dismissed EB-1A Case: Mathematics
Decision Summary
The appeal was dismissed because the petitioner failed to demonstrate that they met at least three of the required evidentiary criteria. While the Director had already credited the petitioner for judging the work of others and for scholarly articles, the AAO found that the evidence submitted, including publications and citation records, was insufficient to prove that the petitioner's work constituted original contributions of major significance in the field.
Criteria Discussed
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U.S. Citizenship
and Immigration
Services
MATTER OF Y-L-
Non-Precedent Decision of the
Administrative Appeals Office
DATE: FEB. 27, 2017
APPEAL OF NEBRASKA SERVICE CENTER DECISION
PETITION: FORM 1-140, IMMIGRANT PETITION FOR ALIEN WORKER
The Petitioner, a mathematics professor, seeks classification as an individual of extraordinary ability
in the sciences. See Immigration and Nationality Act (the Act) section 203(b)(l)(A), 8 U.S.C.
§ 1153(b)(l)(A). This first preference classification makes immigrant visas available to those who
can demonstrate their extraordinary ability through sustained national or international acclaim and
whose achievements have been recognized in their field through extensive documentation.
The Director, Nebraska Service Center, denied the Form 1-140, Immigrant Petition for Alien
Worker, concluding that the Petitioner had satisfied only two of the initial evidentiary criteria, of
which he must meet at least three.
The matter is now before us on appeal. With his appeal, the Petitioner submits a brief and additional
evidence. The Petitioner contends that he meets the original contributions criterion and possesses
the required level of expertise for this classification.
Upon de novo review, we will dismiss the appeal.
I. LAW
Section 203(b) of the Act states in pertinent part:
I •
(1) Priority workers. -- Visas shall first be made available ... to qualified immigrants
who are aliens described in any of the following subparagraphs (A) through (C):
(A) Aliens with extraordinary ability. -An alien is described in this subparagraph
if-
(i) the alien has extraordinary ability in the sciences, arts, education,
business, or athletics which has been demonstrated by sustained national
or international acclaim and whose achievements have been recognized
in the field through extensive documentation,
(b)(6)
Matter ofY-L-
(ii) the alien seeks to enter the United States to continue work in the area of
extraordinary ability, and
(iii) the alien's entry into the United States will substantially benefit
prospectively the United States.
The term "extraordinary ability" refers only to those individuals in "that small percentage who have
risen to the very top of the field of endeavor." 8 CF.R. § 204.5(h)(2). The implementing regulation
at 8 C.F.R. § 204.5(h)(3) sets forth a multi-part analysis. First, a petitioner can demonstrate
sustained acclaim and the recognition of his or her achievements in the field through a one-time
achievement (that is, a major, internationally recognized award). If that petitioner does not submit
this evidence', then he or she must provide sufficient qualifying documentation that meets at least
three of the ten categories listed at 8 C.F.R. §§ 204.5(h)(3)(i)-(x) (including items such as awards,
published material in certain media, and scholarly articles).
Satisfaction of at least three criteria, however, does not, in and of itself, establish eligibility for this
classification. See Kazarian v. USC IS, 596 F .3d 1115 (9th Cir. 201 0) (discussing a two-part review
where the documentation is first counted and then, if fulfilling the required number of criteria,
considered in the context of a final merits determination); see also Visinscaia v. Beers, 4 F. Supp. 3d
126, 131-32 (D.D.C. 2013); Rijal v. USCJS, 772 F. Supp. 2d 1339 (W.D. Wash. 2011), a[f'd, 683
F.3d. 1030 (9th Cir. 2012); Matter ofChawathe, 25 I&N Dec. 369, 376 (AAO 2010) (holding that
the "truth is to be determined not by the quantity of evidence alone but by its quality" and that U.S.
Citizenship and Immigration Services (USCIS) examines "each piece of evidence for relevance,
probative value, and credibility, both individually and within the context of the totality of the
evidence, to determine whether the fact to be proven is probably true"). Accordingly, where a
petitioner submits qualifying evidence under at least three criteria, we will determine whether the
totality of the record shows sustained national or international acclaim and demonstrates that the
individual is among the small percentage at the very top of the field of endeavor.
II. ANALYSIS
At the time of filing, the Petitioner was working as a visiting assistant professor of mathematics at
The Petitioner's current resume also identifies him as an instructor of
mathematics at the an assistant professor of mathematics at
and a visiting assistant professor at As the Petitioner has not
indicated or established that he has received a major, internationally recognized award, he must
satisfy at least three of the alternate regulatory criteria at 8 C.F.R. §§ 204.5(h)(3)(i)-(x). In denying
the Petition, the Director found that that the Petitioner met the judging criterion under 8 C.F.R.
§ 204.5(h)(3)(iv) and the scholarly articles criterion under 8 C.F.R. § 204.5(h)(3)(vi). On appeal, the
Petitioner maintains that he also meets the original contributions criterion under 8 C.F .R.
