dismissed
EB-2 NIW
dismissed EB-2 NIW Case: Finance
Decision Summary
The appeal was dismissed because the petitioner failed to establish that his proposed endeavor, a financial consulting company, had national importance. The Director found, and the AAO agreed, that the petitioner did not demonstrate that his company would have substantial positive economic effects for the nation, such as significant job creation in an economically depressed area.
Criteria Discussed
Substantial Merit And National Importance Well Positioned To Advance The Proposed Endeavor Beneficial To The U.S. To Waive The Job Offer Requirement
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U.S. Citizenship
and Immigration
Services
In Re: 24567805
Appeal of Texas Service Center Decision
Non-Precedent Decision of the
Administrative Appeals Office
Date: FEB. 1, 2023
Form I-140, Immigrant Petition for Alien Worker (National Interest Waiver)
The Petitioner, a chief financial officer, seeks classification as a member of the professions holding an
advanced degree. Immigration and Nationality Act(the Act) section 203(b )(2), 8 U.S.C. Β§ 1153(b )(2).
The Petitioner also seeks a national interest waiver of the job offer requirement that is attached to this
EB-2 immigrant classification. Seesection203(b)(2)(B)(i)oftheAct, 8 U.S.C. Β§ 1153(b)(2)(B)(i).
U.S. Citizenship and Immigration Services (USCIS) may grant this discretionary waiver of the
required job offer , and thus of a labor certification , when it is in the national interest to do so.
The Director of the Texas Service Center denied the petition, concluding that the Petitioner qualified
for classification as a member of the professions holding an advanced degree but that the Petitioner
had not established that a waiver of the required job offer, and thus of the labor certification, would
be in the national interest. The matter is now before us on appeal. 8 C.F.R. Β§ 103 .3.
The Petitioner bears the burden of proof to demonstrate eligibility by a preponderance of the evidence.
Matter ofChawathe, 25 I&N Dec. 369, 375-76 (AAO 2010). We review the questions in this matter
de novo. Matter of Christo 's, Inc., 26 I&N Dec. 537 , 537 n.2 (AAO 2015). Upon de novo review,
we will dismiss the appeal.
I. LAW
To establish eligibility for a national interest waiver, a petitioner must first demonstrate qualification
for the underlying EB-2 visa classification, as either an advanced degree professional or an individual
of exceptional ability in the sciences, arts, or business. Because this classification requires that the
individual's services be sought by a U.S. employer, a separate showing is required to establish that a
waiver of the job offer requirement is in the national interest.
While neither the statute nor the pertinent regulations define the term "national interest," we set forth
a framework for adjudicating national interest waiver petitions in the precedent decision Matter of
Dhanasar, 26 I&N Dec. 884 (AAO 2016). 1 Dhanasarstates that, after a petitioner has established
eligibility for EB-2 classification, U.S. Citizenship and Immigration Services (USCIS) may, as a
1 In announcing this new framework, we vacatedourpriorprecedent decision,MatteroJNew York State Dep 't oJTr ansp.,
22 I&NDec . 215 (Act. Assoc. Comm'r 1998) (NYSDOT).
matter of discretion, grant a national interest waiver if the petitioner demonstrates: (1) that the
noncitizen 's proposed endeavor has both substantial merit and national importance; (2) that the
noncitizen is well positioned to advance the proposed endeavor; and (3) that, on balance, it would be
beneficial to the United States to waive the requirements of a job off er and thus of a labor certification.
The first prong, substantial merit and national impmiance, focuses on the specific endeavor that the
non citizen proposes to undertake. The endeavor's merit may be demonstrated in a range of areas such
as business, entrepreneurialism, science, technology, culture, health, or education. In determining
whether the proposed endeavor has national importance, we consider its potential prospective impact
The second prong shifts the focus from the proposed endeavor to the noncitizen. To determine
whether he or she is well positioned to advance the proposed endeavor, we consider factors including,
but not limited to: the individual's education, skills, knowledge and record of success in related or
similar efforts; a model or plan for future activities; any progress towards achieving the proposed
endeavor; and the interest of potential customers, users, investors, or other relevant entities or
individuals.
