dismissed
EB-1C
dismissed EB-1C Case: Marketing
Decision Summary
The director denied the petition, concluding that the petitioner failed to establish that the beneficiary would be employed primarily in a managerial or executive capacity. The AAO dismissed the appeal, agreeing that the job description lacked sufficient detail and that the petitioner did not provide enough supporting evidence to prove the beneficiary would be relieved from performing non-qualifying day-to-day tasks.
Criteria Discussed
Managerial Capacity Executive Capacity
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identifying data deleted to prevent clearly unwammted invasion of personal privacy t't11IL1C OWl U.S. Departmeot of Homeland Security U. S. Citizenship and Immigration Services Office of Administrative Appeals MS 2090 Washington, DC 20529-2090 u.s. Citizenship and Immigration Services FILE: OFFICE: NEBRASKA SERVICE CENTER Date: SEP 03 2010 IN RE: Petitioner: Beneficiary: PETITION: Immigrant Petition for Alien Worker as a Multinational Executive or Manager Pursuant to Section 203(b)(l)(C) of the Immigration and Nationality Act, 8 U.S.C. § I 1 53(b)(l)(C) ON BEHALF OF PETITIONER: INSTRUCTIONS: Enclosed please find the decision of the Administrative Appeals Office in your case. All of the documents related to this matter have been returned to the office that originally decided your case. Please be advised that any further inquiry that you might have concerning your case must be made to that office. If you believe the law was inappropriately applied by us in reaching our decision, or you have additional information that you wish to have considered, you may file a motion to reconsider or a motion to reopen. The specific requirements for filing such a request can be found at 8 C.F.R. § 103.5. All motions must be submitted to the office that originally decided your case by filing a Form 1-290B, Notice of Appeal or Motion, with a fee of $585. Please be aware that 8 C.F.R. § 103.5(a)(l)(i) requires that any motion must be filed within 30 days of the decision that the motion seeks to reconsider or reopen. Thank you, Perry Rhew Chief, Administrative Appeals Office www.uscis.gov Page 2 DISCUSSION: The preference visa petition was denied by the Director, Nebraska Service Center. The matter is now before the Administrative Appeals Office (AAO) on appeal. The appeal will be dismissed. The petitioner is a Florida corporation that seeks to employ the beneficiary as its managing director. Accordingly, the petitioner endeavors to classify the beneficiary as an employment-based immigrant pursuant to section 203(b)( 1 )(C) of the Immigration and Nationality Act (the Act), 8 U.S.c. § 1153(b)(I )(C), as a multinational executive or manager. The director denied the petition based on the conclusion that the petitioner failed to establish that it would employ the beneficiary in a managerial or executive capacity. On appeal, counsel disputes the director's conclusion and points to an error in the director's restatement of facts with regard to the number of employees the petitioner had at the time of filing. Section 203(b) of the Act states in pertinent part: (1) Priority Workers. -- Visas shall first be made available ... to qualified immigrants who are aliens described in any of the following subparagraphs (A) through (C): * * * (C) Certain Multinational Executives and Managers. -- An alien is described in this subparagraph if the alien, in the 3 years preceding the time of the alien's application for classification and admission into the United States under this subparagraph, has been employed for at least I year by a firm or corporation or other legal entity or an affiliate or subsidiary thereof and who seeks to enter the United States in order to continue to render services to the same employer or to a subsidiary or affiliate thereof in a capacity that is managerial or executive. The language of the statute is specific in limiting this provision to only those executives and managers who have previously worked for a firm, corporation or other legal entity, or an affiliate or subsidiary of that entity, and who are coming to the United States to work for the same entity, or its affiliate or subsidiary. A United States employer may file a petition on Form 1-140 for classification of an alien under section 203(b)(I )(C) of the Act as a multinational executive or manager. No labor certification is required for this classification. The prospective employer in the United States must furnish a job offer in the form of a statement which indicates that the alien is to be employed in the United States in a managerial or executive capacity. Such a statement must clearly describe the duties to be performed by the alien. The primary issue in this proceeding is whether the petitioner submitted sufficient evidence to establish that it would employ the beneficiary in a qualifying managerial or executive capacity. Section 101 (a)(44)(A) of the Act, 8 U.S.C. § 1 10 1 (a)(44)(A), provides: The term "managerial capacity" means an assignment within an organization In which the employee primarily-- Page 3 (i) manages the organization, or a