dismissed EB-1A Case: Synthetic Organic Chemistry
Decision Summary
The appeal was dismissed because the petitioner did not establish the sustained national or international acclaim required for the classification. The AAO determined that membership in organizations like Sigma Xi did not require 'outstanding achievements' as defined by the regulation. Additionally, the petitioner's evidence of citations to his work did not satisfy the criterion for 'published material about the alien,' as citations are not equivalent to articles about the petitioner himself.
Criteria Discussed
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U.S. Department of Homeland Security
U.S. Citizenship and Immigration Services
Office ofAdministrative Appeals, MS 2090
Washington, DC 20529-2090
U. S. Citizenship
and Immigration
FILE: Office: NEBRASKA SERVICE CENTER Date:
I LIN 08 065 50494
OCT 15m
PETITION:
Immigrant Petition for Alien Worker as an Alien of Extraordinary Ability Pursuant to
Section 203(b)(l)(A) of the Immigration and Nationality Act, 8 U.S.C. 5 1153(b)(l)(A)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
This is the decision of the Administrative Appeals Office in your case. All documents have been returned to
the office that originally decided your case. Any further inquiry must be made to that office.
If you believe the law was inappropriately applied or you have additional information that you wish to have
considered, you may file a motion to reconsider or a motion to reopen. Please refer to 8 C.F.R. 4 103.5 for
the specific requirements. All motions must be submitted to the office that originally decided your case by
filing a Form I-290B, Notice of Appeal or Motion, with a fee of $585. Any motion must be filed within 30
days of the decision that the motion seeks to reconsider or reopen, as required by 8 C.F.R. 5 103.5(a)(l)(i).
DISCUSSION: The Director, Nebraska Service Center, denied the employment-based immigrant visa
petition, which is now before the Administrative Appeals Office (AAO) on appeal. The appeal will be
dismissed.
The petitioner seeks classification as an "alien of extraordinary ability" in the sciences, pursuant to
section 203(b)(l)(A) of the Immigration and Nationality Act (the Act), 8 U.S.C. 5 1153(b)(l)(A). The
director determined the petitioner had not established the sustained national or international acclaim
necessary to qualify for classification as an alien of extraordinary ability.
On appeal, counsel submits a brief asserting that the director failed to address specific evidence and
even entire criteria claimed by the petitioner. We will discuss all of the evidence and criteria claimed
below. For the reasons discussed in the body of this decision, while we find that the petitioner has
established the significance of his contributions and published articles, we uphold the director's ultimate
conclusion that the petitioner has not established his eligibility for the classification sought. We reach
this decision by considering the evidence under the regulatory criteria and in the aggregate.
The AAO maintains plenary power to review each appeal on a de novo basis. 5 U.S.C. 5 557(b) ("On
appeal from or review of the initial decision, the agency has all the powers which it would have in
making the initial decision except as it may limit the issues on notice or by rule."); see also Janka v.
US. Dept. of Transp., NTSB, 925 F.2d 1147, 1149 (9th Cir. 1991). The AAO's de novo authority has
been long recognized by the federal courts. See, e.g., Dor v. INS, 891 F.2d 997, 1002 n. 9 (2d Cir.
1989).
Section 203(b) of the Act states, in pertinent part, that:
(1) Priority workers. -- Visas shall first be made available . . . to qualified immigrants who are
aliens described in any of the following subparagraphs (A) through (C):
(A) Aliens with extraordinary ability. -- An alien is described in this subparagraph if --
(i) the alien has extraordinary ability in the sciences, arts, education,
business, or athletics which has been demonstrated by sustained national or
international acclaim and whose achievements have been recognized in the
field through extensive documentation,
(ii) the alien seeks to enter the United States to continue work in the area of
extraordinary ability, and
(iii) the alien's entry into the United States will substantially benefit
prospectively the United States.
U.S. Citizenship and Immigration Services (USCIS) and legacy Immigration and Naturalization Service
(INS) have consistently recognized that Congress intended to set a very high standard for individuals
seeking immigrant visas as aliens of extraordinary ability. See 56 Fed. Reg. 60897, 60898-9 (Nov. 29,
1991). As used in this section, the term "extraordinary ability" means a level of expertise indicating
that the individual is one of that small percentage who have risen to the very top of the field of
endeavor. 8 C.F.R. 5 204.5(h)(2). The specific requirements for supporting documents to establish that
an alien has sustained national or international acclaim and recognition in his or her field of expertise
are set forth in the regulation at 8 C.F.R. 5 204.5(h)(3). The relevant criteria will be addressed below.
