dismissed
L-1A
dismissed L-1A Case: Information Technology
Decision Summary
The appeal was dismissed because the petitioner failed to establish that the beneficiary would be employed in a primarily managerial capacity in the United States. The Director determined, and the AAO concurred, that the evidence did not demonstrate that the beneficiary's duties would be primarily managerial rather than operational, and that the staffing was insufficient to support a primarily managerial role.
Criteria Discussed
One Year Of Qualifying Employment Abroad Employment Abroad In A Managerial Capacity Employment In The U.S. In A Managerial Capacity
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U.S. Citizenship
and Immigration
Services
In Re : 25691170
Appeal of California Service Center Decision
Form 1-129, Petition for L-lA Manager or Executive
Non-Precedent Decision of the
Administrative Appeals Office
Date : JAN . 30, 2023
The Petitioner , a subscription-based service provider for multimedia content , seeks to temporarily
employ the Beneficiary as a Technical IT Lead under the L-lA nonimmigrant classification for
intracompany transferees who are coming to be employed in the United States in a managerial or
executive capacity. Immigration and Nationality Act (the Act) section 101(a)(15)(L) , 8 U.S.C.
§ 1101(a)(15)(L) .
The Director of the California Service Center denied the petition , concluding that the record did not
establish that (1) the Beneficiary had at least one continuous year of full-time employment abroad with
a qualifying entity during the relevant three-year period preceding the petition's filing; (2) the
Beneficiary was employed abroad in a managerial capacity; and (3) the Beneficiary will be employed
in the United States in a managerial capacity . The matter is now before us on appeal. 8 C.F .R. § 103 .3.
The Petitioner bears the burden of proof to demonstrate eligibility by a preponderance of the evidence.
Matter ofChawathe , 25 I&N Dec. 369, 375-76 (AAO 2010). We review the questions in this matter
de novo . Matter of Christa 's, Inc., 26 I&N Dec. 537, 537 n.2 (AAO 2015) . Upon de novo review,
we will dismiss the appeal.
I. LAW
To establish eligibility for the L-lA nonimmigrant visa classification , a qualifying organization must
have employed the beneficiary in a managerial or executive capacity , or in a position requiring
specialized knowledge for one continuous year within three years preceding the beneficiary's
application for admission into the United States . 8 C.F.R . § 214 .2(1)(1). The prospective U.S .
employer must also be a qualifying organization that seeks to employ a beneficiary in a managerial or
executive capacity. 8 C.F.R. § 214.2(1)(3)(i).
II. U.S. EMPLOYMENT IN A MANAGERIAL CAP A CITY
The Petitioner claims that the Beneficiary has been continuously working abroad in Ukraine for its
organization in the position of technical lead since November of 2019, and that he will continue to
work in that same position in the United States. In denying the petition , the Director determined that
the Petitioner did not establish that the Beneficiary would be employed in a managerial capacity in the
United States. The Petitioner did not claim, in the alternative, that it would employ the Beneficiary
in an executive capacity as defined at section 10l(a)(44)(B) of the Act.
The term "managerial capacity" means work "primarily" involving:
• Managing an organization or its department, subdivision, function, or component;
• Supervising and controlling the work of other supervisory, professional, or managerial
employees, or managing an essential function within the organization or its department
or subdivision;
• Having authority to hire and fire or recommend those and other personnel actions if
directly supervising another employee or employees, or functioning at a senior level
within the organizational hierarchy or regarding the managed function; and
• Exercising discretion over the daily operations of the authorized activity or function.
Section 10l(a)(44)(A) of the Act.
As the statutory definition indicates, an L-lA manager may manage either people or an "essential
function" within an organization. Section 10l(a)(44)(A)(ii) of the Act. Although the Petitioner claims
that the Beneficiary's position will involve supervising subordinate employees, it also claims that he
will be responsible for managing the Petitioner's software platforms and technical infrastructure. We
will therefore evaluate the managerial nature of his proposed role as both a personnel manager and a
function manager.
