dismissed H-1B Case: Pharmacy
Decision Summary
The appeal was dismissed primarily due to an impermissible post-filing material change. The petitioner attempted to reclassify the proffered position from a JobZone 3 occupation ('Compliance Officers') to a JobZone 4 occupation ('Regulatory Affairs Specialists') in response to an RFE, which constitutes a material change. Consequently, the Labor Condition Application (LCA) filed for the original position did not correspond to or support the re-characterized role, which was a separate basis for denial.
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U.S. Citizenship
and Immigration
Services
In Re: 20509948
Appeal of Nebraska Service Center Decision
Form 1-129, Petition for a Nonimmigrant Worker (H-lB)
Non-Precedent Decision of the
Administrative Appeals Office
Date : AUG . 5, 2022
The Petitioner , a retail pharmacy, seeks to temporarily employ the Beneficiary as a "regulatory and
compliance analyst" under the H-lB nonimmigrant classification for specialty occupations .
Immigration and Nationality Act (the Act) section 101(a)(l5)(H)(i)(b), 8 U.S.C.
§ l 10l(a)(15)(H)(i)(b). The H-lB program allows a U.S. employer to temporarily employ a qualified
foreign worker in a position that requires both (a) the theoretical and practical application of a body
of highly specialized knowledge and (b) the attainment of a bachelor's or higher degree in the specific
specialty (or its equivalent) as a minimum prerequisite for entry into the position.
The Director of the Nebraska Service Center denied the petition, concluding that the record did not
establish that the labor condition application (LCA) corresponds to and supports the petition. On
appeal, the Petitioner asserts that the Director's decision was in error.
The Petitioner bears the burden of proof to demonstrate eligibility by a preponderance of the evidence.
Section 291 of the Act; Matter of Chawathe, 25 I&N Dec. 369, 375 (AAO 2010). We review this
matter de nova. See Matter of Christo 's Inc., 26 I&N Dec. 537, 537 n.2 (AAO 2015) . Upon de nova
review, we will dismiss the appeal.
I. POST-FILING MATERIAL CHANGE
Before addressing the basis upon which the Director denied the petition - her determination that the
LCA does not correspond to and support the position - we will first address a more foundational
deficiency that also precludes approval of this petition. Specifically, we conclude that the Petitioner's
attempt at reclassifying the position under a different occupational category constitutes a post-filing
material change, which is not permissible.
The Petitioner designated the proffered position on the LCA under the occupational category
"Compliance Officers," corresponding to the Standard Occupational Classification (SOC) code 13-
1041. According to the Department of Labor (DOL), this is a JobZone 3 occupation, requiring
"medium preparation." DOL states that most JobZone 3 occupations require training in vocational
schools , related on-the-job training, or an associate's degree. Emp't & Training Admin ., U.S. Dep 't
of Labor , Occupational Information Network (O*NET) , Compliance Officers (2022) ,
https: //www .onetonline .org/link/summary /13-1041 .00.
However , in response to the Director's request for additional evidence (RFE), the Petitioner stated that
the proffered position aligns more closely with positions located within the "Regulatory Affairs
Specialists" occupational category, corresponding to SOC code 13-1041.07. Id. at
https: //www .onetonline .org/link/summary /13-1041.07 . This is a JobZone 4 occupation . Id. In
contrast to JobZone 3 occupations , DOL states that most JobZone 4 occupations require a four-year
bachelor's degree. Id.
Even if we were to accept for the sake of argument the Petitioner's assertion that the new occupational
category is merely a subcategory of the original one, we would not be able to overlook the fact that
the new occupational category is located within a higher JobZone . The Petitioner 's attempt at
relocating the proffered position from a JobZone 3 occupational category into a JobZone 4
occupational category, post-filing, was not permissible. Doing so was not a mere clarification of the
position's nature . It was instead an attempt to materially alter the nature of the position , which is not
permitted in the H-lB program .
