dismissed
EB-1A
dismissed EB-1A Case: Medicine
Decision Summary
The appeal was dismissed because the petitioner failed to establish eligibility by meeting at least three of the regulatory criteria. The petitioner's attempt to submit 'comparable evidence' was rejected because they failed to explain why the standard evidentiary criteria were not applicable to the occupation of a physician, a field to which the AAO determined the criteria could readily apply.
Criteria Discussed
Prizes Or Awards Membership In Associations Published Material About The Alien Judging The Work Of Others Original Contributions Scholarly Articles Leading Or Critical Role High Salary Comparable Evidence
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u.s. Citizenship
and Immigration
Services
DATE: J~IM 112m2 Office: TEXAS SERVICE CENTER FILE:
IN RE: Petitioner:
Beneficiary:
PETITION: Immigrant Petition fm Alien Worker as an Alien of Extraordinary Ahility Pursuant to
Section 203(h)( 1 )(A) of the Immigration and Nationality Act, S U.S.c. § 1153(h)( 1 )(A)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
Enclosed please find the decision of the Administrative Appeals Ollice in your case. All of the
documents related to this matter have been returncd to the office that originally decided your casc. Please
be advised that any further inquiry that you might have concerning your case must be made to that office.
If you believe the law was inappropriately applied by us in reaching our decision, or you have additional
information that you wish to have considered, you may file a molion to reconsider or a motion to reopen.
The specific requirements for filing such a request can he found at 8 C.F.R. § !O3.5. All motions must he
submitted to the office that originally decided your case hy filing a Form I-290B, Notice of Appeal or
Motion, with a fcc of $630. Plcase he aware that 8 C.F.R. § 103.5(a)(1)(i) requires that any motion must
he filed within 3D days of the dccision that the motion sceks to reconsider or reopen.
Thank you,
('
Perry Rhew
Chief, Administrative Appeals Office
www.uscis.gnv
Page 2
DISCUSSION: The employment-based immigrant visa petJtlOn was denied by the Director,
Texas Service Center, and is now before the Administrative Appeals Office (AAO) on appeal. The
appeal will be dismissed.
The petitioner seeks classification as an employment-based immigrant pursuant to section
203(b)(I)(A) of the Immigration and Nationality Act (the Act), 8 U.S.c. § I 153(b)(1)(A), as an
alien of extraordinary ability in the sciences. The director determined that the petitioner had not
established the requisite extraordinary ability through extensive documentation and sustained
national or international acclaim.
Congress set a very high benchmark for aliens of extraordinary ability by requiring through the
statute that the petitioner demonstrate the alien's "sustained national or international acclaim" and
present "extensive documentation" of the alien's achievements. See section 203(b )(1 )(A)(i) of the
Act and 8 C.F.R. § 204.5(h)(3). The implementing regulation at 8 C.F.R. § 204.5(h)(3) states that
an alien can establish sustained national or international acclaim through evidence of a one-time
achievement of a major, internationally recognized award. Absent the receipt of such an award, the
regulation outlines ten categories of specific objective evidence. 8 C.F.R. § 204.5(h)(3)(i) through
(x). The petitioner must submit qualifying evidence under at least three of the ten regulatory
categories of evidence to establish the basic eligibility requirements.
On appeal, counsel argues that the petitioner meets at least three of the ten regulatory categories of
evidence at 8 C.F.R. § 204.5(h)(3) and that the petitioner has submitted comparable evidence of
his extraordinary ability pursuant to the regulation at 8 C.F.R. § 204.5(h)(4). Counsel asserts in
his brief that the director failed to consider the petitioner's comparable evidence for the
nationally or internationally recognized prizes or awards criterion at 8 C.F.R. § 204.5(h)(3)(i). As
discussed above, the regulation at 8 C.F.R. § 204.5(h)(3) provides that evidence of sustaincd
national or international acclaim shall include evidence of a one-time achievement or
documentation meeting at least three categories of specific objective evidence. The AAO notcs that
the ten categories in the regulations are designed to cover different areas; not every criterion will
apply to every occupation. For example, the criterion at 8 C.F.R. § 204.5(h)(3)(vii) implicitly
applies to the visual arts, and the criterion at 8 C.F.R. § 204.5(h)(3)(x) expressly applies to the
performing arts. The regulation at 8 C.F.R. § 204.5(h)(4) provides "[i]fthe above standards do not
readily apply to the beneficiary's occupation, the petitioner may submit comparable evidence to
establish the beneficiary'S eligibility." Thus. it is the petitioner's burden to explain why the
regulatory criteria at 8 C.F.R. § 204.5(h)(3) are not readily applicable to the alien's occupation and
how the evidence submitted is "comparahle" to the specific objective evidence required at 8 C.F.R.
§§ 204.5(h)(3)(i) - (x).
In counsel's brief, he does not explain why the regulatory criterion at 8 C.F.R. § 204.5(h)(3)(i) is
not applicable to the petitioner's occupation of physician. Instead, counsel simply argues that
comparable evidence was submitted for the category of evidence at 8 C.F.R. § 204.5(h)(3)(i).
The regulatory language prccludes the consideration of comparable evidence in this case, as
there is no indication that eligihility for visa preference in the beneficiary's occupation as a
physician cannot be established by the ten criteria specified by the regulation at 8 C.F.R.
