dismissed
EB-1C
dismissed EB-1C Case: It Services
Decision Summary
The appeal was dismissed because the petitioner materially altered the beneficiary's job duties on appeal, adding new responsibilities to elevate the role's authority. The AAO determined that a petitioner cannot make material changes to a petition after filing to make a deficient petition conform to requirements, as eligibility must be established at the time of filing.
Criteria Discussed
Managerial/Executive Capacity (U.S. Position) Managerial/Executive Capacity (Foreign Position)
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U.S. Citizenship and Immigration Services MATTER OF T-S-N-A-, INC. Non-Precedent Decision of the Administrative Appeals Office DATE: JULY 18, 2018 APPEAL OF NEBRASKA SERVICE CENTER DECISION PETITION: FORM 1-140, IMMIGRANT PETITION FOR ALIEN WORKER The Petitioner, an IT services integrator, seeks to permanently employ the Beneficiary as its senior director for consulting services under the first preference immigrant classification for multinational executives or managers. Immigration and Nationality Act (the Act) section 203(b)(l)(C), 8 U.S.C. § 1153(b )(1 )(C). This classification allows a U.S. employer to permanently transfer a qualified foreign employee to the United States to work in an executive or managerial capacity. The Acting Director of the Nebraska Service Center denied the petition, concluding that the record did not establish, as required, that the Beneficiary will be employed in a managerial or executive capacity in the United States; or that the Beneficiary has been employed abroad in a managerial or executive capacity for at least one year in the three years preceding the filing of the petition. On appeal, the Petitioner submits additional evidence and asserts that the Beneficiary will be employed in a managerial capacity in ~he United States. !Jpon de ,wvo review, we will dismiss the appeal. I. LEGAL FRAMEWORK An immigrant visa is available to a beneficiary who, in the three years preceding the filing of the petition, has been employed outside the United States for at least one year in a managerial or executive capacity, and seeks to enter the United States in order to continue to render managerial or executive services to the same employer or to its subsidiary or affiliate. Section 203(b )(l )(C) of the Act. The Form 1-140, Immigrant Petition for Alien Worker, must include a statement from an authorized official of the petitioning United States employer which demonstrates that the beneficiary has_ been employed abroad in a managerial or executive capacity for at least one year in the three years preceding the filing of the petition, that the beneficiary is coming to work in the United States for the same employer or a subsidiary or affiliate of the foreign employer, and that the prospective U.S. employer has been doing business for at least one year. See 8 C.F.R. § 204.50)(3). . Maller of T-S-N-A-, Ille. II. U.S. EMPLOYMENT IN A MANAGERIAL CAPACITY The Director found that the Petitioner did not establish that the Beneficiary will be employed in the United States in a managerial or executive capacity. The Petitioner does not claim that the , Beneficiary will be employed in an executive capacity. Therefore, we restrict our analysis to whether the Beneficiary will be employed in a managerial capacity. A managerial capacity is an assignment within an organization in which the employee primarily manages the organization, or a department, subdivision, function, or component of the organization, and exercises discretion over the day-to-day operations of the activity or function for which the employee has authority. Section 10l(a)(44)(A) of the Act. An employee who "primarily" performs the tasks necessary to produce a product or to provide services is not considered to be "primarily" employed in a managerial or executive capacity. See, e.g., sections 10l(a)(44)(A) and (B) of the Act (requiring that one "primarily" perform the enumerated managerial or executive duties); Maffer o_f Church Scientology Int 'I, 19 I&N Dec. 593, 604 (Comm'r 1988). A Duties The regulation at 8 C.F.R. § 204.5(i)(5) requires the Petitioner to submit a statement which indicates that the Beneficiary is to be employed in the United States in a managerial or executive capacity. The statement must clearly describe the duties to be performed by the Beneficiary. The Petitioner must establish that all eligibility requirements for the immigration benefit have been satisfied from the time of the filing and continuing through adjudication. 