dismissed EB-1A Case: Electrical Engineering
Decision Summary
The appeal was dismissed because the AAO withdrew the Director's finding that the petitioner met the 'original contributions of major significance' criterion. The AAO concluded that while the petitioner's work was original, the submitted evidence, including letters of recommendation and patent applications, failed to demonstrate that his contributions had a widespread impact or major significance on the field as a whole. Consequently, the petitioner no longer met the required minimum of three evidentiary criteria.
Criteria Discussed
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U.S. Citizenship
and Immigration
Services
In Re : 4925539
Appeal of Texas Service Center Decision
Non-Precedent Decision of the
Administrative Appeals Office
Date : JAN. 6, 2020
Form I-140, Immigrant Petition for Alien Worker (Extraordinary Ability)
The Petitioner , a researcher in electrical engineering, seeks classification as an alien of extraordinary
ability. See Immigration and Nationality Act (the Act) section 203(b)(l)(A), 8 U.S.C.
§ 1153(b)(l)(A). This first preference classification makes immigrant visas available to those who can
demonstrate their extraordinary ability through sustained national or international acclaim and whose
achievements have been recognized in their field through extensive documentation.
The Director of the Texas Service Center denied the petition , concluding that although the Petitioner
satisfied three of the initial evidentiary criteria , in which he has to meet at least three , the Petitioner
did not show his sustained national or international acclaim and demonstrate that he is among the small
percentage at the very top of the field of endeavor.
In these proceedings, it is the Petitioner's burden to establish eligibility for the requested benefit. See
Section 291 of the Act , 8 U.S.C. § 1361. Upon de nova review , we will dismiss the appeal.
I. LAW
Section 203(b)(l) of the Act makes visas available to immigrants with extraordinary ability if:
(i) the alien has extraordinary ability in the sciences , arts, education , business , or
athletics which has been demonstrated by sustained national or international
acclaim and whose achievements have been recognized in the field through
extensive documentation ,
(ii) the alien seeks to enter the United States to continue work in the area of
extraordinary ability , and
(iii) the alien 's entry into the United States will substantially benefit prospectively
the United States.
The term "extraordinary ability" refers only to those individuals in "that small percentage who have
risen to the very top of the field of endeavor. " 8 C.F.R. § 204.5(h)(2). The implementing regulation
at 8 C.F.R. § 204.5(h)(3) sets forth a multi-part analysis. First, a petitioner can demonstrate sustained
acclaim and the recognition of his or her achievements in the field through a one-time achievement
(that is, a major, internationally recognized award). If that petitioner does not submit this evidence,
then he or she must provide sufficient qualifying documentation that meets at least three of the ten
categories listed at 8 C.F.R. § 204.5(h)(3)(i) - (x) (including items such as awards, published material
in certain media, and scholarly articles).
Where a petitioner meets these initial evidence requirements, we then consider the totality of the
material provided in a final merits determination and assess whether the record shows sustained
national or international acclaim and demonstrates that the individual is among the small percentage
at the very top of the field of endeavor. See Kazarian v. USCIS, 596 F.3d 1115 (9th Cir. 2010).
II. ANALYSIS
The Petitioner indicated employment as a research scientist wit~ lin
~---~!New Jersey. Because the Petitioner has not indicated or established that he has received a
major, internationally recognized award, he must satisfy at least three of the alternate regulatory
criteria at 8 C.F.R. § 204.5(h)(3)(i)-(x).
In denying the petition, the Director determined that the Petitioner met three of the initial evidentiary
criteria, judging at 8 C.F.R. § 204.5(h)(3)(iv), original contributions at 8 C.F.R. § 204.5(h)(3)(v), and
scholarly articles under 8 C.F.R. § 204.5(h)(3)(vi). The record reflects that the Petitioner reviewed
papers for journals. In addition, the Petitioner has authored scholarly articles in professional
publications. Accordingly, we agree with the Director that the Petitioner fulfilled the judging and
scholarly articles criteria. However, for the reasons discussed below, we do not concur with the
Director's determination that the Petitioner fulfilled the original contributions criterion.
Evidence of the alien's original scient[fic, scholarly, artistic, athletic, or business
related contributions of major sign[ficance in the field. 8 C.F.R. § 204.5(h)(3)(v).
