dismissed
EB-1C
dismissed EB-1C Case: Sales And Service Management
Decision Summary
The appeal was dismissed because the petitioner failed to establish that the beneficiary would be employed in a primarily managerial or executive capacity. The AAO found that the evidence indicated the beneficiary would perform the day-to-day, non-qualifying tasks of the function (such as sales visits and order writing) rather than primarily managing the function itself.
Criteria Discussed
Managerial Capacity Executive Capacity Function Manager
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US. Department of Homeland Security
U. S. citizenship and Immigration Services
Ofice ofAdministrative Appeals MS 2090
Washington, DC 20529-2090
U.S. Citizenship
and Immigration
LIN 08 066 52920
PETITION:
Immigrant Petition for Alien Worker as a Multinational Executive or Manager Pursuant to
Section 203(b)(l)(C) of the Immigration and Nationality Act, 8 U.S.C. 4 1 153(b)(l)(C)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
This is the decision of the Administrative Appeals Office in your case. All documents have been returned to
the office that originally decided your case. Any further inquiry must be made to that office.
If you believe the law was inappropriately applied or you have additional information that you wish to have
considered, you may file a motion to reconsider or a motion to reopen. Please refer to 8 C.F.R. $ 103.5 for
the specific requirements. All motions must be submitted to the office that originally decided your case by
filing a Form I-290B, Notice of Appeal or Motion, with a fee of $585. Any motion must be filed within 30
days of the decision that the motion seeks to reconsider, as required by 8 C.F.R. 103.5(a)(l)(i).
Appeals Office
DISCUSSION: The preference visa petition was denied by the Director, Nebraska Service Center.
The matter is now before the Administrative Appeals Office (AAO) on appeal. The appeal will be
dismissed.
The petitioner is a Delaware corporation that seeks to employ the beneficiary as its sales and service
manager. Accordingly, the petitioner endeavors to classify the beneficiary as an employment-based
immigrant pursuant to section 203(b)(l)(C) of the Immigration and Nationality Act (the Act),
8 U.S.C. 5 1 153(b)(l)(C), as a multinational executive or manager.
The director denied the petition based on the conclusion that the beneficiary would not be employed
by the U.S. petitioner in a managerial or executive capacity.
On appeal, counsel disputes the director's conclusions and submits a brief in support of his
arguments.
Section 203(b) of the Act states in pertinent part:
(1) Priority Workers. -- Visas shall first be made available . . . to qualified immigrants
who are aliens described in any of the following subparagraphs (A) through (C):
(C) Certain Multinational Executives and Managers. -- An alien is
described in this subparagraph if the alien, in the 3 years preceding the
time of the alien's application for classification and admission into the
United States under this subparagraph, has been employed for at least
1 year by a firm or corporation or other legal entity or an affiliate or
subsidiary thereof and who seeks to enter the United States in order to
continue to render services to the same employer or to a subsidiary or
affiliate thereof in a capacity that is managerial or executive.
The language of the statute is specific in limiting this provision to only those executives and
managers who have previously worked for a firm, corporation or other legal entity, or an affiliate or
subsidiary of that entity, and who are coming to the United States to work for the same entity, or its
affiliate or subsidiary.
A United States employer may file a petition on Form 1-140 for classification of an alien under
section 203(b)(l)(C) of the Act as a multinational executive or manager. No labor certification is
required for this classification. The prospective employer in the United States must furnish a job
offer in the form of a statement which indicates that the alien is to be employed in the United States
in a managerial or executive capacity. Such a statement must clearly describe the duties to be
performed by the alien.
The primary issue in this proceeding calls for an analysis of the beneficiary's job duties.
Specifically, the AAO will examine the record to determine whether the beneficiary would be
employed in the United States in a qualifying managerial or executive capacity.
Section 101 (a)(44)(A) of the Act, 8 U.S.C. 5 1 101 (a)(44)(A), provides:
The term "managerial capacity" means an assignment within an organization in which the
employee primarily--
(i)
manages the organization, or a department, subdivision, function, or
component of the organization;
(ii)
supervises and controls the work of other supervisory, professional, or
managerial employees, or manages an essential function within the
organization, or a department or subdivision of the organization;
(iii)
if another employee or other employees are directly supervised, has
the authority to hire and fire or recommend those as well as other
personnel actions (such as promotion and leave authorization), or if no
other employee is directly supervised, functions at a senior level
within the organizational hierarchy or with respect to the function
managed; and
(iv)
exercises discretion over the day-to-day operations of the activity or
function for which the employee has authority. A first-line supervisor
is not considered to be acting in a managerial capacity merely by
virtue of the supervisor's supervisory duties unless the employees
supervised are professional.
Section 10 1 (a)(44)(B) of the Act, 8 U. S.C. ยง 1 10 1 (a)(44)(B), provides:
The term "executive capacity" means an assignment within an organization in which the
employee primarily--
(i)
directs the management of the organization or a major component or
function of the organization;
(ii)
establishes the goals and policies of the organization, component, or
function;
(iii)
exercises wide latitude in discretionary decision-making; and
(iv)
receives only general supervision or direction fiom higher level
executives, the board of directors, or stockholders of the organization.
In support of the Form 1-140, the petitioner submitted a letter dated December 4, 2007, which
included a description of the beneficiary's proposed employment with the U.S. entity. As the
petitioner's description has been incorporated into the director's decision, the AAO need not repeat
this information in the current decision.