The third prong requires the petitioner to demonstrate that, on balance, it would be beneficial to the
United States to waive the requirements of a job offer and thus of a labor ce1iification. In performing
this analysis, USCIS may evaluate factors such as: whether, in light of the nature of the noncitizen's
qualifications or the proposed endeavor, it would be impractical either for the noncitizen to secure a
job off er or for the petitioner to obtain a labor certification; whether, even assumingthatotherqualified
U.S. workers are available, the United States would still benefit from the noncitizen's contributions;
and whether the national interest in the noncitizen's contributions is sufficiently urgent to warrant
forgoing the labor certification process. In each case, the factor(s) considered must, taken together,
indicate that on balance, it would be beneficial to the United States to waive the requirements of a job
offer and thus of a labor certification. 2
II. ANALYSIS
The Director found that the Petitioner qualifies as a member of the professions holding an advanced
degree. The remaining issue to be determined is whether the Petitioner has established that a waiver
of the requirement of a job offer, and thus of a labor certification, would be in the national interest
For the reasons discussed below, the Petitioner has not established that a waiver of the requirement of
a job offer is warranted.
Initially, the Petitioner described the endeavor as a plan to "replicate the success he has had, helping
companies succeed and expand" and "to employ his own business and finance expertise to make his
own U.S. company[] a big success." In response to the Director's request for evidence (RFE), the
Petitioner asserted that the financial consulting company that he founded in the United States before
filing the Form I-140, Immigrant Petition for Alien Workers, will provide "reliable financial advice,
allowing US citizens and businesses to grow and make better financial decisions." The Petitioner
further asse1ied that his financial consulting company will generate "direct and indirect jobs and
contribut[ e] to the country by ensuring due compliance with financial obligations with the state and
2 SccDhanasar, 26l&NDec. at 888-91, for elaboration onthesethreeprongs.
2
support[] the training of new professionals in accounting and finance given my experience." The
Petitioner also submitted a business plan for his financial consulting company, which in relevant part
indicated that he planned to employ himself as chief financial officer and four financial analysts in the
first year of operation, increasing to 23 financial analysts, plus the Petitioner, in the fifth year of
operation. The business plan describes the Petitioner's financial consulting company as "FloridaΒ
based" but it does not specify where the Petitioner intended to provide financial consulting services
and where he intended to employ financial analysts. The business plan also states that employing 24
workers in the professional, scientific, and technical services in Florida will "[g]enerate a final-demand
impact in employment, equivalent to 416 jobs in Year 5 ," according to a RIMS II calculation.
The Director found that the record does not establish that the proposed endeavor has national
importance because the Petitioner "has not demonstrated that the specific endeavor that he proposes
to undertake has significant potential to employ U.S. workers or otherwise offers substantial positive
economic effects for our nation." The Director noted that the record does not contain "relevant,
probative and credible evidence to establish that the area where [the Petitioner] plans to conduct
businesses is economically depressed, that he would employ a significant population of workers in
such an area, or that his endeavor would offer those regions or their population a substantial economic
benefit through employment levels."
On appeal, the Petitioner reasserts that his business plan, letters of recommendation, generalized
articles and reports, and opinion letters establish that the proposed endeavor of operating a financial
consulting services company will have national importance.
In determining national imp01iance, the relevant question is not the imp01iance of the industry, field,
or profession in which an individual will work; instead, to assess national importance, we focus on the
"specific endeavor that the [ noncitizen] proposes to undertake." See Dhanasar, 26 I&N Dec. at 8 89.
Dhanasar provided examples of endeavors that may have national importance, as required by the first
prong, having "national or even global implications within a particular field, such as those resulting
from certain improvedmanufacturingprocesses or medical advances" and endeavors that have broader
implications, such as "significant potential to employ U.S. workers or has other substantial positive
economic effects, particularly in an economically depressed area." Id. at 889-90.
The record establishes that the proposed endeavor will benefit the Petitioner, as chief financial officer
of his own company, and his company's clients; however, the record does not establish that the
proposed endeavor will have substantial positive economic effects that would show national
importance, as contemplated by Dhanasar. Although the Petitioner's financial consulting company's
business plan states that the company is "Florida-based," it does not establish where he intends to
employ 23 financial analysts. The business plan identifies companies located in Florida and California
for whom the company has provided financial services, but it does not elaborate on whether the
financial analysts worked on-site at the client's locations or elsewhere. Furthermore, we note that
publicly available information provided by the Florida Department of State indicates that the principal
and mailing addresses of the Petitioner's financial consulting company match his residential address
provided on the Form I-140, but the record does not clarify whether the Petitioner intends to employ
23 financial analysts working in his residence.