§ 204.5(h)(3). In fact, as indicated in this decision, the petitioner submitted an August 12, 2009
-Page 3
letter that specifically
addresses five categories of evidence at 8 C.F.R. § 204.5(h)(3) which relate to the petitioner's
occupation. The letter from_ asserts that the petitioner "is a member of various societies
which restrict membership to those who have made outstanding contributions in the field,,· that
the petitioner's service as a ··Scientilic Supervisor·' for theses in his specialty constitutes
"judging the work" of others, that the petitioner has "made substantial contribution to fields of
medicine in general and orthopedics and orthopedic surgery in particular," that the petitioner has
authored five articles and a book chapter, and that the petitioner has performed in a critical role
for various medical centers. The preceding claims by _ specifically relate to the
categories of evidence at 8 C.F.R. §§ (ii), (iv), (v), (vi), and (viii). Where an alien is simply
unable to satisfy the plain language requirements of at least three categories of evidence at
8 C.F.R. § 204.5(h)(3), the regulation at 8 C.F.R. § 204.5(h)(4) does not allow for the submission
of comparable evidence. Moreover, the AAO finds that a physician could also be the subject of
published material in professional publications or other major media pursuant to the regulation at
8 C.F.R. § 204.5(h)(3)(iii) and command a high salary pursuant to the regulation at 8 C.F.R.
§ 204.5(h)(3)(ix). The petitioner has failed to provide an explanation and supporting
documentation as to why the regulatory criteria at 8 C.F.R. §§ 204.5(h)(3)(i), (iii), and (ix) would
not apply to the profession of physician or orthopedic surgeon.
In the AAO's analysis of the categories of evidence at 8 C.F.R. §§ 204.5(h)(3)(i) and (iii) below
when comparable evidence is claimed, the AAO will determine whether or not the documentary
evidence submitted by the petitioner is comparable to the preceding regulatory criteria and
whether or not the evidence meets the plain language requirements of the criteria.
I. Law
Section 203(b) of the Act states, in pertinent part, that:
(1) Priority workers. -- Visas shall first be made available ... to qualified immigrants who
are aliens described in any of the following subparagraphs (A) through (C):
(A) Aliens with extraordinary ability. -- An alien is described in this subparagraph if --
(i) the alien has extraordinary ability in the sciences, arts, education,
business, or athletics which has been demonstrated by sustained national
or international acclaim and whose achievements have been recognized
in the field through extensive documentation,
(ii) the alien seeks to enter the United States to continue work in the area
of extraordinary ability, and
(iii) the alien's entry into the United States will substantially benefit
prospectively the United States.
-Page 4
U.S. Citizenship and Immigration Services (USCIS) and legacy Immigration and Naturalization
Service (INS) have consistently recognized that Congress intended to set a very high standard for
individuals seeking immigrant visas as aliens of extraordinary ability. See H.R. 723 101" Cong., 2d
Sess. 59 (1990); 56 Fed. Reg. 60897, 60898-99 (Nov. 29,1991). The term "extraordinary ability"
refers only to those individuals in that small percentage who have risen to the very top of the
field of endeavor. ld. and 8 C.F.R. § 204.5(h)(2).
The regulation at 8 C.F.R. § 204.5(h)(3) requires that an alien demonstrate his or her sustained
acclaim and the recognition of his or her achievements in the field. Such acclaim and achievements
must be established either through evidence of a one-time achievement (that is, a major,
international recognized award) or through meeting at least three of the following ten categories of
evidence:
(i) Documentation of the alien's receipt of lesser nationally or internationally
recognized prizes or awards for excellence in the field of endeavor;
(ii) Documentation of the alien's membership in associations in the field for which
classification is sought, which require outstanding achievements of their members,
as judged by recognized national or international experts in their disciplines or
fields;
(iii) Published material about the alien in professional or major trade publications or
other major media, relating to the alien's work in the field for which classification is
sought. Such evidence shall include the title, date, and author of the material, and
any necessary translation;
(iv) Evidence of the alien's participation, either individually or on a panel, as a judge
of the work of others in the same or an allied field of specialization for which
classification is sought;
(v) Evidence of the alien's original scientific, scholarly, artistic, athletic, or business
related contributions of major significance in the field;
(vi) Evidence of the alien's authorship of scholarly articles III the field, III
professional or major trade publications or other major media;
(vii) Evidence of the display of the alien's work in the field at artistic exhibitions or
showcases;
(viii) Evidence that the alien has performed in a leading or critical role for
organizations or establishments that have a distinguished reputation;
(ix) Evidence that the alien has commanded a high salary or other significantly high
remuneration for services, in relation to others in the field; or
-Page 5
(x) Evidence of commercial successes in the performing arts, as shown by box office
receipts or record, cassette, compact disk. or video sales.
In 2010, the U.S. Court of Appeals for the Ninth Circuit (Ninth Circuit) reviewed the denial of a
petition filed under this classification. Kazarian v. USC/S, 5911 F.3d 1115 (9
th
Cir. 2010). Although
the court upheld the AAO's decision to deny the petition, the court took issue with the AAO's
evaluation of evidence submitted to meet a given evidentiary criterion. I With respect to the criteria
at 8 CF.R. § 204.5(h)(3)(iv) and (vi), the court concluded that while USCIS may have raised
legitimate concerns about the significance of the evidence submitted to meet those two criteria,
those concerns should have been raised in a subsequent "final merits determination." fd. at 1121-22.
The court stated that the AAO's evaluation rested on an improper understanding of the regulations.
Instead of parsing the significance of evidence as part of the initial inquiry, the court stated that "the
proper procedure is to count the types of evidence provided (which the AAO did)," and if the
petitioner failed to submit sufficient evidence, "the proper conclusion is that the applicant has failed
to satisfy the regulatory requirement of three types of evidence (as the AAO concluded)." fd. at
1122 (citing to 8 CF.R. § 204.5(h)(3». The court also explained the "final merits detennination" as
the corollary to this procedure:
If a petitioner has submitted the requisite evidence, USCIS determines whether the
evidence demonstrates both a "level of expertise indicating that the individual is one
of that small percentage who have risen to the very top of the[ir] field of endeavor,"
8 CF.R. § 204.5(h)(2), and "that the alien has sustained national or international
acclaim and that his or her achievements have been recognized in the field of
expertise." 8 CF.R. § 204.5(h)(3). Only aliens whose achievements have garnered
"sustained national or international acclaim" are eligible for an "extraordinary
ability" visa. 8 U.S.C § 1153(b)(I)(A)(i).
fd. at 1119-20.
