dismissed EB-1A Case: Medicine / Invention
Decision Summary
The appeal was dismissed because the petitioner failed to establish sustained national or international acclaim. The evidence submitted for the 'prizes or awards' criterion, including medals from invention exhibitions, was deemed insufficient as it lacked evidence of the awards' significance, media coverage, or objective corroboration. One award was also noted to have been presented to the petitioner's son, not the petitioner himself.
Criteria Discussed
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U.S. Department of Homeland Security
U.S. Citizenship and Immigration Services
identifying data deleted to
Ofice ofAdministrative Appeals MS 2090
prevent clearly unwanated
Washington, DC 20529-2090
invasion of personal privacy
U. S. Citizenship
and Immigration
'J 0
FILE: Office: NEBRASKA SERVICE CENTER Date: SEP 2 2 2009
LIN 08 077 50972
PETITION:
Immigrant Petition for Alien Worker as an Alien of Extraordinary Ability Pursuant to Section
203(b)(l)(A) of the Immigration and Nationality Act, 8 U.S.C. 5 1153(b)(l)(A)
ON BEHALF OF PETITIONER:
SELF-REPRESENTED
INSTRUCTIONS:
This is the decision of the Administrative Appeals Office in your case. All documents have been returned to
the office that originally decided your case. Any further inquiry must be made to that office.
If you believe the law was inappropriately applied or you have additional information that you wish to have
considered, you may file a motion to reconsider or a motion to reopen. Please refer to 8 C.F.R. 5 103.5 for
the specific requirements. All motions must be submitted to the office that originally decided your case by
filing a Form I-290B, Notice of Appeal or Motion, with a fee of $585. Any motion must be filed within 30
days of the decision that the motion seeks to reconsider or reopen, as required by 8 C.F.R. 8 103.5(a)(l)(i).
whn F. Grissom
Acting Chief, Administrative Appeals Office
DISCUSSION: The employment-based immigrant visa petition was denied by the Director,
Nebraska Service Center, and is now before the Administrative Appeals Office (AAO) on appeal. The
appeal will be dismissed.
The petitioner seeks classification as an employment-based immigrant pursuant to section
203(b)(l)(A) of the Immigration and Nationality Act (the Act), 8 U.S.C. fj 1 153(b)(l)(A), as an alien
of extraordinary ability in the sciences. The director determined that the petitioner had not established
the sustained national or international acclaim necessary to qualify for classification as an alien of
extraordinary ability. More specifically, the director found that the petitioner had failed to demonstrate
receipt of a major, internationally recognized award, or that he meets at least three of the regulatory
criteria at 8 C.F.R. 5 204.5(h)(3). The director also determined that the petitioner had not submitted
clear evidence that he would continue to work in his area of expertise in the United States.
On appeal, the petitioner argues that he meets at least three of the regulatory criteria at 8 C.F.R.
5 204.5(h)(3).
Section 203(b) of the Act states, in pertinent part, that:
(1) Priority workers. -- Visas shall first be made available . . . to qualified immigrants who are
aliens described in any of the following subparagraphs (A) through (C):
(A) Aliens with extraordinary ability. -- An alien is described in this subparagraph if --
(i) the alien has extraordinary ability in the sciences, arts, education,
business, or athletics which has been demonstrated by sustained national or
international acclaim and whose achievements have been recognized in the
field through extensive documentation,
(ii) the alien seeks to enter the United States to continue work in the area of
extraordinary ability, and
(iii) the alien's entry into the United States will substantially benefit
prospectively the United States.
U.S. Citizenship and Immigration Services (USCIS) and legacy Immigration and Naturalization
Service (INS) have consistently recognized that Congress intended to set a very high standard for
individuals seeking immigrant visas as aliens of extraordinary ability. See 56 Fed. Reg. 60897,
60898-99 (Nov. 29, 1991). As used in this section, the term "extraordinary ability" means a level of
expertise indicating that the individual is one of that small percentage who have risen to the very top
of the field of endeavor.