The purpose of an RFE is to elicit further information that clarifies whether eligibility for the benefit
sought has been established . 8 C.F.R . § 103.2(b)(8) . When responding to an RFE, the Petitioner
cannot offer a new position to the Beneficiary, or materially change a position's title, its level of
authority within the organizational hierarchy , its associated job responsibilities, or the requirements of
the position . The Petitioner must establish that the position offered to the Beneficiary when the
petition was filed merits classification for the benefit sought. See Matter of Michelin Tire Corp., 17
I&N Dec. 248, 249 (Reg'l Comm'r 1978). If significant changes are made to the initial request for
approval , the Petitioner must file a new petition rather than seek approval of a petition that is not
supported by the facts in the record. The information provided by the Petitioner in its response to the
Director's RFE did not clarify or provide more specificity to the original duties of the position, but
rather changed it from a JobZone 3 position to a JobZone 4 position. This is not permissible , and the
petition will be denied on this basis alone.
Having made this initial determination, we will now turn to the basis upon which the Director denied
the petition: her conclusion that the record is not sufficient to establish that the LCA corresponds to
and supports the H-lB petition .
II. THELCA
As noted, the Director concluded that the record did not establish that the LCA corresponds to and
supports the petition. The purpose of the LCA wage requirement is "to protect U.S. workers' wages
and eliminate any economic incentive or advantage in hiring temporary foreign workers ." See Labor
Condition Applications and Requirements for Employers Using Nonimmigrants on H-lB Visas in
Specialty Occupations and as Fashion Models; Labor Certification Process for Permanent
Employment of Aliens in the United States , 65 Fed . Reg. 80,110, 80,110-11 (proposed Dec. 20, 2000)
(to be codified at 20 C.F.R . pts. 655-56) (indicating that the wage protections in the Act seek "to
protect U.S. workers' wages and eliminate any economic incentive or advantage in hiring temporary
foreign workers" and that this "process of protecting U.S . workers begins with [the filing of an LCA]
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with [DOL]."). According to section 212(n)(l)(A) of the Act, an employer must attest that it will pay
a holder of an H-1 B visa the higher of the prevailing wage in the "area of employment" or the amount
paid to other employees with similar experience and qualifications who are performing the same
services. See 20 C.F.R. § 655.731(a); Venkatraman v. REI Sys., Inc., 417 F.3d 418, 422 & n.3 (4th
Cir. 2005); Patel v. Boghra, 369 F. App'x 722, 723 (7th Cir. 2010); Michal Vojtisek-Lom & Adm 'r
Wage & Hour Div. v. Clean Air Tech. Int'l, Inc., No. 07-97, 2009 WL 2371236, at *8 (Dep't of Labor
Admin. Rev. Bd. July 30, 2009).
A petitioner submits the LCA to the Department of Labor (DOL) to demonstrate it will pay an H-1B
worker the higher of either the prevailing wage for the occupational classification in the area of
employment or the actual wage paid by the employer to other employees with similar duties,
experience, and qualifications. Section 212(n)(l) of the Act; 20 C.F.R. § 655.731(a). While DOL
certifies the LCA, U.S. Citizenship and Immigration Services (USCIS) determines whether the LCA's
content corresponds to the H-1B petition. See 20 C.F.R. § 655.705(b); Matter of Simeio Solutions,
LLC, 26 I&N Dec. 542, 546 n.6 (AAO 2015); ITServe Alliance, Inc. v. Dep 't of Homeland Sec.,
--- F Supp. 3d. ---, 22 WL 493081, at *10 (D.D.C. Feb. 17, 2022).
The Petitioner's attempt at a post-filing relocation of the proffered position from a JobZone 3
occupational category into JobZone 4 was discussed above. The Director denied the petition,
concluding that the LCA did not correspond to and support the petition because "the LCA submitted
with this petition is certified by the Department of Labor for SOC 13-1041.00 and not subset 13-
1041.07." On appeal, the Petitioner argues that the Director erred because the prevailing wage for
both compliance officers and regulatory affairs specialists is the same. The Petitioner further argues
that because regulatory affairs specialists are a subcategory of compliance officers, the LCA still
corresponds to and supports the petition.