8 C.F.R. § 103.2(b)(1). The Petitioner operates information and communication technology (JCT) systems for businesses and public sector institutions. With the petition, the Petitioner submitted a letter 1 indicating that the duties and percentages of time devoted to the duties of the offered position of senior director for consulting services include: • Managing and executing complex consulting projects for the customer with the a11n of developing ICT architectures further and modeling the strategy for these on the T-Systerns portfolio and allocating budgets and leads; (15%) • Transforming customer requirements, taking account of target- pricing, into a rough architecture, preparing high level designs (big picture) for highly complex technical solutions, and levels of integration; (15%) 1 The Petitioner indicated in i1s supporting letter submitted with the petition that the Beneficiary was employed wi1h the qualifying entity abroad from 2011 to November 2014 :as Head of and that he was transferred to the United States in November 2014 in L-lA nonimmigrant status to serve as Head of for the Petitioner. On appeal, the Petitioner asserts that the Beneficiary has been employed in the United States as senior director of consulting services for its unit since July 2017. 2 . Matter of T-5-N-A-, Inc. • Actively developing the consulting portfolio together with Service , Delivery and Portfolio Management; (10%) • Preparing and simulating highly · complex business cases based on target pricing, also for outsourcing projects; (5%) • Defining tasks for the service area for solution projects with a large number of complex portfolio components; (5%) • Preparing innovative overall solutions for highly complex tasks involving diverse strategic considerations with an impact on business results; (15%) • Developing, designing and implementing overall strategies with cross-company implications ; (15%) • Advising top-level management on strategic and mission-critical issues; (5 %) • Serving as the contact for highly sensitive issues and problems; (5 %) • Promoting the development and implementation of leading practices in own areas of responsibility. (10 %) In a request for evidence (RFE) , the Director advised the Petitioner that it appeared that the Beneficiary would be doing the work of the organization instead of primarily managing the work. The Director requested that the Petitioner submit additional evidence to establish that the Beneficiary will be employed in the United States primarily in a managerial or executive capacit y. In response to the RFE, the Petitioner submitted a letter listing the same duties and percentages of time devoted to the duties of the position of senior director for consulting services that were detailed in its original letter supporting the petition. In his decision , the Director determined that the· Beneficiary would be spending the majority of his time performing the tasks of the organization and not managing the organization. Thus, the Director found that the Petitioner has not established that the Beneficiary will be employed in a managerial or executive capacity in the United States. On appeal, the Petitioner asserts that "the job duties performed by the [Beneficiary] indicate that most of his time will be performing managerial duties." It submits a letter detailing the following duties and percentages of time devoted lo the duties of the position of senior director for consulting services. However, lhe position described on appeal differs significantly from the position described in the initial petition. At the time of filing, the Petitioner described the offered position as senior director for consulting services for the "Consulting Services" unit. But on appeal, the Petitioner writes that the Beneficiary is now employed as the senior director for consulting services for the unit and provides a new set of duties. Importantly, the Petitioner adds three new duties listed below , which it now claims will occupy 45 % of the Beneficiary's time: • Responsible for the unit (budget responsibility and sales targets: 70 Mio.€ p.a .) for customers including inte~national corporate clients out of different industries (automotive, electronics, health , petro chemistry , telecommunication etc.) (15 % ); 3 . Matter of T-S-N-A-, Inc. • Strategic coordination of the T-Systems' approaches "Business ICT and Service Assessment" and with focus on enterprise solutions. Integrating innovative ideas and market and technology trends (15%); and • Leadership for the unit with more than 6 colleagues and international support especially for the business units in USA, Canada, Mexico, Brazil, Switzerland and Austria (15%). Further, many of the descriptions of the previously listed duties have been expanded on appeal , and their percentages have been reduced. With this new description, the Petitioner asserts that the Beneficiary will be employed in a managerial capacity. However, a petitioner cannot materially change a pos1t1on's level of authority within the organizational hierarchy or the associated job responsibilities. A petitioner must establish that the position offered to a beneficiary, when the petition was filed, merits classification as a managerial or executive position. See Matter of Michelin Tire Corp., 17 I&N Dec . 