dismissed
EB-1A
dismissed EB-1A Case: Synthetic Carbohydrate Chemistry
Decision Summary
The appeal was dismissed because the petitioner did not establish the requisite extraordinary ability. The director determined that the petitioner had not demonstrated sustained national or international acclaim through extensive documentation, and the AAO upheld this decision.
Criteria Discussed
Receipt Of Lesser Nationally Or Internationally Recognized Prizes Or Awards Membership In Associations Requiring Outstanding Achievement Published Material About The Alien Participation As A Judge Of The Work Of Others Original Scientific Contributions Of Major Significance Authorship Of Scholarly Articles Leading Or Critical Role For Distinguished Organizations High Salary Or Other Remuneration
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identifying dat~ delet~,d to ..
prevent clearly unw~nted
invasion of personal pnvac).
, PUBLIC COpy
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U.S. Department of Homeland Security
U.S. Citizenship and Immigration Services
Administrative Appeals ()ffice (AAO)
20 Massachusetts Ave., N.W., MS 2090
Washington. DC 20529-2090
U.S. Citizenship
and Immigration
Services
FILE: Office: NEBRASKA SERVICE CENTER Date:
FEB 0 8 2011
INRE: Petitioner:
Beneficiary:
PETITION: Immigrant Petition for Alien Worker as an Alien of Extraordinary Ability Pursuant to
Section 203(b)(l)(A) of the Immigration and Nationality Act, 8 U.S.C. § 1153(b)(l)(A) ,
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
Enclosed please find the decision of the Administrative Appeals Office In your case. All of the
documents related to this matter have been returned to the office that originally decide~ your case. Please
be advised that any further inquiry that you might have concerning your ~ase must be made to that office.
If you believe the law was inappropriately applied by us in reaching our decision, or you have additional
information that you wish to have considered, you may file a motion to reconsider or a motionlto reopen.
The specific requirements for filing such a request can be found at 8 C.F.R. § 103.5. All motions must be
submitted to the office that originally decided your case by filing a Form I-290B, Notice of Appeal or
Motion, with a fee of $630. Please be aware that 8 C.F.R. § 103.5(a)(l)(i) requires that any motion must
be filed within 30 days ofthe decision that the motion seeks to reconsider or reopen.
Thank you,
Perry Rhew
Chief, Administrative Appeals Office
www.uscis.gov
Page 2
DISCUSSION: The employment-based immigrant visa petition was denied by the Director,
Nebraska Service Center, and is now before the Administrative Appeals Office (AAO) on appeal.
The appeal will be dismissed.
The petitioner seeks classification as an "alien of extraordinary ability" in the sciences, pursuant to
section 203(b)(1 )(A) of the Immigration and Nationality Act (the Act), 8 U.S.C. § 1153(b)(1 )(A).
The director determined that the petitioner had not established the requisite extraordinary ability
through extensive documentation and sustained national or international acclaim.
Congress set a very high benchmark for aliens of extraordinary ability by requiring through the
statute that the petitioner demonstrate the alien's "sustained national or international acclaim" and .
present "extensive documentation" of the alien's achievements. See section 203(b )(1 )(A)(i) of the
Act and 8 C.F.R. § 204.5(h)(3). The implementing regulation at 8 C.F.R. § 204.5(h)(3) states that
an alien can establish sustained national or international acclaim through evidence of a one-time
achievement of a major, internationally recognized award. Absent the receipt of such an award, the
regulation outlines ten categories of specific objective evidence. 8 C.F.R. § 204.5(h)(3)(i) through
(x). The petitioner must submit qualifying evidence under at least three of the ten regulatory
categories of evidence to establish the basic eligibility requirements.
On appeal, counsel argues that the petitioner meets at least three of the ten regulatory categories of
evidence at 8 C.F.R. § 204.5(h)(3). For the reasons discussed below, we uphold the director's
decision.
I. Law
Section 203(b) of the Act states, in pertinent part, that:
(1) Priority workers. -- Visas shall first be made available ... to qualified immigrants who
are aliens described in any of the following subparagraphs (A) through (C):
(A) Aliens with extraordinary ability. -- An alien is described in this subparagraph if--
(i) the alien has extraordinary ability in the sciences, arts, education,
business, or athletics which has been demonstrated by sustained national
or international acclrum and whose achievements have been recognized
in the field through extensive documentation,
(ii) the alien seeks to enter the United States to continue work in the area
of extraordinary ability, and
I (iii) the alien's entry into the United States will substantially benefit
prospectively the United States.
U.S. Citizenship and Immigration Services (UscrS) and legacy Immigration and Naturalization
Service (INS) have consistently recognized that Congress intended to set a- very high standard for
I
l
Page 3
individuals seeking immigrant visas as aliens of extraordinary ability. See H.R. 723 101 st Cong., 2d
Sess. '59 (1990); 56 Fed. Reg. 60897; 60898-99 (Nov. 29, 1991). The term "extraordinary ability"
refers only to those individuals in that small percentage who have risen to the very top of the
field of endeavor. ld. and 8 C.F.R. § 204.5(h)(2).
The regulation at 8 C.F.R. § 204.5(h)(3) requires that an alien demonstrate his or her sustained
acclaim and the recognition of his or her achievements in the field. Such acclaim and achievements
must be established either through evidence of a one-time achievement (that is, a major,
international recognized award) or through meeting at least three of the following ten categories of
evidence: .
(i) Documentation of the alien's receipt of lesser nationally or internationally
recognized prizes or awards for excellence in the field of endeavor;
(ii) Documentation of the alien's membership in associations in the field for which
classification is sought, which require outstanding achievements of their members,
as judged by recognized national or international experts in their disciplines or .
fields;
(iii) Published material about the alien in professional or major trade publications or
other major media, relatirig to the alien's work in the field for which classification is
sought. Such evidence -shall include the title, date, and author of the material, and
any necessary translation;
(iv) Evidence of the alien's participation, either individually or on a panel, as a judge
of the work of others in the same or an allied field of specialization for which
classification is sought;
(v) Evidence of the alien's original scientific, scholarly, artistic, athletic, or business
related contributions of major significance in the field;
(vi) Evidence of the alien's authorship of scholarly articles III the field, III
professional or major trade publications or other major media;
(vii) Evidence of the display of the alien's work in the field at artistic exhibitions or
showcases;
(viii) Evidence that the alien has performed in a leading or critical role for
orgaruzations or establishments that have a distinguished reputation;
(ix) Evidence that the alien has commanded a high salary or other significantly high
_ remuneration for services, in relation to others in the field; or
\
(x) Evidence of commercial successes in the performing arts, as shown by box office
receipts or record, cassette, compact disk, or video sales.
