dismissed
EB-1A
dismissed EB-1A Case: Sciences
Decision Summary
The appeal was dismissed because the petitioner failed to establish eligibility under the required minimum of three regulatory criteria. The director initially found the petitioner met two criteria, but the AAO concluded that the petitioner had not provided sufficient evidence for the 'leading or critical role' criterion and also found the evidence for 'original contributions' to be insufficient.
Criteria Discussed
Original Contributions Of Major Significance Authorship Of Scholarly Articles Leading Or Critical Role
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(b)(6)
DATE:JUL 0 9 2012 Office: TEXAS SERVICE CENTER
IN RE: Petitioner:
Beneficiary:
U.S. Department of Homeland Security
U.S. Citizenship and Immigration Services
Administrative Appeals Office (AAO)
20 Massachusetts Ave., N.W., MS 2090
Washington, DC 20529-2090
U.S. Citizenship
and Immigration
Services
FILE:
PETITION: Immigrant Petition for AJien Worker as an AJien of Extraordinary Ability Pursuant to
Section 203(b)(l)(A) of the Immigration and Nationality Act, 8 U.S.C. § 1153(b)(l)(A)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
Enclosed please find the decision of the Administrative Appeals Office in your case. · AJI of the documents
related to this matter have been returned to the office that originally decided your case. Please be advised
that any further inquiry that you might have concerning your case must be made to that office.
If you believe the AAO inappropriately applied the law in reaching its decision, or you have additional
information that you wish to have considered, you may file a motion to reconsider or a motion to reopen in
accordance with the instructions on Form I-290B, Notice of Appeal or Motion, with a fee of $630. The
specific requirements for filing such a motion can be found at 8 C.F.R. § 103.5. Do not file any motion
directly with the AAO. Please be aware that 8 C.F.R. § 103.5(a)(l)(i) requires any motion to be filed within
30 days of the decision that the motion seeks to reconsider or reopen.
Perry Rhew
Chief, Administrative Appeals Office
www.uscis.gov
(b)(6). 'i" ,r .. ' '
Page 2
DISCUSSION: The Director, Texas Service Center, denied the employment-based immigrant visa
petition, which is now before the Administrative Appeals Office (AAO) on appeal. The appeal will be
dismissed.
The petitioner seeks classification as an "alien of extraordinary ability" in the sciences, pursuant to
section 203(b)(l)(A) of the Immigration and Nationality Act (the Act), 8. U.S.C. § 1153(b)(l)(A). The
director determined the petitioner had not established the sustained national or international a~laim
necessary to qualify for classification as an alien of extraordinary ability.
Congress set a very high benchmark for aliens,of extraordinary ability by requiring through the statute
that the petitioner demonstrate the alien's "sustained national or international acclaim" and present
"extensive documentation" of the alien's achievements. See section 203(b)(1)(A)(i) of the Act and
8 C.F.R. § 204.5(h)(3). The implementing regulation at 8 C.F.R. § 204.5(h)(3) states that an alien can
establish sustained national or international acclaim through evidence of a one-time achievement of a
major, internationally recognized award; Absent the receipt of such an award, the regulation outlines
ten categories of specific objective evidence. 8 C.P.R. § 204.5(h)(3)(i) thfough (x). The petitioner
must submit qualifying evidence under at least three of the ten regulatory · categories of evidence to
establish the basic eligibility requirements.
