dismissed EB-2 NIW Case: Atmospheric Chemistry
Decision Summary
The appeal was dismissed because the petitioner failed to establish that a waiver of the job offer requirement was in the national interest. While the director acknowledged the petitioner's qualification as a member of the professions holding an advanced degree, the petitioner did not prove that he would serve the national interest to a substantially greater degree than a qualified U.S. worker, which is the final and most critical prong of the national interest waiver test.
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arevent clearly unwarranted
U.S. Department of Homeland Security
U.S. Citizenship and Immigration Services
Office ofAdministrative Appeals MS 2090
Washington, DC 20529-2090
&,ion of personal privacy
U.S. Citizenship
and Immigration
PUBLIC C Services
FILE: Office: TEXAS SERVICE CENTER Date:
SRC 07 800 23249
:JUN 1 'I 2009
PETITION:
Immigrant Petition for Alien Worker as a Member of the Professions Holding an Advanced
Degree or an Alien of Exceptional Ability Pursuant to Section 203(b)(2) of the Immigration
and Nationality Act, 8 U.S.C. 5 1 153(b)(2)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
This is the decision of the Administrative Appeals Office in your case. All documents have been returned to
the office that originally decided your case. Any further inquiry must be made to that office.
If you believe the law was inappropriately applied or you have additional information that you wish to have
considered, you may file a motion to reconsider or a motion to reopen. Please refer to 8 C.F.R. 5 103.5 for
the specific requirements. All motions must be submitted to the office that originally decided your case by
filing a Form I-290B, Notice of Appeal or Motion, with a fee of $585. Any motion must be filed within 30
days of the decision that the motion seeks to reconsider or reopen, as required by 8 C.F.R. 5 103.5(a)(l)(i).
kJn F. Crissom
Acting Chief, Administrative Appeals Office
Page 2
DISCUSSION:
The Director, Texas Service Center, denied the employment-based immigrant visa
petition. The matter is now before the Administrative Appeals Office (-4.40) on appeal. The AAO will
dismiss the appeal.
The petitioner seeks classification pursuant to section 203(b)(2) of the Immigration and Nationality Act
(the Act), 8 U.S.C. 5 1153(b)(2), as a member of the professions holding an advanced degree. The
petitioner is a postdoctoral research associate at Texas A&M University, College Station. The
petitioner asserts that an exemption fkom the requirement of a job offer, and thus of a labor certification,
is in the national interest of the United States. The director found that the petitioner qualifies for
classification as a member of the professions holding an advanced degree, but that the petitioner has not
established that an exemption from the requirement of a job offer would be in the national interest of the
United States.
On appeal, the petitioner submits a brief from counsel.
Section 203(b) of the Act states, in pertinent part:
(2) Aliens Who Are Members of the Professions Holding Advanced Degrees or Aliens of
Exceptional Ability. --
(A) In General. -- Visas shall be made available . . . to qualified immigrants who are
members of the professions holding advanced degrees or their equivalent or who
because of their exceptional ability in the sciences, arts, or business, will substantially
benefit prospectively the national economy, cultural or educational interests, or welfare
of the United States, and whose services in the sciences, arts, professions, or business
are sought by an employer in the United States.
(B) Waiver of Job Offer
(i) . . . the Attorney General may, when the Attorney General deems it to be in
the national interest, waive the requirements of subparagraph (A) that an alien's
services in the sciences, arts, professions, or business be sought by an employer
in the United States.
The director did not dispute that the petitioner qualifies as a member of the professions holding an
advanced degree. The sole issue in contention is whether the petitioner has established that a waiver of
the job offer requirement, and thus a labor certification, is in the national interest.
Neither the statute nor the pertinent regulations define the term "national interest." Additionally,
Congress did not provide a specific definition of "in the national interest." The Committee on the
Judiciary merely noted in its report to the Senate that the committee had "focused on national interest by
increasing the number and proportion of visas for immigrants who would benefit the United States
economically and otherwise. . . ." S. Rep. No. 55, 10 1 st Cong., 1 st Sess., 1 1 (1 989).