The Director found that the Petitioner satisfied this criterion without identifying the original
contributions of major significance and explaining his determination. To satisfy this criterion, the
Petitioner must establish that not only has he made original contributions but that they have been of
major significance in the field. 1 For example, a petitioner may show that his contributions have been
widely implemented throughout the field, have remarkably impacted or influenced the field, or have
otherwise risen to a level of major significance in the field. The Petitioner claims he meets this
criterion based on his scholarly articles, conference presentations, research projects, patent
applications, and reference letters from colleagues and other scientists and researchers. Because the
record does not reflect that the Petitioner demonstrated that he meets this criterion, we will withdraw
the findings of the Director for this criterion.
1 See USCTS Policy Memorandum PM 602-0005.1, Evaluation of Evidence Submitted with Certain Form I-140 Petitions;
Revisions to the Adjudicator's Field Manual (AFM) Chapter 22.2, AFM Update ADJJ-14 8-9 (Dec. 22, 2010),
https://www.uscis.gov/policymanual/HTML/PolicyManual.html (finding that although funded and published work may
be "original," this fact alone is not sufficient to establish that the work is of major significance).
2
Within the Petitioner's initial submission, he provided letters from colleagues and other scientists and
researchers. Although the authors discuss the Petitioner's research findings, their letters do not
demonstrate that his work resulted in a contribution of major significance in the field. I I I I a professor in electrical and computer engineering at the I I Institute of Technology,
indicates he met the Petitioner at multiple international conferences and workshops in the field. He
describes the Petitioner as an extraordinary scientist based upon his work in the area ofl I
.__~-----------' systems, specifically, his having designed a solution to greatly reduce the
number of power system blackouts with ,,
'r-------.------' a professor atOUniversity and the Petitioner's colleague at the University of
----~=~~ states that the Petitioner has made a "significant contribution tol I
and its application in energy systems." He credits the Petitioner with "designing '---..--------'-~
a controller for highly complex systems and consensus networks" and pioneering '--------,------'-------,
"the research on.__ _____ ____, control of inter-area oscillations in power systems" to enhance the
stability of the power grid.
The Petitione~vided an advisory opinion letter froml I a professor at the
University ofL___J who praises the Petitioner's research onl I
design as an innovative approach that is useful in many modem applications, and describes the
Petitioner as "a rising star in h r f for large-scale networks."
However, '-----------,1-'-----..--~ and '------~ do not explain how, specifically, the
Petitioner's solutions and.__ __ ___.have impacted the field in a major or significant way, consistent
with a finding of "contributions of major significance."
The record also contains a letter from the Petitioner's masters and doctoral
advisor at the University of He asserts that the Petitioner's research provided "significant
contributions" to the I I systems and I I systems fields, proposing the "ground breaking
framework" of I l for systems with symmetries, consensus, and
synchronization networks. He discusses possible applications of the Petitioner's research findings,
and notes that the Petitioner brought his research results "into industrial applications" during his
internship and employment withl I
.__ ____ ~I of .... l --~I states that since January 2017 the Petitioner has been working on the
company's "projects to develo evaluate and demonstrate innovative and transformative
technologies to boost in the power system from 40% to 100%." He
describes the Petitioner's work on severa pro·ects, such as the.__ ________ __.
project. He indicates the Petitioner also worked o ovemment-fonded ro·ects with the
I I, developing algorithms for the to
improve the stability and resiliency of1 l and with the
developing! I algorithms for energy .... st_o_ra_g_e-an_d_p_o_w_e_r_g_e_n_e_ra_t-io-n~.
While the evidence shows that the Petitioner contributed tol l's activities, the Petitioner did not
show the unusual influence or great impact of his research work in the overall field beyond his
employer.I lalso indicates that the Petitioner's research work forl lhas resulted in
six patent applications, and he asserts that the Petitioner will be "able to bring his innovative ideas into
real world applications that would significantly benefit the scientific, industrial, and economic
3
development of the United States." In general, a patent recognizes the originality of an invention or
idea but does not necessarily establish it as a contribution of major significance in the field. D
I I however, did not explain how the Petitioner's methods or patent applications have already
significantly impacted or influenced the field. Without evidence that the invention or innovation has
been widely used or adopted in the field, or have otherwise influenced the field in a significant way,
the patent applications do not establish that the Petitioner meets this criterion .