2
(b)(6)
Matter ofY-L-
§ 204.5(h)(3)(v). 1 We have reviewed all ofthe evidence in the record of proceedings, and it does not
support a finding that the Petitioner meets the plain language requirements of at least three criteria.
A. Evidentiary Criteria
Evidence of the alien's participation. either individually or on a panel. as a judge of
the work of others in the. same or an allied field of spec{jication for which
class(fication is sought. 8 C.F.R. § 204.5(h)(3)(iv).
'
The record contains evidence ret1ecting that the Petitioner has reviewed articles for scientific
journals such as and
Accordingly, the Director found that the Petitioner met this criterion, and
we agree with that determination.
Evidence of the alien's original scientific, scholarly. artistic, athletic, or business
related contributions of major sign?fzcance in the.field. 8 C.F.R. § 204.5(h)(3)(v).
The Petitioner submitted his publications and presentations, citation evidence for his published work,
and letters of recommendation from colleagues. The Director acknowledged the Petitioner's
submission of the preceding evidence, but found that it was not sufficient to demonstrate that the
Petitioner's work constituted original contributions of major significance in the fieid.
On appeal, the Petitioner indicates that he has "authored at least 14 highly influential scholarly peer
reviewed articles in high-ranking journals." With respect to the Petitioner's published work, the
regulations contain a separate criterion concerning the authorship of scholarly articles in professional
publications. 8 C.F.R. § 204.5(h)(3)(vi). In Kazarian v. USCJS, 580 F.3d 1030, 1036 (9th Cir.
2009), the court held that publications and presentations are not sufficient evidence under 8 C.F.R.
§ 204.5(h)(3)(v) absent evidence that they were of "major significance" in the field. In 2010, the
Kazarian court reaffirmed its holding that we did not abuse its discretion in finding that the petitioner
had not demonstrated contributions of major significance. 596 F .3d at 1122. Furthermore, there is no
presumption that every published article or conference presentation is a contribution of major
significance in the field; rather, the petitioner must document the actual impact of his article or
presentation.
As one type of evidence of the impact of his work, the Petitioner's appeal includes an August 2016
citation summary stating that his 2011 article entitled "
m
1
Although he initially offered documentation of his funding grants and student awards, the Petitioner's appeal does not
contest the Dir~ctor's finding regarding the awards criterion under 8 C.F.R. § 204.5(h)(3)(i), nor does the record support
a finding that he meets it. Accordingly, we will not address this criterion in our decision.
3
(b)(6)
Matter of Y-L-
was '
previously provided
Regarding the remammg articles the Petitioner has authored, he
search results indicating ten or less citations for each.
The Petitioner maintains that he "has a very high citation number compared to many other
researchers in the field." In support of .his statement, he offers reports entitled '
and
(2007). The first report reflects that two of the Petitioner's
mathematics articles in were cited at a level placing
them among the top percent of papers in their year of publication (2011 ). While the second
report shows that articles in the field of mathematics have lower citation averages relative to articles
in other scientific fields, its data does not indicate that any of the Petitioner's articles -published from
2000 - 2010 had significant citation rates. The third report analyzed mathematics articles published
during the years 2003 - 2006.3 The record, however, does not include documentation showing that
the Petitioner published any articles in that period. Regardless, the submitted reports do not
establish that any of the Petitioner's original mathematics findings rise to the level of contributions
of major significance in the field.
Generally, citations can confirm that the field has taken interest in a researcher's work. The
Petitioner provided several examples of articles that cited to his work; however the articles do not
reflect that his work was singled out as particularly important. Rather, the Petitioner's findings were
utilized as background information to the authors' papers. In this case, the Petitioner has not
demonstrated that the citations to his work, considered both individually and collectively , are
commensurate with contributions "of major significance in the field."
As another form of evidence under this criterion , the Petitioner contends that that a number of
experts have offered testimony regarding his contributions of major significance. For example ,
an associate professor in the Department of Computer Science at the
mentioned a study by the Petitioner in "in which [the Petitioner]
applied the rope length of links and knots to enzyme action in DNA." noted that the
Petitioner's findings "improved our understanding of DNA types and the enzymology of enzymes,"
but did not offer specific examples of how Petitioner's work has affected the biomedical industry or
mathematics field, or has otherwise been of major significance to the field.
With regard to the Petitioner 's study in
of random matrices,
concerning the singular values
professor of electrical and computer engineering at
stated that the Petitioner's "findings in this area are groundbreaking
because they may lead to the generation of novel ways to recover images in an efficient way." The
record, however, does not include documentary evidence showing that the Petitioner's work has
2 The record reflects that at least five of the citations were self-cites by the Petitioner. While self-citation is a normal,
expected practice , it does not show the extent to which a researcher has influenced others ' work.
3
For example , the report indicated that from 2003-2006 mathematics faculty members at the at
and averaged "citations per faculty" of 59.44 and 54.48, respectively .