Supplementary information to regulations implementing the Immigration Act of 1990 (IMMACT),
published at 56 Fed. Reg. 60897, 60900 (November 29, 1991), states:
The Service [now U.S. Citizenship and Immigration Services] believes it appropriate
to leave the application of this test as flexible as possible, although clearly an alien
seeking to meet the [national interest] standard must make a showing significantly
above that necessary to prove the "prospective national benefit" [required of aliens
seeking to qualify as "exceptional."] The burden will rest with the alien to establish
that exemption from, or waiver of, the job offer will be in the national interest. Each
case is to be judged on its own merits.
Matter of New York State Dept. of Transportation, 22 I&N Dec. 215 (Cornmr. 1998), has set forth
several factors which must be considered when evaluating a request for a national interest waiver. First,
it must be shown that the alien seeks employment in an area of substantial intrinsic merit. Next, it must
be shown that the proposed benefit will be national in scope. Finally, the petitioner seeking the waiver
must establish that the alien will serve the national interest to a substantially greater degree than would
an available U.S. worker having the same minimum qualifications.
It must be noted that, while the national interest waiver hinges on prospective national benefit, it clearly
must be established that the alien's past record justifies projections of future benefit to the national
interest. The petitioner's subjective assurance that the alien will, in the future, serve the national interest
cannot suffice to establish prospective national benefit. The inclusion of the term "prospective" is used
here to require future contributions by the alien, rather than to facilitate the entry of an alien with no
demonstrable prior achievements, and whose benefit to the national interest would thus be entirely
speculative.
When considering witness statements about the petitioner's level of ability, we note that the regulation
at 8 C.F.R. fj 204.5(k)(2) defines "exceptional ability" as "a degree of expertise significantly above
that ordinarily encountered" in a given area of endeavor. By statute, aliens of exceptional ability are
generally subject to the job offerllabor certification requirement; they are not exempt by virtue of
their exceptional ability. Therefore, whether a given alien seeks classification as an alien of
exceptional ability, or as a member of the professions holding an advanced degree, that alien cannot
qualify for a waiver just by demonstrating a degree of expertise significantly above that ordinarily
encountered in his or her field of expertise.
The petitioner filed the petition on July 26, 2007. In an introductory statement, counsel described the
petitioner's work:
[The petitioner] is working in the prestigious atmospheric group led by -
. . . concerning aerosol formation in the atmosphere. . . . PetitionerlBeneficiary has
already made groundbreaking contributions to research concerning ozone formation
mechanism by developing the state-of-[the-]art instrumentations and techniques to
measure trace gases that are responsible for ozone and particulate formation in the
atmosphere. His past research contributions and his present work are helping scientists
in this country understand the initiation steps in aerosol formation, and provide clues to
devising a strategy to control ozone concentrations in the urban atmosphere. . . . His
findings have been utilized by the Texas Commission on Environmental Quality
(TCEQ) to construct [a] state implementation plan to prevent high ozone episode[s]
from occurring.
The petitioner described his own work:
I have extensive experience in the field of instrumentation developments and field
measurements of trace gaseous air pollutants in the troposphere. From 1998 to 2005, I
was a research assistant at Stony Brook University collaborating with scientists from
Brookhaven National Laboratory ("BNL"). I conducted in-depth research in the area of
ozone formation mechanism in the urban environment. . . . My research was designed to
explore the finer details in the ozone production processes and find effective and
practical ozone control strategies that had the minimum side effects on the economy.
During my research, I and scientists from BNL developed a novel instrument to detect
hydroperoxyl radicals (H02) in the atmosphere. I build the first prototype H02
instrument. . . .
Since 2005, I have been working as a research scientist at the Texas A&M University.
The research project I have been involved in is . . . led by
who is an
established expert in the field of atmospheric chemistry and recently has found a
connection between Asian air pollutions and the intensified Pacific storm activities. . . .
The final goal of the research is to develop instrumentations for the measurements of
highly reactive volatile organic compounds (HRVOC) and nitrogen-containing
compounds . . . and investigate how HRVOC and nitrogen-containing compounds affect
ozone production in the Houston metropolitan area.
. . . I also participated in the MILAGRO (Megacity Initiative: Local and Global
Research Observations) Campaign, an unprecedented international effort to observe and
quantify the fate of anthropogenic pollutants emitting from the world's second largest
city (Mexico City, Mexico), especially their influence on air quality in the southwest
U.S. region. Besides instrumentation, I performed quality control and quality assurance
procedures on the data we collected during the field experiments and conducted further
data analysis to reveal the cause of severe ozone episodes encountered in the Houston
metropolitan area.
