dismissed
EB-1A
dismissed EB-1A Case: Sciences
Decision Summary
The appeal was dismissed because the petitioner failed to establish the requisite extraordinary ability. The director determined, and the AAO agreed, that the petitioner had not demonstrated sustained national or international acclaim through extensive documentation as required by the high standards of the visa category.
Criteria Discussed
Published Material About The Alien Judge Of The Work Of Others Original Scientific Or Scholarly Contributions Authorship Of Scholarly Articles Leading Or Critical Role
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YifmtTC COpy
DATE:
JUL 19 2011
Office: TEXAS SERVICE CENTER
INRE: Petitioner:
Beneficiary:
tLS. J)('»artmcnt of Homeland ~tcurit)
U.S. Citi!CnsllJp and Immigra[ion Sl'rvl\':c"
Admjtl1~tra!i\'c Apreai" Orfice {.\/\O)
20 Mas~achu~clts I\ve., :\J,\'\" .. l\'lS .209(1
Washill!;!lon. DC 20529-:2(}9()
u.s. Citizenship
and Immigration
Services
FILE:
PETITION: Immigrant Petition for Alien Worker as an Alien of Extraordinary Ability Pursuant to
Section 203(b)(I)(A) of the Immigration and Nationality Act, 8 U.S.c. § I I 53(b)(I)(A)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
Enclosed please find the decision of the Administrative Appeals Office in your case. All of the
documents related to this matter have been returned to the office that originally decided your case. Please
be advised that any further inquiry that you might have concerning your case must be made to that office.
If you believe the law was inappropriately applied by us in reaching our decision. or you have additional
information that you wish to have considered, you may file a motion to reconsider or a motion to reopen.
The specific requirements for filing such a request can be found at 8 C.F.R. § 103.5. All motions must be
submitted to the office that originally decided your case by filing a Form 1-290B, Notice of Appeal or
Motion, with a fce of $630. Please be aware that 8 C.P.R. § 103.5(a)(I)(i) requires that any motion must
be filed within 30 days of the decision that the motion seeks to reconsider or reopen.
Thank you,
)jDudncL r Perry Rhcw
-t' Chief, Administrative Appeals Office
www.uscis.gov
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-Page 2
DISCUSSION: The employment-based immigrant visa petition was denied by the Director,
Texas Service Center, and is now before the Administrative Appeals Office (AAO) on appeal. The
appeal will be dismissed.
The petitioner seeks classification as an employment-based immigrant pursuant to section
203(b)(l)(A) of the Immigration and Nationality Act (the Act), 8 U.S.c. § 1153(b)(1)(A), as an
alien of extraordinary ability in the sciences. I The director determined that the petitioner had not
established the requisite extraordinary ability through extensive documentation and sustained
national or international acclaim.
Congress set a very high benchmark for aliens of extraordinary ability by requiring through the
statute that the petitioner demonstrate the alien's "sustained national or international acclaim" and
present "extensive documentation" of the alien's achievements. See section 203(b)(1)(A)(i) of the
Act and 8 C.F.R. § 204.5(h)(3). The implementing regulation at 8 C.F.R. § 204.5(h)(3) states that
an alien can establish sustained national or international acclaim through evidence of a one-time
achievement of a major, internationally recognized award. Absent the receipt of such an award, the
regulation outlines ten categories of specific objective evidence. 8 C.F.R. § 204.5(h)(3)(i) through
(x). The petitioner must submit qualifying evidence under at least three of the ten regulatory
categories of evidence to establish the basic eligibility requirements.
On appeal, counsel argues that the petitioner meets the categories of evidence at 8 C.F.R.
§§ 204.5(h)(3)(iii) - (vi) and (viii). For the reasons discussed below, the AAO will uphold the
director's decision.
I. Law
Section 203(b) of the Act states, in pertinent part, that:
(1) Priority workers. -- Visas shall first be made available ... to qualified immigrants who
are aliens described in any of the following subparagraphs (A) through (C):
(A) Aliens with extraordinary ability. -- An alien is described in this subparagraph if --
(i) the alien has extraordinary ability in the sciences, arts, education,
business, or athletics which has been demonstrated by sustained national
or international acclaim and whose achievements have been recognized
in the field through extensive documentation,
(ii) the alien seeks to enter the United States to continue work in the area
of extraordinary ability, and
I The petitioner was initially represented by attorney _. In this decision, the term "previous counsel" shall
refer to •••
-Page 3
(iii) the alien's entry into the United States will substantially benefit
prospectively the United States.
U.S. Citizenship and Immigration Services (USerS) and legacy Immigration and Naturalization
Service (INS) have consistently recognized that Congress intended to set a very high standard for
individuals seeking immigrant visas as aliens of extraordinary ability. See H.R. 723101" Cong., 2d
Sess. 59 (1990); 56 Fed. Reg. 60897, 60898-99 (Nov. 29, 1991). The term "extraordinary ability"
refers only to those individuals in that small percentage who have risen to the very top of the
field of endeavor. Id. and 8 C.F.R. § 204.5(h)(2).
The regulation at 8 C.F.R. § 204.5(h)(3) requires that an alien demonstrate his or her sustained
acclaim and the recognition of his or her achievements in the field. Such acclaim and achievements
must be established either through evidence of a one-time achievement (that is, a major,
international recognized award) or through meeting at least three of the following ten categories of
evidence:
(i) Documentation of the alien's receipt of lesser nationally or internationally
recognized prizes or awards for excellence in the field of endeavor;
(ii) Documentation of the alien's membership in associations in the field for which
classification is sought, which require outstanding achievements of their members,
as judged by recognized national or international experts in their disciplines or
fields;
(iii) Published material about the alien in professional or major trade publications or
other major media, relating to the alien's work in the field for which classification is
sought. Such evidence shall include the title, date, and author of the material, and
any necessary translation;
(iv) Evidence of the alien's participation, either individually or on a panel, as a judge
of the work of others in the same or an allied field of specialization for which
classification is sought;
(v) Evidence of the alien's original scientific, scholarly, artistic, athletic, or business
related contributions of major significance in the field;
(vi) Evidence of the alien's authorship of scholarly articles in the field, In
professional or major trade publications or other major media;
(vii) Evidence of the display of the alien's work in the field at artistic exhibitions or
showcases;
(viii) Evidence that the alien has performed in a leading or critical role for
organizations or establishments that have a distinguished reputation;
,
Page 4
(ix) Evidence that the alien has commanded a high salary or other significantly high
remuneration for services, in relation to others in the field; or
(x) Evidence of commercial successes in the perfonning arts, as shown by box office
receipts or record, cassette, compact disk, or video sales.
In 2010, the U.S. Court of Appeals for the Ninth Circuit (Ninth Circuit) reviewed the denial of a
petition filed under this classification. Kazarian v. USc/S, 596 F.3d 1115 (9th Cir. 2010). Although
the court upheld the AAO's decision to deny the petition, the court took issue with the AAO's
evaluation of evidence submitted to meet a given evidentiary criterion.2 With respect to the criteria
at 8 c.F.R. § 204.5(h)(3)(iv) and (vi), the court concluded that while USCIS may have raised
legitimate concerns about the significance of the evidence submitted to meet those two criteria,
those concerns should have been raised in a subsequent "final merits detennination." !d. at 1121 -22.
The court stated that the AAO's evaluation rested on an improper understanding of the regulations.