4
(b)(6)
Matter ofY-L-
already had this effect. Eligibility must be established at the time of tiling. 8 C.F .R. § 103 .2(b )(1 ),
(12); Matter of Katigbak, 14 I&N Dec. 45, 49 (Reg'l Comm'r 1971). expectation
regarding the possible' future impact of the Petitioner's work is not evidence of his eligibility at the
time of filing.
professor in the School of Computer Science at the
indicated that his team of collaborators "cited [the Petitioner's] groundbreaking work in compressed
sensing" and that they "consider [his] work very important." Although the Petitioner's work
regarding the null space property for sparse recovery from multiple measurement vectors· has
garnered a moderate number independent citations and added to the pool of knowledge in his field,
he has not shown that his approach has affected the field in a major way, that his method has been
widely utilized, or that his work otherwise constitutes a contribution of major significance in the field.
In another letter, a member of the technical staff at discussed
the Petitioner's graduate work at the He stated that the Petitioner's work
\
offered "a characterization for the uniqueness of a solution to the multiple measurement vector
problem" and that his Ph.D. thesis "contributed to the field to a degree of major significance."
While we do not question that the Petitioner's thesis has value, in order for an institution to accept
any research for graduation, publication, or funding, it must offer new and useful information to the
pool of knowledge. Not every mathematician who performs original research that adds to the pool
of knowledge has inherently made a contribution of "major significance" to the field. The record
does not show that the Petitioner's thesis has been heavily cited, has substantially influenced the
field, or otherwise rises to the level of an original contribution of major significance.
associate professor of mathematics at mentioned the
Petitioner's work on low rank approximations of linear operators in p-norms and their algorithms.
noted that the Petitioner "developed and provided algorithms for determining solutions
to low rank approximation problems" and that his "results can be applied, in particular, to matrix
completion and sparse matrix recovery." However, he did not provide specific examples of how the
Petitioner's work been widely implemented or otherwise equates to a mathematical contribution of
major significance in the field.
The record also contains other recommendation letters from the Petitioner's, peers. Although the
letters praise his work, they do not explain how the Petitioner's contributions are "of major
significance in the field." Instead, the letters reference the importance of the Petitioner's works as
indicated by their
publication in professional journals and presentation at conferences. As discussed
above, the Petitioner has not shown through his citation history or other evidence that his work, once
published or presented, has been of major significance in the field. Again, while the selection of the
Petitioner's articles in professional journals or at conference proceedings verifies the originality of
his work, it does not necessarily reflect that his research is considered of major significance.
Ultimately, letters that repeat the regulatory language but do not explain how a petitioner's
contributions have already influenced the field are insufficient to establish original contributions of
5
(b)(6)
Matter ofY-L-
major significance in the field. Kazarian, 580 F.3d at 1036, aff'd in part, 596 F.3d at 1115. In 2010,
the Kazarian court reiterated that the USCIS' conclusion that the "letters from physics professors
attesting to [the petitioner's] contributions in the field" were insufficient was "consistent with the
relevant regulatory language." 596 F.3d at 1122. The letters considered above primarily contain
attestations of the Petitioner's status in the field without providing specific examples of how those
contributions rise to a level consistent with major significance in the field. users need not accept
primarily conclusory statements. 1756, Inc. v. The US. Att'y Gen., 745 F. Supp. 9, 15 (D.C. Dist.
1990). Without supporting evidence, the Petitioner has not met his burden of showing that he has
made original contributions of major significance in the field.
Evidence of the alien's authorship of scholarly articles in the field, in professional or
major trade publications or other major media. 8 C.F.R. § 204.5(h)(3)(vi).
The Petitioner documented his authorship of scholarly articles in professional publications such as
and Thus, the
Director concluded that the Petitioner satisfied this criterion, and the record supports that finding.
B. Summary
As explained above, the record only satisfies two of the regulatory criteria. As a result, the
Petitioner has not submitted the required initial evidence of either a one-time achievement or
documents that meet at least three of the ten criteria listed at 8 C.F.R. §§ 204.5(h)(3)(i)-(x). Had the
Petitioner satisfied at least three evidentiary categories, the next step would be a final merits
determination that considers all of evidence in the context of whether or not the Petitioner has
demonstrated: (1) a "level of expertise indicating that the individual is one of that small percentage
who have risen to the very top of the field of endeavor," and (2) that the individual "has sustained
national or international acclaim and that his or her achievements have been recognized in the field
of expertise." 8 C.F.R. § 204.5(h)(2), (3); see also Kazarian, 596 F.3d at 1119-20. Although we
need not provide the type of final merits determination referenced in Kazarian, a review of the
record in the aggregate supports a finding that the Petitioner has not established the level of expertise
required for the classification sought.
III. CONCLUSION
The Petitioner has not demonstrated that he qualifies as an individual of extraordinary ability under
section 203(b)(1)(A) of the Act. Accordingly, he has not established eligibility for the immigration
benefit sought.
ORDER: The appeal is dismissed.
Cite as Matter o.fY-L-, ID# 267078 (AAO Feb. 27, 2017)
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