We will first address the Petitioner's argument that the two occupational categories share a prevailing
wage. While that is ostensibly true, that broad assertion ignores the nuanced interplay between
prevailing wage levels, JobZone designations, and the minimum requirements of the H-1B program.
In other words, we do not agree that the prevailing wages for the two occupational categories are de
facto the same for purposes of the H-1 B petition before us.
The minimum requirements ofJobZone 3 and JobZone 4 occupations were discussed above, and DOL
set forth the mechanism for determining LCA prevailing wage levels in a 2009 document. See
generally Emp't & Training Admin., U.S. Dep't of Labor, Prevailing Wage Determination Policy
Guidance, Nonagric. Immigration Programs (rev. Nov. 2009) (providing a process by which to
determine a position's wage level). That document provides a 5-step process by which to determine
a position's wage level, and part of that process is to consider an occupational category's minimum
requirements as set forth in O*NET.
In order to qualify for classification as a specialty occupation, a position must require, at a minimum,
a bachelor's degree in a specific specialty. Section 214(i) of the Act, 8 U.S.C. § 1184(i). As noted,
JobZone 3 occupations do not carry that minimum entry qualification. JobZone 4 occupations, on the
other hand, do. When it comes to selecting wage levels, application of the DOL guidance referenced
above differs depending upon the JobZone. Consequently, even if the two categories carry the same
prevailing wage overall, the wage levels of the specific positions would likely differ. The Petitioner
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has resolved none of this. The record as currently constituted does not establish that the LCA
corresponds to and supports the H-lB petition, and the Director's decision will stand.
III. ADDITIONAL ISSUES
Because each of the two issues identified above independently mandates denial of this petition, we
will not explore in detail the additional issues we have identified on appeal. However, we will briefly
address them here so that the Petitioner will be prepared to address them in any future H-1 B filings.
First, the record as currently constituted does not establish the substantive nature of the position, which
means we cannot determine whether it is a specialty occupation. We discussed the Petitioner's pivot
from JobZone 3 to JobZone 4 above, which alone calls into question the actual, substantive nature of
the position. However, we would have questions regarding the nature of the position even ifwe were
to set that foundational deficiency aside.
The record does not establish that the proffered position's duties are in fact those of a regulatory affairs
specialist. The Petitioner describes itself as a retail pharmacy with 3 employees, one of whom is the
Beneficiary. We note that the Petitioner filed this petition as an amended petition, requesting an
extension of the Beneficiary's H-lB status. USCIS records indicate that the Beneficiary's prior H-lB
petition indicated she would provide the services of a regulatory and compliance officer, and that the
Petitioner filed a corresponding LCA using the SOC code for pharmacists. According to DOL, the
prevailing wage for pharmacists is approximately double that of a regulatory affairs specialist.
Furthermore, government records indicate that the Petitioner filed a subsequent H-lB petition (which
remains pending), and that the LCA associated with that petition uses the SOC code for positions
located within the "Management Analysts," occupational category, and it designates the position at a
wage level 1. Such positions carry a higher prevailing wage than either of the occupational categories
the Petitioner has alternatively identified as appropriate here. The conflicting and varying use of
different occupational categories filed on behalf of this Beneficiary raises significant credibility
concerns. More importantly, the information creates ambiguity about the substantive nature of the
proffered position because the job duties associated with these various occupational categories vary
greatly.