"
-Page 4
In 2010, the U.S. Court of Appeals for the Ninth Circuit (Ninth Circuit) reviewed the denial of a
petition filed under this classification. Kazarian v. USCIS, 596 F.3d 1115 (9th Cir. 2010). Although'
the court upheld the AAO's decision to deny the petition, the court took issue with the AAO's
evaluation of evidence submitted to meet a given evidentiary criterion.l With respect to the criteria
at 8 C.F.R. § 204.5(h)(3)(iv) and (vi), the court concluded that while USCIS may have raised
legitimate concerns about the significance of the evidence submitted to meet those two criteria,
those concerns should have been raised in a subsequent "final merits determination." Id. at i 121-22.
The court stated that the AAO's evaluation rested on an improper Understanding of the regulations.
Instead of parsing the significance of evidence as part of the initial inquiry, the court stated that "the
proper procedure is to count the types of evidence provided (which the AAO did)," and if the
petitioner failed to submit sufficient evidence, "the proper conclusion is that the applicant has failed
to satisfy the regulatory requirement of three types of evidence (as the AAO concluded)." Id. at
1122 (citing to 8 C.F.R. § 204.5(h)(3)). The court also explained the "final merits determination" as
the corollary to this procedure:
"-
If a petitioner has submitted the requisite evidence, USCIS determines whether the
evidence demonstrates both a "level of expertise indicating that the individual is one
of that small percentage who have risen to the very top ofthe[ir] field of endeavor,"
8 C.F.R. § 204.5(h)(2), and "that the alien has sustained national or international
acclaim and that his or her achievements have been recognized in the field of
expertise." 8 C.F.R. § 204.5(h)(3). Only aliens whose achievements have garnered
"sustained national or international acclaim" ar~ eligible for an "extraordinary
ability" visa. 8 U.S.c. § 1153(b)(1 )(A)(i).
Id. at 1119-1120.
Thus, Kazarian sets forth. a two-part approach where the evidence is first counted and then
considered in the context of a final merits determination. In reviewing Service Center decisions, the
AAO will apply the test set forth in Kazarian. As the AAO maintains de novo review, the AAO
- will conduct a new analysis if the director reached his or her conclusion by using a one-step analysis
rather than the two-step analysis dictated by the Kazarian court. See Spencer Enterprises, Inc. v. -
United States, 229 F. Supp. 2d 1025, 1043 (E.D. Cal. 2001), affd, 345 F.3d 683 (9th Cir. 2003);
see also Soltane v. DOJ, 381 F.3d 143, 145 (3d Cir. 2004) (noting that the AAO conducts
appellate review on a de novo basis).
II. Analysis
A. Evidentiary Criteria
According to the petitioner's initial statement, this petition, filed on July 31, 2007, seeks to
classify the petitioner as an alien with extraordinary ability as a scientific researcher in the area
of synthetic carbohydrate chemistry. The petitioner received his Ph.D. in Environmental Science
1 Specifically, the court stated that the AAO had unilaterally imposed novel substantive or evidentiary requirements
beyond those set forth in the regulations at 8 C.F.R. § 204.5(h)(3)(iv) ~d 8 C.F.R. § 204.5(h)(3)(vi).
,r
Page 5
In July 2008, the petitioner began working at
The petitioner has submitted doc:umentation pertaining to the following
categories of evidence under 8 C.F.R. § 204.5(h)(3)?
Documentation of the alien's receipt of lesser nationally or internationally
recognized prizes or awards for excellence in the field of endeavor.
The petitioner submitted a January 6, 2003 Honor Certificate from the
"Student [the petitioner] receives First of . s of 2
submits a letter from
InnovatIve were more III our resean;h
institute in year of 2002 and only three of them obtained the first class award, while 15
got the second class of the award, and around 30 obtained the third class award. The
award winner received about half a year or three months extra income above their annual
That was the that we awarded" excellence in research to the top 10% in the
This student award from the _reflects institutional recognition rather than a nationally or
internationally recognized prize or award for excellence in the field of endeavor. Moreover,
academic study is not a field of endeavor, but training for a future field of endeavor. As such,
academic scholarships and student awards cannot be considered prizes or awards in the
petitioner\, field of endeavor. In this instance, there is no documentary evidence demonstrating
that the petitioner's award was recognized beyond his educational institution and therefore
commensurate with a nationally or internationally recognized prize or award for excellence in
the field.
The petitioner also submitted a September 2002 "Project approval Notificatiop" -from the
"Graduate Study Department" of the "The student [the petitioner] as head
of the project who apply for graduate student science and social
practice special funding' (innovatIOn been approved." In response to the
director's request for evidence, the petitioner submitted a list of 42 "graduate students" (including
the petitioner) who received this funding grant from the On appeal,_ states:,
[The petitioner], as
Candidates from
earned an Innovation Fund grant for Ph.D.
to design and synthesize environmentally benign pesticide. Each
,
2 The petitioner does not claim to meet qr submit evidence relating to the categories of evidence not discussed in this
decision.
r
Page 6
year, only a few of students can have this honor in the In
the year of 2002, it was even more difficult to be granted. Basically one research institute
could only recommend one candidate for evaluation for the grant, while there are more
than 100 research institutes in the around the whole of
China. Only 42 persons were awarded this grant.
We note that consideration for this funding grant from the" was limited to Ph.D. students. The
submitted documentation reflects that 42 students received this Ph.D. grant and that the petitioner
received his _ funding "to design and synthesize environmentally benign pesticide." Research
grants of this kind simply fund an investigator's work. Every successful scientist engaged in
research, of which there are hundreds of thousands, receives funding from somewhere. Obviously
the past achievements of the principal investigator are a factor in grant proposals. The funding
institution has to be assured that .the investigator is capable of performing the proposed research.