Thus, Kazarian sets forth a two-part approach where the evidence is first counted and then
considered in the context of a final merits determination. In reviewing Service Center decisions, the
AAO will apply the test set forth in Kazarian. As the AAO maintains de novo review, the AAO
will conduct a new analysis if the director reached his or her conclusion by using a one-step analysis
rather than the two-step analysis dictated by the Kazarian court. See Spencer Enterprises, fllc v.
United States, 229 F. Supp. 2d 1025, 1043 (E.D. Cal. 2(01), affd, 345 F.3d 683 (9
th
Cir. 2003);
see also Soitane v. DO.!, 381 F.3d 143, 145 (3d Cir. 20(4) (noting that the AAO conducts
appellate review on a de novo basis).
I Specifically, the court stated that the AAO had unilaterally imposed novel suhstantive or evidentiary requircmenh
beyond those set forlh in the regulations al X C.F.R. § 204.5(h)(3)(iv) and 8 C.F.R. § 204.5(h)(3)(vi).
Page 6
II. Analysis
A. Evidentiary Criteria
This petition, filed on September 3, 2009, seeks to petitioner as an alien with
extraordinary ability as a
orthopaedic resident in the
• Tilhellllllllllsu.b.mliit.te.dlia.n.A.u.g.u.s.t.6.,.2.o.0.9.l.e.t1.ciirfiom stating that the petitioner "became a
fully-accredited orthopaedic resident in our ACGME [Accreditation Council for Graduate
Medical Education] accredited program at the PGY3 [post-graduate year three] level in 2007'-'
The petitioner has submittcd documentation pertaining to the following categories of evidence
under 8 C.F.R. § 204.5(h)(3).'
Docilmentation of the alien's receipt of lesser nationally or internationally
recognized prizes or awards jc)r excellence in the field of endeavor.
The petitioner did not initially claim eligibility for this regulatory criterion. In response to the
director's request evidence, counsel states:
8 C.F.R. § 204.5(h)( 4) provides that petitioner can submit "comparable evidence" to
establish eligibility. [The petitioner's] works have been selected for presentation at medical
conferences and meetings, as well as published in medical journals, is equivalent to
receiving awards or prizes of national and international significance.
Selection of the petitioner's work for publication or presentation does not constitute evidence of
his receipt of nationally or internationally recognized prizes or awards for excellence in the field
of endeavor. The director's decision noted that the regulations include a separate criterion for
authorship of scholarly articles at 8 C.F.R. § 204.5(h)(3)(vi). Here it should be emphasized that the
regulatory criteria are separate and distinct from one another. Because separate criteria exist for
nationally or internationally recognized prizes or awards for excellence and authorship of
scholarly articles, USCIS clearly docs not view these criteria as being interchangeable. To hold
otherwise would render meaningless the statutory requirement for extensive evidence or the
regulatory requirement that a petitioner meet at least three separate criteria. The AAO will fully
address the petitioner's authorship of scholarly articles under the regulatory criterion at II C.F.R.
§ 204.5(h)(3)(vi).
On appeal, counsel repeats his assertion that the petitioner's selection to present his "findings at
annual medical conferences, and also having his work published in prestigious professional
journals are comparable to his receipt of national or international awards." The petitioner,
however, failed to submit any documentation establishing that nationally or internationally
recognized prizes or awards for excellence do not exist in the fields of medicine and
2 The petitioner docs not claim to meet or submit evidence n:lating to the categories of evidence not disCllS,",cd in this
decision.
Page 7
orthopaedics. Without documentary evidence to support the claim, the assertions of counsel will
not satisfy the petitioner's burden of proof. The unsupported assertions of counsel do not
constitute evidence. Matter of Ohaighena, 19 I&N Dec. 533, 534 n.2 (BIA 1988); Maller of
Laureano, 19 I&N Dec. 1, 3 n.2 (BIA 1(83); Matter of Ramirez-Sanchez, 17 I&N Dec. 503, 506
(BIA 1980). The AAO cannot ignore that the American Academy of Orthopaedic Surgeons
offers multiple annual awards for excellence in the field such as the Diversity Award, the
Humanitarian and the Leadership Award.' Moreover, the submitted the
stating that he received two
(1982 and 19(4) and two
(1989 and 1995). As such, there is no indication that the regulatory criterion at
8 C.F.R. § 204.5(h)(3)(i) does not readily apply to the petitioner's occupation as a physician or
orthopedic surgeon. As previously discussed, an inability to the plain language requirements of a
regulatory criterion is not evidence that the criterion does not apply to the petitioner's occupation.
Even if the petitioner were to establish that the regulatory criterion at 8 C.F.R. § 204.5(h)(3)(i)
does not readily apply to his occupation, which he clearly did not, the petitioner failed to
establish that coauthoring five scholarly articles, a book chapter, and three conference
presentations is comparahle to the regulation at 8 C.F.R. § 204.5(h)(3)(i) that requires
"[ djocumentation of the alien's receipt of lesser nationally or internationall y recognized prizes or
awards for excellence in the field of endeavor." Under the awards criterion, the petitioner must
demonstrate that he received nationally or internationally recognized prizes or awards Fir
excellence in the field. Merel y participating at national or international meetings such as a
medical conference is insufficient to meet the plain language of this criterion unless prizes or
awards for excellence were garnered as a result of the petitioner's participation. For example, a
tennis player who simply competes at Wimbledon or the U.S. Open Tennis Championships
would not meet this criterion unless the tennis player received an award or a prize. In the fields
of science and medicine, national or international recognition for excellence is not established by
the mere act of publishing one's work in a journal or presenting one's work at a medical
conference along with numerous other participants. The petitioner failed to submit any
documentary evidence, for example, that distinguished him from the other physicians who
published or presented their work, so as to establish that his participation was comparable
pursuant to the regulation at 8 C.F.R. § 204.5(h)(4). Nothing in the record indicates that
publication or presentation of one's work is unusual in the petitioner's field or that invitation to
present at conferences where the petitioner's work appeared was a privilege extended to only a
few top physicians. Many professional fields regularly hold conferences and symposia to present
new work, discuss new findings, and network with other professionals. These conferences are
promoted and sponsored by professional associations, businesses, educational institutions, and
government agencies. Participation in such events, however, does not elevate the petitioner to
the level of national or international recognition for excellence in his field of endeavor. The
documentation submitted by the petitioner fails to demonstrate that his publications and
presentations garnered a level of recognition comparable to the regulation at 8 C.F.R.