8 C.F.R. fj 204.5(h)(2).
The specific requirements for supporting
documents to establish that an alien has sustained national or international acclaim and recognition
in his or her field of expertise are set forth in the regulation at 8 C.F.R. 5 204.5(h)(3). The relevant
criteria will be addressed below. It should be reiterated, however, that the petitioner must show that
he has sustained national or international acclaim at the very top level.
This petition, filed on January 10,2008, seeks to classify the petitioner as an alien with extraordinary
ability as an inventor, an acupuncturist, and a doctor. The regulation at 8 C.F.R. 5 204.5(h)(3)
indicates that an alien can establish sustained national or international acclaim through evidence of a
one-time achievement (that is, a major, internationally recognized award). Barring the alien's receipt
of such an award, the regulation outlines ten criteria, at least three of which must be satisfied for an
alien to establish the sustained acclaim necessary to qualify as an alien of extraordinary ability. A
petitioner, however, cannot establish eligibility for this classification merely by submitting evidence
that simply relates to at least three criteria at 8 C.F.R. 5 204.5(h)(3). In determining whether the
petitioner meets a specific criterion, the evidence itself must be evaluated in terms of whether it is
indicative of or consistent with sustained national or international acclaim. A lower evidentiary
standard would not be consistent with the regulatory definition of "extraordinary ability" as "a level
of expertise indicating that the individual is one of that small percentage who have risen to the very
top of the field of endeavor."
8 C.F.R. ยง 204.5(h)(2).
The petitioner has submitted evidence
pertaining to the following criteria under 8 C.F.R. 5 204.5(h)(3).'
Documentation of the alien's receipt of lesser nationally or internationally recognized
prizes or awards for excellence in the field of endeavor.
The petitioner submitted a certificate from the 2003 Invention & New Product Exhibition (INPEX)
tradeshow in Pittsburgh stating that his medical device was a Silver Medal International Award
Winner. In response to the director's request for evidence, the petitioner submitted a July 25, 2008
letter from INPEX, confirmin that he was "awarded a
silver medal in the medical category" for his invention at INPEX 2003. g letter further
states:
INPEXB is America's Largest Invention Trade Show.
Every invention and new product idea on display at INPEXB is eligible to be judged as a
part of the International Awards Program. Winners are determined on the basis of
usefulness, creativity and overall appeal. Winning an INPEXB award may add credibility to
an invention and may also increase the possibility of exposure through resulting publicity.
While INPEXB makes every effort to generate media coverage, any coverage is at the
discretion of the media outlet.
In this instance, there is no evidence showing that the petitioner's receipt of a silver medal at INPEX
2003 garnered any media coverage. Further,
self-serving statement that "INPEXQ is
1
The petitioner does not claim to meet or submit evidence relating to the criteria not discussed in this decision.
Page 4
America's Largest Invention Trade Show" is not corroborated by any supporting evidence.
Moreover, according to the INPEX internet site, the number of awards annually conferred by the
trade show is ~ubstantial.~ Finally, the record does not include any objective evidence regarding the
national or international significance of the petitioner's INPEX silver medal within the medical field.
The petitioner submitted an Honor Certificate for "IENA 2002 International Exhibitions 'Ideas-
Inventions-Innovations"' in Nuremberg, Germany stating that ' (rather than the petitioner)
"was awarded a silver medal for excellent achievement." The IENA 2002 Honor Certificate initially
submitted by the petitioner was not accompanied by a certified English language translation.
Pursuant to 8 C.F.R. ยง 103.2(b)(3), any document containing foreign language submitted to USCIS
shall be accompanied by a full English language translation that the translator has certified as
complete and accurate, and by the translator's certification that he or she is competent to translate
from the foreign language into English.
In response to the director's request for evidence, the
petitioner submitted an English language translation of the IENA 2002 Honor Certificate, but it was
not certified by the translator as required by the regulation at 8 C.F.R. 5 103.2 b 3 Further, we
cannot ignore that the Honor Certificate was presented to the petitioner's son, " &," rather than
to the petitioner himself. The plain language of the regulatory criterion at 8 C.F.R. 5 204.5(h)(3)(i)
specifically requires evidence of "the alien's receipt" of nationally or internationally recognized
or awards for excellence in the field of endeavor. We cannot conclude that an award that was
not specifically presented to the petitioner is tantamount to his receipt of a nationally or
internationally recognized award.