Several letters accompanied the initial filing of the petition. , the petitioner's
doctoral thesis advisor at the State University of New York, Stony Brook (also known as Stony Brook
University), stated:
Page 5
During his Ph.D. study at Stony Brook University, [the petitioner] established a record
of achievement far above those I have ever encountered in his field. . . . He focused on a
research to study the cause of rapid ozone formation in the troposphere especially in the
populated urban area. Ozone is known to cause many health harms. . . . The key to
solve this problem is to understand the mechanisms that control the ozone production
rate and establish effective ozone precursors emission regulation accordingly. [The
petitioner] developed a state-of-the-art instrument system to measure . . . the key
intermediate products during ozone photochemical production. . . .
[The petitioner] has published his findings in scientific journals and helped government
agencies . . . to construct regulations to prevent high ozone episode[s] from occurring.
Thus, [the petitioner] has directly contributed to our national efforts in the research field.
I have held a research appointment at Brookhaven National Laboratory, in Upton, NY,
since my postdoctoral appointment there in 1975. . . .
[The petitioner] worked at Brookhaven National Laboratory to develop instrumentation
for determining atmospheric trace gases. . . . Early in his career, he re-engineered the
liquid and air flow systems in these instruments to improve performance. . . .
[The petitioner's] doctoral thesis studies focused on a new technique for analysis of gas-
phase H02 radicals. . . . He built a prototype instrument for this work, as well as a gas-
phase calibration apparatus.
, Head of the Atmospheric Sciences Division (ASD) at BNL, stated:
[The petitioner] was a graduate student of the State University of New York at Stony
Brook when he started his Ph.D. research at the ASD-BNL in 1999 under the direction
of His research focused on issues regarding air quality in the United
States by acquiring comprehensive understanding of the impact and fate of trace
pollutants. At the ASD-BNL, [the petitioner] was trained by, and worked with some of
the best atmospheric chemists in the U.S. . . . [The petitioner] used an enzyme mediated
fluorescence technique onboard the G-1 Gulfstream research aircraft to measure
hydroperoxides during the Texas 2000 Air Quality Study (TexAQS 2000). . . . [The
petitioner] successfidly completed 14 research flights and collected high quality data. . . .
[The petitioner's] hydroperoxide data provided one of the valuable clues to devising a
strategy to control ozone concentrations along the heavily polluted Gulf Coast of Texas.
His work was crucial to the governmental decision making process in deciding what
emissions to control and by how much. . . .
[The petitioner] also developed a new, highly precise chemilurninescence technique that
can be used to measure hydroperoxyl radicals (H02). . . . Real time H02 measurements
can provide an opportunity to inter-compare model simulations results with real
measurements to verify and improve our understanding of the ozone formation
mechanism. . . .
I am confident he is rapidly becoming a leading researcher in his field.
Associate Director of the Atmospheric Science & Global Change Division at
Pacific Northwest National Laboratory, Richland, Washington, stated:
I was fortunate enough to work with [the petitioner] during the Texas 2006 Air Quality
Study. . . . [The petitioner], his colleagues at A&M, and several of my staff set up a
monitoring network that encompassed the greater Houston area. In this capacity, I
interacted with [the petitioner] several times a week, and had the benefit of learning
much from his extensive experience in measuring trace-gas compounds in the polluted
atmosphere that are related to health issues and also critical to understanding the
formation of ozone and other secondary pollutants that form in urban atmospheres.
[The petitioner's] expertise lies in the PTR-MS [Proton Transfer Reaction Mass
Spectrometry] technique . . . [which] is a unique instrumentation for fast-response and
sensitive measurements of selected VOCs [volatile organic compounds] in the
atmosphere. . . . During summer 2006, he deployed a PTR-MS at our ground based
supersite on campus of the University of Houston for a couple of weeks and afterwards
at a site of the local air quality network. . . . [The petitioner's] work is indispensable in
the process to solve the O3 [ozone] issue that affects not only the Houston-Galveston
area but also many other metropolitan area[s] in the U.S., such as Los Angeles and New
York.