§ 204.5(h)(3)(i).
-, See hllp://www().aaos.org!Il1CJllQ_(,,:_U:n.l'JlH;,;'awardJil1~L(.I.,rfQl, accessed on Decemher 27, 2011, copy incorporated into
the record of proceedings.
-Page 8
In light of the above, the petitioner has not established that he meets this regulatory criterion.
Documentation oj the alien's memher.l'hip in associations in the field for which
classification is sought, which require outstanding achievements of their
members, as judged by recognized national or international experts in their
disciplines or fields.
In order to demonstrate that membership in an association meets this criterion, a petitioner must
show that the association requires outstanding achievement as an essential condition for
admission to membership. Membership requirements based on employment or activity in a
given field, minimum education or experience, standardized test scores, grade point average,
recommendations by colleagues or current members, or payment of dues, do not satisfy this
criterion as such requirements do not constitute outstanding achievements. Further, the overall
prestige of a given association is not determinative; the issue here is membership requirements
rather than the association's overall reputation.
The petitioner submitted an August 12, 2009 letter from asserting that the
petitioner "is a member of various societies which restrict membership to those who have made
outstanding contributions in the field." Rather than submitting primary evidence of his
membership credentials originating from the societies themselves, the petitioner instead submitted a
letter of support from his employer attesting to the existence of the unidentified memberships.
Going on record without supporting documentary evidence is not sufficient for purposes of
meeting the burden of proof in these proceedings. Matter of Sojfici, 22 I&N Dec. 158, 165
(Comm'r 1998) (citing Matter of Treasure Craft of California, 14 I&N Dec. 190 (Reg'1 Comm'r
1972)). A petition must be filed with any initial evidence required by the regulation. 8 C.F.R.
§ 103.2(b)(I). The nonexistence or other unavailability of primary evidence creates a
presumption of ineligibility. 8 C.F.R. § 103.2(b)(2)(i). According to the same regulation, only
where the petitioner demonstrates that primary evidence does not exist or cannot be obtained may
the petitioner rely on secondary evidence and only where secondary evidence is demonstrated to be
unavailable may the petitioner rely on affidavits. Where a record does not exist, the petitioner
must submit an original written statement on letterhead from the relevant authority indicating the
reason the record does not exist and whether similar records for the time and place are available.
8 C.F.R. § 103.2(b)(2)(ii). The letter of support from the petitioner's employer does not comply
with the preceding regulatory requirements.
The director found that the petitioner failed to submit documentary evidence showing that he
holds membership in associations requiring outstanding achievements of their members, as
judged by recognized national or international experts in his field. On appeal, the petitioner does
not contest the director's finding for this criterion or otTer additional arguments. The AAO,
therefore, considers this issue to be abandoned. Sepulveda v. U.S. AIt'y Gen., 401 F.3d 1226,
1228 n. 2 (II th Cir. 2(05); Hrislov v. Roark, No. 09-CV-273 12011 , 20 II WL 4711885 at '" I,
*9 (E.D.N.Y. Sept. 30, 2011) (the court found the plaintitrs claims to be abandoned as he failed
to raise them on appeal to the AAO). Accordingly, the petitioner has not established that he
meets this regulatory criterion.
-Page 9
Published material about the alien in professional or major trade publications or
other major media, relating to the alien's work in the field for which classification is
sought. Such evidence shall include the title, date, and author of the material, and
any necessary translation.
In general, in order for published material to meet this criterion, it must be primarily about the
petitioner and, as stated in the regulations, he printed in professional or major trade publications or
other major media. To qualify as major media, the publication should have significant national or
international distribution. Some newspapers, such as the New York Times, nominally serve a
particular locality but would qualify as major media because of significant national distrihution,
unlike small local community papers.'
The petitioner did not initially claim eligibility for this regulatory criterion. In response to the
director's request for evidence. counsel states:
The inclusion of [the petitioner's 1 works for presentation at annual medical conventions
and meetings in the U.S. and ahroad is tantamount to publication about the alien's
extraordinary achievements as well as recognition of extraordinary achievements.
The same is true of [the petitioner's] scholarly articles in major professional publications.
Publication of one's work in medical journals and textbooks is equivalent to publication
about the alien. Instead of another individual writing about a colleague's significant
contributions, it is the medical societies' practice to select only the best and most
noteworthy works to be published in their journals.
Selection of the petitioner's work for publication or presentation does not constitute evidence of
published material about him in professional or major trade publications or other major media. The
AAO again notes that the regulations include a separate criterion for authorship of scholarly articles
at 8 C.F.R. § 204.5(h)(3)(vi). Because separate criteria exist for published material about the
alien and authorship of scholarly articles, usels clearly does not view thesc criteria as heing
interchangeable. To hold otherwise would render meaningless the statutory requirement for
extensive evidence or the regulatory requirement that a petitioner meet at least three separate
criteria. The AAO will fully address the petitioner's authorship of scholarly articles under the
regulatory criterion at 8 C.F.R. § 204.5(h)(3)(vi).
Regardless, the petitioner failed to submit any documentation establishing that published
material about him in professional or other major media does not readily apply to his occupation
of physician and orthopedic surgeon. As previously discussed, going on record without
supporting documentary evidence is not sufficient for purposes of meeting the burden of proof in
these proceedings. Mutter of Soffici, 22 I&N Dec. at 165.
4 Even with nationally-circulated newspapers, consideration must be given to the placement of the article. ror
example, an article that appears in the Washington Post, but in a section that is distributed only in Fairfax County,
Virginia, for instance, cannot serve to spread an individual's reputation outside of that county.