Instead of parsing the significance of evidence as part of the initial inquiry, the court stated that "the
proper procedure is to count the types of evidence provided (which the AAO did)," and if the
petitioner failed to submit sufficient evidence, "the proper conclusion is that the applicant has failed
to satisfy the regulatory requirement of three types of evidence (as the AAO concluded)." ld. at
1122 (citing to 8 c.F.R. § 204.5(h)(3)). The court also explained the "final merits detennination" as
the corollary to this procedure;
If a petitioner has submitted the requisite evidence, uscrs detennines whether the
evidence demonstrates both a "level of expertise indicating that the individual is one
of that small percentage who have risen to the very top of the[irl field of endeavor,"
8 C.F.R. § 204.5(h)(2), and "that the alien has sustained national or international
acclaim and that his or her achievements have been recognized in the field of
expertise." 8 C.F.R. § 204.5(h)(3). Only aliens whose achievements have garnered
"sustained national or international acclaim" are eligible for an "extraordinary
ability" visa. 8 U.S.c. § 1153(b)(l)(A)(i).
ld. at 1119-20.
Thus, Kazarian sets forth a two-part approach where the evidence is first counted and then
considered in the context of a final merits detennination. In reviewing Service Center decisions, the
AAO will apply the test set forth in Kazarian. As the AAO maintains de novo review, the AAO
will conduct a new analysis if the director reached his or her conclusion by using a one-step analysis
rather than the two-step analysis dictated by the Kazarian court. See Spencer Enterprises. Inc. v.
United Stales, 229 F. Supp. 2d 1025, 1043 (E.D. Cal. 2001). affd, 345 F.3d 683 (9th Cir. 2003);
see also Sollane v. DO], 381 F.3d 143, 145 (3d Cir. 2004) (noting that the AAO conducts
appellate review on a de novo basis).
2 Specifically. the court stated that the AAO had unilaterally imposed novel substantive or evidentiary requirements
beyond thuse set tlmh in the regulations at 8 C.F.R. § 204.5(h)(3)(iv) and 8 C.F.R. § 204.5(h)(3)(vi).
Page 5
II. Analysis
A. Evidentiary Criteria
This petition, filed on April 23, 2009, seeks to classify the petitIOner as an alien with
extraordinary ability as a research scientist. In a March 12, 2009 personal statement
accompanying the petition, the petitioner states that his field of expertise is chemistry,
biomedical science, and pharmaceutical science. The petitioner received his Ph.D. in Chemistry
from the University of Twente in 1993. At the time of the petitioner was working as a
Senior Principal Scientist for The petitioner has submitted
documentation pertaining to the following categories of evidence under 8 C.F.R. § 204.5(h)(3).J
Documentation of the alien's membership in associations in the field for which
classification is sought, which require outstanding achievements of their
members, as judged by recognized national or international experts in their
disciplines or fields.
In order to demonstrate that membership in an association meets this criterion, a petitioner must
show that the association requires outstanding achievement as an essential condition for
admission to membership. Membership requirements based on employment or activity in a
given field, minimum education or experience, standardized test scores, grade point average,
recommendations by colleagues or current members, or payment of dues, do not satisfy this
criterion as such requirements do not constitute outstanding achievements. Further, the overall
prestige of a given association is not determinative; the issue here is membership requirements
rather than the association's overall reputation.
The petitioner submitted his membership card for the American Association of Pharmaceutical
Scientists (AAPS) and general information about the organization stating: "Membership is open
to any individual who supports the objectives of the association and is willing to contribute to the
achievement of these objectives." There is no evidence showing that the AAPS requires
outstanding achievements of its members, as judged by recognized national or international
experts in the petitioner's field. Further, the plain language of the regulation at 8 C.F.R.
§ 204.5(h)(3)(ii) requires "membership in associations" in the plural. The use of the plural is
consistent with the statutory requirement for extensive evidence. Section 203(b)(1)(A)(i) of the
Act. Significantly, not all of the criteria at 8 C.F.R. § 204.5(h)(3) are worded in the plural.
Specifically, the regulations at 8 c.F.R. §§ 204.5(h)(3)(iv) and (ix) only require service on a
single judging panel or a single high salary. When a regulatory criterion wishes to include the
singular within the plural, it expressly does so as when it states at 8 C.F.R. § 204.S(k)(3)(ii)(B)
that evidence of experience must be in the form of "letter(s)." Thus, the AAO can infer that the
plural in the remaining regulatory criteria has meaning. In a different context, federal courts
have upheld USCIS' ability to interpret significance from whether the singular or plural is used
j The petitioner does not claim to meet or submit evidence relating to the categories of evidence not discussed in this
decision.
Page 6
in a regulation 4 Therefore, even if the petitioner were to submit supporting documentary
evidence showing that the petitioner's membership in the AAPS meets the elements of this
criterion, which he has not, the plain language of the regulation at 8 C.P.R. § 204.5(h)(3)(ii)
requires evidence of the petitioner's membership in more than one association requiring
outstanding achievements of its members, as judged by recognized national or international
experts. On appeal, the petitioner does not contest the director's findings for this criterion or
offer any arguments. The AAO, therefore, considers this issue to be abandoned. Sepulveda v.
U.S. AII'y Gen., 401 P.3d 1226, 1228 n. 2 (lIth Cir. 2005). Accordingly, the petitioner has not
established that he meets this criterion.
Published material about the alien in professional or major trade publications or
other major media, relating to the alien's work in thefieldfor which classification is
sought. Such evidence shall include the title, date, and author of the material, and
any necessary translation.
In general, in order for published material to meet this criterion, it must be primarily about the
petitioner and, as stated in the regulations, be printed in professional or major trade publications or
other major media. To qualify as major media, the publication should have significant national or
international distribution. Some newspapers, such as the New York Times, nominally serve a
particular locality but would qualify as major media because of significant national distribution,
unlike small local community papers.5
1994 article about him in Food Spectrum entitled
The petitioner also submitted a 1994 article
pU]Jli(;ation of the university) entitled
appear suitable for better treatment of blood sickness," but the author of the article was not
identified as required by the plain language of this regulatory criterion. Purther, pursuant to
8 C.P.R. § 103.2(b)(3), any document containing foreign language submitted to USC IS shall be
accompanied by a full English language translation that the translator has certified as complete
and accurate, and by the translator's certification that he or she is competent to translate from the
foreign language into English. The English language translations accompanying the preceding two
articles were not certified by the translator as required by the regulation at 8 c.P.R. § 103.2(b)(3).
Moreover, there is no circulation evidence showing that Food Spectrum and University of'Twente
News qualify as professional or major trade publications or other major media.
The petitioner also submitted citation evidence indicating that his work has been cited by other
researchers in their publications. Articles which cite to the petitioner's work are primarily about
4 See Maramjaya v. USc/S, Civ. Act. No. 06-2158 (RCL) at 12 (D.C. Cir. March 26, 2008); Snapnames.com Inc. v.
Chertoff, 2006 WL 3491005 at *10 (D. Or. Nov. 30, 2006) (upholding an interpretation that the regulatory
requirement for "a" bachelor's degree or "a" foreign equivalent degree at 8 c.F.R. § 204.5(1)(2) requires a single
degree rather than a combination of academic credentials}.
5 Even with nationally-circulated newspapers, consideration must be given to the placement of the article. For
example, an article that appears in the Washington Post, but in a section that is distributed only in Fairfax County,
Virginia, for instance, cannot serve to spread an individual's reputation outside of that county.