Nevertheless, a research grant is principally designed to fund future research, and not to recognize
past excellence in the field of endeavor. Further, the plain language of the regulatory criterion at
8 C.F.R. § 204.S(h)(3)(i) specifically requires that the petitioner's awards be nationally or
internationally recognized..in the field of endeavor and it is his burden to establish every element
of this criterion. In this case, there is no evidence showing that the petitioner's funding award
from the _ was recognized beyond the presenting organization and therefore commensurate
with a nationally or internationally recognized prize or award for excellence in the field. Finally,
even if the petitioner were to establish that his student grant from the_equates to a nationally or
internationally recognized prize or award for excellence in the field, which he has not, the statute
requires the submission of "extensi~e documentation." Section 203(b)(1)(A)(i) of the Act; 8 U.S.C.
§ 1153(b)(1)(A)(i). Consistent with that statutory requirement, the plain language of the regulation
at 8 C.F.R. § 204.5(h)(3)(i) specifically requires the alien's receipt of "nationally or internationally
recognized prizes or awards" in the plural. [Emphasis added.] A single qualifying award does
not meet the plain language requirements of this criterion.
In light of the above, the petitioner has not established that he meets this criterion.
Documentation of the alien's membership in associations in the field for which
classification is sought, which require outstanding achievements of their
members, as judged by recognized national or international experts in their
disciplines or fields.
In order to demonstrate that membership in an association meets this criterion, a petitioner must
show that the association requires outstanding achievement as an essential condition for
admission to membership. Membership requirements based on employment or activity in a
given field, minimum education or experience, standardized test scores, grade point average,
recommendations by colleagues or current members, or payment of ~ues, do not satisfy this
criterion as such requirements do not constitute outstanding achievements. Further, the overall
prestige of a given association is not determinative; the issue here is membership requirements
rather than the association's overall reputation.
The petitioner submitted his membership card for the but
there is no evidence (such as bylaws or rules of admls~ion)showing that the
Page 7
outstanding achievements of its members, as judged by recogniz~d national or international
experts inJhe petitioner's field. Accordingly, the petitioner has not established that he meets this
criterion.
Published material about.the alien in professional or major trade publications or
other major media, relating to the alien's work in the jield for which classification is
sought. Such evidence shall include the title, date, and author of the material, and
any necessary translation.
In general, in order for published material to meet this criterion, it must be primarily about the
petitioner and, as stated in the regulations, be printed in professional or major trade publications or
other major media; To qualify as major media, the publication should have significant national or
international distribution. Some newspapers, such as the New York Times, nominally serve a
particular locality but would qualify as major media because of significant national distribution,
unlike small local community papers.3
I
The petitioner submitted copies of articles citing to his published work. Articles which cite to the
. petitioner's work are primarily about the author's own work, and are not about the petitioner or even
his work. With regard to this criterion, a footnoted reference to the alien's work without evaluation
is of minimal probative value. The regulation at 8 C.F.R. § 204.5(h)(3)(iii) requires that the
published material be "about the alien." The submitted articles do not discuss the merits of the
petitioner's work, his standing in the field, any significant impact that his work has had on the
field, or any other information so as to be considered published material about the petitioner as
required by this criterion. Moreover, we note that the submitted articles citing to the petitioner's
work similarly referenced numerous other authors. The research article~. citing to the petitioner's
.work are more relevant to the regulatory criterion at 8 C.F.R. § 204.5(h)(3)(v) and will be
addressed there.
In light o(above, the petitioner has not establisheq that he meets this criterion.
Evidence o/the alien's participation, either individually or on a panel, as ajudge of
the work of others in the same or an allied jidd of specification for which
classification is sought.
In response to the director's request for evidence, the petitioner submitted a June 2, 2005 e-mail
from , to the petitioner and
eight of his coworkers stating: "I have --decided that we should reinstate the paper review
exercise. _is handling the primary review of the paper od your desk. Let's meet on June
10th at 12 pm to go over th~ paper. ,,4 The petitioner also supmitted a June 12, 2005 e-mail from
_ to the petitioner and eight of his coworkers stating: "Here's the review that I submitted
3 Even with nationally-circulated newspapers, consideration must be given to the placement of the article. For
example, an article that appears in the Washington Post, but in a section that is distributed only in Fairfax County,
Virginia, for instance, cannot serve to spread an individual's reputation outside of that county.
4 The record reflects tha_ is the petitioner's supervisor at UCSD.
"
Page 8
with a recommendation that Chemistry and Biology was not the right journal for this paper." The
limited information provided in the preceding e-mails does not identify the title of the article
reviewed by _ research team. Further, there is no documentary evidence of the petitioner's
specific contribution to the review.
The petitioner's response included additional e-mails from _ to the petitioner and eleven of
his coworkers dated October 30, 2007; November 21, 2007; and December 13, 2007 relating to
manuscripts that_ was requested to review. These manuscript reviews from Fall 2007 post
date the petition's July 31, 2007 filing date. A petitioner, however, must establish eligibility at
the time of filing. 8 C.F.R. §§ 103.2(b)(1), (12); Matter of Katigbak, 14 I&N Dec. 45, 49 (Regl.
Commr. 1971). Accordingly, the AAO will not consider this evidence in this proceeding.
Nevertheless, with regard ~receding e-mails received by the petitioner while working in
_ laboratory at __ there is no documentary evidence demonstrating that the
petitioner actually contributed to the preceding manuscript reviews. The plain language of this
criterion, however, requires "[ e ]vidence of the alien's participation ... as a judge of the work of
others." Moreover, the regulation at 8 C.F.R. § 204.5(h)(3)(iv) requires evidence that the
petitioner has served as "a judge of the work of others." The phrase "a judge" implies a formal
designation in a judging capacity, either on a panel or individually as specified at 8 C.F.R.
§ 204.5(h)(3)(iv). The regulation cannot be read to include every informal instance of a
supervisor requesting input from his subordinates. The submitted documentation indicates that·
the journal's editorial staff requeste~ to review the manuscripts. then assigned
the duty to the petitioner and many of his coworkers .. The record contains no evidence that the
petitioner served as part of a formal judging process (such as being specifically designated as a
peerreviewer by a journal's editorial staff).
This is to certify that [the petitioner] has positively participated, as a carbohydrate
pioneer consultant, to guide a major project - HCV drug development targeting virus
entry and releasing in As the leader of this project I
appre~iate very much the and contribution from him.