It should be reiterated, however, that the petitioner must show that he has sustained national or
international acclaim at the very top level.
This petition seeks to classify the petitioner as an alien with extraordinary ability as a synthetic organic
chemist. The regulation at 8 C.F.R. 5 204.5(h)(3) indicates that an alien can establish sustained
national or international acclaim through evidence of a one-time achievement (that is, a major,
international recognized award). Barring the alien's receipt of such an award, the regulation outlines ten
criteria, at least three of which must be satisfied for an alien to establish the sustained acclaim necessary
to qualifj as an alien of extraordinary ability. The petitioner has submitted evidence that, he claims,
meets the following criteria under 8 C.F.R. 5 204.5(h)(3).'
Documentation of the alien's membership in associations in the Jield for which classiJication is
sought, which require outstanding achievements of their members, as judged by recognized national
or international experts in their disciplines or$elds.
Initially, the petitioner submitted evidence of his membership in Sigma Xi and the American Chemical
Society (ACS). The petitioner submitted evidence that Sigma Xi requires a "noteworthy" achievement
and boasts 200 Nobel Laureates. The materials also indicate that Sigma Xi accepts 5,000 new
members annually. In response to the director's request for additional evidence, counsel conceded that
ACS does not have rigorous membership requirements but asserted that Sigma Xi is a qualifjing
membership. Counsel relied in part on the dictionary definition of "noteworthy." The petitioner also
submitted evidence that, according to Sigma Xi materials, a "noteworthy" achievement may be
evidenced by publication as a first author on two articles published in a refereed journal, patents,
written reports or a thesis or dissertation."
The director concluded that Sigma Xi only requires one "noteworthy" achievement whereas the
regulation at 8 C.F.R. 5 204.5(h)(3)(ii) requires membership based on outstanding achievements in the
plural. The director then compared the dictionary definitions of "noteworthy" and "outstanding" and
concluded that they were not equivalent.
1
The petitioner does not claim to meet or submit evidence relating to the criteria not discussed in this
decision.
On appeal, counsel asserts that noteworthy achievement references a body of achievement and argues
that two first authored articles are required. Counsel further asserts that the dictionary definitions of
"noteworthytt and "outstanding" are equivalent.
While the director's analysis is incomplete, counsel is not persuasive that Sigma Xi membership can
serve to meet this criterion. We do not find the singular versus plural achievements discussion or the
comparison of the dictionary definitions of "noteworthy" and "outstanding" to be useful. At issue is not
how Sigma Xi characterizes its requirements but what those requirements actually are. Ultimately,
Sigma Xi membership can be earned through two first authored articles, patents, written reports or a
thesis or dissertation. The petitioner has not demonstrated that any of these accomplishments are
outstanding in his field. It would appear that publication of one's results is inherent within every area of
scientific research. Moreover, this office has previously stated that a patent is not necessarily evidence
of even a track record of success with some degree of influence over the field as a whole. See Matter of
New York State Dep't. of Transp., 22 I&N Dec. 21 5,221 n. 7, (Comm'r. 1998). A thesis or dissertation
is a graduation requirement for most advanced degrees. Thus, regardless of the word used by Sigma Xi
to characterize its membership requirements, we are not persuaded that Sigma Xi requires outstanding
achievements.
Our conclusion is consistent with the information provided by the petitioner that Sigma Xi invites
5,000 new members every year.2 While Sigma Xi may boast Nobel Laureate members, that
information is not persuasive. The prestige of the Nobel Prize is not in dispute. It remains, however,
that the petitioner is not a recipient of the Nobel Prize. Thus, its significance is irrelevant. That Sigma
Xi includes members who have won the Nobel Prize does not impart that distinction to the vast
majority of its members who have not been so recognized.
In light of the above, the petitioner has not demonstrated that he meets this criterion.
Published material about the alien in professional or major trade publications or other major
media, relating to the alien's work in the field for which classiJication is sought. Such evidence
shall include the title, date, and author of the material, and any necessary translation.