On appeal, counsel submits a brief and additional evidence. In the brief and in response to the
director's request for evidence, counsel concedes that the petitioner "does not satisfy the criteria found
in 8 C.F.R. § 204.5(h)(3)(i)(ii)(iii)(iv)(vii)(ix) & (x)" and asserts that the petitioner "meets the criteria
of 8 C.F.R. § 204.5(h)(3)(!)(!!) & (viii)." (Emphasis in original.) Although counsel claims that the
director's request for evidence (RFE) forced the petitioner "to guess what the officer wanted rather than
address specific issues" and that the denial was "no more than the suriunary, generic analysis railed
against in [Kazarian v. USCIS, 596 F.3d 1115 (9th Cir. 2010)] and prohibited by Agency guidance,"
the record does not support counsel's claims. Nevertheless, the remedy for such an alleged error is for
the AAO to consider all the evidence on appeal. Upon review of the entire record, the AAO concurs
with the director's conclusion th~t the petitioner submitted qualifying evidence under only two of the
ten regulatory categories of evidence. Furthermore, as the petitioner did not submit qualifying evidence
under at least three of the regulatory categories of evidence, even if the director had committed any
errors, they would be considered harmless. For the reasons discussed below, the AAO upholds the
director's ultimate conclusion that the petitioner has not established eligibility for the exclusive
classification sought. . The AAO conducts appellate review on a de novo basis. AAO's de novo
authority is well recognized by the federal courts. See Soltane v. DOJ, 381 F.3d 143, 145 (3d Cir.
2004).
I. lAW
Section 203(b) of the Act states, in pertinent part, that:
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(1) Priority workers. -- Visas shall first be ·made available ... to qualified immigrants who are
aliens described in any of the following subparagraphs (A) through (C):
(A) Aliens with extraordinary ability.-- An alien is described in this subparagraph if--
(i) the alien has . extraordinary ability in the sciences, arts, education,
business, or athletics which has been demonstrated by su'stained national or
international acclaim and whose achievements have been recognized in the
field through extensive documentation,
(ii) the alien seeks to enter the United States to continue work in the area of
extraordinary ability, and
(iii) the alien's entry into the United States will substantially benefit
prospectively the United States.
U.S. Citizenship and Immigration Services (USCIS) and legacy Immigration and Naturalization Service
(INS) have consistently recognized that Congress intended to set a very high standard for individuals
seekitig immigrant visas as aliens of extraordinary ability. See H.R. 723 10151 Cong., 2d Sess. 59
(199Q); 56 Fed. Reg. 60897, 60898-99 (Nov. 29, 1991). The term "extraordinary abiiity" refers only to
those~"jndividuals in that small percentage who have risen to the very top of the field of endeavor. /d.;
8 C.F.R. § 204.5(h)(2).
The regulation at 8 C.P.R. § 204.5(h)(3) requires that the petitioner demonstrate the alien's sustained
acclaim and
the recognition of his or her achievements in the field. Such acclaim must be established
either through evidenCe of a one-time achievement {that is, a major, international recognized award) or
through the submission of qualifying evidence under at least· three of the ten categories of evidence
listed at 8 C.F.R. § 204.5(h)(3)(i)-(x). ·
In 2010, the U.S. Court of Appeals for the Ninth Circuit (Ninth Circuit) reviewed the denial of a
petition filed under this classification. Kazarian v. USCIS, 596 F.3d 1115 (9th Cir. 2010). Although the
court upheld the AAO's decision to deny the petition, the court took issue with the AAO's evaluation
of evidence submitted to meet a given evidentiary criterion. 1 With respect to the criteria at 8 C.F.R.
§ 204.5(h)(3)(iv) and (vi), the court concluded that while USCIS may have raised legitimate concerns
about the significance of the evidence submitted to meet those two criteria, those concerns should have
been raised in a subsequent "final merits determination." /d. at 1121-22.
The court stated that the AAO's evaluation rested on an improper understanding of the regulations.
Instead of parsing the significance of evidence as part of the initial inquiry, the court stated that "the
1 Specifically, the court stated that the AAO had unilaterally imposed 'novel substantive or evidentiary
requirements beyond those set forth in the regulations at 8 C.F.R. § 204.5(h)(3)(iv) and ' 8 C.F.R.
§ 204.5(h)(3)(.vi).