[The petitioner] who has rich experience in _ (the best carbohydrate research center
in the world), took look at this project and proposed a key suggestion - adding a
carbohydrate (Nea) to our compound.
_does not state that the petitioner served as "ajudge" either on a panel or individually as
specified at 8 C.F.R. § 204.5(h)(3)(iv). In this instance, the petitioner's work as a consultant for
for HCV drug development project does not constitute his
"partIcIpatlOn, either individually or on a panel, as a judge of the work o( others" in the field.
In light of the above, the petitioner has not established that he meets this criterion.
-'
Page 9
Evidence of the alien IS original scientific, scholarly, artistic, athletic, or business
related contributions of major significance in the field
The petitioner submitted several letters of support discussi!lg his work.
Dr. Esko states:
[The petitioner] has worked in my laboratory since 2005. His work focuses on the
synthesis of disaccharides, which consist of pairs . of sugars connected to a non
carbohydrate moiety. These compounds block cancer metastasis, the spread of tumor
cells through the blood stream and seeing of organs distant from the primary tumor.
Specifically, the disaccharides are taken up by cancer cells and cause the cells to make
less of another carbohydrate needed to survive in the blood. [The petitioner] has prepared
novel derivatives of these agents to improve their efficacy. In these studies, he has
contributed to difficult synthetic steps to obtain the desired derivatives. His work has
been'written up for publication in prestigious, peer-reviewed journals.
There is currently a great need for novel chemotherapeutic agents to enhance our
diminishing arsenal of agents for treating cancer. Thus, [the petitioner] is poised to make
contributions towards the development of novel drugs and his work should be viewed as
an important contribution to. the nation. [The petitioner] possesses synthetic talents
lacking in many American scientists. His permanent residency in the United States will
ensure that an adequately trained (work force will be available to meet the challenges that
lie ahead in carbohydrate chemistry and cancer biology.
_asserts that the petitioner "possesses synthetic talents" and "is poised to make
contributions towards the development of novel drugs;" but_ does n~e specific
examples of how the petitioner's work has already impacted the field. While _ indicates
that the petitioner's "work has been written up for publication," there is no evidence showing that
th,ese findings which are expected to be published at some unspecified future date equate to
original scientific contributions of major significance in the field~ As previously discussed, a
petitioner must establish eligibility at the time offiling. 8e.F.R. §§ I03.2(b)(1), (12); Matter of . ,
Katigbak, 14 I&N Dec. at 49.
states:
I have known [the petitioner] since 2005, when he was recruited to work as a
researcher with my colleague from the
_ .. [The petitioner] started working in my laboratory on a collaborative project
with the Esko laboratory, as part of his employment at the
* * *
Page 10
During his two years at UCSD, r[the petitioner's] research has been focused on the
synthesis of various carbohydrate derivatives. Specifically he has been pursuing the
synthesis of modified disaccharides, molecules that have shown effective inhibition of
tumor growth and metastasis. [The petitioner], an outstanding synthetic carbohydrate
chemist, was successful in developing a' number of effective approaches to these
important molecules and their derivatives.
_ does not provide specific examples of how the approaches developed by the petitioner
have influenced others in the field. While the petitioner's work at . . to his
laboratory, there is no evidence demonstrating that his work with and • is
recognized beyond the university such that his work constitutes original contributions of major
significance in the field. The plain language of the regulation at 8 C.F.R. § 204.5(h)(3)(v)
requires that the contributions be "of major significance in the field" rather than limited to a
single research institution or employer. ' .
In
2006. _states:
I am impressed by [the petitioner's] research and his great achievements in the area of
carbohydrate based cancer treatment, particularly his paper published in
Letters in 2002. . .. [The petitioner's] study revealed the first synthetic carbohydrate of
(l----+6)-P-D-linked glucosamine linked glucosamine hexasaccharide as a potential
antitumor and immunostimulating agent .... CTX is a commonly used chemotherapeutic
with severe side effects on patients, ,including weight loss, skin hair loss and inhibition of
blood cells production in patients. In [the petitioner's] study, he found that his compound,
the (l----+6)-P-D-linked glucosamine hexasaccharide, had an anticancer effect comparable
to that of CTX but with greatly reduced side effects. His further studies revealed that his
compound did not have an inhibitory effect on blood cell production, instead of
improving anti -cancer immunity. In addition, an added potential value of the (l----+6)-P-D
linked glucosamine hexasaccharide is that the compound could also inhibit tumor growth.
Therefore, these studies clea,rly, demonstrated that the (1----+6)-/l-D-linked glucosamine
hexasacchande is a promising antitumor agent.
_ discusses the "promising" na~e of the petitioner's work stating that his studies
yielded "a potential antitumor and immunostimulating agent" [emphasis added]. A petitioner,
however, cannot file a petition under this classification based solely on the expectation of future
eligibility. See Matter of Katigbak, 14 I&N Dec. at 49. The burden is on the petitioner to
establish that his work has already significantly influenced the field as of the petition's filing date.
To satisfy the criterion relating to original contributions of major significance, the petitioner must
demonstrate riot only that iris work is, novel and useful, but also that it had a demonstrable impact on
his field. The petitioner has not shown, for instance, how the field has significantly changed as a
result of his work, beyond the incremental improvements iIi knowledge and understanding that are
expected from valid original research.
Page 11
states that he was formerly a postdoctoral
I met [the petitioner] in 2007 at the at San Diego ... ,
where he presented a poster titled as mimics for
treatment of tumor metastasis." As a senor principle scientist working in to discovery
novel anticancer chugs, I was fascinated by his innovative approach to address this
difficult problem.
does not indicate that he has applied the petitioner's findings in his own work.
Further, there is no evidence showing that the petitioner's ACS presentation entitled "Synthesis
of the acetylated disaccharide mimics for treatment of tumor metastasis" is frequently cited or
that his presented findings otherwise constitute original scientific contributions of major
. significance in the field.
indentifies himself as_
in San Diego._ states:
Within the past ten years scientists have come to realize that the carbohydrate molecules
that compose the cell wall play a key role in signaling viruses and bacteria that are
attempting to enter the cell, and facilitating their becoming connected to receptor sites in
the cell wall. [The petitioner] worked for a number of years in this field and wrote a
nurriber of fine first-author papers on a new process of synthesizing bioactive
oligo saccharides. Some of the compounds he made, ~-(1 ~6)-glucqsamine oligomers,
might be used to develop therapies to interrupt the signaling and other intermediate
processes that allow dangerous virus vectors from attaching to the cell wall at receptor
Letters 2002, 43, 7561-7563, [the petitioner],
2003, 338, 495-502, [the petitioner]
carbohydrates might prevent these virus vectors from entering the cell and destroying it.
