dismissed
EB-1C
dismissed EB-1C Case: Business Administration
Decision Summary
The appeal was dismissed because the petitioner failed to overcome the director's finding that the beneficiary was not employed abroad in a qualifying managerial or executive capacity. The petitioner did not address this ground for denial on appeal, which was a sufficient basis for dismissal on its own.
Criteria Discussed
Employment Abroad In A Qualifying Managerial Or Executive Capacity Proposed Employment In A U.S. Managerial Or Executive Capacity
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identifying data deleted to prevent clearly unwarr~nted invasion of personal pnvac} PUBL1CCOPY FILE: OFFICE: NEBRASKA SERVICE CENTER INRE: Petitioner: Beneficiary: u.s. Department of Homeland Security U. S. Citizenship and Immigration SelVices Office of Administrative Appeals MS 2090 Washington, DC 20529-2090 U. S. Citizenship and Immigration Services Date: DEC 29 2010 PETITION: Immigrant Petition for Alien Worker as a Multinational Executive or Manager Pursuant to Section 203(b)(1)(C) of the Immigration and Nationality Act, 8 U.S.C. § 1153(b)(1)(C) ON BEHALF OF PETITIONER: INSTRUCTIONS: Enclosed please find the decision of the Administrative Appeals Office in your case. All of the documents related to this matter have been returned to the office that originally decided your case. Please be advised that any further inquiry that you might have concerning your case must be made to that office. If you believe the law was inappropriately applied by us in reaching our decision, or you have additional information that you wish to have considered, you may file a motion to reconsider or a motion to reopen. The specific requirements for filing such a request can be found at 8 C.F.R. § 103.5. All motions must be submitted to the office that originally decided your case by filing a Form I-290B, Notice of Appeal or Motion, with a fee of $630. Please be aware that 8 C.F.R. § 103.5(a)(1)(i) requires that any motion must be filed within 30 days of the decision that the motion seeks to reconsider or reopen. Thank you, erry Rhew Chief, Administrative Appeals Office www.uscis.gov Page 2 DISCUSSION: The preference visa petition was denied by the Director, Nebraska Service Center. The matter is now before the Administrative Appeals Office (AAO) on appeal. The appeal will be dismissed. The petitioner is a California corporation that seeks to employ the beneficiary as its executive administrator/coordinator. Accordingly, the petitioner endeavors to classifY the beneficiary as an employment-based immigrant pursuant to section 203 (b)(1 )(C) of the Immigration and Nationality Act (the Act), 8 U.S.C. § -1153(b)(1)(C), as a multinational executive or manager. Section 203(b) of the Act states in pertinent part: (1) Priority Workers. -- Visas shall first be made available ... to qualified immigrants who are aliens described in any of the following subparagraphs (A) through (C): * * * (C) Certain Multinational Executives and Managers. -- An alien is described in this subparagraph if the alien, in the 3 years preceding the time of the alien's application for classification and admission into the United States under this subparagraph, has been employed for at least 1 year by a firm or corporation or other legal entity or an affiliate or subsidiary thereof and who seeks to enter the United States in order to continue to render services to the same employer or to a subsidiary or affiliate thereof in a capacity that is managerial or executive. The language of the statute is specific in limiting this provision to only those executives and managers who have previously worked for a firm, corporation or other legal entity, or an affiliate or subsidiary of that entity, and who are coming to the United States to work for the same entity, or its affiliate or subsidiary. A United States employer may file a petition on Form 1-140 for classification of an alien under section 203(b)(1 )(C) of the Act as a multinational executive or manager. No labor certification is required for this classification. The prospective employer in the United States must furnish a job offer in the form of a statement which indicates that the alien is to be employed in the United States in a managerial or executive capacity. Such a statement must clearly describe the duties to be performed by the alien. In the present matter, the director denied the petition based on two independent grounds of ineligibility: 1) the petitioner failed to establish that the beneficiary was employed abroad in a qualifYing managerial or executive capacity; and 2) the petitioner failed to establish that it would employ the beneficiary in a managerial or executive capacity. With regard to the beneficiary's employment abroad, the director pointed to considerable inconsistencies concerning the beneficiary's position title and placement within the foreign entity's organization. The director observed that while the organizational chart that was submitted in support of a previously filed Form 1-140 (with receipt n~ as well as the letter that was submitted in support of the instant petition both identified the beneficiary's position abroad as that of operational manager, the petitioner's response to the director's request for evidence (RFE), a notice that was issued on January 22, 2009, indicated that the beneficiary was a vice president in charge of the operations, purchasing, and material supply departments. The director further pointed out that the foreign entity's organizational chart Page 3 identified someone other than the beneficiary