-Page 10
Even if the petitioner were to establish that the regulatory criterion at 8 C.F.R. § 204.5(h)(3)(iii)
does not readily apply to his occupation, which he clearly did not, the petitioner failed to
establish that coauthoring five scholarly articles, a book chapter, and three conference
presentations is comparahle to the regulation at 8 C.F.R. § 204.5(h)(3)(iii) that requires
"published material ahout the alien in professional or major trade publications or other major
media." [Emphasis added.] Research findings and medical case studies written and presented by
the petitioner do not constitute material about him. For instance, while a nationally televised
news segment on a major television network about a physician whose research advanced his
medical specialty may constitute comparable evidence for this regulatory criterion, material
authored or prepared by the petitioner himself about his own work is not comparable to the level
of achievement required by the criterion at 8 C.F.R. § 204.5(h)(3)(iii). As previously discussed,
the regulation at 8 C.F.R. § 204.5(h)(4) is not a provision to simply allow an alien to circumvent
the regulatory criteria at 8 C.F.R. § 204.5(h)(3)(i)-(x) when an alien is unable to submit
documentary evidence satisfying the plain language requirements of at least three categories of
evidence. In this matter, instead of submitting evidence that is comparable to the regulation at
8 C.F.R. § 204.5(h)(3)(iii), counsel attempts to alter or diminish the plain language of this
criterion by allowing the petitioner to use material coauthored by the petitioner which is not
about him. The regulation at 8 C.F.R. § 204.5(h)(3)(iii) requires that the published material be
"about the alien" relating to his work rather than simply about the petitioner's work.
The director found that the petitioner failed to submit documentary evidence of published material
about him in professional or major trade publications or other major media. On appeal, the
petitioner does not contest the director's findings for this criterion or offer additional arguments.
The AAO, therefore, considers this issue to be abandoned. Sepulveda, 401 F.3d at 1228 n.2;
Hristov, 2011 WL 4711885, at *9. Accordingly, the petitioner has not established that he meets
this regulatory criterion.
Evidence of the alien's participation, either individually or on a panel, as a judge of
the work of others in the same or an allied field of specification for which
classification is SOllght.
The petitioner submitted an August 12, 2009 letter from asserting that the
petitioner "has served as the Scientific Supervisor on two theses in the areas of his specialty,
judging the work of the presenters of the theses." Rather than submitting primary evidence of his
participation as a judge of the work of the presenters, the petitioner instead submitted a letter of
support from his employer attesting to his service. _ asserts that the petitioner has judged
the work of others, but merely repeating the language of the statute or regulations does not
satisfy the petitioner's burden of proof. Fedin Bros. Co., Ud. v. Sava, 724 F. Supp. 1103, I 10K
(E.D.N.Y. 1989), aff'd, 905 F. 2d 41 (2d. Cir. 1990); Avyr Associates, Ille. v. Meissner, No. 95
civ 10729, 1997 WL 188942 at * I, *5 (S.D.N.Y.). In this instance, there is no documentary
evidence showing the specific work judged by the petitioner, the dates of his participation, the
names of those he evaluated, or documentation of his assessments. As previously discussed,
going on record without supporting documentary evidence is not sufficient for purposes of
meeting the burden of proof in these proceedings. Matter of Soffici, 22 I&N Dec. at 165. A
Page II
petItIOn must be filed with any initial evidence required by the regulation. 8 C.F.R.
§ 103.2(b)(I). The nonexistence or other unavailability of primary evidence creates a
presumption of ineligibility. 8 C.F.R. § 103.2(b)(2)(i). According to the same regulation, only
where the petitioner demonstrates that primary evidence does not exist or cannot be obtained may
the petitioner rely on secondary evidence and only where secondary evidence is demonstrated to be
unavailable may the petitioner rely on affidavits. Where a record does not exist, the petitioner
must submit an original written statement on letlerhead from the relevant authority indicating the
reason the record does not exist and whether similar records for the time and place are available.
8 C.F.R. § I03.2(b)(2)(ii). The letter of support Irom the petitioner's employer does not comply
with the preceding regulatory requirements.
The director found that the petitioner failed to submit documentary evidence showing that he
participated, either individually or on a panel, as a judge of the work of others in his field. On
appeal, the petitioner does not contest the director's Ilndings for this criterion or offer additional
arguments. The AAO, therefore, considers this issue to be abandoned. Sepulveda, 401 F.3d at
1228 n.2; Hristov, 2011 WL 4711885. at *9. Accordingly, the petitioner has not established that
he meets this regulatory criterion.
Evidence of the alien's original scientific, scholarly, artistic, athletic, or business
related contributions of major significance in the field.
The petitioner submitted letters of support from his superiors at and the
here the petitioner trained in his specialty. The lettcrs of support
discuss the petitioner's educational qualifications, residency training, surgical abilities, research
projects, publications, and presentations, but they fail to provide specific examples of original
work done by the petitioner that rise to the level of contributions of major significance in the field.
Assuming the petitioner's skills. medical training, and surgical experience are uniquc, the
classification sought was not designed merely to alleviate skill shortages in a given field. In fact,
that issue properly falls under the jurisdiction of the Department of Labor through the alien
employment certification process. S('e Maller o/New York State Dep ',. o/Tramp., 22 I&N Dec.
215,221 (Comm'r 1998). It is not enough to be skillful and knowledgeable and to have others
attest to those talents. An alien must have demonstrably impacted his field in order to meet this
regulatory criterion.
states:
[The petitioner] is well-respected by peers as an orthopedic surgeon and preeminent
physician in sports medicine. He is an outstanding clinician and scientist of exceptional
caliber, who has already made invaluable contributions to orthopedic and sport medicine.