The petitioner submitted a certificate issued to him "In Recognition of Participation" in the "Yankee
Invention Exposition 2007." A participation certificate does not equate to a prize or an award. The
petitioner also submitted a certificate from the Judging Chairman of the Yankee Invention
Exposition stating that the petitioner received an "International Invention Award." The petitioner's
initial submission also included an October 13, 2007 letter from of
Yankee Invention Exposition, Inc., stating that he enjoyed seeing the petitioner's inventions and
requesting that the petitioner "return to the United States . . . to have further business discussions"
regarding his inventions. The October 13, 2007 letter, however, does not provide any information
regarding the significance of the petitioner's award.
With regard to the petitioner's awards from the preceding inventors' exhibitions, we note that the
petitioner did not provide information regarding the number or percentage of exhibitors who earned
some type of recognition. For example, according to the Yankee Invention Exposition's internet site,
the 2007 exhibition in which the petitioner participated had 96 exhibits and conferred 23 awards,
including top awards for "Best of how."^ Thus, almost one quarter of the exposition participants
received some form of recognition. The plain language of the regulatory criterion at 8 C.F.R.
See h~://www.inpex.com/international-invention-awards.aspx, h~://www.inpex.com/iu~-awards.aspx,
http://www.inpex.com/special-awards.aspx, and http://www.inpex.com/merit-awards.as x, accessed on September 3,
2009, copies incorporated into the record of proceeding.
See htt~://www.~ankeeinventionex~o.or~/past 07 exhibit 1ist.htm and http:Nwww.~ankeeinventionexpo.orq/
past 07 award winners.htm, accessed on September 3,2009, copies incorporated into the record of proceeding.
5 204.5(h)(3)(i) specifically requires that petitioner's awards be nationally or internationally recognized
in the field of endeavor and it is his burden to establish every element of this criterion. In this case,
there is no evidence demonstrating that the petitioner's awards had a significant level of recognition
beyond the context of the preceding exhibitions.
In light of the above, the petitioner has not established that he meets this criterion.
Documentation of the alien's membership in associations in the Jield for which
classzJication is sought, which require outstanding achievements of their members, as
judged by recognized national or international experts in their disciplines or$elds.
In order to demonstrate that membership in an association meets this criterion, a petitioner must
show that the association requires outstanding achievement as an essential condition for admission to
membership. Membership requirements based on employment or activity in a given field, minimum
education or experience, standardized test scores, grade point average, recommendations by
colleagues or current members, or payment of dues, do not satisfy this criterion as such requirements
do not constitute outstanding achievements. Further, the overall prestige of a given association is
not determinative; the issue here is membership requirements rather than the association's overall
reputation.
In response to the director's request for evidence, the petitioner submitted a certificate from the
Liaoning Acupuncture and Moxibustion Society stating:
China Association for Acupuncture and Moxibustion is the largest and the most authoritative
acupuncture and moxibustion academic organization in China and one of members of World
Federation of Acupuncture and Moxibustion Societies. Liaoning Acupuncture and
Moxibustion Society is directly subordinate to China Association for Acupuncture and
Moxibustion as a Grade I academic organization of Liaoning Province.
Articles of the society regulates that senior members of the society may be those who have
chief physician, professor, research fellow or corresponding professional title, high academic
prestige, or have be engaged in the circle for more than 30 years and have got remarkable
achievement and important contribution in acupuncture and moxibustion field, furthermore
can keep membership in the society for a long time, love and support work of the society and
can implement obligations of senior member.
[The petitioner] is a senior member with 21 years membership at China Association for
Acupuncture and Moxibustion.
The preceding certificate does not include an address, telephone number, or any other information
through which the Liaoning Acupuncture and Moxibustion Society or the China Association for
Acupuncture and Moxibustion may be contacted. Further, we cannot conclude that attaining a
particular professional title, academic success, or a certain length of experience are tantamount to
outstanding achievements. Moreover, the documentation submitted by the petitioner does not
Page 6
specify what constitutes "remarkable achievement" or an "important contribution" as indicated in the
society's articles. Finally, we note that the preceding certificate was unaccompanied by supporting
evidence in the form of the actual articles of the Liaoning Acupuncture and Moxibustion Society.