as vice president of the material supply department and did not include a separate purchasing department at all. On appeal, counsel disputes the denial and supplements the record with additional information regarding the beneficiary's proposed employment. The petitioner did not, however, address the director's adverse findings with regard to the beneficiary's employment abroad. Therefore, the petitioner has failed to overcome the first ground cited as a basis for denial and the appeal will be dismissed on that initial ground without further discussion of the beneficiary's employment abroad. Accordingly, the AAO will address the second ground that was cited as a basis for denial, i.e., the determination that the petitioner failed to establish that it would employ the beneficiary in the United States in a qualifying managerial or executive capacity. Section 101 (a)(44)(A) of the Act, 8 U.S.C. § 1101(a)(44)(A), provides: The term "managerial capacity" means an assignment within an organization III which the employee primarily-- (i) manages the organization, or a department, subdivision, function, or component ofthe organization; (ii) supervises and controls the work of other supervisory, professional, or managerial employees, or manages an essential function within the organization, or a department or subdivision of the organization; (iii) if another employee or other employees are directly supervised, has the authority to hire and fire or recommend those as well as other personnel actions (such as promotion and leave authorization), or if no other employee is directly supervised, functions at a senior level within the organizational hierarchy or with respect to the function managed; and (iv) exercises discretion over the day-to-day operations of the activity or function for which the employee has authority. A first-line supervisor is not considered to be acting in a managerial capacity merely by virtue of the supervisor's supervisory duties unless the employees supervised are professional. Section 101(a)(44)(B) of the Act, 8 U.S.c. § 1101(a)(44)(B), provides: The term "executive capacity" means an assignment within an organization III which the employee primarily-- (i) directs the management of the organization or a major component or function of the organization; (ii) establishes the goals and policies of the organization, component, or function; Page 4 (iii) exercises wide latitude in discretionary decision-making; and (iv) receives only general supervision or direction from higher level executives, the board of directors, or stockholders of the organization. In support of the Form 1-140, president of the petitioning entity, submitted a letter dated December 18, 2007 on the petitioner's behalf. _ attributed the following list of duties and responsibilities to the beneficiary's proposed position with the U.S. entity: 1. Making policies and business plan of development and objections of the organization; [sic] consists with [sic] Presidents of company in [the] U.S.A., Xiamen and Hong Kong; confers with membership of [the] executive committee to plan business projects re: new products development, marketing development, investment program and planning related to production, sales and advanced technology and material; 2. I administrative support by conducting research, prepares statistic reports sidiaries in the world, handles information requested by the •••••••••• [p ]rovides advisement or suggestion III improving the administrative coordination during contract-projects procedures; 3. Participates in developing organizational policies to coordinate functions and operations among _ subsidiaries in the world; establishes responsibilities and procedures for attaining objectives; [r]eviews activity reports of managerial person [sic] in [the petitioning entity] and financial statements of accountants. Makes report [sic] to [the] Chairman, president and Board of Directors to determine progress and status in attaining objectives. 4. Reviews financial and investment programs and provide[s] analysis as funding for new and continuing operations to maximize retum[s] in investments and to increase productivity in China and strength [en] the competitive [sic] in North America[n] market and European market; 5. Designs and investigates the improvement policies of the employees['] training, performances reviewing and evaluating, including making decision of hiring, promotion and termination of employment, including reviewing wage surveys with the labor market and a determination of [the] competitive wage rate, pension plan, [and] insurance plan; 6. Plans and develops the public relations policies designed to improve the company's imagine [sic] and relations with customers, associates and employees. Review and evaluate the relationships; 7. Plans and arranges the telephonic conference among the directors; [d] irects and coordinates association functions, such as conventions, exhibits, [and] conferences among_ subsidiaries, [sic] to present membership and committee proposals on goals; Page 5 8. Conduct the marketing research in the U.S. market, Asian market and European market. Produce the marketing development strategies for Canada and [the] Caribbean [a]rea. Create the marketing cooperative policies .... A copy of the petitioner's organizational chart was also provided in support of the petition. The chart shows the company president at the top of the hierarchy with a vice president as his direct subordinate. The vice president is shown as overseeing a sales manager, the beneficiary's position of executive marketing coordinator, and