department, subdivision, function, or component of the organization; (ii) supervises and controls the work of other supervisory, professional, or managerial employees, or manages an essential function within the organization, or a department or subdivision of the organization; (iii) if another employee or other employees are directly supervised, has the authority to hire and fire or recommend those as well as other personnel actions (such as promotion and leave authorization), or if no other employee is directly supervised, functions at a senior level within the organizational hierarchy or with respect to the function managed; and (iv) exercises discretion over the day-to-day operations of the activity or function for which the employee has authority. A first-line supervisor is not considered to be acting in a managerial capacity merely by virtue of the supervisor's supervisory duties unless the employees supervised are professional. Section IOI(a)(44)(B) of the Act, 8 U.S.C. § IlOl(a)(44)(B), provides: The term "executive capacity" means an assignment within an organization 1ll which the employee primarily-- (i) directs the management of the organization or a major component or function of the organization; (ii) establishes the goals and policies of the organization, component, or function; (iii) exercises wide latitude in discretionary decision-making; and (iv) receives only general supervision or direction from higher level executives, the board of directors, or stockholders of the organization. In support of the Form 1-140, the petitioner submitted a letter dated January 24, 2007, indicating that the beneficiary would be responsible for implementing the company's marketing plan through subordinates, identifying new business opportunities, developing new client business, and maintaining relationships with existing clients. The petitioner stated that in an effort to meet his business development responsibilities, the beneficiary would meet regularly with clients to promote the company's services. The beneficiary would also represent the petitioner at various functions and travel to and from the parent entity to report to the board of directors. On February 29, 2008, the director issued a request for additional evidence (RFE) instructing the petitioner to provide, in part, supplemental information about the beneficiary's proposed employment. Specifically, the petitioner was asked to describe the beneficiary's day-to-day job duties and to provide an estimate of the percentage of time that would be allotted to each listed job duty. Page 4 In response, the petitioner provided a supplemental list of duties and responsibilities for the beneficiary's proposed employment. As the director included the supplemental job description in his decision (excluding only the percentage breakdown) the AAO need not repeat this information in the present discussion. In a decision dated February 12,2009, the director denied the petition concluding that the petitioner failed to establish that the primary portion of the beneficiary's time would be allocated to qualifYing managerial- or executive-level tasks. The director concluded that the beneficiary would primarily perform non-qualifYing duties within the context of a four-employee entity. The director found that the job description the petitioner provided in response to the RFE lacked the necessary degree of detail and therefore failed to reveal the specific tasks that are necessary to determine whether the primary portion of the beneficiary's time would be spent within a qualifYing capacity. On appeal, counsel challenges the accuracy of the director's statements, pointing out that the petitioner indicated that it was comprised of six employees, not four employees as was stated in the director's decision. Counsel also contends that the petitioner provided a detailed job description in accordance with the director's instructions in the RFE. After examining the record in its entirety, the AAO concludes that, regardless of the director's misstatement regarding the petitioner's claimed number of employees, the petitioner nevertheless failed to overcome the director's adverse conclusion. While the AAO acknowledges that the petitioner claimed to have six (rather than four) employees at the time of filing, the petitioner's mere claim regarding its staffing size does not establish this information as factually accurate. Going on record without supporting documentary evidence is not sufficient for purposes of meeting the burden of proof in these proceedings. Matter of Soffici, 22 I&N Dec. 158, 165 (Comm. 1998) (citing Matter of Treasure Craft of California, 14 I&N Dec. 190 (Reg. Comm. 1972)). In the present matter, while the director admittedly did not restate certain information as it was presented by the petitioner, the AAO cannot assume the factual accuracy ofthe petitioner's statements without supporting evidence, which is absent from the current record of proceeding. The AAO further points out that a petitioner's personnel size is a factor that can and should be considered in determining a petitioner's ability to relieve the beneficiary from having to primarily perform non-qualifYing