_opinys that some of the petitioner's compounds "might be used to develop therapies"
and that the carbohydrates he designed "might prevent these virus vectors from entering the cell
and destroying it." With regard to the witnesses of record, many of them discuss what may,
might, or could one day result from the petitioner's work, rather than how his past research
achievements already qualify as original contributions of major significance in the field. As
previously discussed, a petitioner cannot file a petition under this classification based solely on '.
the expectation of future eligibility. Matter of Katigbak, 14 I&N Dec. at 49.
states:
[The petitioner] worked for me for one year as a post-doctoral fellow in
was supported as part of, the
Carbohydrate SCIence, a provincially funded .initiative, and worked on a project focused
on developing novel vaccines for' the treatment of invasive aspergillosis, a fungal lung
disease that is nearly always lethal and attacks predominantly the elderly and individuals
Page 12
with weakened immune system. This is a joint and that of
my colleague in the
in less than one year, single-handedly .
used in the generation of the vaccines. This was an incredible .achievement as I had
anticipated that it would take him more than two years to complete this task. We are now
investigating the potential of these compounds as vaccines and we are waiting on the
biological work to be completed before we write up the work for publication, following
any necessary patent applications.
u ..... "' .... "'., that his research team is "investigating the potential" of the petitioner's
compounds as vaccines 'and that they are "waiting on the biological work to be completed"
before writing up the work for publication .. As previously discussed, a petitioner must establish
eligibility at the time of filing. 8 C.F.R. §§ 103.2(b)(I), (12); Matter of Katigbak, 14 I&N Dec.
at 49. The petitioner's initial evidence included a "Report of Invention" prepared by _
and the petitioner based on their work at the The petitioner also submitted "
an international patent application filed entitled "Compositions and Methods
for Treatment of Disease with Acetylated Disaccharides," but the document does not list the
petItIOner as an inventor. The petitioner's documentation also included evidence of three
Chinese patent applications that he coauthored. Even if the petitioner were to establish that these
inventions received a patent, the grant of a patent demonstrates only that an invention is original.
A patent is not necessarily evidence of a track record of success with some degree of influence
over the field as a whole. See Matter of New York State Dep't. of Transp. , 22 I&N Dec. 215, 221
n. 7, (Commr. 1998). Rather, the significance of the innovation must be determined on a case
by-case basis. Id. In this instance, there is no evidence indicating the extent to which the
petitioner's inventions have been licensed)or successfully marketed in the industry. Thus, the
impact of the petitioner's inventions is not documented in the record.
In his initial letter
_,and
[The petitioner] began research in my group on March 1, 2003.
I assigned an extremely difficult research project to [the petitioner], based on my high
expectation of his abilities. I was not disappointed.
[The petitioner] has completed within one year the solid-phase synthesis of a collection
of 1,171 carbohydrate compounds that are just now undergoing evaluation as potential
inhibitors of a cancer-associated enzyme: N-acetylglucosaminyltransferase-V. We hope
to get a hit from this testing, which would be a lead compounds [sir:] for drug-
development. .
In his letter submitted in response to the director's request for evidence, states:
"
,
Page 13
When [the petitioner] joined my group at the we were working on
a very difficult project that tried to develop a method capable of synthesizing 1000
compounds in one pot using a split, mix and split soliq phase synthesis approach. We had
started that project 10 years earlier and a lot of excell~nt organic chemists, biologists and
analytical chemists had worked on that project. We had developed a high throughput
screening method (F ACIMS, front affinity chromatography coupled with mass
spectrometric screening) that would allow us to screen for the biological activity of
carbohydrates in mixtures and [the petitioner's] task was to figure out how to make such
mixtures. [The petitioner] single-handedly developed a method to prepare up to 1000
corppounds in a single mixture, a remarkable feat, in itself and discovered the, best
inhibit~r to date of the clinically important enzyme N-Acetylglucosaminyltransferase-V.
The record, however, does not include documentary evidence showing that the petitioner's
method for preparing compounds is being widely applied by others in the field or, that his work
otherwise equates to original contributions of major significance in the field.
states:
[The petitioner] is my former graduate student and he has [been] involved in many
important projects: 1) Solid-acid catalyzed organic reactions using Montmorillonite clays
as green catalyst; 2) Developed a practical method in oligo-GlcNAc-synthesis which
shows good activity in tumor cell inhibition; 3) Synthesized complex oligosaccharide
derivatives related to those from sanqi, a chinese herbal medicine from Panax
notoginseng, presented good immune response in mice test; 4) Design and synthesized
glycotransferase inhibitors using parallel and combinatorial synthesis, some of the active
new molecules are thus obtained. The knowledge accurimlated along years of research by
[the petitioner] has been very essential for the comprehension of such glycoscience.
_does not provide specific examples of how the petitioner's work has impacted others in
'1:ITreTk According to the regulation at 8 C.F.R. § 204.5(h)(3)(v), an alien's contributions must
be not only original but of major significance. We must presume that the phrase "major
significarice" is not superfluous ,and, thus, that it has some meaning. To be considered a
contribution of major significance in the field of science, it can be expected that the results
would have already been reproduced and confirmed by other experts and applied in their work.'
Otherwise, it is 'difficult to gauge the impact of the petitioner's work.
states that he received his
[The petitioner's] contributions regarding bioactive oligosacchararide synthesis and
application in the medical field and so on, like a,- and B-stereo,.selective glycosylations,
reported in Carbohydrate Research 337 (2002) 485-491, 1165-1169, 1673-1678 etc. are
quite significant and impressive. He ,established several concise and practical
glycosylations methoqs for the synthesis of many bioactive oligosaccharides. It was [the
petitioner] who discovered the unexpected a,-stereo-outcomes during neighboring group
Page 14
participation and later found· the proper methods to correct that against rule
glycosaylation. His methods greatly enriched oligosaccharide library and efficiently
reduced synthetic steps of some bioactive. oligosaccharides. He is definitely the pioneer
of the synthetic carbohydrate chemistry. His observations give great influence on my
research which published on Carbohydrate Research . ....