A. Duties
To be eligible for L-lA nonimmigrant visa classification as a manager, the Petitioner must show that
the Beneficiary will perform the high-level responsibilities set forth in the statutory definition at
section 10l(a)(44)(A)(i)-(iv) of the Act. If the record does not establish that the offered position meets
all four of these elements, we cannot conclude that it is a qualifying managerial position.
If the Petitioner establishes that the offered position meets all elements set forth in the statutory
definition, the Petitioner must prove that the Beneficiary will be primarily engaged in managerial
duties, as opposed to ordinary operational activities alongside the Petitioner's other employees. See
Family Inc. v. USCIS, 469 F.3d 1313, 1316 (9th Cir. 2006). In determining whether a given
beneficiary's duties will be primarily managerial, we consider the Petitioner's description of the job
duties, the company's organizational structure, the duties of a beneficiary's subordinate employees,
the presence of other employees to relieve the beneficiary from performing operational duties, the
nature of the business, and any other factors that will contribute to understanding a beneficiary's actual
duties and role in a business.
The Petitioner initially described the Beneficiary's proposed U.S. position as follows:
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As our Technical IT lead working out of the United States, [the Beneficiary] will
remain responsible for managing a team of IT professionals in [the Petitioner's]
back-end and front-end software development functions. This includes continuing to
provide and oversee internal employees with timing and complexity of tasks concerns
per assignment, as well as providing an IT road map of the technologies to be used
and/or developed per project. He shall continue to further develops strategies to deliver
efficient, scalable and maintainable long-term solutions for [the Petitioner's] software
development functions and he will continue to act as the principal point of contact for
internal personnel and outside stakeholders on calls and other communication channels
to provide information regarding possible software development ideations and of
implementations, as well as on calls with senior executives to discuss the weekly
development plans of his team.
The Petitioner further indicated that the Beneficiary will continue to supervise a team of five IT
professionals as well as the Petitioner's new hires, noting that the Beneficiary will be responsible for
interviewing, hiring, mentoring, and training these upcoming hires for various technical IT positions.
The Petitioner also provided the following approximate breakdown of the percentage of time the
Beneficiary would devote to each of his duties in the proposed position:
â–º Working directly with [the Petitioner's] CEO and other executives to make key
strategic decisions that affect the overall profitability and functionality of the company
and its software and IT-based applications and user acceptance approval (10%);
â–º Developing business and IT strategies to deliver efficient, scalable and maintainable
long-term software development solutions (5%);
â–º Ensuring development plans and organizational alignment of the teams, including all
integrations and transitions with [ the parent company's] IT infrastructure, platform, and
software applications (60%);
â–º Ensuring fast-paced product release cycle to shorten and improve the feedback loop
(25%).
In a request for evidence (RFE), the Director noted that the submitted documentation was insufficient
to establish that the Beneficiary would be employed in a managerial capacity. The Director observed
that the Beneficiary's duties did not appear consistent to those of a manager, and suggested that the
Beneficiary would be performing non-qualifying duties on a day-to-day basis. The Director also noted
that the Petitioner's staffing, as reflected in the organization chart, did not sufficiently demonstrate
how the Petitioner's staff members would support its operation routines and support the Beneficiary
in a managerial position. Consequently, the Director instructed the Petitioner to provide evidence to
support its assertion that it would employ the Beneficiary in a capacity that was primarily managerial.
In response, the Petitioner asserted that the Beneficiary would continue to perform the same analogous
duties to those performed in his position abroad, noting that his transfer to the United States "will
allow for both a continuity and consistency in [its] software development including [its] front-end,
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back-end, and quality assurance software operations with the intent that this function and department
will continue to transition and grow in the future within the United States." The Petitioner further
noted that the Beneficiary's job duties would be performed more efficiently by being closer to
managers and executive who work out of the Petitioner's Florida office, and emphasized that his
relocation to the United States would allow him to assist in the development and training of its newly
hired IT professionals.