Page 7
the authors' own work or recent developments in the field in general, and are not about the
petitioner or even his work. The plain language of the regulation at 8 C.F.R. § 204.5(h)(3)(iii)
requires that the published material be "about the alien." With regard to this criterion, a footnoted
reference to the alien's work without evaluation is of minimal probative value. The submitted
citations do not discuss the merits of the petitioner's work, his standing in the field, any
significant impact that his work has had on the field, or any other information so as to be
considered published material about the petitioner as required by this criterion. Moreover, the
AAO notes that the articles citing to the petitioner's work similarly referenced numerous other
authors. The research articles citing to the petitioner's work are more relevant to the regulatory
criterion at 8 C.F.R. § 204.5(h)(3)(v) and will be addressed there. Accordingly, the petitioner has
not established that he meets this criterion.
Evidence of the alien's participation, either individually or on a panel, as a judge of
the work (d' others in the same or an allied .field of specification for which
classification is sought.
The petitioner did not initially submit documentary evidence for this regulatory criterion. In
response to the director's request for evidence, the petitioner submitted five e-mails dated May 16,
2009 requesting that he review abstracts 3690, 3904, 3304, 3311, and 3874 for the AAPS Annual
Meeting 2009. The preceding abstract review requests post-date the petition's April 23, 2009
filing date. A petitioner, however, must establish eligibility at the time of filing. 8 C.F.R.
§§ 103.2(b)(I), (12); Matter of Katigbak, 14 I&N Dec. 45, 49 (Reg!. Commr. 1971).
Accordingly, the AAO will not consider this evidence in this proceeding. Nevertheless, there is
no documentary evidence demonstrating that the petitioner actually completed the abstract
reviews for the AAPS Annual Meeting 2009. The plain language of this regulatory criterion
requires "felvidence of the alien's participation ... as a judge of the work of others." Receiving a
request to perfOlm an abstract review is not tantamount to evidence of one's actual "participation"
as a reviewer or judge.
l"'l:llllJ"';;l submits a December 8, 2009 letter from University
Chemical Engineering, University of Toronto.6 •
I would like to verify that [the petitioner] had reviewed 6-12 paper manuscripts in total from
other researchers submitted for publications in the following scientific journals from 1998 to
2000:
Journal (if Biomedical Materials Research
Journal of Biomaterials Science
Journal (!f Controlled Release
Biomaterials
() In a previous letter dated March 26, 2009, _ states that the petitioner was a postdoctoral fellow in his research
group at the University of Toronto from 1998 to 2000 and that he served as fhe advisor for the petitioner's postdoctoral
research.
--Page 8
The preceding letter from _ does not specify the means by which the petitioner was
selected as a reviewer, the titles of the manuscripts he reviewed, and the names and fields of
specification of those whose work he evaluated. Going on record without supporting
documentary evidence is not sufficient for purposes of meeting the burden of proof in these
proceedings. Matter ofSofjici, 22 I&N Dec. 158, 165 (Comm. 1998) (citing Matter o.fTreasure
Craft o.f California, 14 I&N Dec. 190 (Reg. Comm. 1972)). Further, rather than submitting
documentary evidence of his participation from 1998 to 2000, the petitioner instead submitted a
brief letter written by his former supervisor attesting to his purported involvement in reviewing
manuscripts some ten years earlier. A petition must be filed with any initial evidence required
by the regulation. 8 C.F.R. § 103.2(b)(l). The nonexistence or other unavailability of primary
evidence creates a presumption of ineligibility. 8 C.F.R. § 103.2(b)(2)(i). According to the same
regulation, only where the petitioner demonstrates that primary evidence does not exist or cannot be
obtained may the petitioner rely on secondary evidence and only where secondary evidence is
demonstrated to be unavailable may the petitioner rely on affidavits. Where a record does not
exist, the petitioner must submit an original written statement on letterhead from the relevant
authority indicating the reason the record does not exist and whether similar records for the time
~ace are available. 8 C.F.R. § 103.2(b)(2)(ii). The December 8, 2009 letter from.
_ does not comply with the preceding regulatory requirements. Moreover,_
letter does not indicate if the petitioner was simply assisting his supervisor with .
reviews assigned by the above journals' editors to Dr. Sefton. The AAO notes that
March 26, 2009 letter to uscrs states that the petitioner "helped me to review scientific papers
for publications in international journals." The record contains no review requests directly from
the preceding journals' editors addressed to the petitioner as of the petition's filing date. The
regulation at 8 C.F.R. § 204.5(h)(3)(iv) requires evidence that the petitioner has served as "a
judge of the work of others." The phrase "a judge" implies a formal designation in a judging
capacity, either on a panel or individually as specified at 8 C.F.R. § 204.5(h)(3)(iv). The
regulation cannot be read to include every informal instance of a supervisor requesting input and
assistance from his subordinate. In this instance, there is no documentary evidence establishing
that the petitioner served as part of a formal judging process for the above journals.
In light of the above, the petitioner has not established that he meets this criterion.
Evidence of the alien's original scientific, scholarly, artistic, athletic, or business
related contributions (!f' m,~jor significance in the field.
The petitioner submitted several letters of support discussing his work.
As a is currently working on the
research and development of some important pharmaceutical products such as steroid
drugs for hormone replacement therapy, oral contraceptive drugs, and the drugs for
kidney diseases, among others. He is especially focused on development of new
Page 9
analytical method for testing the pharmaceutical products and identification of unknown
compounds in pharmaceutical products, which is critical to the development of
pharmaceutical products for both existent and emerging diseases. Since pharmaceutical
products contain many similar compounds and excipients, the analysis of the products are
very difficult, especially for the analysis of some complex pharmaceutical products. [The
petitioner] is making a mark in this difficult area of pharmaceutical research working to
develop analytical methods for complex pharmaceutical products and as an expert in LC
MS and structure elucidation of unknown compounds. His research and development will
contribute significantly to the development of our important pharmaceutical products.
* * *
[The petitioner] has already made significant achievements in the three years he has
worked here, including development of new analytical methods for our important
products, determination of pharmaceutical compositions in new pharmaceutical products,
and identification of unknown compounds, which is very important for our product
development.
_states that the petitioner's work is important to product
development, but there is no evidence demonstrating that the analytical methods he developed
while working for the company are recognized beyond his immediate employer such they
constitute original contributions of major significance in the field, The plain language of the
regulation at 8 C,F,R, § 204.5(h)(3)(v) requires that the contributions be "of major significance
in the field" rather than limited to a particular research institution or does
not provide specific examples of how the petitioner's work at has
substantially impacted others in the field or that it otherwise equates to original contributions of
major significance in the field.
rThe petitioneri made significant contributions on the design and synthesis of the novel
iron chelating polymers with higher iron chelating ability than siderophores. How to
remove iron for the environment is the first and most challenging step in the iron removal
strategy research. As microorganism can synthesize iron chelators, siderophores to
acquire iron from their environment, it is necessary to have some iron chelating
compounds with higher affinity for iron than siderophores. As the iron chelating
polymers have desirable properties in iron chelating ability, selectivity, water
insolubility, stability and reusability, Ithe petitioner] found that iron can be selectively
removed from the environment or media. [The petitioner] published his original
contributions on synthesis and properties of the novel iron chelating polymers in top
scientific journals such as the fournal of Biomaterials Science-Polymer Edition,
European Polymer Journal and Journal of Applied Polymer Science.
-Page 10
In addition, [the petitioner] conducted novel studies on the biomedical applications of the
iron chelating polymers, including the iron detoxification of human plasma for treatment
of iron overload disease, in Vitro antibacterial activity for treatment of antibiotic resistant
disease and malaria, removal of iron from milk and other nutrient media for inhibition of
microbial growth in food, and selective removal of iron from grape juice for inhibition of
yeast growth. Based on his broad research work, several papers were published in
international scientific journals such as Journal o.f'Medicinal Chemistry, Journal of Dairy
Science, and International Journal of Food Science and Technology. These papers were
also widely recognized and cited by other scientists around the world.