a chief financial officer. The remainder of the chart includes three sales positions, a receptionist, and a warehouse employee, all under the supervision of the sales manager, and an accountant under the supervision of the chief financial officer. The beneficiary is not depicted as having any subordinates under his supervision. On January 22, 2009, the director issued an RFE instructing the petItIOner to provide a more detailed description of the beneficiary's proposed employment with the U.S. entity. The petitioner was asked to list the beneficiary's actual day-to-day job duties and to supplement this list with an estimate of the percentage of time that would be allocated to each job duty. In response, the petitioner provided an updated organizational chart showing the beneficiary as that of executive coordinator and purchase manager overseeing operations in China and Hong Kong as a well as a purchaser working in the U.S. office. The petitioner also provided a list of duties and responsibilities associated with the beneficiary's secondary role as purchase manager. As the director restated that list in the June 26, 2009 decision, the AAO need not repeat the same information. With regard to the additional description of job duties, the petitioner submitted a letter dated March 3, 2009, confirming that the beneficiary's primary responsibilities are those associated with his position as executive coordinator. The petitioner instructed the director to review the job description submitted earlier in support of the Form 1-140 and declined to comply with the director's request for a supplemental job description containing a more detailed list of job duties and time allocations indicating how much time the beneficiary would spent carrying out each of his assigned tasks. It is noted that failure to submit requested evidence that precludes a material line of inquiry shall be grounds for denying the petition. 8 C.F .R. § 103 .2(b )(14). Accordingly, the director denied the petition, pointing out that the beneficiary's primary and secondary job descriptions both include operational tasks and that without the requested percentage breakdown establishing the amount of time that the beneficiary would spend performing non-qualifying tasks, U.S. Citizenship and Immigration Services (USCIS) would be unable to conclude that the beneficiary would allocate the primary portion of his time to managerial- and/or executive-level tasks. The director also cautioned the petitioner against making material changes to the petition in an effort to establish eligibility. On appeal, both counsel and _ president of the petitioning entity, provide a supplemental job description and percentage breakdown per the director's earlier request. In a letter dated August 11,2009, Mr. _ explains that the beneficiary commenced his secondary position as a purchasing manager at the end of 2008 and that the additional set of job duties were provided for the purpose of updating information about the beneficiary'S position with the U.S. entity. With regard to the new information about the beneficiary's secondary position, the AAO notes that the purpose of an RFE is to elicit further information that clarifies whether eligibility for the benefit sought has Page 6 been established. 8 C.F.R. § 103.2(b)(8). The AAO further notes that the petitioner must establish eligibility at the time of filing, not at a future date after the petitioner or beneficiary becomes eligible under a new set of facts. Matter of Katigbak, 14 I&N Dec. 45, 49 (Comm. 1971). As the supplemental information addressed additional job duties that were not included in the beneficiary's proposed job assignment, such information is irrelevant in this matter, as it does not address the petitioner's eligibility at the time of filing the petition. A petitioner cannot offer a new position to the beneficiary, or materially change a position's title, its level of authority within the organizational hierarchy, or its associated job responsibilities. The information provided by the petitioner in its response to the director's request for further evidence did not clarifY or provide more specific information regarding the original duties of the position, but rather added new generic duties to the job description. Therefore, the analysis of this criterion will be based on the job description submitted with the initial petition. As properly determined by the director in the June 26, 2009 decision, the initial job description was deficient, as it was too vague and failed to establish that the beneficiary would primarily perform tasks within a qualifYing managerial or executive capacity. For instance, the petitioner indicated that the beneficiary would plan and develop marketing, organizational, and public relations policies. While the petitioner briefly indicated that the beneficiary would confer with members of the executive committee in order to make business development policies, this does not explain what specific daily tasks the beneficiary would perform in his efforts to meet the demands of his role as a policy maker. Published case law establishes that the actual duties themselves reveal the true nature of the employment. Fedin Bros. Co., Ltd. v. Sava, 724 F. Supp. 1103, 1108 (E.D.N.Y. 1989), affd, 905 F.2d 41 (2d. Cir. 1990). Without a clear statement delineating the specific job duties that would comprise the proposed employment, the AAO is unable to determine that the primary portion of the beneficiary's time would be spent within a qualifYing capacity. Furthermore, the beneficiary'S job description included