dismissed EB-1C Case: Airline
Decision Summary
The appeal was dismissed because the petitioner, a foreign airline company, did not qualify as a 'United States employer' with legal standing to file the petition. The AAO found that the petitioner was not a U.S. citizen, corporation, or other legal entity registered to do business in the U.S. Additionally, the AAO noted that the petitioner failed to establish that the beneficiary would be employed in a qualifying 'managerial capacity' as required.
Criteria Discussed
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U.S. Citizenship and Immigration Services MATTER OF PTL-M-A- Non-Precedent Decision of the Administrative Appeals Office DATE: SEPT. 20, 2019 APPEAL OF NEBRASKA SERVICE CENTER DECISION PETITION: FORM 1-140, IMMIGRANT PETITION FOR ALIEN WORKER The Petitioner, an Indonesian airline company, seeks to permanently employ the Beneficiary as its "Senior Manager, Airline Acceptance and Delivery" under the first preference immigrant classification for multinational executives or managers. See Immigration and Nationality Act (the Act) section 203(b)(l)(C), 8 U.S.C. § 1153(b)(l)(C). This classification allows a U.S. employer to permanently transfer a qualified foreign employee to the United States to work in an executive or managerial capacity . The Director of the Nebraska Service Center denied the petition concluding that the Petitioner did not demonstrate that it qualifies as a "United States employer." The Director stated that "[t]he petitioner must be a U.S. citizen , corporation, partnership, or other legal entity to file an immigrant visa petition under this category" and found that the petitioning entity is an "unincorporated branch office of a foreign employer" that "is not competent to offer permanent employment to a beneficiary [ under this classification]." On appeal, the Petitioner disputes the Director's findings, contending that it is a U.S . employer because it has been doing business in the United States through a "liaison office." Upon de nova review, we conclude that the Petitioner has not demonstrated that it was qualified to file the petition as it is not a U.S. employer. 1 I. LEGAL FRAMEWORK An immigrant visa is available to a beneficiary who, in the three years preceding the filing of the petition, has been employed outside the United States for at least one year in a managerial or executive capacity, and seeks to enter the United States in order to continue to render managerial or executive services to the same employer or to its subsidiary or affiliate. Section 203(b)(l)(C) of the Act. The Form 1-140, Immigrant Petition for Alien Worker, must be filed by a United States employer and include a statement from an authorized official of the petitioning United States employer which demonstrates that the beneficiary has been employed abroad in a managerial or executive capacity for at 1 We note that the nonimmigrant L-lA classification does not prohibit filings by non-U.S. entities. Matter of PTL-M-A- least one year in the three years preceding the filing of the petition, that the beneficiary is coming to work in the United States for the same employer or a subsidiary or affiliate of the foreign employer, and that the prospective U.S. employer has been doing business for at least one year. See 8 C.F.R. § 204.5(i)(3). II. U.S. EMPLOYER The issue to be addressed in this decision is whether the record contains sufficient evidence establishing that the petitioning entity is a United States employer. The applicable regulations at 8 C.F.R. § 204.S(c) and 8 C.F.R. § 204.S(j)(l) state the following, respectively: Any United States employer desiring and intending to employ an alien may file a petition for classification of the alien [ as a multinational executive or manager] .... A United States employer may file a petition on Form I-140 for classification of an alien ... as a multinational executive or manager." (Emphasis added). The plain language of the regulation requires that the filing party be a United States employer, not a foreign employer. The principle that the U.S. employer is both the filer of the petition and the prospective employer is reiterated in other portions of the regulations that state that "an authorized official of the petitioning United States employer" must furnish a statement establishing that "[t]he prospective employer in the United States is the same employer .... " 8 C.F.R. §§ 204.5(j)(3)(i) and (3)(i)(C). (Emphasis added). As "United States employer" is not defined in the regulations for purposes of this classification, we reviewed the definition of that term at 8 C.F.R. § 214.2(h)(4)(ii) for guidance which states the following: United States employer means a person, firm, corporation, contractor, or other association, or organization in the United States which: (1) Engages a person to work within the United States; (2) Has an employer-employee relationship with respect to employees under this part, as indicated by the fact that it may hire, pay, fire, supervise, or otherwise control the work of any such employee; and (3) Has an Internal Revenue Service Tax identification number. As in the above definition, the Form I-140 filing instructions also require that the filing party must provide an IRS tax identification number, thereby indicating that a petitioner seeking this permanent 2 Matter of PTL-M-A- benefit, which may lead to U.S. citizenship, must, at the very least, show that it is registered to do business in the United States. Given that the regulations pertaining to the Form I-140 use, but do not provide a definition for, the term "United States employer," it is reasonable to look to the definition of that term in the regulations at 8 C.F.R. § 214.2(h)(4)(ii) and apply it to the matter at hand to determine whether the Petitioner fits these basic filing requirements. Further, in employment-based preference visa petition proceedings, a petitioner with no location or status in the United States is not a U.S. employer as it cannot offer permanent employment in the United States to a beneficiary. Only a U.S.