The Petitioner also amended the original job duty breakdown as follows:
â–º Working directly with the [Petitioner's] CEO and other executives/managers to make
key strategic decisions that affect the overall profitability and functionality of the
company and its software and IT-based applications and user acceptance approval
(10%);
â–º Working directly with the petitioners CEO and other senior managers to make key
strategic decisions related to the offering and mechanisms for staff performance, staff
implementation and staff hires, promotions, evaluations, terminations, etc. (10% );
â–º Developing business and IT strategies to deliver efficient, scalable and maintainable
long-term product development and software development solutions (5%);
â–º Preparing and optimizing budgets to ensure timely execution and quality products
(5%);
â–º Ensuring development plans and organizational alignment of the teams to carry out
business and IT strategies (10%);
â–º Supervising and managing all integrations and transitions with [the parent company's]
IT infrastructure, platform, and software applications by using his authority to direct
the day-to-day job duties and responsibilities of his subordinate team members to allow
[the Beneficiary] to perform his management level duties while his support staff
relieves him from performing operational and administrative duties (20%);
â–º Building and improving department efficiency and effectiveness utilizing regular
employee meetings and performance evaluations (15%);
â–º Ensuring the fast-paced product release cycle to shorten and improve the feedback loop
by using his authority to direct the day-to-day job duties and responsibilities of his
group under management (25%).
Upon review, we agree with the Director's determination that the job descriptions do not provide
sufficient insight into the nature of the Beneficiary's day-to-day duties. For example, the Petitioner
claims that the Beneficiary will supervise and manage all integrations and transitions within the parent
company's IT structure, ensure development plans and the organizational alignment of teams to carry
out the company's strategies, and make key strategic decisions. These identified responsibilities
appear to overlap and the description does not identify the specific tasks that will occupy the
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Beneficiary's time. Moreover, while the Petitioner claims that the Beneficiary will use his authority
to direct the day-to-day job duties and responsibilities of his subordinate team members, and claims
that this will allow the Beneficiary to perform his management-level duties, no further details
regarding the actual day-to-day duties to be performed, and their manner of delegation, was provided.
Reciting the Beneficiary's vague job responsibilities or broadly-cast business objectives is not
sufficient; the regulations require a detailed description of the Beneficiary's daily job duties. Fedin
Bros. Co., Ltd. v. Sava, 724 F. Supp. 1103, 1108 (E.D.N.Y. 1989), aff'd, 905 F.2d 41 (2d. Cir. 1990).
The Petitioner has not provided sufficient detail or explanation of the Beneficiary's activities in the
course of his daily routine. The actual duties themselves will reveal the true nature of the employment.
See id.
B. PersonnelManager
The statutory definition of"managerial capacity" allows for both "personnel managers" and "function
managers." See section 101(a)(44)(A)(i) and (ii) of the Act. Personnel managers are required to
primarily supervise and control the work of other supervisory, professional, or managerial employees.
Section 10l(a)(44)(A)(ii) of the Act. If a beneficiary directly supervises other employees, the
beneficiary must also have the authority to hire and fire those employees, or recommend those actions,
and take other personnel actions. 8 C.F.R. § 214.2(l)(l)(ii)(B)(3).
The Petitioner stated that the Beneficiary will serve as a personnel manager, claiming that "he shall
continue to manage his IT product development team within [the Petitioner's organization], he will
supervise and control the work of his team, he will continue to have the authorization to recommend
personnel actions and he shall still exercise day-to-day control over his group's operations as well as
his team's activities." In this matter, however, the Petitioner has not established that the Beneficiary
is primarily a personnel manager.