was not one of the petitioner's instructors or collaborators. Associate Professor
of Portland (Oregon) State University stated:
Because I am not [the petitioner's] colleague, collaborator, or personal friend, I can offer
my professional opinions as an independent expert. I met [the petitioner] briefly in
Houston during Texas Air Quality Study I1 in August of 2006. I was impressed by his
expertise in ozone photochemist and analytical techniques, especially mass
spectrometry. [The petitioner] and 4 co-developed a state-of-the-art
instrument called ion-drift mass spectrometry (ID-CIMS) for measuring nitric acid
(HN03) in the atmosphere. HN03 can increase the acidity of rainwater and serves as a
reservoir species for the active nitrogen compounds (NO,), which together with reactive
Page 7
hydrocarbons are the major cause of high ozone episodes encountered in Houston and
other major metropolitan areas. . . .
[The petitioner] is also an expert in hydroperoxyl radical (H02) and peroxide
measurements in the atmosphere. His expertise has received international recognition
along with the publication of his significant research findings in peer-reviewed and
internationally circulated journals.
To document his research work, the petitioner submitted copies of three journal articles and abstracts of
four conference papers. The three journal articles all appeared in 2003 or 2004, based on the
petitioner's work at Stony Brook University. The initial submission contained no articles by the
petitioner published after 2004.
To establish the impact of his published work, the petitioner submitted a printout from a citation
database, showing 17 citations of an article from 2003 and six citations of a 2004 article. Nine of these
23 citations are self-citations by the petitioner's co-authors, leaving 14 independent citations.
On August 21, 2008, the director issued a request for evidence (RFE), instructing the petitioner to
submit evidence to distinguish his work from that of others in his field. In response, the petitioner
submitted copies of three articles published in 2008, three new witness letters, and other materials.
[The petitioner] was heavily and critically involved in the design, fabrication, and
assembly of the first PTR-MS unit in my group. . . . With his critical input, our group
soon discovered that PTR-MS has rather limited applications for studying hydrocarbon
reactions. . . . [The petitioner] then embarked on a more ambitious task to develop an ion
drift-chemical ionization mass spectrometry (ID-CIMS) instrument. . . . This is a truly
original and significant invention. . . . His work was critical in building two ID-CIMS
instruments in my group that have been successfully used in various laboratory studies,
and his effort was instrumental for the development of the ID-CIMS systems. . . .
Another major contribution [the petitioner] has made in my lab is his work on the
conversion of the lab ID-CIMS instrument for field measurements of VOCs and
inorganic compounds. . . . To date he has participated in several major field campaigns
among some of the most polluted megacities in the world. . . .
To the best of my knowledge, [the petitioner] is the only researcher that has conducted
field measurements of air pollution in those major field campaigns worldwide.
visit to Texas A&M University. Prof. Dickerson stated that the petitioner 'possesses a rare ability in his
field and has made significant contributions to atmospheric chemistry through developing
Page 8
instrumentations to measure [chemicals] that play crucial roles in the chemistry of the polluted
atmosphere." concluded that the petitioner's "work is an indispens[a]ble step [in] a
series of efforts to defeat air pollutions [sic] even from outside of the U.S."
President of the Molina Center for Strategic Studies in Energy and the
Environment, La Jolla, California, stated:
I coordinated the MILAGRO Campaign . . . [in] March 2006. Due to [the petitioner's]
outstanding analytical skills, he was invited to conduct measurements of nitric acid and
nitrogen oxides in Mexico City. [The petitioner] found that nitric acid was unexpectedly
low in this tropical site and concluded that it was controlled by the gaslparticle
partitioning process. This is a major contribution to our understanding of the nitrogen
oxides chemistry and evaluation of the regional effects of nitrogen oxides emission from
Mexico City; it provides important insights for other urban centers around the world.
The petitioner submitted copies of three articles that he co-wrote, arising from his work on the
MILAGRO project. All of these articles were submitted for publication after the petition's July 2007
filing date.
A citation printout showed eleven citations of an article published in 2003, but not included in the
petitioner's earlier submission of citation data. About half of the citing articles were published after the
filing date. The petitioner submitted a copy of one citing article, which counsel stated "highlighted and
reviewed" the petitioner's "pioneering work of the instrument for aqueous phase superoxide radical
detection." The article, "Fluorescent and luminescent probes for measurement of oxidative and
nitrosative species in cells and tissues: Progress, pitfalls, and prospects," focuses on biochemistry rather
than on atmospheric chemistry. The article is a review article, comprising a survey of literature on the
topic of choice. The petitioner's article was one of 3 10 source articles cited in the review article. The
citation of the petitioner's article occurred in the phrase "there have been some . . . impressive
demonstrations of quantitation of superoxide in chemical . . . model systems." It is not clear how this
article establishes the petitioner's impact on the study of atmospheric pollution, nor is it evident that a
sentence fragment in a nearly 20-page article constitutes a "highlight."