In the field of biomaterials, [the petitioner] also conducted novel studies in the
adsorption/desorption of human proteins such as HDL (high density lipoproteins) on
biomaterials, and their biomedical applications. Protein adsorption is an important tool in
the study of blood compatibility of biomaterials. [The petitioner's] research on the
adsorption of human proteins such as HDL provided some new information about the
relationship between the protein absorption and the hydrophilicity of the biomaterials. He
was also one of the first scientists who directly visualized the adsorbed HDL with a
tapping mode atomic force microscope (AFM). His work on this important research was
published in two scientific papers which were extensively cited by other scientists.
As a Postdoctoral Research Fellow, [the petitioner] focused on research in biomaterials
and micro-encapsulation of cells for two years at the University of Toronto, Canada. As
micro-encapsulating of mammalian cells need biomaterials to encapsulate the cells and
transplant the encapsulated cells into the body, the biocompatibility and other
physiochemical properties are critical for the living of the cells after transplantation. With
his strong skills in chemical synthesis, [the petitioner] significantly improved the
synthesis of the biomaterials and developed new biomaterials for cell micro
encapsulation. This work was considered very important in cell micro-encapsulation,
tissue engineering and biomedical science and published in several papers. In addition,
l the petitioner] was invited to contribute an important chapter in the scientific book:
Methods of Tissue Engineering.
In his 10 years of pharmaceutical industry experience, l the petitioner] made novel
contributions in drug analysis, especially the development of new analytic methods for
pharmaceutical products and identification of unknown compounds in pharmaceutical
products, which was very important in the research and development of new drug
products and in the control of the product's quality. Analytical methods are essential for
the detection of unknown compounds because unknown compounds are in the mixture of
similar compounds and/or in the pharmaceutical products that contain many other
substances and inactive properties. With his broad knowledge and hands-on experience in
chemistry and pharmaceutical science, [the petitioner] developed many novel and truly
remarkable analytical methods to separate and analyze many unknown (novel)
compounds in pharmaceutical products, such as Butorphanol nasal solution and
ophthalmic products. This is reflected in his presentations and publications in conferences
-Page II
and scientific journals such as the Pittsburgh Conference on Analytical Chemistry and
Applied Spectroscopy and The AAPS journal . ...
With regard to regarding the petitioner's published and presented work,
the regulations contain a separate criterion regarding the authorship of scholarly articles. 8 C.F.R.
§ 204.5(h)(3)(vi). The AAO will not presume that evidence relating to or even meeting the
scholarly articles criterion is presumptive evidence that the petitioner also meets this criterion. Here
it should be emphasized that the regulatory criteria are separate and distinct from one another.
Because separate criteria exist for authorship of scholarly articles and original contributions of
major significance, USCIS clearly does not view the two as being interchangeable 7 To hold
otherwise would render meaningless the statutory requirement for extensive evidence or the
regulatory requirement that a petitioner meet at least three separate criteria. Thus, there is no
presumption that every published article or presentation is a contribution of major significance;
rather, the must document the actual impact of his article or presentation. In this instance,
does not provide specific examples of how the petitioner's findings and analytical
methodologies are being applied by others in the field or that they otherwise equate to original
contributions of major significance in the field.
Regarding comments that the petitioner's work has been cited by other scientists, the
the petitioner's appellate submission includes citation indices from lSI Web of Knowledge
indicating that 17 of his published articles have been cited by independent researchers more than
one hundred times in the aggregate. For instance, the petitioner's two most frequently cited aIticles
in journal of Applied Polymer Science and journal of Colloid and Inteiface Science had been
independently cited to 15 and 22 times respectively as of the petition's April 23, 2009 filing date.
The petitioner has not established that this moderate level of citation for the two preceding aIticles is
indicative of original contributions of major significance in the field. The petitioner's field, like
most science, is research-driven, and there would be little point in publishing research that did
not add to the general pool of knowledge in the field. According to the regulation at 8 C.F.R.
§ 204.5(h)(3)(v), an alien's contributions must be not only original but of "major significance" in
the field. The phrase "major significance" is not superfluous and, thus, it has some meaning. To
be considered a contribution of major significance in the field of science, it can be expected that
the results would have already been reproduced and confirmed by other experts and applied in
their work. Otherwise, it is difficult to gauge the impact of the petitioner's work.
ba,:hr:lor's degree and master's degree in chemistry
petitioner at Wuhan University in China. _ states:
In 1986, [the petitioner] obtained his first patent in China for his chemical synthesis
invention. He discovered a new reaction method for the synthesis of polyethylene glycol
7 Publication and presentations are not sufficient evidence under 8 c.F.R. § 204.5(h)(3)(v) absent evidence that they
were of "major significance." Kazarian v. USClS, 580 F.3d 1030, 1036 (9'" Cir. 2009) aff'd in part 596 F.3d IllS
(9th Cir. 20 I 0). In 20 I 0, the Kazarian court reaftirmed its holding that the AAO did not abuse its discretion in finding
that the alien had not demonstrated contributions of major significance. 596 F.3d at 1122.
-Page 12
diglycidyl ethers by phase-transfer catalysis. Polyethylene glycol diglycidyl ethers are
broadly useful compounds. They are also very active in reacting further into other
compounds or polymers, which makes it difficult to synthesize and separate them with a
high yield. IThe petitioner] innovatively used phase transfer catalysis to improve the
yields of the reactions and made the separation much easier. His method was innovative
and very useful for the synthesis of this type of the compounds.
In 1999, [the petitioner] was granted his second patent in the U.S. for his invention of
novel polymeric and related methods. While working on an
industrial project for [the petitioner] invented some
polymeric coupling agents that have great industrial applications in the adhesion of
macromolecules with metals. As the polymeric coupling agents have two types of
functional groups for bonding the two surfaces, they have desirable properties for their
applications.
In 1996, I the petitioner] filed for two patent applications with the Australian Patent
Office for his work on metal removal and its biomedical applications. He essentially
discovered that the growth of bacteria could be inhibited by removing the essential metals
such as iron from their environment during his applied research at Panfida Technology.
This discovery may lead to biomedical applications in treating diseases that are resistant
to antibiotics as well as bacterial diseases such as malaria. Furthermore, it may also be
applied to the inhibition of microbial growth in food products.
In 1999, [the petitioner] disclosed his research on biomaterials for patent applications in
Canada and the U.S. At University of Toronto, he developed a novel synthetic method
and synthesized several novel biomaterials that were very useful for the micro
encapsulation of cells. This invention may lead to application in tissue engineering and
disease treatment, among other uses.
In 2008 at rthe petitioner] was able to determine the
pharmaceutical compositIons of natural conjugated estrogens with novel analytical
methods, which was disclosed to _ for a U.S. patent application. Natural
conjugated estrogens are complex mixture derived from pregnant mare's urine and can be
used as the drug for hormone replacement therapy. As the mixture contains a lot of
unknown hormone compounds with biological activities and other inactive compounds, it
is extremely difficult to determine the pharmaceutical compositions in the natural
conjugated estrogens. [The petitioner's] research revealed the pharmaceutical
compositions of the product with innovative analytical methods, which was very
important for the research and development of the pharmaceutical product.