In his initial cover letter, counsel stated that he was submitting "Evidence that [the petitioner's] work
has been written about and cited in the journal articles of other scientists." This language, however,
does not track the regulation at 8 C.F.R. 5 204.5(h)(3)(iii), which requires published material about the
petitioner relating to his work. The petitioner submitted evidence that his work has been cited in
subsequent research articles and in review articles. In addition, the petitioner submitted a February
2005 issue of Chemical and Engineering News reporting that a group of chemists led by -
the petitioner's supervisor, developed a method to introduce indoles and pyrroles into complex
structures using carbonyl compounds, dramatically shortening the route to commercially relevant
2
In comparison, the National Academy of Sciences has only approximately 2,100 members total. See
httv://www.nasonline.org/site/Pag;eSer?va~ename=ABOUT main page accessed October 8, 2009 and
incorporated into the record of proceeding.
compounds. The article starts by reviewing a 2004 article by and a graduate student who is
not the petitioner. The petitioner is named at the end of the article as the postdoctoral associate with the
team that produced an "accompanying paper" in this area. Finally, the petitioner submitted a
"highlight" column by comparing synthesis methods with those of
another research team. The petitioner is the coauthor of one of
articles discussed in the
"highlight."
In the request for additional evidence, the director noted that the regulation at 8 C.F.R. 5 204.5(h)(3)(iii)
requires published material about the petitioner and concluded that footnoted references would not
suffice. In response, counsel quotes from several of the citing articles, noting that some of the citing
articles are review articles. Counsel also reiterated that the petitioner had submitted the "highlight"
column and article in Chemical and Engineering News. Finally, counsel noted that the petitioner's
work was summarized in Synfacts, a monthly publication providing summaries of "the current most
significant results from the primary literature in whole or in part."
As noted by counsel on appeal, the director did not specifically address this criterion in the final
decision.
The plain language of the regulation at 8 C.F.R. 5 204.5(h)(3)(iii) requires published material about the
petitioner relating to his work. Compare 8 C.F.R. 5 204.5(i)(3)(i)(C), requiring evidence of published
material about the alien's work. The articles citing the petitioner's work are about the authors' own
results or, in the case of review articles, about recent trends in the field. They cannot be credibly
asserted to be "about" the petitioner or his work. The highlight column and the article in Chemical and
Engineering News are about the overall research being conducted by only some of which
was in collaboration with the petitioner. Finally, the reprint of the petitioner's abstract in Synfacts does
not convert that work from an article by the petitioner to an article about the petitioner or his work.
The above discussion in no way implies that the citations and other evidence submitted under this
criterion have no evidentiary value. As will be discussed below, this evidence supports the assertions
regarding the significance of the petitioner's contributions and scholarly articles. This evidence does
not, however, meet the plain language requirements of the regulation at 8 C.F.R. 5 204.5(h)(3)(iii).
In light of the above, the petitioner has not established that he meets this criterion.
Evidence of the alien's participation, either individually or on a panel, as a judge of the work of
others in the same or an alliedJield of speciJication for which classlJication is sought.
Initially, the petitioner submitted a request to review a manuscript for Organic Process Research and
Development. In addition, the petitioner submitted the preface of Laughing Gas, Viagra and Lipitor:
the Human Stories Behind the Drugs we Use thanking for reading the manuscript and
providing countless invaluable comments and suggestions and listing the petitioner as one of the
Page 6
"friends and colleagues who also proofread portions of the manuscript." Similarly, the same author
thanks - and his "students," including the petitioner, for proofreading another manuscript.
The director's request for additional evidence stated that the petitioner was claiming peer review but the
record lacked evidence "to substantiate this claim." In response, counsel reiterated the previously
submitted evidence. In addition, counsel asserted that the petitioner's co-authorshi of a review article
also serves to meet this criterion. The petitioner submitted a letter from
Editor-in-
Chief of Organic Process Research and Development.
explains that the petitioner is an
active and expert reviewer for the journal and that, as a reviewer, he has recommended whether or not
to publish a manuscript and, thus, significantly contributed to the success of the journal.
The director concluded that peer review is routine in the field and did not set the petitioner apart from
others in the field. On appeal, counsel asserts that the director went beyond the plain language of the
criterion, set forth at 8 C.F.R. fj 204.5(h)(3)(iv). Counsel then reviews the evidence submitted, which
counsel asserts that the director ignored.
We are not persuaded that the limited language of the regulation at 8 C.F.R. fj 204.5(h)(3)(iv) prevents
us from evaluating the evidence submitted in the context of the petitioner's field. The evidence
submitted to meet this criterion, or any criterion, must be indicative of or consistent with sustained
national or international acclaim. Accord Yasar v. DHS, 2006 WL 778623 *9 (S.D. Tex. March 24,
2006); All Pro Cleaning Services v. DOL et al., 2005 WL 4045866 *11 (S.D. Tex. Aug. 26, 2005).
