dismissed
EB-2 NIW
dismissed EB-2 NIW Case: Engineering
Decision Summary
The appeal was dismissed because the petitioner failed to establish that the beneficiary qualifies as an alien of exceptional ability. The AAO found the petitioner did not meet the requisite number of criteria, rejecting arguments that certain standards like holding an academic degree or professional license were inapplicable simply because they were not required for the occupation.
Criteria Discussed
Academic Degree Ten Years Of Experience License Or Certification High Salary
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(b)(6)
DATE: MAY 0 7 2015 OFFICE: NEBRASKA SERVICE CENTER
IN RE: Petitioner:
Beneficiary:
U.S. Department of Homeland Security
U.S. Citizenship and Immigration Services
Administrative Appeals Office (AAO)
20 Massachusetts Ave., N.W., MS 2090
Washington, DC 20529-2090
U.S. Citizenship
and Immigration
Services
PETITION: Immigrant Petition for Alien Worker as a Member of the Professions Holding an Advanced
Degree or an Alien of Exceptional Ability Pursuant to Section 203(b )(2) of the Immigration
and Nationality Act, 8 U.S.C. § 1153(b)(2)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
Enclosed please find the decision of the Administrative Appeals Office (AAO) in your case.
This is a non-precedent decision. The AAO does not announce new constructions of law nor establish agency
policy through non-precedent decisions. If you believe the AAO incorrectly applied current law or policy to
your case or if you seek to present new facts for consideration, you may file a motion to reconsider or a
motion to reopen, respectively. Any motion must be filed on a Notice of Appeal or Motion (Form 1-2908)
within 33 days of the date of this decision. Please review the Form I-290B instructions at
http:Uwww.uscis.gov/forms for the latest information on fee, filing location, and other requirements.
See also 8 C.F.R. § 103.5. Do not file a motion directly with the AAO.
Thank you,
r���:u�:�trative Appeals Office
www.uscis.gov
(b)(6)
NON-PRECEDENT DECISION
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DISCUSSION: The Director, Nebraska Service Center, denied the employment-based immigrant visa
petition. The matter is now before the Administrative Appeals Office on appeal. We will dismiss the
appeal.
The petitioner1 filed Form I-140, Immigrant Petition for Alien Worker, on June 29, 2012, seeking to
classify the beneficiary pursuant to section 203(b)(2) of the Immigration and Nationality Act (the Act),
8 U .S. C. § 1153(b )(2), as an alien of exceptional ability in the sciences, the arts, or business. The
petitioner, a manufacturer and distributor of recycled toner cartridges and inkjets, seeks to employ the
beneficiary as a managing research and development technician. The petitioner asserts that an
exemption from the requirement of a job offer, and thus of a labor certification, is in the national interest
of the United States. The director issued a notice of intent to deny the petition (NOID) on November 8,
2012. After considering the petitioner's response to the NOID, the director denied the petition on May
28, 2013. In the denial notice, the director found that the petitioner failed to establish that (1) the
beneficiary qualifies for classification as an alien of exceptional ability and that (2) an exemption from
the requirement of a job offer would be in the national interest of the United States.
On appeal, the petitioner submits a brief and supporting exhibits.
I. Law
Section 203(b) of the Act states, in pertinent part:
(2) Aliens Who Are Members of the Professions Holding Advanced Degrees or Aliens of
Exceptional Ability. -
(A) In General. - Visas shall be made available ... to qualified immigrants who are
members of the professions holding advanced degrees or their equivalent or who
because of their exceptional ability in the sciences, arts, or business, will substantially
benefit prospectively the national economy, cultural or educational interests, or welfare
of the United States, and whose services in the sciences, arts, professions, or business
are sought by an employer in the United States.
(B) Waiver of Job Offer -
(i) ... the Attorney General may, when the Attorney General deems it to be in
the national interest, waive the requirements of subparagraph (A) that an alien's
services in the sciences, arts, professions, or business be sought by an employer
in the United States.
1 The petitioner on appeal is the successor-in interest to the organization that filed the petition,
(b)(6)
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II. Exceptional Ability
The first issue in this proceeding is whether the beneficiary qualifies for classification as an alien of
exceptional ability in the sciences. The regulation at 8 C.F. R. § 204. 5(k)(2) defines "exceptional
ability" as "a degree of expertise significantly above that ordinarily encountered ." The regulation at
8 C.F. R. § 204. 5(k)(3)(ii) sets forth the following six criteria, at least three of which an alien must
meet in order to qualify as an alien of exceptional ability in the sciences, the arts, or business:
(A) An official academic record showing that the alien has a degree, diploma,
certificate, or similar award from a college, university, school, or other institution of
learning relating to the area of exceptional ability;
(B) Evidence in the form of letter(s) from current or former employer(s) showing that
the alien has at least ten years of full-time experience in the occupation for which he
or she is being sought;
(C) A license to practice the profession or certification for a particular profession or
occupation;
(D) Evidence that the alien has commanded a salary, or other remuneration for
services, which demonstrates exceptional ability;
(E) Evidence of membership in professional associations; and
(F) Evidence of recognition for achievements and significant contributions to the
industry or field by peers, governmental entities, or professional or business
organizations.