The petitioner submitted a certificate from the "Apoplexy Recovery Professional Committee of
Chinese Medicine Society of Liaoning Province" stating:
Liaoning Apoplexy Recovery Society is the most authoritative academic organization of
apoplexy recovery in Liaoning Province. Our society has made great effort on recovery of
paralytic and gained many achievements.
[The petitioner] is the member of council of Liaoning Apoplexy Recovery Professional
Committee. He has rich clinical experience for many years, obtained lots of achievements
and won the respect from other members.
The preceding certificate does not include an address, telephone number, or any other information
through which the organization may be contacted. The petitioner also submitted a "Work
Certificate" identifying him as a member of the Inventors' Association of the City of Shenyang. The
record, however, does not include evidence (such as membership bylaws) showing the admission
requirements for the Inventors Association of the City of Shenyang or the Liaoning Apoplexy
Recovery Professional Committee.
In this case, there is no evidence showing that the preceding organizations require outstanding
achievements of their members, as judged by recognized national or international experts in the
petitioner's field or an allied one. Accordingly, the petitioner has not established that he meets this
criterion.
Evidence of the alien's original scientiJic, scholarly, artistic, athletic, or business-
related contributions of major signiJicance in theJield.
The petitioner submitted documentation from the United States Patent and Trademark Office
indicating that he filed a provisional patent application in 2001. The petitioner also submitted
documentation from the German Patent and Trademark Office reflecting that he published patent
applications in 2002 and 2004. There is no evidence showing that the petitioner has actually been
granted a patent for the preceding inventions. The petitioner also submitted evidence from the State
Intellectual Property Office of the People's Republic of China reflecting that he holds a utility model
patent for his "Chinese herb fomenter treatment bags." The grant of a patent demonstrates only that
an invention is original. This office has previously stated that a patent is not necessarily evidence of a
track record of success with some degree of influence over the field as a whole. See Matter of New
York State Dep't. of Transp., 22 I&N Dec. 2 15, 221 n. 7, (Comrnr. 1998). Rather, the significance of
the innovation must be determined on a case-by-case basis. Id. In this case, there is no evidence
showing that the petitioner has licensed or successfully marketed his inventions. On appeal, the
petitioner acknowledges this fact stating: "I have not granted license to any manufacturer to mass
production of my invention yet." Thus, the impact of the petitioner's inventions in his field is not
documented in the record. Rather than submitting evidence demonstrating that his inventions have
already had a significant impact in the medical field, the petitioner instead comments on his future
aspirations for their commercialization. Accordingly, the petitioner has not established that his
inventions equate to original scientific contributions of major significance in the field.
Aside from evidence of his Chinese patent and U.S. and German patent applications, the petitioner
submitted two letters of recommendation in support of the petition. Neither of these letters includes
an address, telephone number, or any other information through which their authors may be
contacted.
The letter co-written by and President and Vice President of the Liaoning
Institute of Stroke Rehabilitation, states:
[The petitioner] is one of members in the council of our Liaoning Institute of Stroke
Rehabilitation. For his experienced and excellent medical skills, he receives respects from
other members in our institute.
He has made a huge achievement in his 30 years of clinical work and treated around 50,000
cases. Many of them were with difficult symptoms. The effect of his treatments, especially
against the sequela of stroke was rapid and outstanding. An example was a treatment for a
male patient with Stroke. In the leg elevation test, the supine patient could generally elevate
his illed thigh max. 7cm high. After the 15-minute-treatment with the treatment device that
invented by [the petitioner], the patient achieved an elevation height of 37cm. Another
example case was a female patient with chronic Migraine of 10 years history. After her new
attack of Migraine that lasted one week without any effect of convening possible pain-killers
in the maximal dose, she consulted the medical help from [the petitioner]. Through 15
minutes' treatment with the same treatment device, all complaints of her Migraine
disappeared. During the routine treatment work, [the petitioner] could often meet similar
patients.