248, 249 (Reg'! Comm ' r 1978). A petitioner may not make material changes to a petition in an effort to make a deficient petition conform to U.S. Citizenship and Immigration Services (USCIS) requirements. See Matter of Izummi, 22 I&N Dec. 169, 176 (Assoc. Comm'r ·l 998). In this case, the Petitioner has materially altered the job duties of the offered position on appeal. By adding new duties to the offered position, the Petitioner seeks to elevate the Beneficiary' s role in·the company. However, this is not sufficient to demonstrate that the offered position, as it was described at the time of filing, was in a manag~rial capacity . As noted by the Director, the position offered to the Beneficiary when the petition was filed does not merit classification as a managerial position because the Beneficiary would primarily perform the tasks necessary to provide services to its customers, and he would not primarily manage the organization. For example , many of the duties describe performing the work required to provide a service . Duties such as transforming customer requirements into a rough architecture and preparing designs, preparing and simulating complex business cases , and developing the consulting portfolio indicate that the Beneficiary will perform operational duties, rather than serve in a managerial position. Further, the job description discusses defining "tasks," developing "strategies," preparing "solutions," and promoting "leading practices." However, the Petitioner does not provide examples of the tasks to be defined, the strategies to be developed, the solutions to be prepared, or the practices to be promoted, and it does not explain how these duties are managerial. Additionally, the job description states that the Beneficiary will serve as the contact for "issues and problems," but it does not describe the issues and problems he will be addressing, who he will be serving as the contact for, or how this duty is managerial. On appeal, the Petitioner has not overcome the concerns with the original position description. As noted, the Petitioner must establish that the position offered at the time of fiting, merits classification as a managerial position. As it has not done_ so, the Petitioner has not met its burden to establish that the Beneficiary will be employed in a managerial capacity in the United States based on the duties of the offered. position. 4 . Matter of T-S-N-A-, Inc . B. Staffing Beyond the required description of the job duties, USCIS reviews the totality of the record when examining the claimed managerial or executive capacity of a beneficiary, including the company's organizational structure, the duties of a beneficiary's subordinate employees, the presence of other employees to relieve a beneficiary from performing operational duties, the nature of the business, and any other factors that will contribute to understanding a beneficiary's actual duties and role in a business. If staffing levels are used as a factor in determining whether an individual is acting in a managerial or executive capacity, USCIS must take into account the reasonable needs of the organization, in light of the overall purpose and stage of development of the organization. See section 101(a)(44)(C) of the Act. With the petition, the Petitioner submitted an .organizational chart showing that the Beneficiary would supervise three employees in the offered position of senior director for consulting services: a Manager, an enterprise architect, and a project manager. In its supporting letter, the Petitioner stated 'that the positions of Manager, enterprise architect, and project manager are "professional and managerial" but did not list the duties for these three positions or state the level of education required for entry into these occ;:upatio~s. · In the RFE, the Director noted that the organizational chart indicates that the Beneficiary would supervise the work of three employees, but it shows a dotted line between the Beneficiary and the employees. The Director indicated that the dotted line normally implies a functional relationship. The Director also stated that the Petitioner had not provided evidence to establish that the three positions are professional or managerial. The Director requested that the Petitioner submit additional evidence to establish that the Beneficiary will be employed in the United States primarily in a managerial or executive capacity. In response to the RFE, the Petitioner submitted a new organizational chart showing two employees to be supervised by the Beneficiary in the offered position of senior director for consulting services: an enterprise architect and a project manager, with a dotted line between the Beneficiary and the two employees. It did not explain the significance of the dotted line. In his decision, the Director stated that the new organizational chart shows that the Beneficiary supervises only two employees, and that the dotted line on the chart has not been