The Petitioner indicated that the Beneficiary will oversee a team of five subordinate employees as well
as oversee the hiring and training of new IT employees upon his transfer to the U.S. position. The
Petitioner did not initially provide a breakdown of the percentage of time the Beneficiary would devote
to personnel management, and its response to the RFE only vaguely stated that 20% of his time would
be devoted to directing the day-to-day job duties and responsibilities of his subordinate team members
to allow him to perform his managerial duties while his subordinates "relieve him from performing
operational and administrative duties." Although the Petitioner indicates that the Beneficiary will also
engage in remote telephone call and video conference calls with his staff and conduct performance
evaluations, no further details regarding the level of interaction with and supervision of staff was
provided. Consequently, absent a clear breakdown of his supervisory duties and the percentage of
time he would devote to each duty, we are unable to determine whether he will primarily supervise
others in the capacity of a personnel manager.
Moreover, as noted by the Director, the Beneficiary's subordinate employees perform services
pursuant to consulting agreements, copies of which were submitted in support of the petition.
According to these agreements, each of the Beneficiary's subordinate employees perform services
remotely for the Petitioner as independent contractors, and each individual is solely responsible for
determining when and how their services are performed. Based on these documents, the extent of the
Beneficiary's authority over these individuals, if any, is unclear.
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Nevertheless, even if the Petitioner established that the Beneficiary's duties are primarily supervisory
in nature, which it did not, it has not demonstrated that he would direct subordinate supervisory,
professional, or managerial employees. The Petitioner's organizational chart, which shows a twoÂ
tiered structure within the product development department, does not support a finding that any of the
Beneficiary's subordinates supervise subordinate staff members or manage a clearly defined
department or function of the petitioner, such that they could be classified as managers or supervisors.
Nor does the Petitioner assert that any of the Beneficiary's subordinates hold managerial or
supervisory positions.
The Petitioner indicates that the Beneficiary's subordinates hold professional positions. In evaluating
whether a beneficiary manages professional employees, we must evaluate whether the subordinate
positions require a baccalaureate degree as a minimum for entry into the field of endeavor. Cf 8
C.F.R. § 204.5(k)(2) (defining "profession" to mean "any occupation for which a U.S. baccalaureate
degree or its foreign equivalent is the minimum requirement for entry into the occupation"). Section
10l(a)(32) of the Act, states that "[t]he term profession shall include but not be limited to architects,
engineers, lawyers, physicians, surgeons, and teachers in elementary or secondary schools, colleges,
academies, or seminaries."
Therefore, we must focus on the level of education required by the position, rather than the degree
held by subordinate employee. The possession of a bachelor's degree by a subordinate employee does
not automatically lead to the conclusion that an employee is employed in a professional capacity. The
record indicates that the Beneficiary oversees a back-end developer, a front-end developer, a back-end
engineer, and two quality assurance specialists. The Petitioner claimed that the back-end developer
holds a master's degree in economics, the front-end developer has an unspecified degree in the field
of computer science, and the remaining three employees possess either specialist degrees or a form of
higher education. In addition to not corroborating the educational backgrounds of these individuals
with documentary evidence, the Petitioner has not shown that any of these positions require a
bachelor's degree in a specific relevant area of study. We cannot determine based on the information
submitted whether a bachelor's degree is required for any of the subordinate positions in order for
them to perform the "operational and administrative duties" of the product development department.
C. Function Manager
The term "function manager" applies generally when a beneficiary does not primarily supervise or
control the work of a subordinate staff but instead is primarily responsible for managing an "essential
function" within the organization. See section 10l(a)(44)(A)(ii) of the Act. If a petitioner claims that
a beneficiary will manage an essential function, it must clearly describe the duties to be performed in
managing the essential function. In addition, the petitioner must demonstrate that "(l) the function is
a clearly defined activity; (2) the function is 'essential,' i.e., core to the organization; (3) the
beneficiary will primarily manage, as opposed to perform, the function; (4) the beneficiary will act at
a senior level within the organizational hierarchy or with respect to the function managed; and (5) the
beneficiary will exercise discretion over the function's day-to-day operations." Matter of G- Inc.,
Adopted Decision 2017-05 (AAO Nov. 8, 2017).