(b)(6)
Page 4
proper procedure is to count the types of evidence provided ' (which the AAO did)," and if the petitioner
failed to submit sufficient evidence, "the proper conclusion is that the applicant has failed to satisfy the
regulatory requirement of three types of evidence (as the AAO concluded)." /d. at 1122 (citing to
8 C.F.R. § 204.5(h)(3)). ..
Thus, Kazarian sets forth a .two-part approach where the evidence is first counted and then considered
in the context of a final merits determination. In this matter, the AAO will review the evidence under
the plain language 'requirements of each criterion claimed. A'S the petitioner did not submit qualifying
evidence under at least .three criteria, the proper conclusion is that the petitioner has failed to satisfy the
antecedent regulatory requirement of three types of evidence. /d.
ll. ANALYSIS
A. Evidentiary Criteria2
The director concluded that the petitioner had made original contributions of major significance
pursuant to 8 C.F.R. § 204.5(h)(3)(v) and had authored scholarly articles pursuant to 8 C.F.R.
§ 204.5(h)(3)(vi), but had not submitted qualifying evidence under any other criterion. On appeal,
counsel asserts only that the petitioner did submit qualifying evidence of a leading or critical role for
orga[!izations or establishments with a distinguished reputation pursuant to 8 C.F.R.
§ 20¥5(h)(3)(viii). As discussed below, the AAO concurs with the director's determination that the
petitioner has not submitted qualifying evidence under that criterion. On that basis alone, the AAO
upholds the director's decision.
The AAO notes, however, that the evidence submitted pursuant to 8 C.F.R. § 204.5(h)(3)(v) is also
insufficient. While the ·petitioner has authored several articles, the regulations contain a separate
criterion regarding the authorship of published articles. 8 C.F.R. § 204.5(h)(3)(vi). If the regulations
are to be interpreted with any logic, it must be presumed that the regulation views contributions as a
separate evidentiary requirement from scholarly articles.3 While the AAO acknowledges that the
petitioner submitted evidence of a significant level of citation in the aggregate, the expert letters in
the record fail to put this evidence in the necessary context to reach a conclusion that the petitioner
has made original contributions of major significance . ·
In general, the letters focus on the unique and complex skills the petitioner has attained in her
education and training research positions and her potential to benefit the United States in the future.
2 The petitioner does not claim to meet or submit evidence relating to the regulatory categories of evidence
not discussed in this d~cision.
3 Publication and presentations are not sufficient evidence under 8 C.F.R. § 204.5(h)(3)(v) absent evidence
that they were of"major significance." Kazarian v. USCIS, 580 F.3d i030, 1036 (91h Cir. 2009) aff'd in part
596 F.3d 1115 (9th Cir. 2010). In 2010, the Kazarian court reaffirmed its holding that the AAO did not abuse
its discretion in finding that the alien had not demonstrated contributions of major significance. 596 F.3d at
1122.
(b)(6)
Page 5
The petitioner's field, like most science, is research-driven, and there would be little point in
publishing' research that did not add to the general pool of knowledge in the field. According to the
regulation at 8 C.F.R. § 204.5(h)(3)(v), an alien's contributions must be not only original but of
major significance. The AAO must presume that the phrase "major significance" is not superfluous
and, thus, that it has some meaning, Silverman v. Eastrich Multiple Investor Fund, L.P., 51 F. 3d 28,
31 (3rd Cir. 1995) quoted in APWU v. Potter, 343 F.3d 619, 626 (2"d Cir. Sep 15, 2003). To be
considered a contribution of major significance "in the field" of science (rather than to a specific
project), it can ·be expected that the results would have already been reproduced and confirmed by
other experts and applied in their work. Otherwise, it is difficult to gauge the impact of the
petitioner's work. While some of the letters identify the petitioner's research results and conclude
they are applicable to other work in the field or even constitute contributions to the field, no expert
explains how other independent researchers are already using the petitioner's results. Vague,
solicited letters from local colleagues that do not specifically identify contributions or provide . .
specific examples of how those contributions influenced the field are insufficient. Kazarian v.