.__ ______ ____, a professor at the University of.__ ________ ____, indicates that he met
the Petitioner at multiple international conferences in the field. He asserts that the Petitioner was "the
first researcher to propose a framework that is able to identify and
design a~ I while preserving the original powerr"""s"--'--"s"""te=m=-------,__ __ ___J
structure," and that the Petitioner "proposed a novel methodology to us .__ ______ ___, to study
and control I I systems." He provides that the Petitioner's
"innovative" approach "could be used as an effectj·ve means for prevention of power outages
nationwide," and by control engineers to "better design I to guarantee more robust systems."
He states that the Petitioner's control design framework has been shown to be effective "in detailed
simulations" and predicts it "will greatly improve the performance of the power grid and reduce power
outages."
.__ ___ ~I an assistant professor atl !university, met the Petitioner at multi le international
conferences in the field at which the Petitioner resented his research on of
power systems. She describes the al orithm that the
Petitioner developed as "an effective method for handling th .__ ______________ ___,
resources in modem power systems," and predicts that the Petitioner's approach "will prove very
beneficial to industrial automation."
The letters of1 I andl ldid explain how the Petitioner's proposed methods are viewed in
the field as having been of major significance. Instead, their letters speculated on his work's potential
influence and on the possibility of it being majorly significant at some point in the future.
Within the Petitioner's response to the Director's request for evidence, he provided letters from
additional colleagues and experts.I I an associate professor at
University, states that the Petitioner's research work onl I pow~e-r-gr_i_d_'-'p_r_o_v-id_e_s_a~
new and innovative perspective." He states that the Petitioner "has produced an exceptional amount
of original scholarship, disseminated his original work in some of the top journals and conferences in
his field, and he is leading multiple cutting-edge research projects."
I l a program director at the .__ ________________ ___,of the
I I, indicates she is familiar with the Petitioner's work through his presentations
at various international conferences and worksho s. She indicates that the Petitioner has developed
L_ ____ --.-_J--U-L-"-'-'.L..U.JL.1.LLJ....,_......._.__ ____ -, _____ __J in power systems," and states that
his "proposed .__ ____________ _. approach is an innovative, yet practical method for
reducing the number of power outages."
4
an associate rofessor at niversity, claims that the Petitioner's research
regarding,__ ____________ ~ can have many different applications, such as in social
networks and power and communication systems .
.__ ______ ___,r""-a_sc_i---,entist at the I I Labo~atory, {s currently working with the
Petitioner's team at~-~ on a three-year project funded b He assen;s that the Petitioner
and his team developed a "control scheme for real-time control and supervision of\ I I I hydropower plant and ener stora es" and "[t]he [U.S.] power grid will ultimately
benefit from [the Petitioner's] ideas of~- ...... -....----~systems." He provides that the Petitioner's
technology will be implemented in a future~~project in I l Alaska, with the involvement of
the Petitioner's team atl I
While the letters may show promise in the Petitioner's research findings, they do not establish how
his work already qualifies as a contribution of major significance in the field, rather than prospective,
potential impacts. Here, the significant nature of his work has yet to be determined or measured.
In addition, although the Petitioner asserts that the publication of his research is evidence of its
significance, the record does not sufficiently demonstrate that his written work has been considered of
major significance in the field. Within his initial filing, the Petitioner provided evidence from Google
Scholar reflecting 106 cumulative citations to his 10 published articles. Specifically, the record shows
that his two highest cited articles received 41 (IEEE Transactions on Power Systems) and 29
(American Control Co11ference) citations, respectively. 2
This criterion requires the Petitioner to establish that he has made original contributions of major
significance in the field. Thus, the burden is on the Petitioner to identify his original contributions and
explain why they are of major significance in the field. Generally, citations can serve as an indication
that the field has taken interest in a petitioner's research or written work. However, the Petitioner has
not sufficiently shown that his citations for any of his published articles are commensurate with
contributions of major significance. Here, the Petitioner did not articulate the significance or relevance
of the citations to his articles. Although his citations are indicative that his research has received some
attention from the field, the Petitioner did not demonstrate that his citation numbers to his individual
articles represent majorly significant contributions in the field. 3
The Petitioner also submitted articles that cited to his work. A review of those articles, though, does
not show the significance of the Petitioner's research to the overall field beyond the authors who cited
to his work.4 For instance the Petitioner rovided an article entitled, '1 I
~------------------------~ (Renewable and Sustainable Energy
Reviews), in which the authors cited to his highest cited article (IEEE Transactions on Power
2 The Petitioner's remaining 8 a11icles received between 1 and 9 citations, with 1 article garnering no citations.
3 See USCIS Policy Memorandum PM 602-0005.1, supra, at 8-9 (providing an example that peer-reviewed articles in
scholarly journals that have provoked widespread commentary or received notice from others working in the field, or
entries (particularly a goodly number) in a citation index which cite the individual's work as authoritative in the field. may
be probative of the significance of the person's contributions to the field of endeavor).