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The Petitioner claims that the Beneficiary will oversee its technology platform through his leadership
position in its product development department. Regarding the Beneficiary's role as a function
manager, the Petitioner stated that he would remain responsible for managing the Petitioner's back-end
and front-end software development functions, including the following:
• Providing and overseeing employees with timing and complexity of tasks concerns per
assignment, as well as providing an IT road map of the technologies to be used and or
developed per project;
• Developing strategies to deliver efficient, scalable and maintainable long-term
solutions for locals software development functions, and
• Acting as the principal point of contact for internal personnel and outside stakeholders
on calls and other communication channels to provide information regarding possible
software development ideations and of implementations, as well as on actively
participating calls with senior executives to discuss the weekly development plans of
his team.
The Petitioner also claimed that the Beneficiary would remain responsible for managing the continued
transition and integration of its platform and software into the parent company. Specifically, the
Petitioner stated:
The functions that [the Beneficiary] will continue to oversee shall remain essential to
[the Petitioner] as they provide the fundamental elements of [the Petitioner's]
technology platform, which is at the core of [the Petitioner's] scope of business which
includes research, product offerings, and operations tools such as management utilities,
reporting, and billing. [The Beneficiary] will continue to be responsible for delivering
production software as defined by the product management team. As such, in his sole
discretion, he still will be tasked (through his subordinate team members on a daily
basis) to meet these deliverables and he will remain solely responsible for the quality
of the code delivered and meeting the agreed upon schedules.
The Petitioner did not, however, establish that the Beneficiary's position would be at a senior level
either within the organization or with respect to the function. It also did not establish that the
Beneficiary would primarily manage, as opposed to perform, the function. See id.
With regard to the Beneficiary's placement within the Petitioner's management hierarchy, the
Petitioner provided an organizational chart depicting the staffing structure of the product development
department. According to the chart, the product development department, which reports directly to
the Petitioner's president, has four subdivisions, and each subdivision is overseen by a product
manager, a technical lead (the Beneficiary's position), a solutions architect, and a mobile team lead,
respectively. Although the Petitioner asserts that the Beneficiary is primarily responsible for
overseeing the Petitioner's technology platform, the Petitioner provides no explanation with regard to
the role of the other three individuals in the product development department that appear to hold
supervisory or managerial roles on the same level as the Beneficiary. There is likewise no discussion
of the roles and contributions of the employees in the other subdivisions, which include the three
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supervisory employees as well as flutter developers and a designer. While the organizational chart
depicts five subordinate employees at an organizational tier directly below the Beneficiary, the
Petitioner did not provide evidence to support the claim that the Beneficiary would occupy a position
that will be senior with respect to all the staff within the product development department.
Further, although the Petitioner provided the Beneficiary's job duty breakdown highlighting his
discretionary authority over certain aspects of the oversight of the Petitioner's technology platform,
including software development and product development, the job description is primarily comprised
of vague statements that do not disclose the Beneficiary's actual tasks in the routine course of the
product development department's daily or weekly activities. For instance, the Petitioner claimed that
the Beneficiary will spend 25% of his time "ensuring the fast-paced product release cycle to shorten
and improve the feedback loop by using his authority to direct the day-to-day job duties and
responsibilities of his group under management." However, it is unclear what actual tasks the
Beneficiary would perform on a daily or weekly basis or that he would primarily perform tasks that
are indicative of overseeing the Petitioner's technology platform. Moreover, as noted above, the
Beneficiary's role, and the role of his subordinates, comprise only one subdivision of the product
development department, and the record contains insufficient evidence to demonstrate how the
employees of the other subdivisions within the department contribute to the performance of
non-qualifying duties, if at all, to relieve the Beneficiary from performing such tasks. We rely on
specific information about a beneficiary's actual daily tasks as an important indication of whether their
duties are primarily managerial in nature; otherwise meeting the definitions would simply be a matter
ofreiterating the regulations. Fedin Bros. Co., Ltd. v. Sava, 724 F. Supp. at 1103, aff'd, 905 F.2d 41.