USCIS, 580 F.3d 1030, 1036 (91h Cir. 2009) aff'd in part 596 F.3d 1115 ·(9th Cir. 2010).4
Evidence that the alien has performed in a leading or critical role for organizations or
establishments that have a distinguished reputation.
While the AAO notes that there are numerous reference letters in the record, all such letters were
previously considered under the original contributions criterion at 8 C.F.R. § 204.5(h)(3)(v). The
regulation at 8 C.F.R. § 204.5(g)( I) requires that evidence of experience . "shall" consist of letters
from employers. Therefore, the AAO will not consider letters written by anyone other than the
petitioner's current and former employers with regard to this criterion .
The AAO finds that the petitioner has submitted sufficient evidence to establish her appointments by
organizations that have . a distinguished reputation, s ecifically
and and
At issue is whether or not the petitioner performed in a leading or critical role
for these distinguished organizations.
Any organization or establishment that retains the · services of an individual requires someone
competent to provide those services. Thus, the fact that organizations or establishments h~ve
retained the petitioner is insufficient. In the case of a leading role, the petitioner must demonstrate
how the role fits within the overall hierarchy of the organization or establishment. In the case of a
critical role, the petitioner must have contributed to the success of the estaplishment or organization
beyond merely providing necessary services;
4 In 2010, the Kazarian court reiterated that the AAO's conclusion that "letters from physics professors attesting
to [the alien's] contributions in the field" were insufficient was "consistent with the relevant regulatory
language." 596 F.3d at 1122.
(b)(6)
t .- ·~
Page 6
(
of states that "at the end of her current postdoc, she will
have acquired a diverse range of technical skills combined with excellent exposure to the exciting
field of Alzheimer Disease etiology, prevention and treatment." also of
states that "[ s ]he has achieved a great deal in the short time she has been here, and I am
.confident about her future accomplishments in this critical field." None of these letters demonstrate
how the petitioner performed in a critical role for the establishment, but rather only refer to the ·
petitioner's acquisition of unique skills in a training position.
the petitioner's research co-advisor at . states in his
letter submitted with the original filing that the petitioner "has made "critical contributions to the
stu,dy of a protein structure and function central to gene regulation, and she is now poised to leverage
this rare and critical: expertise." In response to the director's request for evidence, wrote a
second letter which states that "To my knowledge, my lab is the only lab in the world ·and [the
petitioner] is the only scientist in the world to currently study the structure of human Presenilin."
of the
states that "As a postdoctoral fellow at the [the petitioner] is playing an
essential role in the she is currently working to solve the structure of the human protein
complex called 'gamma-secretase." goes on to state that the petitioner "is playing a
leading role in the structural biology of Alzheimer's disease-at the ' and that "her rare training
and skills are essential to our work on Alzheimer's disease towards deteimining the structure of
gamma-secretase." These letters fail to demonstrate how the petitioner performed in a critical or
leading role for the establishment, beyond her research efforts which are part of the duties that would
normally be perfotined by someone in her position.
The record does not contain persuasive evidence that serving as a Postdoctoral Research Fellow or
Postdoctoral Associate, even for organizations with a distinguished reputation, is performing in. a
leading or critical role. For example, the record does not establish the number of postdoctoral
fellows for any ofthe petitioner's employers nor provide an organizational chart or other evidence of
the hierarchy of any of these institutions. These institutions routinely rely on postdoctoral fellows to
further their research.
Moreover, the petitioner's appointments are designed to provide specialized research experience and
training 'in her field of endeavor.5 For example, a professor at the
asserts that while at the the petitioner "deepened her
expertise in X-ray crystallography and mastered skills in basic science research while studying the
genetic machinery." , a group leader at asserts
that the petitioner's opportunities at "ha[ve] provided her with the tools. to
transition to the position of a research group head in either academia or industry.'~ The petitioner's
evidence does not demonstrate how her temporary appointments differentiated her from the other
5 "Biological scientists with a Ph.D. often take temporary postdoctoral research positions that provide
specialized research experience." See http://www.bls.gov/ocolpdf/ocos047.pdf, accessed on June 19, 2012,
copy incorporated into the record of proceedings.