Regarding the preceding patents and patent applications referenced by _ and submitted
by the petitioner, the AAO has previously stated that a patent is not necessarily evidence of a
track record of success with some degree of influence over the field as a whole. See Matter of"
New York State Dep't. of Transp., 22 I&N Dec. 215, 221 n. 7, (Comm'r. 1998). Rather, the
significance of the innovation must be determined on a case-by-case basis. [d. In this instance,
Page 13
there is no documentary evidence indicating the extent to which the petitioner's inventions have
been successfully utilized in the industry. Thus, the impact of the petitioner's inventions is not
documented in the record.
pursued his bachelor's
degree in chemistry in the 1980s along with the petitioner at Wuban University. _states:
While obtaining his Masters degree in China, as well as performing research as a lecturer
at Wuhan University in China, [the petitioner] made innovative, original chemical
synthesis that led to important publications. [The petitioner] developed a novel synthetic
method which could be used in the synthesis of some organic compounds that were very
difficult to be synthesized with traditional methods. This finding was granted a Chinese
patent.
[The petitioner] also invented novel polymeric coupling agents that could be used for the
adhesion of macromolecules and metals. The adhesion of macromolecules such as
rubbers with metals is difficult because they are dissimilar substrates. As many parts in
automobiles and medical instruments need to be made with macromolecule and metals
together, the adhesion of the two substrates is critical for making the parts. Due to some
problem with the regular adhesives, [the petitioner] invented novel polymeric coupling
agents that have two functional groups within the same backbone (frame) for binding the
dissimilar substrates: one for the macromolecules and the other one for metals. The
perfect design made the polymeric coupling agents the desirable propertied for the
adhesion. He synthesized the polymeric coupling agents with some new methods, and
applied the products in the adhesion of molecules with metals. [The petitioner's]
invention was awarded a U.S. patent and was successfully used in industry.
In addition, I the petitioner J made some other inventions including novel chelating
compounds for the treatment of antibiotic resistant diseases and malaria, novel
biomaterials for microencapsulation of cells, the determination of drug compositions in
some natural products. These inventions were either filed with patent offices or disclosed
for patent applications.
_ does not provide specific examples of how the petitioner's synthetic method for
organic compounds, polymeric coupling agents for the adhesion of macromolecules and metals,
and chelating compounds for the treatment of antibiotic resistant diseases and malaria have been
implemented by others throughout the field, successfully commercialized in the industry, or that
they otherwise constitute original contributions of major significance in the field.
_states:
When [the petitioner I moved to Canada in 1998, he conducted two years of pioneering
research in my group on the microencapsulation of living cells in a semi-permeable
membrane using water insoluble, biocompatible polymers to treat diseases such as
diabetes. My group was the first one in the world to achieve this result without killing the
Page 14
cells. [The petitioner] did a superb job of synthesizing new polymers to micro
encapsulate calls. He revised the synthesis of our standard hydroxyethyl
methacrylatemethyl - methacrylate (HEMA-MMA) copolymer so that the polymer was
less branched and more useful than before. He synthesized a number of different
polymers with various purposes in mind - to make capsules with higher water contents
and greater permeability, or to make capsules without hydroxyl groups so that
complement was not activated or simply to make capsules that were less sticky. Not only
did he synthesize the polymer, he characterized them chemically, measured their
permeability and showed their utility in micro-encapsulating live cells. He successfully
demonstrated extraordinary skills on synthesis of polymers and biomaterials.
Assuming the petitioner's skills are unique, the classification sought was not designed merely to
alleviate skill shortages in a given field. In fact, that issue properly falls under the jurisdiction of
the Department of Labor through the alien employment certification process. See Matter of New
York State Dep't of Transp., 22 I&N Dec. at 221. It is not enough to be skillful and
knowledgeable and to have others attest to those talents. An alien must have demonstrably
impacted his field in order to meet this regulatory criterion. Dr. Sefton praises the petitioner's
skills in synthesizing new polymers, but he does not provide specific examples of how the
petitioner's work at the University of Toronto impacted the field at large .
••••• Primary Patent Examiner, United States Patent and Trademark Office, also pursued
her bachelor's degree in chemistry in the 1980s along with the petitioner at Wuhan University .•
• states:
The first contribution I would like to note is [the petitioner's[ development of a new
method to synthesize polymeric crown ethers (functional polymers) by one-step
polymerization of some monomers. As polymeric crown ethers have selective complex
properties and can be easily removed from chemical reaction mixtures, they are widely
used in chemical separations and reaction catalysis. Normal synthesis of polymeric crown
ethers need at least two steps, such as: synthesis of crown ethers, synthesis of polymers,
and coupling the crown ethers into the polymers. [The petitioner] discovered a one-step
polymerization to synthesize the useful polymeric crown ethers. In addition, he invented
the synthesis method of polyethylene glycol diglycidal ethers by phase transfer catalysis.
With this novel method, the useful polyethylene glycol diglycidal ethers can be easily
synthesized with a high yield. This work resulted in a patent issuance by the China Patent
Office in 1986.
The second contribution [the petitioner] made was the synthesis of iron chelating
polymers/resins and their biomedical applications. He successfully synthesized some
novel iron chelating polymers and studied their biomedical applications including the
treatment of iron overload diseases, inhibition of microbial growth in food without
preservatives, and potential treatment of antibiotic-resistant infectious disease and
malaria. His work has thus contributed significantly to some disease treatments and food
storage. He published more than 10 scientific papers in some top referenced journals
such as Journal of Medicinal Chemistry, Journal of Biomaterials Science, Polymer
-Page IS
Edition, Journal of Applied Polymer Science, and Journal of Dairy Science. Based on his
discoveries, two provisional patent applications were also filed with Australia Patent
Office.
The third contribution [the petitioner] made was the synthesis of polymeric coupling
agents and their applications in adhesion of macromolecular materials and metal
substrates. He designed and synthesized the novel functional polymers, and found their
use in adhesion of different materials, including rubbers and metals. This work was
awarded a U.S. patent issued by our office in 1999, titled "Polymeric coupling agents for
the adhesion of macromolecular materials and metal substrates" (No. 5,882,799).
The fourth contribution [the petitioner] made was the synthesis of novel polymers for
microencapsulation of cells. [The petitioner] successfully synthesized new polymers with
improved properties, such as blood compatibility and permeability for the micro
encapsulation of cells. The properties of the biomaterials are critical for keeping the cell
live during the cell micro-encapsulation and after the transplantation of the micro
capsules. His work has not only resulted in the publication of scientific papers but also
contributed to an invention for a patent application in Canada.
The fifth contribution [the petitioner] made was the new analytical methods for
pharmaceutical products, especially for the identification of unknown compounds in
pharmaceutical products. He has developed many new analytical methods for the
separation and identification of novel compounds in pharmaceutical products using some
advanced techniques such as GC-MS (gas chromatography with mass spectrometer) and
LC-MS (liquid chromatography with mass spectrometer). The novelty and usefulness of
the methods can be exemplified in his methods for identification of unknown compounds
in pharmaceutical products and determination of pharmaceutical compositions in natural
drug products. His work has led to the identification of a number of unknown compounds
in some important drug products, including Butorphanol nasal solution, Salbutamol
Sulfate and natural conjugated estrogens. He has presented several papers in scientific
conferences and disclosed an invention for U.S. patent application based on his original
research.
_ lists five of the petitioner's research contributions from various projects to which he was
assigned, but she does not provide specific examples of how the petitioner's work is being
utilized by others in the field beyond his immediate projects. For instance, there is no
documentary evidence indicating widespread medical or commercial implementation of the
petitioner'S iron chelating polymers or that they otherwise constitute contributions of major
significance in the field. Regarding the petitioner's research publications, there is no evidence
showing that any single article authored by the petitioner has been cited to more than 22 times as
of the petition's filing date. As previously discussed, the petitioner has not established this
moderate level of citation per article is indicative of original scientific contributions of major
significance in the field.