[The petitioner's] textbook chapter contribution is proof positive of the immense
significance of his work in orthopaedic surgery, including non-invasive treatment
procedures for shoulder injuries. Additionally, [the petitioner] has made a number of
scientific and video presentations and has authored a number of publications in
professional, peer-reviewed journals. One significant publication was in ... The Journal
Page 12
of Arthroscopy and Related Sur/?ery, which is considered one of the leading journals in
orthopaedic surgery.
comments that the petitioner has authored ~es and a textbook chapter,
rprnrn does not include a copy of the chapter in _ written by the petitioner.
As previously discussed, going on record without supporting documentary evidence is not
sufficient for purposes of meeting the burden of proof in these proceedings. Matter of Soffici, 22
I&N Dec. at 165. The nonexistence or other unavailability of primary evidence creates a
presumption of ineligibility. 8 C.F.R. § 103.2(h)(2)(i). Nevertheless, the regulations contain a
separate criterion regarding the authorship of scholarly articles. 8 C.F.R. § 204.5(h)(3)(vi). The
AAO will not presume that evidence relating to or even meeting the scholarly articles criterion is
presumptive evidence that the petitioner also meets this criterion. Because separate criteria exist
for authorship of scholarly articles and original contributions of major significance, USC1S
clearly does not view the two as being interchangeable. Publication and presentations arc not
sufficient evidence under 8 C.F.R. § 204.5(h)(3 lev) absent evidence that they were of "major
significance." Kazarian v. USCIS, 580 F.3d 1030, 1036 (9th Cir. 2009) aff'd in part 596 F.3d
1115 (9th Cir. 2010). In 2010, the Kazarian court reaffinned its holding that the AAO did not abuse
its discretion in finding that the alien had not demonstrated contributions of major significance. 5lJ6
F.3d at 1122. Thus, there is no presumption that every published article or presentation is an
original contribution of major significance in the field; rather, the petitioner must document the
actual impact of his article or presentation. In the present matter, the petitioner failed to submitted
citation evidence or other supporting documentation showing that his published and presented work
is majorly significant to his field. According to the regulation at 8 C.F.R. § 204.5(h)(3)(v), an
alien's contributions must be not only original but of "major significance" in the field. The
phrase "major significance" is not superfluous and, thus, it has some meaning. Silverman v.
Eastrich Multiple Investor Fund, L.P., 51 F. 3d 28, 31 (3,d Cir. 1995) quoted in APWU v. Potter,
343 F.3d 619, 626 (2nd Cir. Sep 15,2003). To be considered a contribution of major significance
in the fields of science and medicine, it can be expected that the results would have already been
reproduced and confirmed by other experts and applied in their work. Otherwise, it is difficult to
gauge the impact of the petitioner's work.
states:
I have known [the petitioner] for the past f1 years in the course of his work at_
[The petitioner] is recognized in the medical community as an individual with
extraordinary ability in the field of arthroscopic surgery. His pioneering works on
arthroscopic reconstruction and Glenoid revision have greatly contributed in the field of
sports medicine. [The petitioner] has co-authored a chapter of the highly prestigious
textbook,_, providing expert guidance to practitioners on the latest treatment
approaches to shoulder injury, including minimally invasive treatments as an alternative
to surgery.
Page 13
[The petitioner] is renowned for innovative treatments of muscular skeletal pathology.
His Glenoid revision studies focused on the variety of options available for the revision
of a failed total shoulder Athrosplasty. I The petitioner's] research on Equine Model [or
Cartilage Repair has provided incredible advances in the basic science of orthopedic
medicine, creating new opportunities to further study and understand the normal
reparative processes of cartilage and potentially diminish the burden of osteoarthritis in
our country.
There is no evidence showing that the petItloner's research studies on arthroscopic
reconstruction, Glenoid revision, the Equine Model of Cartilage Repair are frequently cited by
independent researchers, that his original treatment methodologies are being widely utilized by
other orthopedic surgeons throughout the field, or that his work otherwise constitutes
contributions of major significance to the field at large. While the petitioner's surgical and
medical research is no doubt of value, it can be argued that any research must be shown to be
original and present some benefit if it is to receive funding and attention from the scientific
community. Any Ph.D. thesis or postdoctoral research, in order to be accepted for graduation,
publication, presentation, or funding, must offer new and useful information to the pool of
knowledge. It does not follow that every physician or surgeon who performs original research
that adds to the general pool of knowledge has inherently made a contribution of "major
significance" to the field as a whole.
and the
[The petitioner] is an outstanding clinician and scientist of exceptional caliber who has
already made and continues to make valuable contributions to orthopedics and sports
medicine, including some non-invasive treatment procedures for shoulder injuries. These
include, [sic] a significant publication was in The Journal of Arthroscopy and Related
Surgery, which is considered one of the leading journals in Orthopedic Sports Medicine.
states that the petitioner has developed "some non-invasive treatment procedures
[or shoulder injuries," but he docs not specifically identify the medical centers that have adopted
the petitioner's treatment procedures. The plain language of the regulation at 8 C.F.R.
§ 204.5(h)(3)(v) requires that the petitioner's contributions be "of major significance in the field"
rather than limited to the hospitals where he has worked. Further, there is no evidence showing
that the petitioner's work in The Journal of Arthroscopy and Related Surgery is frequently cited
by independent researchers or that his work otherwise equates to a contribution of major
significance in the field.
The AAO notes that all of the reference letters submitted by the petitioner are from physicians
who are affiliated with hospitals where the petitioner has trained. While such letters are
important in providing details about the petitioner's work on various projects, they cannot by
themselves establish that his work is recognized beyond his supervisors and coworkers. The
opinions of experts in the field are not without weight and have been considered above. USCIS
may, in its discretion, usc as advisory opinions statements submitted as expert testimony. See
-Page 14
Matter of Caron International, 19 I&N Dec. 791, 795 (Comm'r. 1988). However, USCIS is
ultimately responsible for making the final determination regarding an alien's eligibility for the
benefit sought. Id. The submission of letters from experts supporting the petition is not
presumptive evidence of eligibility; USCIS may evaluate the content of those letters as to
whether they support the alien's eligibility. See id. at 795-796; see also Matter of V-K-, 24 I&N
Dec. 500, n.2 (BIA 2(08) (noting that expert opinion testimony does not purport to be evidence
as to "fact"). Thus, the content of the experts' statements and how they became aware of the
petitioner's reputation are important considerations. Even when written by independent experts,
letters solicited by an alien in support of an immigration petition are of less weight than
preexisting, independent evidence that onc would expect of a physician or orthopedic surgeon
who has made original contributions of major significance. Without supporting evidence
showing that the petitioner's work equates to original contributions of major significance in his
field, the AAO cannot conclude that he meets this criterion.