(b)(6)
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research scientists employed by the preceding institutions, let alone their tenured faculty and principal
investigators. The documentation submitted by the petitioner does not establish that she held a position
within the organizational hierarchy or was responsible for the preceding institutions' success or
standing to a degree consistent with the meaning of "leading or critical role." Accordingly, the
petitioner has not established that she meets this criterion.
The AAO notes that in response to the director's request for evidence under this criterion, counsel
asserts that "contributions made by the beneficiary" are not required to be "original" or "of major
significance." While the AAO concurs
with counsel, it is clear that the director inadvertently included
language from the original contributions criterion.
In light of the above, the petitioner has not established that the beneficiary meets the plain language
requirements of this regulatory criterion . .
B. Summary
The petitioner has 'tailed to satisfy the antecedent regulatory requirement of three types of evidence.
ill. CONCLUSION
The .documentation submitted in support of a claim of extraordinary ability must clearly demonstrate
that the alien has achieved sustained national or international acclaim and is one of the small percentage
who has risen to the very top of the field of endeavor.
Had the -petitioner submitted the requisite evidence under at least three evidentiary categories, in
accordance with the Kazarian opinion, the next step would be a final merits determination that
considers all of the evidence in the context of whether or not the petitioner has demonstrated: (1) ·a
"level of expertise indicating that the individual is one of that small percentage who have risen to the
very top of the[ir] field of endeavor" and (2) ''that the alien has sustained. national or international
acclaim and that his or her achievements have been recognized in the field .of expertise." 8 C.F.R.
§§ 204.5(h)(2) and (3); see also Kazarian, 596 F.3d at 1119-20 . . While the AAO concludes that the
evidence is not indicative of a level of expertise consistent with the small percentage at the very top of
the field or sustained national or international acclaim, the AAO need not explain that conclusion in a
. final merits determination.~ The AAO notes, however, that the AAO's conclusion is consistent with
the expert letters, ·which conclude only that the petitioner is within the top of Ph.D. students or
postdoctoral researchers. Rather than explain how the petitioner has reached the top of her field or
6 The AAO maintains de novo review of all questions of fact and law. See Soltane v. DOJ, 381 F.3d at 145. In
any future proceeding, the AAO maintains the jurisdiction to conduct a final merits determination as the office
that made the last decision in this matter. 8 C.F.R. § 103.5(a)(1)(ii). See also section 103(a)(1) of the Act;
section 204(b) of the Act; DHS Delegation Number 0150.1 (effective March 1, 2003); 8 C.F.R. § 2.1 (2003);
8 C.F.R. § 103.1(f)(3)(iii) (2003); Matter of Aurelio, 19 I&N Dec. 458, 460 (BIA 1987) (holding that legacy
INS, now USCIS, is the sole authority with the jurisdiction to decide visa petitions).
(b)(6)
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-garnered acclaim, the letters focus on the national interest in retaining researchers with the petitioner's
unique skills and enthusiasm. While .the AAO does not question these opinions, it is not the correct
standard for the benefit sought. Ultimately, the proper conclusion is that the petitioner has failed to
satisfy the antecedent regulatory requirement of three types of evidence. /d. at 1122.
The petitioner has not established eligibility pursuant to section 203(b)(1)(A) of the Act and the petition
may not be approved.
The burden of proof in visa petition proceedings remains entirely with the petitioner. Section 291 of
the Act, 8 U.S.C. § 1361. Here, the petitioner has not sustained that burden. Accordingly, the appeal
will be dismissed.
ORDER: The appeal is dismis~ed. Avoid the mistakes that led to this denial
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