Moreover, given the Petitioner's relatively small size - three employees - we have questions regarding
the Beneficiary's chain of command, both upward and downward. Some of the occupational
categories designated by the Petitioner require supervision, while others entail the Beneficiary
supervising others. The record as currently constituted is unclear as to who the Beneficiary would
supervise, or by whom she would be supervised. This ambiguity raises additional questions as to the
position's actual, substantive nature. Again, this makes it impossible for us to determine whether the
position is a specialty occupation. It also raises yet more questions as to the appropriate wage.
As we have previously stated, to determine whether the Beneficiary will be employed in a specialty
occupation, we look to the record to ascertain the services the Beneficiary will perform and whether
such services require the theoretical and practical application of a body of highly specialized
knowledge attained through at least a bachelor's degree or higher in a specific specialty or its
equivalent. Without sufficient evidence regarding the duties the Beneficiary will perform, we are
unable to determine whether the Beneficiary will be employed in an occupation that meets the statutory
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and regulatory definitions of a specialty occupation and a position that also satisfies at least one of the
criteria at 8 C.F.R. § 214.2(h)(4)(iii)(A). The services the Beneficiary will perform in the position
determine: (1) the normal minimum educational requirement for entry into the particular position,
which is the focus of criterion 1; (2) industry positions which are parallel to the proffered position and
thus appropriate for review for a common degree requirement, under the first alternate prong of
criterion 2; (3) the level of complexity or uniqueness of the proffered position, which is the focus of
the second alternate prong of criterion 2; ( 4) the factual justification for a petitioner normally requiring
a degree or its equivalent, when that is an issue under criterion 3; and ( 5) the degree of specialization
and complexity of the specific duties, which is the focus of criterion 4. 8 C.F.R. § 214.2(h)(4)(iii)(A).
Next, if the Petitioner were ever able to successfully establish the substantive nature of the position,
and that it is indeed a specialty occupation requiring the attainment of a bachelor's degree ( or its
equivalent) in a specific specialty, there would be questions as to how the Beneficiary's foreign degree
( equated to a U.S. bachelor's degree in pharmaceutical sciences) would qualify her to perform the
work described in the petition. The Beneficiary's transcript does not contain a single course on
regulatory or compliance management or U.S. health care privacy laws, which appear to be a major
aspect of the proffered positions duties. However, the Beneficiary's qualifications to perform the
position's duties will become relevant only if and when the position is found to be a specialty
occupation. Matter of Michael Hertz Assocs., l 9 I&N Dec. 558, 560 (Comm'r 1988) ('The facts of a
beneficiary's background only come at issue after it is found that the position in which the petitioner
intends to employ him falls within [a specialty occupation].").
Finally, we point out that USCIS's recent policy change concerning deference to prior approved
petitions is not applicable here because the policy concerns extension requests for petitions filed with
the same facts as the original petition. 2 USCIS Policy Manual A.4(B)(l),
https://www.uscis.gov/policymanual; see also USCIS Policy Alert, PA-2021-05, Deference to Prior
Determinations of Eligibility in Requests for Extensions of Petition Validity (Apr. 27, 2021),
https ://www.uscis.gov/ sites/ default/files/ document/policy-manual-updates/202104 2 7-Deference. pdf.
That is certainly not the case here; the Petitioner has elected to file this request as an amended petition.
Because this is not such a petition, there is no prior approval to which we could defer.
IV. CONCLUSION
The Petitioner has not established that it is more likely than not that the LCA corresponds to and
supports the H-1 B petition, and the appeal must therefore be dismissed. The Petitioner's attempt to
materially alter the petition after its filing further mandates the petition's denial. We have also
identified shortcomings which, while not grounds for denial here, should be resolved in any future
H- lB filings.
Accordingly, the appeal will be dismissed. In visa petition proceedings, it is the petitioner's burden
to establish eligibility for the immigration benefit sought. Section 291 of the Act, 8 U.S.C.
§ 1361. The Petitioner has not met that burden under section 214(i)(l) of the act or under any of the
four criteria found in 8 C.F.R. § 214.2(h)(4)(iii)(A).
ORDER: The appeal is dismissed.
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