* * *
In general, [the petitioner's] research on the carbohydrate chemistry involves two aspects:
first, he discovered a fair stereo-selective glycosylation method that can be followed and
mastered by other researchers very easily. On the other hand, he synthesized many
bioactive complex oligo saccharides with his newly-discovered selective method. Before
[the petitioner's] extensive effort, synthesis of some oligosaccharides had been quite
difficult, and even impossible. Undoubtedly his method of efficient stereo-selective
glycosylation will benefit the research work of other researchers greatly, as it has already
done so for our own research.
While the petitioner's research is no doubt of value, it can be argued that any research must be
shown to be original and present some benefit if it is to receive funding and attention from the
scientific community. Any Ph.D. thesis or postdoctoral research, in order to be accepted for
graduation, publication, presentation or funding, must offer new and useful information to the
pool of knowledge. It does not follow that every researcher who performs original research that
adds to the general pool of knowledge has inherently made a contribution of major significance
to the field as a whole.
states:
in February 1997 when I was a
At the beginning; he . my group as an
undergraduate. After obtaining his B.Sc. in June 1997, he became a graduate student
under my supervision. Although I moved to Canada in December 1998, I kept directing
his research by telephone, mails and e-mails till he got his M.Sc. in Jurie 2000 ...
* * *
During worked with me [sic]; [the petitioner] focused his research on a .,. .. r"""'T
••••••• clays" supported by
had met these tasks admirably. He developed facile synthesis
for triarylmethanes and coumarins and some new procedures for protection of hydroxyl
and carbonyl groups. The most significant result of his work was the alkylation-addition
reactions between active phenols and cholesterols. X-ray and spectroscopic methods,
such as 2D-NMR, confirmed the structure and the stereochemistry of the products. By
doing those work, [the petitioner] got a good training on practical synthetic skills such as
chromatography and micro scale crystallization. He had also got valuable experience in
elucidation structure of organic compounds by NMR eH, \3 C, and 2D), IR, UV and mass
Page 15
spectroscopic methods. As a result of his hard
international . such as
The petitioner submitted citation evidence showing that his published work is well cited. For
example, the petitioner's most frequently cited article (published in ••••••••• 1
has been cited to 45 times. On appeal, counsel argues that the director disregarded the extensive
number of citations to the petitioner's work. We acknowJedgethat the petitioner's work is well
cited, but there is no evidence showing that his published findings rise to the level of original
scientific contributions of major significance in the field. With regard to the petitioner's
publications, the regulations contain a separate criterion regarding the authorship of scholarly
articles. 8 C.F.R. § 204.5(h)(3)(vi). We will not presume that evidence relating to or even meeting
the scholarly articles criterion is presumptive evidence that the petitioner also meets this criterion.
Here it should be emphasiz~ed that the regulatory, criteria are separate and distinct from ,one
another. Because separate criteria exist for authorsh~p of scholarly articles and original
contributions of major significance, USCIS clearly does not view the two as being
interchangeable. To hold otherwise would render meaningless the statutory requirement for
extensive evidence or the regulatory requirement that a .petitioner meet at least three separate
criteria. We ~ill fully address the petitioner's scholarly articles under the next criterion.
states:
[The petitioner] is _ employee and I know him very well. . .. His successfully
design [sic] and synthesized a novel cancer drug delivery-carrier platfor.m with significant
improvement in anticancer therapeutic index: dramatically reduced the cancer drug
toxicity to the body and significantly increase the anticancer efficiency.
The petitioner's work post-dates the petition's July 31, 2007 filing date. As
previously discussed, a petItlOner must establish eligibility at the time of filing. 8 C.F.R.
§§ 103.2(b)(1), (12); Matter of Katigbak, 14 I&N Dec. at 49. Accordingly, the AAO will not
consider the petitioner's work for the company in this proceeding. Nevertheless,_does not
provide specific examples of how the petitioner's novel cancer drug delivery carrier platform is
being implemented or otherwise constitutes an original contribution of major significance in the
field.
Counsel further argues that the director disregarded the information contained in the letters of
support. The opinions of experts in the field are not without weight and have been considered
above. USCIS may, in its discretion, use as advisory opinions statements submitted as expert
testimony. See Matter of Caron International, 19 I&N Dec. 791, 795 (Comm'r. 1988).
However, USCIS is ultimately responsible for making the final determination regarding an
alien's eligibility for the benefit sought. Id. The submission of letters from experts supporting
the petition\s not presumptive evidence of eligibility; USCIS may evaluate the content of those
letters as to whether they support the alien's eligibility. See id. at 795-796; see also Matter of v
K-, 24 I&N Dec. 500, n.2 (BIA 2008) (noting that expert opinion testimony does not purport to
be evidence as to "fact"). Thus, the content of the experts' statements and how they became aware
Page 16
of the petitioner's reputation are important consideration.s. Even when written by independent
experts, letters solicited by an alien in support of an immigration petition are of less weight than
preexisting, independent evidence that one would expect of a researcher who has made original
contributions of major significance.
Although the record includes numerous predictions of the potential impact of the petitioner's
work, the submitted evidence does not show how the petitioner's work has significantly impacted
the field. While the evidence demonstrates that the petitioner is a talented researcher with
potential, it falls short of establishing that he has already made original contributions of major
significance in the field. Accordingly, the petitioner has not established that he meets this
criterion.
Evidence of the alien's authorship of scholarly articles in the field, in professional or
major trade publications or other major media.
The petitioner has documented his authorship of scholarly articles in professional journals and,
thus, has submitted qualifying evidence pursuant to 8 C.F.R. § 204.5(h)(3)(vi). Accordingly, the
petitioner has established that he meets this criterion.
- Evidence of the display of the alien's work in the field at artistic exhibitions or showcases.
The petitioner submitted evidence of his participation in scientific conferences and symposia as
evidence for this criterion. The petitioner's field, however, is in the sciences rather than the arts.
The plain language of this regulatory criterion indicates that it applies to artists. The ten criteria
in the regulations are designed to cover different areas; not every criterion will apply to every
occupation. The petitioner's conference presentations were not displayed at artistic exhibitions
and are more relevant to the "authorship of scholarly articles" criterion at 8 C.F.R.