Evidence of the alien's authorship of scholar IV articles in the field, in professional or
major trade publications or other major media.
The petitioner has documented his co-authorship of scholarly articles and, thus, has submitted
qualifying evidence pursuant to 8 C.F.R. § 204.5(h)(3)(vi). Accordingly, the petitioner has
established that he meets this criterion.
Evidence that the alien has performed in a leading or critical role for organizatiolJS
or establishments that have a distinguished reputatioll.
The AAO withdraws the director's finding that the petitioner meets this regulatory criterion. The
petitioner submitted an August 10, 2009 letter from that the
petitioner "became a fully-accredited orthopaedic resident" in
accredited at the level in 2007. The petitioner also submitted a
letter from
[The petitioner] attended medical school in Venezuela where he rotated as a medical
student. . .. After medical school. he was a research fellow at the Hospital for Special
Sl1m,>rv and then ted a year of general surgery training at
and is currently a resident in
At issue is whether the petitioner performed a critical role for the above hospitals. Hospitals require
competent surgical residents and fellows. A conclusion that the petitioner played a critical role for
the preceding hospitals simply by competently working in a position that needed to be filled would
render this criterion meaningless. Specifically, it can be presumed that employers do not typically
hire individuals to fill roles that serve no purpose for the employer; yet not every employee for a
distinguished organization meets this criterion. In determining whether the petitioner's role was
critical, the AAO looks at his performance in that role and how it contributed to the hospitals'
activities beyond what is normally expected of their orthopaedic residents and research fellows in
training.
Page 15
the petitioner
submitted letters from petitIOner's research
work and orthopaedic surgery activities, The documentary evidence submitted by the petitioner
fails to demonstrate that his roles as an orthopaedic resident and research fellow in training were
leading or critical to hospitals where he worked. There is no organizational chart or other
evidence where the petitioner's positions fell within the general hierarchy of the
Further,
the petitioner's evidence does not demonstrate how his training positions differentiated him from
the other physicians and surgeons employed by the preceding hospitals, let alone their attending
orthopaedic surgeons, program directors, and department chairmen. The record lacks evidence the
petitioner contributed significantly to the activities of any hospital beyond the normal expectations
of the numerous residents and research fellows who rotate through these hospitals annually. The
evidence submitted the does not show that he was for the success or
standing of the
_to a degree consistent with the meaning of"leading or critical role." Accordingly, the AAO
withdraws the director's finding that the petitioner mcets this regulatory criterion.
Summary
The AAO concurs with the director's determination that the petitioner has failed to demonstrate
his receipt of a major, internationally recognized award, or that he meets at least three of the ten
categories of evidence that must be satisfied to establish the minimum eligibility requirements
necessary to qualify as an alien of extraordinary ability. 8 C.F.R. § 204.5(h)(3).
B. Final Merits Determination
The AAO will next conduct a final merits determination that considers all of the evidence in the
context of whether or not the petitioner has demonstrated: (1) a "level of expertise indicating that
the individual is one of that small percentage who have risen to the very top of the[ir] field of
endeavor," 8 C.F.R. § 204.5(h)(2); and (2) "that the alien has sustained national or international
acclaim and that his or her achievements have been recognized in the field of expertise." Section
203(b)(I)(A) of the Act; 8 C.F.R. § 204.5(h)(3). See also Kazariall, 596 F.3d at 1119-20. In the
present matter, many of the deficiencies in the documentation submitted by the petitioner have
already been addressed in our preceding discussion of the categories of evidence at 8 C.F.R.
§§ 204.5(h)(3)(i) - (v) and (viii.)
With regard to the documentation submitted for the category of evidence at 8 C.F.R.
§ 204.5(h)(3)(i), this decision has already addressed why selection of the petitioner's work for
publication and presentation does not constitute comparable evidence of his receipt of nationally
or internationally recognized prizes or awards for excellence in the field of endeavor. The
petitioner's evidence is also not indicative of or consistent with sustained national acclaim or a
level of expertise indicating that he is one of that small percentage who have risen to the very top
of his field of endeavor. Mere publication and presentation of the petitioner'S work does not
elevate him above almost all others in his field at a national or international level.
Page 16
Regarding the documentation submitted for the category of evidence at 8 C.F.R. § 204.5(h)(3)(ii),
as previously discussed, there is no evidence showing the petitioner holds membership in
associations that require outstanding achievements of their members, as judged by recognized
national or international experts in his field. The petitioner has not established that his
memberships are indicative of or consistent with sustained national acclaim or a level of
expertise indicating that he is one of that small percentage who have risen to the very top of his
field.
In regard to the documentation submitted for the category of evidence at t; C.F.R.
§ 204.5(h)(3)(iii), this decision has already addressed why selection of the petitioner's work for
publication and presentation does not constitute comparable evidence of published material about
him in professional or major trade publications or other major media. The petitioner's evidence is
also not indicative of or consistent with sustained national acclaim or a level of expertise
indicating that he is one of that small percentage who have risen to the very top of his field of
endeavor. Mere publication and presentation of the petitioner's work does not elevate him above
almost all others in his field at a national or international level.
With regard to the documentation submitted for the category of evidence at 8 C.F.R.
§ 204.5(h)(3)(iv), the nature of the petitioner's judging experience is a relevant consideration as
to whether the evidence is indicative of his recognition beyond his own circle of collaborators.
See Kazarian, 596 F. 3d at 1122. The petitioner submitted an August 12, 2009 letter from.