In his 30 years of clinical work, [the petitioner] did not concern his earnings and medical
rank and set patients in his first place. In his belief, the happiest is to release the complaint of
patients. As one of major leaders, in the latest re-election of our Institute, [the petitioner]
was supported by the institute members to become the new president. Disappointedly, he
refused and insisted on his busy treatment work.
The letter from
Associate President and Chief Secretary of the "Liaoning Association of
China Association of Zhenjiu," and a professor at Liaoning Chinese Medicine University, states:
[The petitioner], who served as associate director doctor in No. 6 Hospital of Shenyang, is a
21 years, old member in the China Association of Zhenjiu. He has worked more than 30
years in the clinical treatment and performed gorgeously with acupuncture against
Apoplectic Sequelae and Migraine. He has treated personally around 50,000 of such patients
during his work. He is one of extreme excellent senior members in our association.
We can freshly recall, in the summer of 2004, a patient named
who has been in the
post-traumatic coma for nearly 2 months, came back to his full orientations through [the
petitioner's] careful treatment. This case strongly indicates that [the petitioner] grasps high-
level treatment skills and experience. The results of many cases in his 30-year-treatment
were regarded as marvels. Therefore, he is honorably respected by his working colleagues,
patients and their families.
The most valuable achievement in [the petitioner's] clinical work is his inventions of
treatment devices.
These treatment devices are worth of high attention.
Although the
treatment devices have not yet become popular and widely applied in the clinical treatment, I
can assert, they would surely have brilliant prospects. Particularly, "the Device for Treating
Stroke and Migraine" has its unique astonishing effect. We are looking forward for the
success of [the petitioner's] inventions.
The examples pertaining to the petitioner's treatment methodologies are inherently anecdotal, and are
not sufficient to demonstrate that the petitioner has made original scientific contributions that have
significantly influenced or impacted' his field.
asserts that the petitioner's
treatment devices "have brilliant prospects" rather than addressing how his inventions already
qualify as original contributions of major significance in the field. A petitioner cannot file a petition
under this classification based on the expectation of future eligibility. Matter of Katigbak, 14 I&N
Dec. 45,49 (Regl. Commr. 1971).
According to the regulation at 8 C.F.R. fj 204.5(h)(3)(v), an alien's contributions must be not only
original but of major significance. We must presume that the phrase "major significance" is not
superfluous and, thus, that it has some meaning. While the petitioner has earned the admiration of
his immediate colleagues, the record does not include evidence showing that his work constitutes
original contributions of major significance in his field consistent with sustained national or
international acclaim. For example, the record does not indicate the extent of the petitioner's
influence on others in the medical field nationally or internationally, nor does it show that the field
has significantly changed as a result of his work.
In this case, the letters of support limited to the petitioner's immediate colleagues are not sufficient to
demonstrate that he meets this criterion. The opinions of one's professional contacts, while not
without weight, cannot form the cornerstone of a successful extraordinary ability claim. USCIS
may, in its discretion, use as advisory opinions statements submitted as expert testimony. See Matter
of Caron International, 19 I&N Dec. 791, 795 (Commr. 1988). However, USCIS is ultimately
responsible for making the final determination regarding an alien's eligibility for the benefit sought.
Id. The submission of letters of support from the petitioner's professional contacts is not
presumptive evidence of eligibility; USCIS may evaluate the content of those letters as to whether
they support the alien's eligibility. See id. at 795-796. Thus, the content of the writers' statements and
how they became aware of the petitioner's reputation are important considerations. Even when written
by independent experts, letters solicited by an alien in support of an immigration petition are of less
weight than preexisting, independent evidence of original contributions of major significance that
Page 9
one would expect of a medical practitioner or an inventor who has sustained national or international
acclaim.
On appeal, the petitioner states that he included references from ' and-
-' but his initial submission included only their e-mail addresses and telephone
numbers rather than letters of support from them discussing the medical effectiveness of his
inventions. Going on record without supporting documentary evidence is not sufficient for purposes
of meeting the burden of proof in these proceedings. Matter of SofJici, 22 I&N Dec. 158, 165
(Comm. 1998) (citing Matter of Treasure Craft of California, 14 I&N Dec. 190 (Reg. Comm.