explained. Thus, the Director determined that the Petitioner has not estc1:blished that the Beneficiary will be employed in a managerial or executive capacity in the United States. On appeal, the Petitioner asserts that the organization has expanded since the initial filing and the Beneficiary will supervise seven employees in the United .States and in other countries. It submits a new organizational chart showing that the Beneficiary will supervise three employees in the United States (an enterprise architect, the "Head of "and a sales and project manager) and four in other countries (three sales and project managers and a sales manager). !5 Matter of T-S-N-A-, Inc. As previously noted, a petitioner cannot materially change a position's level of authority within the organizational hierarchy or the associated job responsibilities on appeal. A petitioner must establish that the position offered to a beneficiary, when the petition was filed, merits classification as a managerial or executive position. See Matter of Michelin Tire Corp., 17 l&N Dec. at 249. In this case, the Petitioner has materially altered the offered position's level of authority within the organizational hierarchy on appeal. It changed the number of employees to be supervised by the Beneficiary from three (at the time the petition was filed), to two (at the time the RFE response was submitted), to seven (on appeal). As noted, a petitioner may not make material changes to a petition in an effort to make a deficient petition conform to USC IS requirements. See Matter of Izwnmi, 22 I&N Dec. at l 76. Therefore, we will consider the Petitioner's staffing as it was initially described. The Petitioner has not demonstrated that the Beneficiary will be employed as either a personnel manager or a function manager. See section ·101(a)(44)(A) of the Act. A personnel manager supervises and controls the work of other supervisory, professional, or managerial employees; the duties of a first-line supervisor are not considered managerial unless the employees supervised are professional. Id. A personnel manager must :also have the authority to execute or recommend personnel actions such as hiring, firing, and promotions. A function manager need not directly supervise other employees, but must manage an essential function within the organization, or a department or subdivision of the organization, and function at a senior level within the organizational hierarchy or with respect to the function managed. Id. The Petitioner does not contend that the Beneficiary would act as a function manager; as such we will only analyze whether he would act as a personnel manager. Here, the position offered does not merit classification as a managerial position because the Petitioner has not established that the employees to be supervised by the Beneficiary (as described in the initial petition and RFE response) are professional employees. 2 In determining whether a beneficiary manages professional employees, we must evaluate whether the subordinate positions require a bachelor's · degree as a minimum for entry into the field of endeavor.3 Therefore, we must focus on the level of education required by the position, rather than the degree held by subordinate employee. The possession of a bachelor's degree by a subordinate 2 The Petitioner has not clarified whether the Beneficiary will serve as a personnel manager or a function manager. Personnel managers are required to primarily supervise and control the work of other supervisory, professional, or managerial employees. See section IOl(a)(44)(A)(ii) of the Act. Although the job titles of the Beneficiary's proposed subordinates suggest that the Beneficiary would oversee other managers or supervisors, none of the provided organizational charts reflect that his proposed subordinates would oversee subordinates of their own. As such, the Beneficiary cannot qualify as a personnel manager on this basis. Therefore, our analysis will focus on whether the Beneficiary qualifies as a personnel manager based on his supervision of professional subordinates. J 8 C.F.R. § 204.5(k)(2) (defining "profession" to mean ':any occupation for which a U.S. baccalaureate degree or its foreign equivalent is the minimum requirement for entry into the occupation"). Section IO 1 (a)(32) of the Act, states that "[t]he term profession shall include but not be limited · to architects, engineers, lawyers, physicians, surgeons, and teachers in elementaryor secondary schools, colleges, academies, or seminaries.'' · '6 Matter of T-S-N-A-, Inc. employee does not automatically lead to the conclusion that an employee is employed 111 a professional capacity. Initially, the Petitioner stated that the minimum requirement for the positions of enterprise architect and project manager is at least a bachelor's degree, and that the two employees currently holding the positions each hold a bachelor's degree. It also lists the duties for the positions of