§ 204.5(h)(3)(vi), a criterion that the petitioner has already met.
In light of the above, the petitioner has not established that he meets this criterion.
Evidence that the alien has performed in a leqding or critical role for organizations
or establishments that have a distinguished reputation.
discussing his work at
the As previously discussed, the
petitioner's employment with the petition's July 31, 2007 filing date.
As previously discussed, a petitioner must establish eligibility at the time of filing. 8 C.F .R~
§§ 103.2(b)(1), (12); Matter of 14 I&N Dec. at 49. Accordingly, the-AAO will not
consider the in ~ceeding. With .regard to .
and _ there is no supporting evidence
InstItutIOns a reputation. Going on record without
supporting documentary evidence is not sufficient for purposes of meeting the burden of proofin
these proceedings. Matter of SojJici, 22 I&N Dec. 158, 165 (Comm: 1998) (citing Matter of
Treasure Craft of California, 14 I&N Dec. 190 (Reg. Comm. 1972)). Further, while th~
u~ -. _. _.
Page 17
petitioner has performed admirably on the research projects to which he was assigned, there is no
evidence showing that his subordinate roles were leading or critical for the preceding institutions.
For example, there is no organizational chart or other evidence documenting where the petitioner's
. hierarchy of his research institutions. We note that the petitioner's
and the was that of a student. Moreover, the petitioner's
postdoctoral appointments at the and_were designed to provide
specialized research experience and training in his field of endeavor. 5 The petitioner's evidence
does not demonstrate how his. temporary appointments differentiated him from the other research
scientists employed by the preceding institutions, let alone their tenured faculty and principal
investigators. For instance, unlike ; there is no evidence that the petitioner has often
served as a principal investigator and initiated research projects of his own. The documentation
submitted by the petitioner does not establish that he was responsible for the preceding institutions'
success or standing to a degree consistent with the meaning of "leading or critical role."
/ !
Accordingly, the petitioner has not established that he meets this criterion.
Summary
In this case, we concur with the director's determination that the petItIOner has failed to
I ,
demonstrate his receipt of it major, internationally recognized award, or that he meets at least
three of the ten categories of evidence that must be satisfied to establish the minimum eligibility
requirements necessary to qualify as an alien of extraordinary ability. 8 C.F.R. § 204.5(h)(3). A
final merits determination that considers all of the evidence follows.
B. Final Merits Determination
In accordance with the Kazarian opinion, we will next conduct a· fmal merits determination that
considers all of the evidence in the context of whether or not the petitioner has demonstrated: (1) a
"level of expertise indicating that the individual is one of that small percentage who have risen to
the very top of the[ir] field 'of endeavor," 8 C.F.R. § 204.5(h)(2); and (2) "that the alien has
./
sustained national or international acclaim and that his or her achievements have been recognized in
the field of expertise." Section 203(b)(1)(A) Of the Act; 8 C.F.R. § 204.5(h)(3). See also Kazarian,
596 F.3d at 1119-1120. In the present matter, many of the deficiencies in the documentation
submitted by the petitioner have already been addressed in our preceding discussion of the
regulatory criteria at8 C.F.R. §§ 204.5(h)(3)(i) - (v), (vii), and (viii). /
With regard to the evidence submitted for 8 C.F.R. § 204.5(h)(3)(i), we note that competition for
the petitioner's awards from the _ and the .. was limited to other graduate students.
Experienced experts in the fi~ld are not seeking such awards. Thus, they cannot establish that a
petitioner is one,of the very few at the top of his field. See 8 C.F.R. § 204.5(h)(2). Moreover,
we note thatthe petitioner's Innovation Fund Grant from the_ is received annually by 'dozens
of Ph.D. students. For example, the evidence submitted by the petitioner indicates that 42
5 "Biological scientists with a Ph.D. often take temporary postdoctoral research positions that provide specialized
research experience." See http://data.bls.gov/cgi-binJprint.plJoco/ocos047.htm, accessed on February 1, 2011, copy
incorporated into the record of proceeding.
Page 18
students rec,eived th~ award in 2002 alone. ' In this case, the submitted documentation does not
establish that the petitioner's student awards from the_ and an indication that
he ~'is one of that small percentage who have risen to the very top of the field of endeavor."
8 C.F.R. § 204.5(h)C2). USCIS has long held that even athletes performing at the major league
level do not automatically meet the "extraordinary ability" standard. Matter of Price, 20 I&N Dec.
953,954 (Assoc. Commr. 1994); 56 Fed. Reg. at 60899.6 Likewise, it does not follow that receipt
of an award restricted to graduate students should n~cessarily qualify a researcher for an
extraordinary ability employment-baSed immigrant visa. To find otherwise would contravene the
regulatory requirement at8 C.F.R. § 204.5(h)(2) that this v;isa category be reserved for "that small
percentage of individuals that have risen to the very top of their field of endeavor." '
Regarding the documentation submitted for 8 C.F.R. § 204.5(h)(iv), the nature of the petitioner's
judging experience is a relevant consideration as to whether the' evidence is indicative of his
recognition beyond his own circle of collaborators. S~e Kazarian, 596 F. 3d at 1122. The
submitted documentation indicates that the journals' editorial staff requested_to review
the manuscripts who then assigned the duty to the petitioner and numerous coworkers. Being
requested to review an article by one's own supervisor is not evidence of national or international
acclaim. More9ver, peer review of manuscripts isa routine element of the process by which
articles are selected for publication in scientific journals. ;Reviewing manuscripts is recognized as
a professional obligation of researchers who publish thems¢lves in scientific journals. Normally a
journal's editorial staff will enlist the assistance of numerous prpfessionals in the field who agree
to review submitted papers. It is common for a publication to ask several reviewers to review a
manuscript and to offer comments. The publication's editorial staff may accept or reject any
reviewer's comments in detemiining whether to publish;: or reject submitted papers. Without
evidence that sets the petitioner apart from others in his field, such as evidence that he has
received and completed independent requests for review from a substantial number of journals or
served in an editorial position for 'a distinguished journal as of the petition's filing date, we
cannot conclude that his level of peer, review is commensurate with sustained nation~l or
international acclaim at the very top of the field of endeavor. For example, letter
states that he serves as the
With regard to the petitioner's original research work subri;lltted for 8 C.F.R. § 204.5(h)(3)(v), as
, '
stated above, it does not appe1U" to rise to the level of contributions of "major significance" in the
6 While we acknowledge that a district court's decision is not binding precedent, we note that in Matter of Racine,
1995 WL 153319 at *4 (N.D. Ill. Feb. 16,1995), the cO,urt stated:
[T]he plain reading of the statute suggests that the appropriate field of comparison is not a comparison of
Racine's ability with that of all the hockey players at all levels of play; but rather, Racine's ability as a
professional hockey player within the NHL. This interpretation is consistent with at least one other court in
this district, Grimson v, INS, No. 93 C 3354, (N.D. Ill. September 9, 1993), and the defmition of the tenn
