dismissed
EB-1A
dismissed EB-1A Case: Plant Physiology
Decision Summary
The appeal was dismissed because the petitioner withdrew it after being confronted with findings of fraud and material misrepresentation. The AAO determined that the petitioner submitted falsified documents, including an altered prize certificate and plagiarized scholarly articles, in support of the petition.
Criteria Discussed
Prizes Or Awards Authorship Of Scholarly Articles
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U.S. Department of Homeland Security
20 Mass. Ave., N.W., Rrn. 3000
Washington, DC 20529
U. S. Citizenship
and Immigration
Services
Office: VERMONT SERVICE CENTER Date: APR 1 7 m)7
EAC 05 13 1 50992
PETITION:
Immigrant Petition for Alien Worker as an Alien of Extraordinary Ability Pursuant to Section
203(b)(l)(A) of the Immigration and Nationality Act, 8 U.S.C. 5 1 153(b)(l)(A)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
This is the decision of the Administrative Appeals Office in your case. All documents have been returned to
the office that originally decided your case. Any further inquiry must be made to that office.
w
>obert P. Wiemann, Chief
Administrative Appeals Office
DISCUSSION: The employment-based immigrant visa petition was denied by the Director, Vermont Service
Center, and is now before the Administrative Appeals Office (AAO) on appeal. On January 30, 2007, the
petitioner requested that his appeal be withdrawn. The appeal will be dismissed based on its withdrawal by
counsel. The AAO will also enter a separate administrative finding of fiaud and material misrepresentation.
The petitioner sought classification as an employment-based immigrant pursuant to section 203(b)(l)(A) of
the Immigration and Nationality Act (the Act), 8 U.S.C. 5 1153(b)(l)(A), as an alien of extraordinary ability
in the sciences. Part 5 of the Form 1-140 petition listed the petitioner's occupation as a researcher of plant
physiology.1 The director determined the petitioner had not established that he qualifies for classification as an
alien of extraordinary ability.
On November 29, 2006, in accordance with the regulation at 8 C.F.R. 5 103.2(b)(16)(i), this office issued a
notice advising the petitioner of derogatory information indicating that he submitted falsified material in
support of his petition. The notice specifically observed that the petitioner signed the Form 1-140, thereby
certifying under penalty of perjury that "this petition and the evidence submitted with it are all true and
correct."
Regarding the altered documents and their materiality to these proceedings, the AAO's notice stated:
8 C.F.R. 5 204.5(h)(3)(i) calls for documentation of the alien's receipt of lesser nationally or
internationally recognized prizes or awards for excellence in the field of endeavor. In support of your
petition, you submitted a photocopy of what is alleged to be a "Certificate of Prize of National
Progress of Science and Technology" presented to you in 2004. The AAO is in receipt of another
version of this document, alleged to be the original, which we shall refer to as the "altered template."
This altered template was created by gluing strips of paper bearing new text over existing text on the
document. The new text superimposed on the altered template included your name, the name of a
paper that you allegedly authored entitled "A Study of a-amylase During Development of Apple
~ruit,"~ and a different serial number. For example, the altered template had an underlying serial
number of A thin stnp of paper was then placed over this underlying serial
number and glued to the document. This thin strip of paper bears a new serial number 0-
The altered template contained in the record (when photocopied) is identical to the
photocopy of the "Certificate of Prize of National Progress of Science and Technology" that you
submitted to CIS. Thus, you have submitted what appears to be an altered prize certificate in support
of your petition.
1
The petitioner submitted evidence showing that he holds a bachelor's degree in agricultural studies ("hit
tree specialty") from the Laiyang Agricultural Institute in China.
2
The record reflects that the petitioner is not the author of this study and that he plagiarized this article from
an original paper entitled "Activities, Quantitative Changes and Subcellular Localization of a-amylase During
Development of Apple Fruit'' bynd hich was published in Acta
Botanica Sinica.
8 C.F.R. fj 204.5(h)(3)(vi) calls for evidence of the alien's authorship of scholarly articles in the field,
in professional or major trade publications or other major media. In support of your petition, you
submitted what are alleged to be articles written by you appearing in Acta Botanica Sinica, Acta
Horticulturae Sinica, and Journal of Fruit Science. After further investigation, it has been determined
that you altered material written by other individuals and misrepresented their scholarly articles as your
own work:
1. The article in Acta Botanica Sinica of which you claim authorshin was originally written bv
http:/lw~v.wanfan~.data.corn.cn on November 22,2006.
2. The article in Acta Horticulturae Sinica of which you claim authorship was originally
written by and
N
The AAO was able to access the
orignal article at htty:l/uww.engine.cqvip.com on ovember 22,2006.
access the original article at http:l/w~~.wanfang.data.con~.cn on November 22,2006.