-based branch office, affiliate, or subsidiary of a foreign organization may file such a petition. Matter of A. Dow Steam Specialties, Ltd., 19 I&N Dec. 389 (Comm'r 1986). In this case, the filing party is the Beneficiary's foreign employer, which is headquartered in Indonesia. The Director denied the petition stating that the "petitioner must be a U.S. citizen, corporation, partnership, or other legal entity to file an immigrant visa petition under this category." The Petitioner argues that the "regulations expressly permit the U.S. employer to be the 'same employer' by which the beneficiary was employed overseas, so long as the U.S. employer has been 'doing business' for at least one year." We disagree that the regulations permit a foreign employer to be considered the United States employer and we find it reasonable to interpret "United States employer" to mean an entity that is physically present and registered to do business in the United States. Because the petitioning entity that filed the instant Form I-140 and which seeks to assume the role as the Beneficiary's prospective employer is a foreign entity, and there is no evidence in the record that the foreign entity is registered to do business in the United States, that entity is not a "United States employer." Therefore, we affirm the Director's conclusion that the petitioning entity in this instance is not a U.S. employer with standing to file the Form I-140 petition.2 III. MANAGERIAL CAPACITY IN THE UNITED STATES In addition, while not previously addressed in the Director's decision, the Petitioner has not established that the Beneficiary would be employed in the United States in a managerial capacity, as claimed. The statutory definition of"managerial capacity" allows for both "personnel managers" and "function managers." See section 101(a)(44)(A)(i) and (ii) of the Act. The term "function manager" applies generally when a beneficiary does not supervise or control the work of a subordinate staff but instead 2 We note that even if the petitioning entity did not have to establish that it is an entity in the United States that is registered to do business here, this petition would not warrant approval because the record lacks sufficient evidence to show that the foreign entity is doing business in the United States. The term "doing business" is defined as the "regular, systematic, and continuous provision of goods and/or services by a firm, corporation, or other entity and does not include the mere presence of an agent or office." 8 C.F.R. ~ 204.5(i)(2) ( emphasis added). Counsel focuses on the fact that the Beneficiary provides various services in the United States for the benefit of the petitioning entity. However, statements in the record confirm that the foreign entity has no contract for an office space, does not file a U.S. tax return, and is not registered to do business in the United States. The evidence actually appears to indicate that the Beneficiary is present in the United States as an agent of his foreign employer and the foreign entity is not "doing business" as defined in the regulations. 3 Matter of PTL-M-A- is primarily responsible for managing an "essential function" within the organization. See section 10l(a)(44)(A)(ii) of the Act. The term "essential function" is not defined by statute or regulation. If a petitioner claims that a beneficiary will manage an essential function, a petitioner must furnish a written job offer that clearly describes the duties to be performed in managing the essential function, or more specifically, identify the function with specificity, articulate the essential nature of the function, and establish the proportion of a beneficiary's daily duties attributed to managing the essential function. See 8 C.F.R. § 204.5(j)( 5). In addition, a petitioner's description of a beneficiary's daily duties must demonstrate that the beneficiary will manage the function rather than perform duties related to the function. See Matter ofZ-A-, Inc., Adopted Decision 2016-02 (AAO Apr. 14, 2016). In this matter, the Petitioner stated that the Beneficiary is one of two employees in the United States and claimed that he would assume the role of a function manager, which would involve supervision and management of the inspection and delivery process for Boeing aircraft. However, the Petitioner provided a job description indicating that the Beneficiary would perform many of the non-managerial job duties that comprise the function the Beneficiary is supposed to manage. Namely, the Petitioner stated that the Beneficiary's U.S. job duties would include the following: inspecting new airplanes; inspecting "airplane mechanical, avionics and structural systems"; providing engineering services, such as "research, studies, consultations, investigations, and preparation of performance standards on all aircraft systems"; "[s]tudy and analyze all pertinent correspondences, manuals, and publications issued by aircraft and component manufacturers;" "[s]tudy, analyze, and issue corresponding engineering publications"; perform technical aircraft evaluations; study applicable maintenance policies; and provide technical support and consultation necessary for installations and modifications of various aircraft systems. The Petitioner has not indicated nor submitted evidence demonstrating that the Beneficiary would be relieved from having to perform the non-managerial functions listed above. An employee who "primarily" performs the tasks necessary to produce a product or to provide services is not considered to be "primarily" employed in a managerial capacity. See, e.g., section 101(a)(44)(A) of the Act (requiring that one "primarily" perform the enumerated managerial duties); Matter of Church Scientology Int'!., 19 I&N Dec. 593, 604 (Comm'r 1988). The record does not establish that the Beneficiary would manage, rather than perform the underlying duties of: an essential function. For this additional reason, the petition cannot be approved. IV. CONCLUSION The appeal will be dismissed for the above stated reasons, with each considered an independent and alternative basis for the decision. In visa petition proceedings, it is the petitioner's burden to establish eligibility for the immigration benefit sought. Section 291 of the Act, 8 U.S.C. § 1361. The Petitioner has not met that burden. ORDER: The appeal is dismissed. Cite as Matter of PTL-M-A-, ID# 5467136 (AAO Sept. 20, 2019) 4
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