or international
acclaim and that his or her achievements have been recognized in the field of expertise." 8 C.P.R.
§ 204.5(h)(2) and "(3); see also Kazarian, 596 F.3d at 1119-20. As the petitioner has not done so, the
proper conclusion is that the petitioner has failed to satisfy the antecedent regulatory requirement of
presenting evidence that satisfied the initial evidence requirements set forth at 8 C.F.R § 204.5(h)(3)
and (4). Kazarian, 596 F.3d at 1122. Nevertheless, although we need not provide the type of final
merits determination referenced in Kazarian, a review of the evidence on which the petitioner relies
on appeal in the aggregate supports a finding that the petitioner has not demonstrated, through the
submission of extensive evidence, the level of expertise required for the classification sought.4
The appeal will be dismissed for the above stated reasons, with each considered as an independent
and alternate basis for the decision. In visa petition proceedings, it is the petitioner's burden to
establish eligibility for the immigration benefit sought. Section 291 of the Act, 8 U.S.C. § 1361;
Matter ofOtiende, 26 I&N Dec. 127, 128 (BIA 2013). Here, that burden has not been met.
ORDER: The appeal is dismissed.
4 We maintain de novo review of all questions of fact and law. See Soltane v. United States Dep 't of Justice, 381 P.3d
143, 145 (3d Cir. 2004). In any future proceeding, we maintain the jurisdiction to conduct a final merits determination as
the office that made the last decision in this matter. 8 C.P.R.§ 103.5(a)(1)(ii); see also INA§§ 103(a)(1), 204(b); DHS
Delegation Number 0150.1 (effective March 1, 2003); 8 C.P.R.§ 2.1 (2003); 8 C.P.R. § 103.1(f)(3)(iii) (2003); Matter of
Aurelio, 19 I&N Dec. 458, 460 (BIA 1987) (holding that legacy INS, now USCIS, is the sole authority with the
jurisdiction to decide visa petitions). Avoid the mistakes that led to this denial
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