Here, given the generalized overview of the Beneficiary's job duties as a function manager, it is
unclear precisely how the Beneficiary would oversee the Petitioner's technology platform with the
assistance of remotely based subordinate employees and other onsite employees within the product
development department whose specific roles are not sufficiently defined.
The Petitioner also stated that the Beneficiary will spend 10% of his time working with its CEO and
other managers to "make key strategic decisions related to the offering and mechanisms for staff
performance, staff implementation and staff hires, promotions, evaluations, [and] terminations."
However, the Petitioner did not establish that recruiting, hiring, and training IT personnel is consistent
with overseeing the Petitioner's technology platform. The Petitioner also stated that the Beneficiary
will develop business and IT strategies "to deliver efficient, scalable and maintainable long-term
product development and software development solutions" and will continue to be responsible for
delivering production software as defined by the product development team, meeting deliverables, and
"will remain solely responsible for the quality of the code delivered." It is not clear that delivering
software according to deliverables, and ensuring and verifying the quality of the products developed,
are consistent with overseeing the Petitioner's technology platform, as opposed to performing the
duties of that function. Moreover, the assertion by the Petitioner that the Beneficiary will deliver
software "as defined by the product development team" implies that the Beneficiary will receive
direction from others within the product development department, thus raising questions regarding the
extent to which he oversees, rather than performs essential duties required to manage and maintain the
Petitioner's technology platform. While performing non-qualifying tasks necessary to produce a
product or service will not automatically disqualify the Beneficiary as long as those tasks are not the
majority of the Beneficiary's duties, the Petitioner still has the burden of establishing that the
Beneficiary is "primarily" performing managerial duties. Section 10l(a)(44) of the Act. An employee
8
who "primarily" performs the tasks necessary to produce a product or to provide services is not
considered to be "primarily" employed in a managerial or executive capacity. See, e.g., section
10l(a)(44)(A) of the Act (requiring that one "primarily" perform the enumerated managerial duties);
Matter of Church Scientology Int'l, 19 I&N Dec. 593,604 (Comm'r 1988).
On appeal, the Petitioner asserts that the Director failed to apply the preponderance of the evidence
standard and contends that it is clear that the Beneficiary will manage "an essential and extremely
profitable function of [the Petitioner], namely its technical IT platform and infrastructure through the
oversight of [the petitioner's] product development group .... " However, the Petitioner must support
its assertions with relevant, probative, and credible evidence. See Matter of Chawathe, 25 I&N Dec.
at 376. As discussed above, the Petitioner did not demonstrate that the Beneficiary's role will be
senior with respect to the function he is claimed to manage. Furthermore, despite the Petitioner's
assertions to the contrary on appeal, the job descriptions the Petitioner offered contain deficiencies
and generalities that preclude a meaningful assessment of the Beneficiary's actual tasks in the course
of the Petitioner's daily operation.
In light of the deficiencies described above, we cannot conclude that the Beneficiary will primarily
allocate his time to performing managerial job duties.
III. RESERVED ISSUES
As noted, the Director denied the petition on multiple grounds and further concluded that the record
did not establish that the Beneficiary had one continuous year of employment abroad with a qualifying
entity during the relevant three-year period that preceded the filing of the petition and that his claimed
foreign employment was in a managerial or executive capacity. Since the identified basis for denial
is dispositive of the appeal, we decline to reach and hereby reserve the Petitioner's appellate arguments
regarding the remaining grounds for denial. See INS v. Bagamasbad, 429 U.S. 24, 25 (1976) ("courts
and agencies are not required to make findings on issues the decision of which is unnecessary to the
results they reach").
IV. CONCLUSION
The Petitioner has not met its burden to establish that the Beneficiary will be employed in a primarily
managerial capacity in the United States. Accordingly, the appeal will be dismissed.
ORDER: The appeal is dismissed.
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