several job duties that were indicative of operational tasks and therefore could not be deemed as qualifYing within a managerial or executive capacity. For instance, the petitioner specifically indicated that the beneficiary would provide administrative support by conducting research and preparing reports and devise market strategies by researching the U.S., Asian, and European markets, arrange for telephone conferences among directors, and present proposals to company executives. However, despite the director's express instructions in the RFE, the petitioner failed to provide any information specifYing precisely how much of the beneficiary'S time would be allocated to performing these non-qualifYing operational tasks. While the AAO acknowledges that no beneficiary is required to allocate 100% of his time to managerial- or executive-level tasks, the petitioner must establish that the non qualifYing tasks the beneficiary would perform are only incidental to his/her proposed position. An employee who "primarily" performs the tasks necessary to produce a product or to provide services is not considered to be "primarily" employed in a managerial or executive capacity. See sections 101(a)(44)(A) and (B) of the Act (requiring that one "primarily" perform the enumerated managerial or executive duties); see also Matter of Church Scientology International, 19 I&N Dec. 593,604 (Comm. 1988). In examining the executive or managerial capacity of the beneficiary, USCIS will look first to the petitioner's description of the job duties. See 8 C.F.R. § 204.50)(5). In the present matter, the job description that was initially provided in support of the petition consisted of vague business objectives and non-qualifYing tasks. Although given ample opportunity to supplement the record with additional information regarding the beneficiary'S proposed job duties, the petitioner declined to provide the requested information in response to the RFE and instead chose to provide this information on appeal after an adverse decision had been issued. However, as previously stated, failure to submit requested evidence that precludes a material line of inquiry J ' • • -Page 7 shall be grounds for denying the petition. 8 C.F.R. § 103.2(b)(14). Where, as here, a petitioner has been put on notice of a deficiency in the evidence and has been given an opportunity to respond to that deficiency, the AAO will not accept evidence offered for the first time on appeal. See Matter of Soriano, 19 I&N Dec. 764 (BIA 1988); see also Matter of Obaigbena, 19 I&N Dec. 533 (BIA 1988). If the petitioner had wanted the submitted evidence to be considered, it should have submitted the documents in response to the director's request for evidence. Id. Under the circumstances, the AAO need not and does not consider the sufficiency of the evidence submitted on appeal. Consequently, the AAO cannot conclude that the beneficiary would be employed in the United States in a qualifYing managerial or executive capacity and the appeal will be dismissed. As a final note, counsel makes a brief reference to the petitioner's current approved L-1 employment of the beneficiary. The AAO notes, however, that each nonimmigrant and immigrant petition is a separate record of proceeding with a separate burden of proof; each petition must stand on its own individual merits. USCIS is not required to assume the burden of searching through previously provided evidence submitted in support of other petitions to determine the approvability of the petition at hand in the present matter. Moreover, the approval of a nonimmigrant petition in no way guarantees that USCIS will approve an immigrant petition filed on behalf of the same beneficiary. USCIS denies many 1-140 immigrant petitions after approving prior nonimmigrant 1-129 L-1 petitions. See, e.g., Q Data Consulting, Inc. v. INS, 293 F. Supp. 2d at 25; IKEA US v. US Dept. of Justice, 48 F. Supp. 2d 22 (D.D.C. 1999); Fedin Brothers Co. Ltd. v. Sava, 724 F. Supp. 1103 (E.D.N.Y. 1989). Furthermore, if a previous nonimmigrant petition were approved based on the same unsupported assertions that are contained in the current record, the approval would constitute material and gross error on the part of the director. The AAO is not required to approve applications or petitions where eligibility has not been demonstrated, merely because of prior approvals that may have been erroneous. See, e.g. Matter of Church Scientology International, 19 I&N Dec. 593, 597 (Comm. 1988). It would be absurd to suggest that USCIS or any agency must treat acknowledged errors as binding precedent. Sussex Engg. Ltd. v. Montgomery, 825 F.2d 1084, 1090 (6th Cir. 1987), cert. denied, 485 U.S. 1008 (1988). Finally, the AAO's authority over the service centers is comparable to the relationship between a court of appeals and a district court. Even if a service center director had approved a nonimmigrant petition on behalf of the beneficiary, the AAO would not be bound to follow the contradictory decision of a service center. Louisiana Philharmonic Orchestra v. INS, 2000 WL 282785 (E.D. La.), affd, 248 F.3d 1139 (5th Cir. 2001), cert. denied, 122 S.Ct. 51 (2001). The petition will be denied for the above stated reasons, with each considered as an independent and alternative basis for denial. In visa petition proceedings, the burden of proving eligibility for the benefit sought remains entirely with the petitioner. Section 291 of the Act, 8 U.S.c. § 1361. The petitioner has not sustained that burden. ORDER: The appeal is dismissed.
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