tasks. Published case law indicates that federal courts recognize the significance of a company's staffing, as they have generally agreed that U.S. Citizenship and Immigration Services (USCIS) "may properly consider an organization's small size as one factor in assessing whether its operations are substantial enough to support a manager." Family, Inc. v. Us. Citizenship and Immigration Services, 469 F.3d 1313, 1316 (9th Cir. 2006) (citing with approval Republic of Transkei v. INS, 923 F.2d 175, 178 (D.C. Cir. 1991); Fedin Bros. Co. v. Sava, 905 F.2d 41,42 (2d Cir. 1990) (per curiam); Q Data Consulting, Inc. v. INS, 293 F. Supp. 2d 25, 29 (D.D.C. 2003). As such, a petitioner may be expected to provide more than a brief description of its organizational hierarchy in establishing its ability to employ the beneficiary in a primarily managerial or executive capacity. Supplemental information is particularly critical when the petitioner has a limited support staff. While a limited support staff may not preclude a petitioner's need or ability to employ the beneficiary within a qualifYing capacity, the petitioner should explain how its particular organizational structure at the time of filing would accommodate the beneficiary and enable him or her to primarily perform tasks that are managerial or executive. Page 5 Furthennore, the AAO notes that in examining the executive or managerial capacity of the beneficiary, USCIS will look first to the petitioner's description of the job duties. See 8 C.F.R. § 204.5G)(5). As previously explained, while various factors are considered in detennining the likelihood that the beneficiary's proposed position would be within a qualifying managerial or executive capacity, a detailed description of the proposed daily tasks is among the key determining factors. Reciting the beneficiary's vague job responsibilities or broadly-cast business objectives is not sufficient. The actual duties themselves will reveal the true nature of the employment. Fedin Bros. Co .. Ltd v. Sava, 724 F. Supp. 1103, 1108 (E.D.N.Y. 1989), affd, 905 F.2d 41 (2d. Cir. 1990). In the present matter, the beneficiary's proposed job description is overly vague and therefore provides little insight as to the specific tasks the beneficiary would perfonn within the context of the petitioner's given organizational structure. For instance, the petitioner stated that the beneficiary would allocate 5% of his time to controlling the company's cash flow, 2% to participating in the company's development, 10% to developing "good service to referred clients," 10% to keeping up-to-date on global market circumstances and economic climate in relation to the petitioner's investment portfolios, 15% to managing the company's investments, and 5% to maintaining an "adequate company structure according to the law." However, the petitioner failed to explain what specific daily tasks the petitioner would perfonn in order to meet these broad job responsibilities. In other words, how does the beneficiary manage the company's investment portfolio? Does he conduct research and select the investments on the basis of his findings? If so, this would be more akin to an operational task that is necessary to produce a product or to provide services and thus would not be considered a qualifying managerial or executive task. The petitioner was similarly vague in discussing the remainder of the above-mentioned job responsibilities in that none convey a meaningful understanding of specific underlying tasks. Additionally, the petitioner indicated that the beneficiary would perfonn various non-qualifying customer related tasks, including presenting balance sheets to the board of directors, negotiating terms and conditions of margin accounts, and developing new business opportunities, which would cumulatively comprise 35% of the beneficiary's time in addition to the 47% that would be attributed to undefined tasks associated with the job responsibilities listed above. It is noted that an employee who "primarily" perfonns the tasks necessary to produce a product or to provide services is not considered to be "primarily" employed in a managerial or executive capacity. See sections 10 I (a)( 44)(A) and (B) of the Act (requiring that one "primarily" perfonn the enumerated managerial or executive duties); see also Matter of Church SCientology International, 19 I&N Dec. 593, 604 (Comm. 1988). When, as in the present matter, the petitioner fails to present a detailed description of the proposed employment in tenns of specific daily tasks, USCIS cannot detennine whether such employment would be primarily comprised of tasks within a qualifying managerial or executive capacity. As the AAO cannot conclude that the beneficiary would allocate the primary portion of his time to perfonning managerial- or executive-level tasks, the instant petition cannot be approved. In visa petition proceedings, the burden of proving eligibility for the benefit sought remains entirely with the petitioner. Section 291 of the Act, 8 U.S.C. § 1361. The petitioner has not sustained that burden. ORDER: The appeal is dismissed.
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