1972)). Without evidence showing that the petitioner's work has been unusually influential, highly
acclaimed throughout his field, or has otherwise risen to the level of contributions of major
significance, we cannot conclude that he meets this criterion.
Evidence that the alien has performed in a leading or critical role for organizations or
establishments that have a distinguished reputation.
At issue for thls criterion are the position the petitioner was selected to fill and the reputation of the
entity that selected him. In other words, the position must be of such significance that the alien's
selection to fill the position is indicative of or consistent with national or international acclaim.
With regard to the petitioner's work at the Liaoning Institute of Stroke Rehabilitation and the No. 6
Hospital of Shenyang, there is no evidence showing that they have distinguished reputations.
Further, there is no evidence showing that the petitioner's role was leading or critical for the Institute
or the hospital. The petitioner's evidence does not demonstrate how his role differentiated him from
the other doctors on staff, let alone the organizations' top management. For example, the petitioner has
not submitted a personnel chart for the preceding institutions showing where his position fell within
their organizational hierarchies. The documentation submitted by the petitioner does not establish that
he was responsible for the success or standing of the Liaoning Institute of Stroke Rehabilitation or the
No. 6 Hospital of Shenyang to a degree consistent with the meaning of "leading or critical role" and
indicative of sustained national or international acclaim. Accordingly, the petitioner has not
established that he meets this criterion.
In this case, we concur with the director's finding that the petitioner has failed to demonstrate his
receipt of a major internationally recognized award, or that he meets at least three of the criteria that
must be satisfied to establish the national or international acclaim necessary to qualify as an alien of
extraordinary ability. 8 C.F.R. 8 204.5(h)(3). The conclusion we reach by considering the evidence
to meet each criterion separately is consistent with a review of the evidence in the aggregate. Even
in the aggregate, the evidence does not distinguish the petitioner as one of the small percentage who
has risen to the very top of the field of endeavor. 8 C.F.R. $204.5(h)(2).
The director also found that the petitioner had not submitted clear evidence that he would continue to
work in his area of expertise in the United States. The regulation at 8 C.F.R. 5 204.5(h)(5) requires
"clear evidence that the alien is coming to the United States to continue work in the area of expertise.
Such evidence may include letter(s) from prospective employer(s), evidence of prearranged
commitments such as contracts, or a statement from the beneficiary detailing plans on how he or she
intends to continue his or her work in the United States." In response to the director's request for
evidence, the petitioner submitted his "Prospective Working Plan in the U.S." detailing future plans
for his career. We find that the petitioner's Prospective Working Plan, along with the
aforementioned October 13, 2007 letter from the President of Yankee Invention Exposition, Inc., are
adequate to satisfy the regulation at 8 C.F.R. ยง 204.5(h)(5). Therefore, we withdraw the director's
finding regarding this issue.
Nevertheless, review of the record does not establish that the petitioner has distinguished himself to
such an extent that he may be said to have achieved sustained national or international acclaim or to
be within the small percentage at the very top of his field. The evidence is not persuasive that the
petitioner's achievements set him significantly above almost all others in his field at a national or
international level. Therefore, the petitioner has not established eligibility pursuant to section
203(b)(l)(A) of the Act and the petition may not be approved.
The AAO maintains plenary power to review each appeal on a de novo basis. 5 U.S.C. 5 557(b)
("On appeal from or review of the initial decision, the agency has all the powers which it would have
in making the initial decision except as it may limit the issues on notice or by rule."); see also Janka
v. US. Dept. of Transp., NTSB, 925 F.2d 1 147, 1 149 (9th Cir. 1991). The AAO's de novo authority
has been long recognized by the federal courts. See, e.g., Dor v. INS, 891 F.2d 997, 1002 n. 9 (2d
Cir. 1989).
The petition will be denied for the above stated reasons, with each considered as an independent and
alternative basis for denial. In visa petition proceedings, the burden of proving eligibility for the
benefit sought remains entirely with the petitioner. Section 291 of the Act, 8 U.S.C. tj 1361. Here,
that burden has not been met.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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