You fraudulently inserted your name into the above articles and plagiarized the work of the preceding
authors.
By misrepresenting your past accomplishments and submitting falsified documents, you have
attempted to obtain a visa by fraud and willful misrepresentation of a material fact. Doubt cast on any
aspect of the petitioner's proof may lead to a reevaluation of the reliability and sufficiency of the
remaining evidence offered in support of the visa petition. It is incumbent upon the petitioner to
resolve any inconsistencies in the record by independent objective evidence, and attempts to explain
or reconcile such inconsistencies, absent competent objective evidence pointing to where the truth, in
fact, lies, will not suffice. Matter of Ho, 19 I&N Dec. 582, 591-92 (BIA 1988). Because you have
submitted fraudulent documents in support of your petition, we cannot accord any of your other
claims any weight.
If you choose to contest the AAO's findings, you must offer independent and objective evidence from
credible sources addressing, explaining, and rebutting the discrepancies described above. If you do
not submit such evidence within the allotted twelve-week period, the AAO will dismiss your appeal.
Pursuant to the regulation at 8 C.F.R. fj 103.2(b)(5), the petitioner was also requested to "submit the original
(not a photocopy) of the 'Certificate of Prize of National Progress of Science and Technology"' which he had
submitted on appeal. In accordance with the regulations at 8 C.F.R. $5 103.2(b)(5) and (16)(i), the petitioner
was afforded 12 weeks in which to respond to the AAO's notice.
In response, the petitioner submitted a January 30, 2007 letter from counsel requesting that his appeal be
withdrawn. The petitioner's response does not challenge the AAO's findings that falsified materials were
submitted in support of his petition and that his past accomplishments had been misrepresented. Further, the
petitioner failed to submit the original Certificate of Prize of National Progress of Science and Technology as
requested by the AAO.
The January 30, 2007 letter from counsel states:
[The petitioner] confessed to us that he has sought help from some so-called translation service
agencies with regard to his application and appeal, and paid a fee to them. These agencies are illegal
because they have engaged in unauthorized practice of law. In recent years, the government has shut
down some of these agencies, but there are still many active ones today. [The petitioner] has provided
certain documents, evidences in support of his applications to the agencies, however, it appeared that
the agencies have added, subtracted altered, forged something, exactly as you suspected in your letter.
Based on the foregoing, this firm advised [the petitioner] that since now he has knowledge of the
forged documents which were submitted in this case by the agencies, he is obligated to inform the US
CIS and he must withdraw his appeal and applications.
The petitioner's withdrawal of the appeal does not overcome or nullify the fact that the petitioner has sought
to procure immigration benefits by fraud. We cannot ignore that the petitioner signed the Form 1-140, thereby
certifying under penalty of perjury that "this petition and the evidence submitted with it are all true and
correct." Further, the petitioner submitted a March 19, 2005 letter accompanying the petition that also bears
his signature. In this letter signed by the petitioner, he claims, for example, that he "took part in the statistical
analysis of inheritance trends of hybrid apple."3 A December 1, 2005 letter submitted in response to the
director's request for evidence and bearing the petitioner's signature cites the paper he falsely claims to have
authored entitled "A Study of a-amylase During Development of Apple ~ruit."~ Finally, the petitioner's
Form I-290B, Notice of Appeal to the AAO, filed on March 28, 2006, and a letter accompanying this form
both bear the petitioner's signature .5
Counsel offers no evidence to support his assertions that the petitioner paid a fee to "translation service
agencies with regard to his application and appeal" or that the agencies he paid "have added, subtracted
altered, forged something." The unsupported assertions of counsel do not constitute evidence. Matter of
Obaigbena, 19 I&N Dec. 533, 534 (BIA 1988); Matter of laureano, 19 I&N Dec. 1 (BIA 1983); Matter of
Ramirez-Sanchez, 17 I&N Dec. 503,506 (BIA 1980).
Counsel further states:
3
See paper entitled "Studies on the Fruit Internal Characteristics Inheritance Trends of Fuji Apple Variety
Crossed Progenies" published in Journal of Fruit Science. This plagiarized paper, which falsely identifies the
petitioner as its author, was submitted along with the Form 1-140 petition.
4
This plagiarized paper, which falsely identifies the petitioner as its author, was submitted in response to the
director's request for evidence and again on appeal.
5
The petitioner's appeal was accompanied by a plagiarized scientific paper and a falsified prize certificate.
As for whether the responsibilities of filing fraudulent documents shall be imputed against [the
petitioner], it is really the jurisdiction of the judiciary branch, instead of the Department of Homeland
Security. [The petitioner] might be partially liable for the agencies' act, might not be, it should be
determined after a fair hearing, right to confront witnesses and opportunity to defend himself.