(
8 C.F.R. § 204.5(h)(2), and the discussion set forth in the preamble at 56 Fed, Reg. 60898-99.
Although the present case arose within the jurisdiction of another federal judicial district and, circuit, the court's
reasoning indicates that USCIS' interpretation of the regulation at 8 C.F.R. § 204.5(h)(2) is reasonable.
- .-. -. -·.-·------11 -.. ---
Page 19
field. Demonstrating that the petitioner's work was "original" in that it did not merely duplicate
prior research is not useful in setting the petitioner apart through a "career of acclaimed work."
H.R. Rep. No. 101-723, 59 (Sept. 19, 1990). That page (59) also says that "an alien. must (1)
demonstrate sustained national or international acclaim in the sciences, arts, education, business or
athletics (as shown through extensive documentatio~) .... " Research work that is unoriginal would
be unlikely to secure the petitioner a master's degree, let alone classification ~ a scientific
researcher of extraordinary ability: To argue that all original research is, by definition, '
"extraordinary" is to weaken that adjective beyond any useful meaning, and to presume that most
research is "unoriginal."
Regarding the evidence suJJmitted for 8 C.F.R. § 204.5(h)(3)(vi), we acknowledge that the
petitioner has published fifteen journal articles., The Department of Labor's Occupational
Outlook Handbook (OOH), 2010-11 Edition (accessed at www.bls.gov/oco on February 1; 2011
and incorporated into the record of proceedings), provides information about the natpre of
employment as a postsecondary teacher (professor) and the requirements for such a position. See
www.bls.gov/oc0/ocos066.htm. The handbook expressly states that faculty members are pressured
to perform research and publish their work and that the professor's research record is a consideration
for tenure. Moreover, the doctoral programs training students for faculty positions require a
dissertation, or written report on original research. ld 'This information reveals that original
published research, whether arising from research at a univer~ity or private employer, does not set
the researcher apart from faculty in that researcher's field. That said, we acknowledge the citation'
evidence showing the ppsitive response in the field to the petitioI}-er's research. Weare not
persuaded, however, that the petitioner's original contributions, presented in his well-received
publications, rise to the level of "contributions of major significance" or sustained national or
international acclaim in the context of his field.
With regard to the documentation submitted for 8 C.F.R. § 204.5(h)(vii), in the fields of science
and medicine, acclaim is generally not established by the mere act of presenting one's work at a
conference or symposium along. with numerous other participants. Nothing in the record
indicates that the presentation of one's work is unusual in the petitioner's field or that invitation
to present at venues where the petitioner's work appeared was a privilege extended to only a few
top researchers. Many professional fields regularly hold conferences and symposia to present
new work, discuss new findings, and network with other professionals. These conferences are
promoted and sponsored by professional associations, businesses, educational institutions, and
government agencies. Participation in such events, however, does not elevate the petitioner
above almost all others in his field at the national or international level.
Ultimately, the evidence in the aggregate does not distinguish the petitioner as one of the small
percentage who has risen to the very top of the field of en,geavor. The petitioner, a post-doctoral
researcher at the time of filing, relies on his ~waids which were limited to graduate students, his
ACS membership, patent applications, his published and presented research, citation evidence
showing that his work is well cited, and the praise of members of his field.
We note that many of the petitioner's references' credentials are far more impressive than the
petitioner's. For example,_states:
..
Page 20
I ... hold the .... V"'Hl~IU I was
. In addition, serve as an
international journal in the field of carbohydrate chemistry.
_ letter indicates that he is a
that he has authored 117 publications, and that he
_ states that he is a and has "published more
than 60 research papers in high reputed international journals."
_states:
. .. I have authored more than 110 peer-reviewed
publications in top Journals. I have reviewed numerous manuscripts for top':..
ranked sci'entific journals, such as the Journal of the Afnerican Chemical Society, Nature,
Angewandte Chemie, The Journal of Organic Chemistry, .. the Journal of Inorganic
Chemistry, and Discovery Today among many others. I have reviewed
proposals for the The
Finally, states:
I was elected
(1995), received the
\
Page 21 \.
While the petitioner need not demonstrate that there is no one more accomplished than himself to
qualify for the classification sought, it appears that the very top of his field of endeavor is far above
the level he has attained. In this case, the petitioner has not established that his achievements at the
time of filing were commensurate with sustained national' or international acclaim as a scientific
researcher, or with being among that small percentage at the very top of the field of endeavor.
III. Conclusion
Review of the record does not establish that the petitioner has distinguished himself to such an
extent that he may be said to have achieved sustained national or international acclaim and to be
within the small percentage at the very top of his field. The evidence is not persuasive that the
petitioner's achievements set him significantly above almost all others in his field at a national or
international lever Therefore, the petitioner has not established eligibility pursuant to section
203(b)(1)(A) of the Act and the petition may not be approved. '
An application or petition that fails to comply with the te~hnical requirements of the law may be
denied by the AAO even if the Service Center does not identify all of the grounds for denial in
the initial decision. See Spencer Enterprises, Inc. v, United States, 229 F. Supp. 2d at 1043,
affd, 345 F.3d at 683; see also Soltane v. DOJ, 381 F.3dat ,145 (noting that the AAO conducts
appellate review on a de novo basis L
The petition will be denied for the above stated reasons, with each considered as an independent
and alternative basis for denial. In visa petition proceedings, the burden of proving eligibility for
the benefit sought remains entirely with the petitiol\ler. Section 291 of the Act, 8 U.S.C. § 1361.
Here, that burden has not been met.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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