Page 16
Canada, states served as
_further states:
I W]e invited [the petitioner] to join one of our cOlmp'anies
Associate Research Director position
University of Guelph,
Australia .•
The novel strategy [the petitioner] developed with Panfida was based on the fact that
yeast and bacteria need iron for their growth. Removal or deprivation of iron from their
environment would result in the inhibition of the microbial and cellular growth, which
would have very important applications in biomedical science . . .. [The petitioner]
achieved a very high level of productivity and delivered innovative and excellent results.
These included several promising candidate compounds which were retained for future
aspects of our research. . .. [The petitioner] also worked in several very important
research projects, such as inhibition of microbial growth in grape juice and synthesis of
novel polymers for the treatment of antibiotic-resistant infectious diseases and malaria.
His contribution was critically important to the success of the research, which led to the
discovery of the novel strategy for inhibition of microbial growth and potential treatment
of some diseases.
_does not provide specific examples of how the petitioner's iron deprivation strategy
for inhibition of microbial growth has been successfully commercialized
in the pharmaceutical industry or implemented others in the field. Regarding the petitioner's
employment that the petitioner's work resulted
in "several candidate compounds which were retained for future aspects of our
research" and showed "potential" for treatment of some diseases. there is no
documentary evidence showing that the petitioner's work had already
significantly impacted the greater field as of the petition's filing date so as to considered a
contribution of major significance. Eligibility must be established at the time of filing. 8 C.F.R.
§§ 103.2(b)(1), (12); Matter of Katigbak, 14 I&N Dec. at 49. A petition cannot be approved at a
future date after the petitioner becomes eligible under a new set of facts. Matter of Izummi, 22
I&N Dec. 169, 175 (Comm'r. 1998). That decision further provides, citing Matter of Bardouille,
18 I&N Dec. 114 (BIA 1981), that USCIS cannot "consider facts that come into being only
subsequent to the filing of a petition." [d. at 176. Further, as previously discussed, the plain
language of the regulation at 8 c.F.R. § 204.5(h)(3)(v) requires that the petitioner's contributions
be "of . significance in the field" rather than limited to a particular company such as _
_ continues:
IThe petitioner] also took an active interest in the practical aspects pertaining to the use
of the metal-chelating polymers to limit microbial growth and some parts of his research
work led to the publication of three peer-reviewed manuscripts in prestigious
internationally recognized scientific journals and one paper presented in an international
conference. The following peer-reviewed published papers exemplify his important
Page 17
original contribution to our research: (a) "Inhibition of yeast growth in grape JUice
through removal of iron and other metals," International Journal of Food Science and
Technology, published in 1997 with [the petitioner] as first-author, (b) "Selective removal
of iron from grape juice using an iron(III) chelating resin," Separation and Purification
Technology, published in 1997 with [the petitioner] as first-author, and (c) "Synthesis and
properties of a temperature-sensitive chelating hydrogel and its metal complexes,"
Polymers for Advanced Technologies, published in 1996 with [the petitioner] as sole
author. His scientific results were also presented at prestigious international conferences,
including the International Union of Pure and Applied Chemistry (IUPAC): 6th
International Symposium on Macromolecule-Metal Complexes.
While the petitioner's research is no doubt of value, it can be argued that any research must be
shown to be original and present some benefit if it is to receive funding and attention from the
scientific community. Any Ph.D. thesis or postdoctoral research, in order to be accepted for
graduation, publication, presentation, or funding, must offer new and useful information to the
pool of knowledge. It does not follow that every scientist who performs original research that
adds to the general pool of knowledge has inherently made a contribution of "major
significance" to the field as a whole.
[The petitioner [ discovered and synthesized novel polymers that can be used in the
treatment of iron overload diseases, antibiotic-resistant infectious diseases and inhibition
of microbial growth in food. He published his original findings on this research in 14
peer-reviewed papers as the first or sole author in the top international journals including
the Journal of Medicinal Chemistry and the Journal of Dairy Science. His contributions
in this area are not only scientifically significant but also practically remarkable in
pharmaceutical and food industries.
[The petitioner J is also the inventor of two patents and four other inventions. These
patents and inventions provided novel and useful materials and/or methods, which have
significant impact in science and technology. For instance, his patent
entitled polymeric coupling agents for the adhesion of macromolecular materials and
metal substrates was acquired by and also cited by other
inventors in five (5) different U.S. patents (issued from 2004 to 2008) in automobiles and
medical devices. [The petitioner's] other invention of novel analytical method for the
pharmaceutical compositions in a natural drug product is currentl y used in the
development of important pharmaceutical products.
_ does not provide specific examples of how the polymers developed by the petitioner for
disease treatment and inhibition of microbial growth in food are being utilized in the
pharmaceutical and food industries or that they otherwise constitute original scientific
contributions of major significance in the field. Regarding the petitioner's patents, patent
applications, and other inventions, there is no documentary evidence indicating widespread
Page 18
medical, industrial, or commercial implementation of his innovations at the time of filing or that
they otherwise equate to contributions of major significance in the field,
The AAO notes that all but two of the preceding references are the petitioner's current or former
supervisors or Wuhan University alumnae, While letters from those who are close to the
petitioner are important in providing details about his work on various projects, they cannot by
themselves establish that his work is recognized beyond his circle of acquaintances, The
opinions of experts in the field are not without weight and have been considered above. USCIS
may, in its discretion, use as advisory opinions statements submitted as expert testimony. See
Matter of Caron International, 19 I&N Dec. 791, 795 (Comm'r. 1988). However, USCIS is
ultimately responsible for making the final determination regarding an alien's eligibility for the
benefit sought. Id. The submission of letters from experts supporting the petition is not
presumptive evidence of eligibility; USCIS may evaluate the content of those letters as to
whether they support the alien's eligibility. See id. at 795-796; see also Matter of V-K-, 24 I&N
Dec. 500, n.2 (BIA 2008) (noting that expert opinion testimony does not purport to be evidence
as to "fact"). Thus, the content of the experts' statements and how they became aware of the
petitioner's reputation are important considerations. Even when written by independent experts,
letters solicited by an alien in support of an immigration petition are of less weight than
preexisting, independent evidence that one would expect of a research scientist who has made
original contributions of major significance. Without supporting evidence showing that the
petitioner's work equates to original contributions of major significance in her field, the AAO
cannot conclude that he meets this criterion.
Evidence ufthe alien's authorship (d' scholarly articles in the field, in professional or
major trade publications or other major media.
The petitioner has documented his authorship of scholarly
qualifying evidence pursuant to 8 C.F.R. § 204.5(h)(3)(vi).
established that he meets this criterion.
articles and, thus, has submitted
Accordingly, the petitioner has
Evidence that the alien has performed in a leading or critical role for organizations
or establishments that have a distinguished reputation.
The petitioner initially submitted project presentations and internal reports pertaining to his work
at as evidence for this regulatory criterion. While the preceding
documentation shows the petitioner's activities for his it fails to demonstrate that he
performed in a leading or critical role for and that his company has a
distinguished reputation.
On appeal, the petitioner submits a letter from Anal ytical Research
& Development, stating:
is a leading and distinguished specialty pharmaceutical
company more 6,000 employees and $2.5 billion revenue. We are using
innovative science and market insight to develop responsive pharmaceutical products for
· -Page 19
U.S. and the world. _ established its distinguished reputation in the pharmaceutical
industries as its products are ranked as the fifth in prescription sales nationwide.