Page 4
On March 27, 2008, the director issued a notice of intent to deny (NOID) informing the petitioner
that the beneficiary's job description, as offered in the letter dated December 4, 2007, failed to
establish that the beneficiary would be employed in the United States in a qualifying managerial or
executive capacity. The director noted that the earlier job description included a number of non-
qualifying tasks, including sales visits, order writing, and personal handling of sales accounts. The
petitioner was allowed 30 days in which to provide a rebuttal to the director's adverse finding.
In response, the petitioner provided a letter from counsel dated April 23, 2008 in which counsel
asserted that the beneficiary manages an essential function within the petitioning organization. The
petitioner also provided affidavits from the beneficiary and the beneficiary's superior,
both claiming that the beneficiary was employed abroad and would be employed in the United States
in a qualifying managerial capacity.
In the beneficiary's affidavit, dated April 22, 2008, the beneficiary stated that he is the petitioner's
only retail sales manager in charge of ordering, shipping European products, and arranging customer
deliveries.
In the other affidavit, dated April 23, 2008,
stated that the beneficiary is the petitioner's
sales and service manager for non-major accounts and further claimed that he is the beneficiary's
direct superior.
also stated that the beneficiary communicates with the export manager
on a daily basis in order to coordinate ordering and shipping logistics and further claimed that the
beneficiary is responsible for retail customer contacts and merchandising.
In a decision dated May 22, 2008, the director denied the petition finding that the beneficiary's daily
performance of non-qualifying tasks renders him ineligible for classification as a multinational
manager or executive.
On appeal, counsel asserts that the petitioner has met its burden of proof through its submission of
various documents, including the affidavits discussed above. Counsel focuses on the earlier claim
that the beneficiary is solely responsible for an essential function, i.e., retail marketing and
merchandising, with regard to which the beneficiary has the authority to make independent
decisions.
The AAO finds that counsel's arguments are not persuasive and fail to address the significant
deficiencies pointed out by the director in his earlier decision. Specifically, the director pointed out
that to show that the beneficiary is a function manager, the petitioner must demonstrate that the
beneficiary manages the function rather than performs the duties related to the function, as an
employee who "primarily" performs the tasks necessary to produce a product or to provide services
is not considered to be "primarily" employed in a managerial or executive capacity. See sections
10 1 (a)(44)(A) and (B) of the Act (requiring that one "primarily" perform the enumerated managerial
or executive duties); see also Matter of Church Scientology International, 19 I&N Dec. 593, 604
(Comm. 1988). Counsel overlooked this key statutory requirement and instead focuses on the
beneficiary's discretionary authority and minimal supervision. While the AAO acknowledges that
both of these factors are considered in determining the beneficiary's managerial or executive
capacity, the petitioner cannot establish eligibility for the benefit sought herein unless it can first
Page 5
establish that the primary portion of the beneficiary's time would be allocated to qualifying
managerial or executive-level tasks. The director pointed out this key requirement in both the
NOID and in his final decision. However, neither counsel nor the petitioner has submitted
documentation to effectively rebut the director's findings.
In summary, the petitioner does not dispute that the primary portion of the beneficiary's time has
been and would be spent performing tasks associated with an essential function. Rather, the
petitioner and counsel repeatedly state that the beneficiary would spend the primary portion of his
time communicating with customers and making all necessary arrangements to ensure the successful
merchandising and shipping of the petitioner's products. Therefore, the AAO cannot conclude that
the beneficiary would be employed in a qualifying managerial or executive capacity. On this basis,
this petition cannot be approved.
Furthermore, the record does not support a finding of eligibility based on additional grounds that
were not previously addressed in the director's decision.
First, 8 C.F.R. 5 204.5('j)(3)(i)(B) states that the petitioner must establish that the beneficiary was
employed abroad in a qualifying managerial or executive position for at least one out of the three
years prior to his entry to the United States as a nonimmigrant to work for the same employer. In the
instant matter, the director specifically addressed this issue in the NOID, informing the petitioner
that the beneficiary's job duties during his foreign employment could not be deemed as qualifying
within a managerial or executive capacity. Although the petitioner's rebuttal to the NOID addressed
this relevant issue, the petitioner did not provide any evidence to overcome the director's adverse
finding. Rather, the information provided-by the beneficiary and by
in response to the
NOID established that the beneficiary was a first-line supervisor of non-professional employees and
that he spent the primary portion of his time performininon-qualifying tasks. heref fore, the AAO
cannot conclude that the beneficiary was employed abroad in a qualifying managerial or executive
capacity.
An application or petition that fails to comply with the technical requirements of the law may be
denied by the AAO even if the Service Center does not identify all of the grounds for denial in the
initial decision. See Spencer Enterprises, Inc. v. United States, 229 F. Supp. 2d 1025, 1043 (E.D.
Cal. 2001), afd, 345 F.3d 683 (9th Cir. 2003); see also Dor v. INS, 891 F.2d 997, 1002 n. 9 (2d Cir.
1989)(noting that the AAO reviews appeals on a de novo basis). Therefore, based on the additional
grounds of ineligibility discussed above, this petition cannot be approved. When the AAO denies a
petition on multiple alternative grounds, a plaintiff can succeed on a challenge only if it is shown
that the AAO abused its discretion with respect to all of the AAO's enumerated grounds. See Spencer
Enterprises, Inc. v. United States, 229 F. Supp. 2d at 1043, afd, 345 F.3d 683.
The petition will be denied for the above stated reasons, with each considered as an independent and
alternative basis for denial. In visa petition proceedings, the burden of proving eligibility for the
benefit sought remains entirely with the petitioner. Section 291 of the Act, 8 U.S.C. 5 1361. The
petitioner has not sustained that burden.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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