Department of Homeland Security has investigative power, even the prosecutory power, however,
cannot be both the prosecutor and the adjudicator, which would have been a due process violation
under the U.S. Constitution and Federal laws.
A finding of fraud is a serious matter, will unavoidably involving [the petitioner's] credibility,
character, and whether it is his intentional act or merely ignorant. An entering of such a finding and
conclusion in record by your office will deprive him the right of a fair hearing and opportunity of
defending himself in a court. A legal conclusion of committing fraud by a government entity in the
executive branch is improper. [The petitioner] may seek judicial intervention as this finding will carry
dire consequences to his future and his reputation, which will unnecessarily incur expenses of himself
and the government.
Counsel has cited no statute, regulation, standing precedent, or other legal authority to support his assertion
that it is not within the jurisdiction of the Department of Homeland Security to make a finding of fraud for an
employment-based immigrant petition.
As immigration officers, Citizenship and Immigration Services (CIS) Immigration Appeals Officers and
Center Adjudications Officers possess the full scope of authority accorded to officers by the relevant statutes,
regulations, and the Secretary of Homeland Security's delegation of authority. See sections 101(a)(18),
103(a), and 287(b) of the Act; 8 C.F.R. $5 103.l(b), 287.5(a); DHS Delegation Number 0150.1 (effective
March 1,2003).
With regard to immigration fraud, the Act provides immigration officers with the authority to administer
oaths, consider evidence, and fiu-ther provides that any person who knowingly or willfully gives false
evidence or swears to any false statement shall be guilty of perjury. Section 287(b) of the Act, 8 U.S.C. 5
1357(b). Additionally, the Secretary of Homeland Security has delegated to CIS the authority to investigate
alleged civil and criminal violations of the immigration laws, including application fraud, make
recommendations for prosecution, and take other "appropriate action." DHS Delegation Number 0150.1 at
para. (2)(I).
In the course of performing their duties under the immigration laws and the Administrative Procedure Act
(APA), immigration officers are charged with reviewing evidence and making factual determinations or
"findings" related to the adjudication of immigration benefits. Under section 557 of the APA, immigration
officers are obligated to ensure that all decisions are a part of the administrative record and that the decisions
include "a statement of findings and conclusions, and the reasons or basis therefor, on all the material issues
of fact, law, or discretion presented on the record." 5 U.S.C.
557(c).
As an issue of fact that is material to an alien's eligibility for the requested immigration benefit or that alien's
subsequent admissibility to the United States, the administrative findings in an immigration proceeding must
include specific findings of fraud or material misrepresentation. Within the adjudication of the visa petition, a
finding of fraud or material misrepresentation will undermine the probative value of the evidence and lead to
a reevaluation of the reliability and sufficiency of the remaining evidence. Matter of Ho, 19 I&N Dec. 582,
591 (BIA 1988).
Outside of the basic adjudication of visa eligibility, there are many critical functions of the Department of
Homeland Security that hinge on a finding of fraud or material misrepresentation. For example, the Act
provides that an alien is inadmissible to the United States if that alien seeks to procure, has sought to procure,
or has procured a visa, admission, or other immigration benefits by fraud or willhlly misrepresenting material
fact. Section 212(a)(6)(C) of the Act, 8 U.S.C. 5 1182. Additionally, the regulations state that the willful
failure to provide full and truthful information requested by CIS constitutes a failure to maintain
nonirnrnigrant status. 8 C.F.R. 5 214.l(f). For these provisions to be effective, CIS is required to enter a
factual finding of fi-aud or material misrepresentation into the administrative record!
If CIS were to be barred from entering a finding of fi-aud after a petitioner withdraws the visa petition or
appeal, the agency would be unable to subsequently enforce the law and find an alien inadmissible for having
"sought to procure" an immigrant visa by fraud or willful misrepresentation of a material fact. See section
2 12(a)(6)(C) of the Act.
With regards to the current proceeding, section 204(b) of the Act states, in pertinent part, that:
After an investigation of the facts in each case . . . the [Secretary of Homeland Security] shall, if he
determines that the facts stated in the petition are true and that the alien . . . in behalf of whom the
petition is made is an immediate relative specified in section 201 (b) or is eligible for preference under
subsection (a) or (b) of section 203, approve the petition . . . .
Pursuant to Section 204(b) of the Act, CIS has the authority to issue a determination regarding whether the
facts stated in a petition filed pursuant to section 203(b) of the Act are true. In the present matter, we find that
much of the petitioner's documentation has been falsified, a finding that the petitioner does not challenge in
his response to the AA07s November 29,2006 notice.