[The petitioner] is
in our company. He is the authoritative expert we resort to in the analytical _ for
important and specific products related challenges with his extraordinary ability and
background in chemistry. He oversees and supervises a group of scientists in various
advanced research assignments and _ initiatives at [The petitioner] is
primarily responsible for several challenging _projects with millions of dollars
investment, including the drug products for hormone replacement therapy and cancer
treatment. In each and everyone of these projects, [the petitioner] takes the lead and is
indispensable in his role. His scientific insight, engineering intuition, experimental design
and execution, and analytical inventions are the key element and instrumental in our
successful development of the most challenging and valuable pharmaceutical products to
public health. It will cause irreparable damage and loss to our company if [the petitioner]
ceases to work in the projects due to his legal residence status problem. He is also the
only specialist in LC-MS (liquid chromatograph-mass spectrometer) analysis and one of
the few top experts in organic chemistry at~. Therefore, his expertise is very
critical to our success in the development of specific pharmaceutical products that are
intended for improving the quality of life for patients around the world.
that . generates "$2.5 billion" in revenue and that her
company's "products are ranked as the fifth in prescription sales nationwide," but the record
does not include documentary evidence to support her assertions. As previously discussed,
going on record without supporting documentary evidence is not sufficient for purposes of
meeting the burden of proof in these proceedings. Matter of Soffici, 22 I&N Dec. at 165. The
~formation provided in the letter from the petitioner'S superior at _
~ is not sufficient to demonstrate that the company has earned a distinguished
reputation. USCIS need not rely on self-serving documentation. 8 Further, there is no
organizational chart or other evidence documenting how the petitioner's position fell within the
general hierarchy of For . does not specify how
many Senior Principal Scientists are employed by her company. The documentation submitted
by the petitioner does not establish that he was responsible for the company's success or standing
to a degree consistent with the meaning of "leading or critical role." Aside from the petitioner's
role for the petitioner's appellate submission does not include
arguments or evidence addressing the petitioner's leading or critical role for any other
organizations or establishments with a distinguished reputation. As previously discussed, section
203(b)(1 )(A)(i) of the Act requires the submission of extensive evidence. Consistent with that
statutory requirement, the regulation at 8 C.F.R. § 204.5(h)(3)(viii) requires the submission of
evidence that the alien has performed in a leading or critical role for "organizations or
establishments" in the plural. Therefore, even if the petitioner were to submit supporting
8 See Braga v. Paulos, No. CV 06 5105 S10 (C. D. CA July 6.2007) affd 2009 WL 604888 (9'" Cir. 2009) (concluding
that the AAO did not have to rely on self-serving assertions on the cover of a magazine as to the magazine's status as
major media).
•
Page 20
documentary evidence showing that the petitioner's role and
meet the elements of this criterion, which he has not, the plain language of this regulatory
criterion requires evidence of a leading or critical role for more than one distinguished organization
or establishment.
In light of the above, the petitioner has not established that he meets this criterion.
Summary
In this case, the AAO concurs with the director's determination that the petitioner has failed to
demonstrate his receipt of a major, internationally recognized award, or that he meets at least
three of the ten categories of evidence that must be satisfied to establish the minimum eligibility
requirements necessary to qualify as an alien of extraordinary ability. 8 C.F.R. § 204.5(h)(3).
Nevertheless, the AAO will review the evidence in the aggregate as part of its final merits
determination.
B. Final Merits Determination
In accordance with the Kazarian opinion, the AAO will next conduct a final merits determination
that considers all of the evidence in the context of whether or not the petitioner has demonstrated:
(I) a "level of expertise indicating that the individual is one of that small percentage who have risen
to the very top of the[ir] field of endeavor," 8 C.F.R. § 204.5(h)(2); and (2) "that the alien has
sustained national or international acclaim and that his or her achievements have been recognized in
the field of expertise." Section 203(b)(I)(A) of the Act; 8 C.F.R. § 204.5(h)(3). See also Kazarian,
596 F.3d at 1119-1120. In the present matter, many of the deficiencies in the documentation
submitted by the petitioner have already been addressed in the preceding discussion of the
regulatory criteria at 8 C.F.R. §§ 204.5(h)(3)(ii) - (v) and (viii).
With regard to the category of evidence at 8 C.F.R. § 204.5(h)(iii), the petitioner submitted two
1994 articles in Food Spectrum and University of Twente News. As previously discussed, the
English language translations accompanying these articles were not certified by the translator as
required by the regulation at 8 C.F.R. § 103.2(b)(3). Moreover, there is no circulation evidence
showing that Food Spectrum and University of Twente News qualify as professional or major
trade publications or other major media. Further, there is no documentary evidence showing that
articles have been published about the petitioner subsequent to 1994. The statute and regulations,
however, require the petitioner to demonstrate that his national or international acclaim as a
researcher has been sustained. See section 203(b)(I)(A)(i) of the Act, 8 U.S.c.
§ 1153(b)(I)(A)(i), and 8 C.F.R. § 204.5(h)(3). The documentation submitted for 8 C.F.R.
§ 204.5(h)(3)(iii) is not commensurate with sustained national or international acclaim as of the
filing date of the petition.
Regarding the documentation submitted for 8 C.F.R. § 204.5(h)(iv), the nature of the petitioner's
judging experience is a relevant consideration as to whether the evidence is indicative of his
recognition beyond his own circle of collaborators. See Kazarian, 596 F. 3d at 1122. As
previously discussed, the five e-mails dated May 16, 2009 requesting that the petitioner review
•
Page 21
abstracts 3690, 3904, 3304, 3311, and 3874 for the AAPS Annual Meeting 2009 post-date the
petition's April 23, 2009 filing date. A petitioner, however, must establish eligibility at the time
of filing. 8 C.F.R. §§ 103.2(b)(I), (12); Matter of Katigbak, 14 I&N Dec. at 49. Regarding the
two letters from the petitioner's former supervisor _ stating that the petitioner helped
review 6-12 manuscripts, the letters do not indicate the titles of the manuscripts reviewed, their
specific dates of completion, and the names and fields of specification of those whose work the
petitioner reviewed. The petitioner has not established that reviewing articles for a journal at the
request of his immediate supervisor is indicative of sustained national or international acclaim at
the very top of the field of endeavor. Moreover, the AAO notes that peer review of manuscripts
is a routine element of the process by which articles are selected for publication in scientific
journals. Normally a journal's editorial staff will enlist the assistance of numerous professionals
in the field who agree to review submitted papers. It is common for a publication to ask several
reviewers to review a manuscript and to offer comments. The publication's editorial staff may
accept or reject any reviewer's comments in determining whether to publish or reject submitted
papers. Without evidence that sets the petitioner apart from others in his field, such as evidence
that he has received and completed independent requests for review from a substantial number of
journals or served in an editorial position for a distinguished journal as of the petition's filing
date, the AAO cannot conclude that his level and frequency of peer review is commensurate with
sustained national or international acclaim at the very top of the field of endeavor. For instance,
ume states that he served on the editorial board of Laboratory Robotics and
Automation.
Regarding the petitioner's original research findings discussed under 8 C.P.R. § 204.5(h)(3)(v), as
stated above, they do not appear to rise to the level of contributions of "major significance" in the
field. Demonstrating that the petitioner's work was "original" in that it did not merely duplicate
prior research is not useful in setting the petitioner apart through a "career of acclaimed work."