4 Id. See also Visinscaia v. Beers, 4 F. Supp. 3d 126, 134-35 (D.D.C. 2013) (upholding a finding that a ballroom dancer
had not met this criterion because she did not corroborate her impact in the field as a whole).
5
Systems). 5 However, the article does not distinguish or highlight the Petitioner's written work from
the 131 other cited papers. In the case here, the Petitioner has not shown that his published articles
through citations rise to a level of "major significance" consistent with this regulatory criterion.
Further, several reference letters provide that the Petitioner has been invited to present his findings at
conferences. The letters, however, do not explain how his presentation and conference activities have
impacted or influenced the field as a whole. Participation in a conference demonstrates that his
findings were shared with others, but being selected to present, without more, is not indicative of the
major significance of his contributions. Publications and presentations are not sufficient under this
criterion absent evidence that they were of "major significance." Kazarian v. USCIS, 580 F.3d 1030,
1036 (9th Cir. 2009), affd in part, 596 F.3d 1115.
Here, the letters do not contain specific, detailed information explaining the unusual influence or high
impact the Petitioner's work has had on the overall field. Letters that specifically articulate how a
petitioner's contributions are of major significance to the field and its impact on subsequent work add
value. 6 On the other hand, letters that lack specifics and use hyperbolic language do not add value,
and are not considered to be probative evidence that may form the basis for meeting this criterion. 7
Moreover, USCIS need not accept primarily conclusory statements. 17 5 6, Inc. v. The US. Atty Gen.,
745 F. Supp. 9, 15 (D.C. Dist. 1990).
For the reasons discussed above, considered both individually and collectively, the Petitioner has not
shown that the Petitioner has made original contributions of major significance in the field.
Accordingly, we withdraw the finding of the Director for this criterion.
III. CONCLUSION
The Petitioner has not submitted the required initial evidence of either a one-time achievement or
documents that meet at least three of the ten criteria. As a result, we need not provide the type of final
merits determination referenced in Kazarian, 596 F.3d at 1119-20. Nevertheless, we advise that we
have reviewed the record in the aggregate, concluding that it does not support a finding that the
Petitioner has established the acclaim and recognition required for the classification sought.
The Petitioner seeks a highly restrictive visa classification, intended for individuals already at the top
of their respective fields, rather than for individuals progressing toward the top. USCIS has long held
that even athletes performing at the major league level do not automatically meet the "extraordinary
ability" standard. Matter of Price, 20 I&N Dec. 953,954 (Assoc. Comm'r 1994). Here, the Petitioner
has not shown that the significance of his work is indicative of the required sustained national or
international acclaim or that it is consistent with a "career of acclaimed work in the field" as
contemplated by Congress. H.R. Rep. No. 101-723, 59 (Sept. 19, 1990); see also section 203(b )(l)(A)
of the Act. Moreover, the record does not otherwise demonstrate that the Petitioner has garnered
national or international acclaim in the field, and he is one of the small percentage who has risen to
5 Although we discuss a sample article, we have reviewed and considered each one.
6 See USCTS Policy Memorandum PM 602-0005.1, supra, at 8-9.
7 Id. at 9. See also Kazarian, 580 F.3d at 1036, affd in part 596 F.3d at 1115 (holding that letters that repeat the regulatory
language but do not explain how an individual's contributions have already influenced the field are insufficient to establish
original contributions of major significance in the field).
6
the very top of the field of endeavor. See section 203(b )(1 )(A) of the Act and 8 C.F .R. § 204.5(h)(2).
Although the Petitioner has reviewed papers for journals and has authored scholarly articles, the
Petitioner has not established that his professional accomplishments have placed him among the upper
level of his field.
For the reasons discussed above, the Petitioner has not demonstrated his eligibility as an individual of
extraordinary ability. The appeal will be dismissed for the above stated reasons, with each considered
as an independent and alternate basis for the decision.
ORDER: The appeal is dismissed.
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