We cannot ignore that scientific journals are peer reviewed and rely on many scientists to review
submitted articles. Thus, peer review is routine in the field and, by itself, is not indicative of or
consistent with sustained national or international acclaim. Without evidence that sets the petitioner
apart from others in his field, such as evidence that he has reviewed manuscripts for a journal that
credits a small, elite group of referees, received independent requests from a substantial number of
journals, or served in an editorial position for a distinguished journal, we cannot conclude that the
petitioner meets this criterion.
The petitioner's service as a proofreader for portions of two books is not persuasive evidence of
sustained national or international acclaim. It is clear from the acknowledgements that the books'
author sought the review of, who delegated some proofreading responsibilities to his
subordinates. Such delegated proofreading duties by one's own supervisor are no more indicative of
national or international acclaim than internal review of student work, which cannot serve to meet this
criterion. See Kazarian v. USCIS, - F. 3d -, 2009 WL 2836453, *5 (9th Cir. 2009).
Finally, the petitioner has not established that his co-authorship of a review article constitutes judging
the work of others. Counsel asserts on appeal that a review author describes the most important
contemporary research being done in the field. Describing recent trends, however, does not involve
judging the work reported. The record contains no evidence that in selecting the articles to describe the
reviewer chooses those articles based on a subjective evaluation of recent work rather than simply
utilizing a test of significance such as counting citations.
In light of the above, the petitioner has not established that he meets this criterion.
Evidence of the alien's original scientiJic, scholarly, artistic, athletic, or business-related
contributions of major signiJicance in thejeld.
The petitioner submitted reference letters, published articles, evidence of widespread citation in the
aggregate and coverage of his supervisor's efforts, some of which were coauthored by the petitioner.
The director concluded that the statements in the petitioner's reference letters are amenable to
verification through documentary evidence and that the record did not establish that the petitioner's
work has influenced or been recognized by others to such a degree that it could be considered to
constitute contributions of major significance. On appeal, counsel asserts that the letters were
submitted as expert opinion, which does not lend itself to documentary support. Counsel concludes
that expert opinion is, in fact, "the most persuasive and convincing kind of evidence" of the
petitioner's contributions to the field. Counsel questions "who else" would have the qualifications to
assess the petitioner's credentials. The director's concern, however, was not the qualifications of the
references but the reliance on necessarily subjective opinions in lieu of objective evidence. That
said, we find that the director did not sufficiently consider the documentary evidence submitted in
this matter.
The petitioner's field, like most science, is research-driven, and there would be little point in
publishing research that did not add to the general pool of knowledge in the field. According to the
regulation at 8 C.F.R. 5 204.5(h)(3)(v), an alien's contributions must be not only original but of
major significance. We must presume that the phrase "major significance" is not superfluous and,
thus, that it has some meaning. To be considered a contribution of major significance in the field of
science, it can be expected that the results would have already been reproduced and confirmed by
other experts and applied in their work. Otherwise, it is difficult to gauge the impact of the
petitioner's work.
The regulations contain a separate criterion regarding the authorship of published articles. 8 C.F.R.
5 204.5(h)(3)(vi). We will not presume that evidence relating to or even meeting the scholarly articles
criterion is presumptive evidence that the petitioner also meets this criterion. To hold otherwise would
render meaningless the statutory requirement for extensive evidence or the regulatory requirement that
a petitioner meet at least three separate criteria. See also Kazarian v. USCIS, - F. 3d -, 2009 WL
2836453, *6 (9" Cir. 2009) (publications and presentations are insufficient absent evidence that they
constitute contributions of major significance).
Vague, solicited letters from local colleagues or letters that do not specifically identify contributions
or how those contributions have influenced the field are insufficient. Kazarian v. USCIS, ,_ F. 3d -,
2009 WL 2836453, *5 (9' Cir. 2009). In this matter, however, the record contains specific letters,
including letters from a Nobel Laureate and a member of the National Academy of Sciences, supported
by docurnentay evidence.
In 2003, the petitioner received his Ph.D. in Or anic Chemistry fiom Emory University in Atlanta,
Georgia under the direction of d The petitioner then worked as a postdoctoral
associate in laboratory at the Scripps Research Institute (TSRI) in La Jolla, California
through 2006. As of the date of filing, the petitioner was working as a Scientist I at Vertex
Pharmaceuticals, Inc. in San Diego, California.
asserts that, at Emory University, the petitioner developed a novel reaction to produced beta-
amino acid derivatives such as Taxol, expanding the scope of these reactions and "dramatically"
improving the efficiency of these processes.
asserts that this work was published and we
note that this work has been moderately cited.