H.R. Rep. No. 101-723, 59 (Sept. 19, 1990). The report also says that "an alien must (I)
demonstrate sustained national or international acclaim in the sciences, arts, education, business or
athletics (as shown through extensive documentation) .... " Id. Research work that is unoriginal
would be unlikely to secure the petitioner a master's degree, let alone classification as a scientific
researcher of extraordinary ability. To argue that all original research is, by definition,
"extraordinary" is to weaken that adjective beyond any useful meaning, and to presume that most
research is "unoriginal."
While the petitioner has published scholarly articles based on his research at the University of
Toronto, Panfida Technology, the University of Twente, and Wuhan University, the Department of
Labor's Occupational Outlook Handbook (OOH), 2010-11 Edition, (accessed at www.hls.gov/oco
on June 16, 2011 and incorporated into the record of proceedings), provides information about the
nature of employment as a postsecondary teacher (professor) and the requirements for such a
position. See http://www.hls.gov/oco/pdf/ocos066.pdf. The handbook expressly states that faculty
members are pressured to perform research and publish their work and that the professor's research
record is a consideration for tenure. Moreover, the doctoral programs training students for faculty
positions require a dissertation, or written report on original research. [d. Further, the OOH states
specifically with respect to the biological sciences that a "solid record of published research is
essential in obtaining a permanent position performing basic research, especially for those seeking a
•
-Page 22
permanent college or university faculty position." See http://www.bls.gov/oco/pdf/ocos047.pdf.
This information reveals that original published research, whether arising from research at a
university or private employer, does not set the researcher apart from faculty in that researcher's
field. Further, there is no documentary evidence showing that the petitioner has published research
articles in professional journals subsequent to 2000, conference papers subsequent to 2006, or book
chapters subsequent to January 2007. The statute and regulations, however, require the petitioner to
demonstrate that his national or international acclaim as a researcher has been sustained. See
section 203(b)(1 )(A)(i) of the Act, 8 U.S.C. § 1153(b)(l)(A)(i), and 8 C.F.R. § 204.5(h)(3). The
documentation submitted for 8 C.F.R. § 204.5(h)(3)(vi) is not commensurate with sustained
national or international acclaim as of the filing date of the petition.
Moreover, the petitioner's citation history is a relevant consideration as to whether the evidence is
indicative of the petitioner's recognition beyond his own circle of collaborators. See Kazarian,
596 F. 3d at 1122. As previously discussed, the documentation submitted by the petitioner on
appeal indicates that no single article authored by him had been cited to more than 22 times as of
the petition's filing date. This level of citation per article is not sufficient to demonstrate that the
petitioner's published work has attracted a level of interest in his field commensurate with
sustained national or international acclaim at the very top of the field.
Ultimately, the evidence in the aggregate does not distinguish the petitioner as one of the small
percentage who has risen to the very top of the field of endeavor. The petitioner relies primarily on
two articles from 1994 in publications whose circulation is not documented, undocumented
manuscript reviews assigned to the petitioner by _ at the University of Toronto, the
petitioner's publications and conference presentations, citation evidence showing that several of his
articles from the 1990s have been moderately cited, two patents and four patent applications that
have not been shown to have significantly impacted the field, his employment as a Senior Principal
and the praise of his references.
Moreover, many of the petitioner's references' credentials are far more impressive than those of the
petitioner. For example, _ states:
I am currently a full tenured professor in the Department of Chemistry and Biochemistry
at California State University, Los Angeles, with an international reputation as an expert
in chemistry and biochemical analysis. . .. Recognition of my research work and
mentoring of postdoctoral and graduate students is reflected by the 2001 Dreyfus Teacher
Scholar Award and my selection by the National Science Foundation as a panelist on the
Graduate Research Fellowship and Chemistry Research Instrumentation and Facilities
Programs. My research laboratory has been supported by grants from the National
Institutes of Health, National Science Foundation, American Chemical Society,
Department of Defense, and various private foundations and State agencies for a total of
nearly 7 million dollars in the past 12 years. I have published close to 90 research papers.
_states:
•
-Page 23
I received my Sc.D. from the Massachusetts Institute of Technology (MIT) in 1974 and
joined the University of Toronto directly thereafter when I was appointed to the Faculty
of Applied Science and Engineering as an Assistant Professor in the Department of
Chemical Engineering and Applied Chemistry. I became Assistant Chair of the
Department in 1981, formerly served as Director of the Institute of Biomaterials and
Biomedical Engineering, and was appointed as a University Professor (the highest level
of distinction at the University). I am also a Founder and Chief Scientific Officer of
a biomaterials company based in Toronto, Canada. As a pioneer in
biomaterials and biomedical engineering, my work on the development of pioneering
procedures for microencapsulating mammalian cells for the purposes of cell
transplantation and the preparation of materials that are compatible with blood has had a
major international impact. I have authored more than 300 publications and 200 abstracts,
hold IS U.S. and international patents, and gave more than 350 invited seminars and
scientific presentations in 20 countries. I sit on (or have sat on) the editorial boards of
many journals, such as the Journal of Biomedical Materials Research, the Journal of
Biomaterials Science, the Journal of Controlled Release, and Biomaterials. In 1988, I
received from the Canadian Society for
Chemical Engineering and was one of of Achievement Award by
that in 1999. I received the and
from the U.S. Society for Biomaterials. In 2008, I received
most distinguished award given by the Canada Council for the
Arts. As a University Professor, a Fellow of the Royal Society of Canada, a Fellow of the
Chemical Institute of Canada and the Society for Biomaterials, and a Foreign Fellow of
AIMBE (The American Institute of Medical and Biological Engineering), I have also
served the biomaterials and biomedical community through my work on organizing
committees and working parties of these Societies, NSERC (Natural Sciences and
Engineering Research Council of Canada), MRC (Medical Research Council)/CIHR
(Canadian Institutes of Health Research), and U.S. NIH (National Institutes of Health).
to a personnel announcement submitted by the petitioner, provides
managerial oversight and control of research and development functions at the~ where
the petitioner works. Previously, _ worked at Barr Laboratories where he held positions
such as Manager of Research and Development, Associate Director and Director of Research and
Development.
While the petitioner need not demonstrate that there is no one more accomplished than himself to
qualify for the classification sought, it appears that the very top of his field of endeavor is above the
level he has attained. In this case, the petitioner has not established that his achievements at the time
of filing were commensurate with sustained national or international acclaim as a scientific
researcher, or being among that small percentage at the very top of the field of endeavor.
III. Conclusion
Page 24
The documentation submitted in support of a claim of extraordinary ability must clearly
demonstrate that the alien has achieved sustained national or international acclaim and is one of the
small percentage who has risen to the very top of the field of endeavor.
Review of the record does not establish that the petitioner has distinguished himself to such an
extent that he may be said to have achieved sustained national or international acclaim and to be
within the small percentage at the very top of his field. The evidence is not persuasive that the
petitioner's achievements set him significantly above almost all others in his field at a national or
international level. Therefore, the petitioner has not established eligibility pursuant to section
203(b)(I )(A) of the Act and the petition may not be approved.
An application or petition that fails to comply with the technical requirements of the law may be
denied by the AAO even if the Service Center does not identify all of the grounds for denial in
the initial decision. See Spencer Enterprises, Inc. v. United States, 229 F. Supp. 2d at 1043,
affd, 345 F.3d at 683; see also Soltane v. DO], 381 F.3d at 145 (noting that the AAO conducts
appellate review on a de novo basis).
The petition will be denied for the above stated reasons, with each considered as an independent
and alternative basis for denial. In visa petition proceedings, the burden of proving eligibility for
the benefit sought remains entirely with the petitioner. Section 291 of the Act, 8 V.S.c. § 1361.
Here, that burden has not been met.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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