3
Similarly, the business plan does not elaborate on the 416 indirect jobs a RIMS II calculation
anticipates his financial consulting company will create, such as the types of jobs those would be and
where they would be created. Without more detailed, credible evidence of the types ofjobs that would
be created and where the jobs would be located, the record does not establish that employing 23
financial analysts, in addition to the Petitioner employing himself, and indirectly creating 416
unspecified jobs atunspecifiedlocations would show the type of substantial positive economic effects,
and whether the effects would be particularly in an economically depressed area, contemplated by the
firstDhanasarprong. See id. at 889-90.
Next, the letters of support referenced on appeal by the Petitioner do not establish that the proposed
endeavor has national importance. Two of the letters of recommendation are from clients of the
Petitioner's financial consulting company. The letters opine that their business relationship "will give
a positive boost to the business" and "result in a greater generation of income for the [ c ]ompany, with
the consequent impacts that this means; such as the contribution to the economic growth of the United
States, increased payments of Federal and State taxes, increased capacity to hire new workers with
social impact in the communities," respectively. The letters of recommendation from the Petitioner's
clients address the interest of potential customers, users, investors, or other relevant entities or
individuals as contemplated by the second Dhanasar prong; however, other than generally stating that
the proposed endeavor will improve their own income, they do not elaborate about substantial positive
economic effects and where those effects would occur, contemplated by the firstDhanasarprong. See
id. at 8 8 8-91. The other letter of recommendation referenced on appeal is from the Petitioner's former
supervisor between 2008 and 2010. The Petitioner's former supervisor discusses the Petitioner's
performance for his former employer during that time; however, he does not address the proposed
endeavor and how it may have national importance. See id. at 889-90.
The Petitioner's reliance on generalized articles and reports is misplaced. As noted above, in
determining national importance, the relevant question is not the importance of the industry, field, or
profession in which an individual will work; instead, to assess national importance, we focus on the
"specific endeavorthatthe [ noncitizen] proposes to undertake." Id. at 8 89. Specifically, the Petitioner
references an article published in 2018 titled "Over 30 Popular STEM (& STEAM) Careers and 10
Unusual Ones, a 2012 report from the President's Council of Advisors on Science and Technology,
and a 201 7 press release about a Presidential memo "to increase access to STEM and computer science
education." Neither the article, the report, nor the press release discuss the Petitioner's proposed
endeavor and how it may have national importance. See id.
The Petitioner submitted two opinion letters in response to the RFE; however, they do not establish
that the proposed endeavor will have national importance. The opinion letters from an associate
professor of finance atl I University and a professor of finance at I University
repeat information provided in the Petitioner's business plan, summarize information about financial
consulting in general, and assert that "the proposed endeavor will work in an area with substantial
merit and national importance." However, as addressed above, in determining national importance,
the relevant question is not the importance of the industry, field, or profession in which an individual
will work; instead, to assess national importance, we focus on the "specific endeavor that the
[noncitizen] proposes to undertake." Id. at 889. The opinion letters do not discuss how the proposed
endeavor will have "national or even global implications within a particular field, such as those
resulting from certain improved manufacturing processes or medical advances" or broader
4
implications, such as "significant potential to employ U.S. workers or ... other substantial positive
economic effects, particularly in an economically depressed area." Id. at 889-90.
We note that, on appeal, the Petitioner asserts that he "submitted an approximate of a three hundred
(300) pages of documentation establishing a preponderance of the evidence (more likely than not)
which was then summarily dismissed by the officer without providing a real analysis or reason."
However, the Petitioner does not elaborate on how that evidence relates to the first Dhanasar prong
and, furthermore, how it establishes that the proposed endeavor will have substantial positive
economic effects, particularly in an economically depressed area, contemplated by the first Dhanasar
prong. See id. at 889-90.
In summation, the Petitioner has not established that the proposed endeavor has national importance,
as required by the first Dhanasar prong; therefore, he is not eligible for a national interest waiver. We
reserve our opinion regarding whether the record satisfies the second or third Dhanasar prong. See
INS v. Bagamasbad, 429 U.S. 24, 25 (1976) ("courts and agencies are not required to make findings
on issues the decision of which is unnecessary to the results they reach"); see also Matter of L-A-C-,
26 I&N Dec. 516, 526 n. 7 (BIA 2015) ( declining to reach alternative issues on appeal where an
applicant is otherwise ineligible).
III. CONCLUSION
As the Petitioner has not met the requisite first prong of the Dhanasar analytical framework, we
conclude that the Petitioner has not established eligibility for, or otherwise merits, a national interest
waiver as a matter of discretion.
ORDER: The appeal is dismissed.
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