The director denied the petition on October 23, 2008. The director acknowledged the intrinsic merit
and national scope of the petitioner's work, but found that the petitioner's "research has not risen to the
level of significance in which [sic] to grant a national interest waiver."
On appeal, counsel argues that the director disregarded persuasive evidence of the petitioner's
contributions and influence. Counsel states: "Letters of recommendation from experts provide critical
evidence of an alien's professional accomplishment." Counsel noted that, in prior decisions, the AAO
has "held specifically that these testimonials could serve to establish the beneficiary's reputation within
his field." While the cited AAO decisions are unpublished, and therefore not binding as precedent
under 8 C.F.R. ยง 103.3(c), counsel is correct in stating the AAO's position that witness letters can
represent strong evidence. This does not mean, however, that submission of strongly worded witness
Page 9
letters compels or guarantees approval of a given petition. The AAO reviews each record of proceeding
individually, in its entirety and with all submissions in the proper context.
In this instance, most of the witnesses have worked directly with the petitioner. The perspectives of
such witnesses are valuable because they describe the nature of the petitioner's contributions to a
particular project, but their statements are not direct evidence of the extent of the petitioner's impact.
Counsel observes that the witnesses "are unanimous in terms of the significance of the beneficiary's
contributions." This unanimity is less impressive than it may seem at first glance. Unanimity among
every letter submitted does not imply unanimity among every potential witness that the petitioner
contacted, and we would hardly expect the petitioner to submit a witness letter that cast his work in
anything but the most favorable light. Therefore, while we take the letters into account, we will not
presume or pretend that the witnesses chosen by the petitioner in this way constitute a random or
representative cross-section of the field as a whole.
Witnesses have praised the petitioner's construction and modification of measurement devices, and
asserted that the petitioner's work in this area represents a significant advance in the field. The record,
however, fails to show that other atmospheric chemists have adopted the petitioner's technology. The
record shows that the petitioner is a valued part of certain research projects, but the record also shows
that many of these projects involve large groups of scientists. For instance, background materials in the
record state that "[mlore than 300 scientists from over 60 universities and research institutions . . .
participated in the MILAGRO field campaign." The record does not show that the petitioner played an
especially important or central role in that campaign. The record simply identifies the petitioner's
specific tasks in the project.
Counsel has asserted that the Texas Commission on Environmental Quality has used the petitioner's
findings. Counsel has not explained why this is remarkable, considering that the petitioner was
involved in pollution readings in the air over Texas. The utilization of the petitioner's work would be
notable only if the Commission typically ignores air quality readings, but made an exception in the
petitioner's case owing to the quality of his data. The record contains nothing from the Commission to
indicate that its findings, recommendations or actions would have been different if the readings had
been taken by another qualified scientist instead of the petitioner.
Also, while witnesses credit the petitioner with modifications to laboratory and field equipment, the
record does not show widespread adoption of these modifications by other laboratories. The
issuance of a patent is not evidence of widespread use or interest in the patented device. Similarly,
while the petitioner has shown some citations of his published work, the petitioner has not shown
that the level of citation is substantially higher than what others in the same field have achieved.
As is clear from a plain reading of the statute, it was not the intent of Congress that every person
qualified to engage in a profession in the United States should be exempt from the requirement of a job
offer based on national interest. Likewise, it does not appear to have been the intent of Congress to
grant national interest waivers on the basis of the overall importance of a given profession, rather than
on the merits of the individual alien. On the basis of the evidence submitted, the petitioner has not
established that a waiver of the requirement of an approved labor certification will be in the national
interest of the United States.
The burden of proof in these proceedings rests solely with the petitioner. Section 291 of the Act,
8 U.S.C. tj 1361. The petitioner has not sustained that burden.
This denial is without prejudice to the filing of a new petition by a United States employer accompanied
by a labor certification issued by the Department of Labor, appropriate supporting evidence and fee.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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