Counsel further states:
[The petitioner's] assertion of the agencies involvement is credible to us, because even the address
used in this case is of the agencies' address. It is typical for agencies to do, because they want to keep
control of the cases: His actual address should be
. We
have attached a change address form.
6
It is important to note that while it may present the opportunity to enter an administrative finding of fraud,
the immigrant visa petition is not the appropriate forum for finding an alien inadmissible. See Matter of 0, 8
I&N Dec. 295 (BIA 1959). Instead, the alien may be found inadmissible at a later date when he or she
subsequently applies for admission into the United States or applies for adjustment of status to permanent
resident status. See sections 212(a) and 245(a) of the Act, 8 U.S.C. $8 1 182(a) and 1255(a).
Page 7
Based on the foregoing, the undersigned would plead not to enter a determination of fraud against
[the petitioner], as it is premature, not supported by sufficient evidences, not a result of judicial
proceeding.
Attached to counsel's January 30, 2007 letter are photocopies of what counsel claims are the "Business Cards
of two Immiaation Senhce Agencies that have 'helped' [the petitionerl." The first business card bears an
.. -
address of 1-1 Flushing, NY i 1354 and the second bears an address of -
Neither of these addresses matches the petitioner's previous address of
Elmhurst, NY 1 1373. Therefore, the business cards fail to support counsel's
of the petitioner's case and that "the address used in this case is of the
agencies' address." As stated previously, the unsupported assertions of counsel do not constitute evidence.
Matter of Obaigbena, 19 I&N Dec. at 533, 534; Matter of laureano, 19 I&N Dec. at 1; Matter of Ramirez-
Sanchez, 17 I&N Dec. at 503, 506. The petitioner has not presented evidence of a financial transaction with
either agency or documentation showing that they "helped" prepare any of his fraudulent submissions
received on April 4,2005, December 6,2005, or March 28,2006.
Even if the petitioner had established that another attorney or a "translation service agency" had prepared the
documents, this fact would not relieve the petitioner from the obligation of ensuring that all of the
representations and evidence were true and correct. As previously noted, the petitioner signed the Form I-
140, thereby certifying under penalty of perjury that "this petition and the evidence submitted with it are all
true and correct." See section 287(b) of the Act, 8 U.S.C. 5 1357(b); see also, 28 U.S.C. 9 1746 and 18 U.S.C.
9 1621.
In this case, we find that there is substantial and probative evidence to establish that the petitioner knowingly
and willfully submitted fraudulent documentation in support of his petition for classification as an alien of
extraordinary ability. The petitioner filed the instant petition supported by fraudulent documentation on April
4, 2005, submitted additional fraudulent documentation in response to the director's request for additional
documentation on December 6, 2005, and filed the instant appeal on March 28, 2006 affirming his initial
claims and submitting further fraudulent documentation. Given the petitioner's educational background
specializing in agricultural studies, the fact that his fraudulent documents were prepared in Chinese (his first
language), and the fact that his signature appears on the Form 1-140 petition and on the three letters
accompanying the fraudulent documents, we find it implausible for counsel to question "whether the
responsibilities of filing fraudulent documents shall be imputed against [the petitioner]."
In our November 29, 2006 notice, the AAO advised the petitioner that the withdrawal of his appeal would not
prevent a finding of fraud. The regulation at 8 C.F.R. 5 103.2(b)(15) provides: "Withdrawal or denial due to
abandonment shall not itself affect the new proceeding; but the facts and circumstances surrounding the prior
application or petition shall otherwise be material to the new application or petition." (Emphasis added.)
Section 212(a)(6)(C) of the Act provides:
Misrepresentation. - (i) In general. - Any alien who, by fraud or willfully misrepresenting a material fact,
seeks to procure (or has sought to procure or has procured) a visa, other documentation, or admission into
the United States or other benefit provided under this Act is inadmissible.
Page 8
By filing the instant petition and submitting falsified documents, the petitioner has sought to procure a benefit
provided under the Act through fraud and willful misrepresentation of a material fact. Because the petitioner
has failed to provide independent and objective evidence to overcome, fully and persuasively, our finding that
he submitted falsified documents, we affirm our finding of fraud. This finding of fraud shall be considered in
any future proceeding where admissibility is an issue. While the petitioner has chosen to withdraw his
appeal, this does not negate our finding that he has sought to procure immigration benefits through fraud.
ORDER:
The appeal is dismissed based on its withdrawal by the petitioner with a finding of
fraud and willful1 misrepresentation of a material fact.
FURTHER ORDER: The AAO finds that the petitioner knowingly submitted fiaudulent documents in an
effort to mislead CIS on elements material to his eligibility for a benefit sought under
the immigration laws of the United States. Avoid the mistakes that led to this denial
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