enterprise architect and project manager. The Petitioner asserted in response to the RFE that the positions of enterprise architect and project manager require a bachelor's degree. However, it did not provide any evidence to support that assertion. On appeal, it states that "most of the direct reports have earned at least the equivalent of a US bachelor's degree based on the combination of several years of experience and formal education and training.)' However, the Petitioner has not provided any evidence to establish that a bachelor's degree is actually necessary to perform the duties of any of the jobs listed in the organizational charts provided. A petitioner bears the burden of establishing eligibility for the immigration benefit sought. Section 291 of the Act; Matter of Skirhall Culwral Ctr., 25 I&N Dec. 799, 806 (AAO 20:l 2). Thus, the Petitioner has not established that lhc Beneficiary, as a personnel manager, will primarily supervise and control the work of other professional employees. We note that the Petitioner indicates on appeal that the Beneficiary's L-lA nonimmigrant visa extension petition was approved by USCIS in 2017, following the issuance of a request for evidence relating to "the exact same legal issue" as in this case. We are not required to approve petitions where eligibility has not been demonstrated merely because of prior approvals that may have been erroneous. Mauer of Church Scientology Int'/, 19 l&N Dec. 593, 597 (Comm'r. 1988). In the present matter, the Director reviewed the record of proceedings and concluded that the Petitioner was ineligible. The Petitioner has not overcome ~his finding on appeal. The Petitioner also cites Matter of Z-A-, Inc., Adopted Decision 2lll6-02 (AAO Apr. 14, 2016), and states that "an L-lA intra-company manager can also be supported by personnel outside of the United States within an international organization." This issue in this case, however, is that the Petitioner's description of the offered position atjd the number and type of positions the Beneficiary will supervise, changed significantly from the initial filing to appeal. Herc, the personnel outside of the United States that the Petitioner is asking us to consider were only added as part of the "expanded" team described on appeal. Although we may consider personnel outside of the United States, the Petitioner must establish eligibility at jhe time of filing. Finally, the Petitioner quotes a USCIS policy memorandum for the proposition that USCIS officers must weigh all relevant factors when determining whether the beneficiary of an L-1A nonimmigrant classification will primarily manage an essential function, including evidence of the beneficiary's role within the wider qualifying international organization. The Petitioner is correct that we will consider the Beneficiary's role in the wider qualifying organization when determining whether a beneficiary is a function manager; however, in this case the Petitioner has not claimed or demonstrated that the Beneficiary will manage an essential function. 7 Matter of T-S-N-A-, Inc. In this immigrant visa proceeding, the Petitioner has not established that the Beneficiary will be employed in a managerial or executive capacity in the United States. III. FOREIGN EMPLOYMENT IN A MANAGERIAL OR EXECUTIVE CAPACITY The Director also found that the Petitioner did not establish that the Beneficiary has been employed abroad for at least one year in a managerial or_executive capacity. Specifically, as with the U.S. position, the Director stated that the Beneficiary was doing the work of the foreign entity and not primarily performing executive or managerial duties abroad.4 The Petitioner did not address this issue on appeal.5 A petitioner bears the burden of establishing eligibility for the immigration benefit sought. ?ection 291 of the Act; Matter of Skirball Cultural Ctr., 25 l&N Dec. at 806. The Petitioner has not established that the Beneficiary has been1employcd abroad for at least one year in a managerial or ex~cutive capacity. IV. COI;JCLUSION The Petitioner has not established that the Beneficiary will be employed in a managerial or executive capacity in the United States; or that the Beneficiary has been employed abroad for at least one year in a managerial or executive capacity. · ORDER: The appeal is dismissed. Cite as Matter of T-S-N-A-, Inc., ID# 1322986 (AAO July 18, 2018) ~ If the beneficiary is already in the United States working/for the foreign employer or its subsidiary or affiliate, then the petitioner must demonstrate that, in the three years preceding entry as a nonimmigrant, the beneficiary was employed by the entity abroad for at least one year in a mamigerial or ex:eculive capacity. 8 C.F.R. ~ 204.SU)(J)(i)(B). ~ The Petitioner states on appeal that the "narrow issue'" is-whether the proposed employment in the United States is in a managerial capacity. 8
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