In addition,
explains that he asked the etitioner to assess the viability of enolizable imines
with C-N double bond systems. According to
the petitioner discovered a reaction proven to
-
be general and work well, using this phenomenon to invent "a practical yet unprecedented solution for
converting the resulting aminoazetines to their corresponding beta-amino acids." continues
that the netitioner then ruled out several "reasonable lookinn mechanisms." one of which was favored
V
by -'and was "homing in on an unequivocal demonstration of the operative process prior to
his departure.
sserts that while at TSRI, he and the petitioner "completed outstanding work resulting in the
pioneering total synthesis of the stephcidins A, B and avrainvillamide," classified as prenylated indole
alkaloids. Such alkaloids have been targeted by chemists for 50 years and have a strong potential for
use as a novel cancer therapy. The synthesis method relies on the petitioner's method for synthesizing
substituted tryptophans. notes that this body of work has been covered in the trade media
and asserts that the administration at TSRI included the team's research in the educational curriculum.
the Sheldon Emery Research Professor at Harvard University and a Nobel Laureate,
asserts that he has not met the vetitioner but characterizes the vetitioner as one who has gained
international recognition for outstanding work. while letter provides no specifics as
how
the petitioner has impacted the field, we take note of the support of a Nobel Laureate.
Chairman of the Chemistry Department at TSRI and a member of the National
Academy of Sciences, notes that the petitioner's work was featured on the cover of Angewandte Chemie
International Edition, highlighted ii Chemical and Engineering News and cited by the editors of the
Journal of American Chemical Society as one the most accessed papers of 2006. who
authored the highlight column, confirms that the selection of the petitioner's work to feature in a
highlight demonstrates its quality and significance. We concur that this attention, in addition to the
widespread citation of the petitioner's work adequately supports the letters in the record.
In light of the above, we are satisfied that the petitioner meets this criterion.
Evidence of the alien's authorship of scholarly articles in the $el4 in professional or major trade
publications or other major media.
The director did not explicitly address this criterion. The petitioner has authored several articles and
documented that his work is widely cited in the aggregate, with some of his work having accrued a
number of citations individually. Thus, we are persuaded that the petitioner meets this second,
somewhat related criterion. For the reasons discussed above, however, the evidence falls far short of
meeting a third criterion.
Finally, the conclusion we reach by considering the evidence to meet each criterion separately is
consistent with a review of the evidence in the aggregate. Even in the aggregate, the evidence does not
distinguish the petitioner as one of the small percentage who has risen to the very top of the field of
endeavor. The petitioner, a Scientist I at a private pharmaceutical company, relies on his membership
in an honor society that accepts approximately 5,000 new members every year, his volunteer services as
a manuscript reviewer, his publication and citation record, and the praise of his immediate circle of
peers. While this may distinguish him from other recent postdoctoral associates, we will not narrow his
field to others with his level of training and experience. is a fellow of the Alfred P. Sloan
Foundation and has served on the Scientific Advisory Boards of several prominent biopharmaceutical
companies. is a fellow of the American Academy of Arts and Sciences and a member of
the National Academy of Sciences. is a Nobel Laureate and, according to another reference,
is "the most cited author in the history of chemistry." Thus, it appears that the highest level of the
petitioner's field is far above the level he has attained.
The documentation submitted in support of a claim of extraordinary ability must clearly demonstrate
that the alien has achieved sustained national or international acclaim and is one of the small percentage
who has risen to the very top of the field of endeavor.
Review of the record, however, does not establish that the petitioner has distinguished himself as a
synthetic organic chemist to such an extent that he may be said to have achieved sustained national or
international acclaim or to be within the small percentage at the very top of his field. The evidence
indicates that the petitioner shows talent, but is not persuasive that the petitioner's achievements set hlm
significantly above almost all others in his field. Therefore, the petitioner has not established eligibility
pursuant to section 203(b)(l)(A) of the Act and the petition may not be approved.
The burden of proof in visa petition proceedings remains entirely with the petitioner. Section 291 of
the Act, 8 U.S.C. 5 1361. Here, the petitioner has not sustained that burden. Accordingly, the appeal
will be dismissed.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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