_ asserting that the petitioner "has served as the Scientific Supervisor on two theses in
the areas of his specialty, judging the work of the presenters of the theses." As previously
discussed, there is no documentary evidence showing the specific work judged by the petitioner,
the dates of his participation, the names of those he evaluated, or documentation of his
assessments. Further, there is no evidence showing that the petitioner's service as a Scientific
Supervisor for his employer is indicative of national or international acclaim at the very top of
his field. The petitioner failed to submit evidence demonstrating that he judged experienced
physicians or surgeons rather than students in the early stages of their medical career. C/,
Mutter of Price, 20 I&N Dec. 953, 954 (Assoc. Comm'r 1994); 56 Fed. Reg. at 60899 (USClS
has long held that has long held that even athletes performing at the major league level do not
automatically meet the statutory standards for immigrant classification as an alien of "extraordinary
ability"). The documentation submitted by the petitioner fails to establish that his level of
judging is comrnensurate with sustained national or international acclaim at the very top of the
field.
Regarding the petitioner's original research work submitted for the category of evidence at t; C.F.R.
§ 204.5(h)(3)(v), as stated above, it does not appear to rise to the level of contributions of "major
significance" in the field. Demonstrating that the petitioner's work was "original" in that it did not
merely duplicate prior research is not useful in setting the petitioner apart through a "career of
acclaimed work." H.R. Rep. No. 101-723,59 (Sept. 19, 1990). That page (59) also says that "an
alien must (1) demonstrate sustained national or international acclaim in the sciences, arts,
education, business or athletics (as shovm through extensive documentation) ... " Research work
that is unoriginal would be unlikely to secure the petitioner an advanced degree, let alone
Page 17
classification as a physician or orthopaedic surgeon of extraordinary ability. To argue that all
original research is, by definition, "extraordinary" is to weaken that adjective beyond any useful
meaning, and to presume that most research is "unoriginal." In present matter, the record does not
contain sufficient evidence that the petitioner's research findings had major significance in the
field, let alone an impact consistent with being nationally or internationally acclaimed as
extraordinary.
In regard to the documentation submitted for the category of evidence 8 C.F.R. § 204.5(h)(3)(vi),
the AAO acknowledges that the petitioner has coauthored a few scholarly articles as of the
petition's filing date. The Department of Labor's (OOH), 2010-11 Edition (accessed at
www.bls.gov/oco on December 29, 2011 and incorporated into the record of proceedings),
provides information about the nature of employment as a postsecondary teacher (professor) and the
requirements for such a position. See lltJp:!/www.bls.gov/oco/pdflocos066.pdf. The handbook
expressly states that faculty members arc pressured to perform research and publish their work and
that the professor's research record is a consideration for tenure. Moreover, the doctoral programs
training students for faculty positions require a dissertation, or written report on original research.
Id. Further, the OOH states specifically with respect to the biological sciences that a "solid record
of published research is essential in obtaining a permanent position performing basic research,
especially for those seeking a permanent college or university faculty position." See
http://www.bls.govioco/pdf/ocos047.pdf.This information reveals that original published research,
whether arising from research at a university or private employer, does not set the researcher apart
from faculty in that researcher's field.
Moreover, the citation history of the petitioner's published and presented work is a relevant
consideration as to whether the evidence is indicative of the petitioner'S recognition beyond his
own circle of collaborators. See Kazarian, 596 F. 3d at 1122. The petitioner failed to submit
citation indices or other documentary evidence demonstrating that his articles have attracted a level
of interest in his field commensurate with sustained national or international acclaim at the very
top of the field.
With regard to the documentation submitted for the category of evidence at 8 C.F.R.
§ 204.S(h)(3)(viii), as previously discussed, there is no evidence showing that the petitioner has
performed in a leading or critical role for organizations or establishments that have a distinguished
reputation. The petitioner has not established that his training positions as an orthopaedic
resident and research fellow are indicative of or consistent with sustained national acclaim or a
level of expertise indicating that he is one of that small percentage who have risen to the very top
of his field.
Ultimately, the evidence in the aggregate does not distinguish the petitioner as one of the small
percentage who has risen to the very top of the field of endeavor. The petitioner, a post-graduate
third-year orthopaedic resident, relies on undocumented professional memberships, his purported
involvement in judging two student thesis presentations, less than ten scholarly articles and
conference presentations, his training positions at various medical centers, and the praise of his
supenors.
-Page 18
The AAO notes that the petitioner's superiors' credentials are far more impressive, For example,
the submitted the curriculum vitae stating that he is
that he received two
While the petitioner need not demonstrate that there is no one more accomplished than himself to
qualify for the classification sought, it appears that the very top of his field of endeavor is above the
level he has attained, In this matter, the petitioner has not established that his achievements at the
time of filing were commensurate with sustained national or international acclaim as a physician or
orthopedic surgeon, and being among that small percentage at the very top of the field of endeavor.
III. Conclusion
Review of the record does not establish that the petitioner has distinguished himself to such an
extent that he may be said to have achieved sustained national or international acclaim and to be
within the small percentage at the very top of his field, The evidence is not persuasive that the
petitioner's achievements set him significantly above almost all others in his field at a national or
international leveL Therefore, the petitioner has not established eligibility pursuant to section
203(b)(1)(A) of the Act and the petition may not be approved,
An application or petition that fails to comply with the technical requirements of the law may be
denied by the AAO even if the Service Center does not identify all of the grounds for denial in
the initial decision, See Spencer Enterprises, Inc, v, United States, 229 F. Supp, 2d at 1043,
affd, 345 F.3d at 683; see also Soltane v, DOl, 381 F.3d at 145 (noting that the AAO conducts
appellate review on a de novo basis),
The petition will be denied for the above stated reasons, with each considered as an independent
and alternative basis for deniaL In visa petition proceedings, the burden of proving eligibility for
the benefit sought remains entirely with the petitioner. Section 291 of the Act, 8 U.s,C ~ 1361.
Here, that burden has not been mel.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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