If the above standards do not readily apply to the beneficiary's occupation, the petitioner may submit
comparable evidence to establish the beneficiary's eligibility. 8 C.F.R. § 204. 5(k)(3)(iii). The plain
wording of this regulation permits the petitioner to rely on "comparable evidence" only "[i]f the
above standards do not readily apply to the beneficiary's occupation." If the standards do readily
apply to that occupation, the beneficiary's inability to meet those standards does not trigger the
comparable evidence clause. As described further below, the petitioner has invoked this clause for
three of the standards, saying that they are not required in the beneficiary's occupation. This is not
the regulatory threshold, however. The issue is not whether they are required, but whether they are
applicable. Indeed, any particular qualification or credential "required" for the occupation would
have little value as evidence of exceptional ability, because every qualified worker would possess it,
and therefore it would not distinguish exceptional workers from others or establish a degree of
expertise significantly above that ordinarily encountered.
On Part 6, line 2 of Form I-140, the petitioner indicated that the beneficiary's occupation has a
Standard Occupational Classification (SOC) code of 11-9041, corresponding to "Architectu ral and
(b)(6)
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Engineering Manage rs. " It is against this standard that we must consider the petitioner's claim that
the beneficiary has exceptional ability in his occupation. 2
An official academic record showing that the alien has a degree, diploma, certificate,
or similar award from a college, university, school, or other institution of learning
relating to the area of exceptional ability. 8 C.F. R. § 204. 5(k)(3)(ii)(A)
In response to the NOID, chief executive officer of the petitioning company, claimed
that "no particular academic record is required for the [beneficiary's] occupation. Accordingly
... this criterion is inapplicable " (emphasis in original). The lack of a degree requirement, however,
does not make the criterion inapplicable to the beneficiary's occupation. Rather, the criterion would
be inapplicable if academic degrees were not available in fields relating to the occupation. Given the
technical nature of the beneficiary's duties, a degree in a field such as mechanical engineering would
relate to the occupation.
The petitioner has not satisfied this criterion or established that it does not readily apply to the
beneficiary's occupation. The petitioner, on appeal, does not dispute the director's finding, and has
therefore abandoned the claim. When an appellant fails to offer an argument on an issue, that issue
is abandoned. Sepulveda v. US. Att'y Gen., 401 F.3d 1226, 1228 n.2 (11th Cir. 200 5); Hristov v.
Roark, No. 09-CV-27312011, 2011 WL 4711885, at *1, *9 (E.D.N.Y. Sept. 30, 2011) (plaintiff's
claims abandoned when not raised on appeal to the AAO).
Evidence in the form of letter(s) from current or former employer(s) showing that the
alien has at least ten years of full-time experience in the occupation for which he or
she is being sought. 8 C.F. R. § 204. 5(k)(3)(ii)(B)
The director concluded that the petitioner had satisfied this criterion and we concur with that finding.
A license to practice the profession or certification for a particular profession or
occupation. 8 C.F. R. § 204. 5(k)(3)(ii)(C)
in the petitioner's NOID response, claimed that "this criterion is inapplicable" because
a "license or certification is not required to perform the sponsored occupation" (emphasis in
original). However, the issue of applicability rests not on whether such credentials are required, but
on whether they exist at all.
The petitioner has not claimed that the beneficiary meets this criterion, and has not established its
inapplicability. On appeal, the petitioner does not dispute the director's finding, and has therefore
abandoned the claim. Sepulveda v. US. Att 'y Gen., 401 F.3d 1228 n.2.
2 In a previously filed petition filed on April 16, 2010), the petitioner sought classification of the
beneficiary as an alien of exceptional ability, and a waiver of the job offer requirement, based on his position as "Senior
R&D [Research and Development] Technician," with SOC code 17-3029, corresponding to "Engineering Technician.''
(b)(6)
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NON-PRECEDENT DECISION
Evidence that the alien has commanded a salary, or other remuneration for services,
which demonstrates exceptional ability. 8 C.F. R. § 204. 5(k)(3)(ii)(D)
The petitioner's initial submission included no claim that the beneficiary met this criterion. The
response to the NOID, however, included the claim that the beneficiary earns:
a salary amount that is substantially above the prevailing wage for the sponsored
occupation of inventor and researcher in the geographic area where the work is to be
performed .. .. [The beneficiary's] combined remuneration in comparison to the
prevailing wage determination of the U.S. Department of Labor is at a level
demonstrating exceptional ability. This evidence confirms that [the beneficiary's]
compensation for this year alone is over 45% higher than the prevailing wage for
others in the same occupation at the area of employment, thus establishing his
exceptional ability.
(Emphasis in original.) offered further details:
First, the Prevailing Wage Determination ("PWD") from the Department of Labor
("DOL") is $89,523.00 and [the beneficiary] earns a base salary of $110,000.00.
Second, because of the Beneficiary's contributions to the R&D team and multiple
patent inventions, he has earned bonuses- for January 1, 2012 through November 18,
2012, the Beneficiary's bonus pay totals $20,33 4.01.
The petitioner submitted a copy of a PWD issued by the DOL on February 21, 2012, indicating that
the prevailing wage for "Architectural and Engineering Managers" was $89,523 per year.
In the denial notice, the director stated: "the evidence does not demonstrate that the beneficiary's
remuneration is so high in relation to others in the field that it demonstrates exceptional ability."
The initial appellate statement includes the following assertion:
The Director (a) mischaracterized and (b) disregarded evidence that the Beneficiary
receives a salary, or other remunerations for services, which demonstrates exceptional
ability, by acknowledging only the Beneficiary's base pay (which is by itself 19%)
higher than the prevailing .wage and failing to address discretionary bonuses paid to
the Beneficiary for his exceptional contributions (which, when added to the base pay,
these 'other remunerations' provide the Beneficiary with salary nearly 32% higher
than the prevailing wage).
The subsequent appellate brief revised the above percentages, stating: "For the calendar year 2012,
the Beneficiary received a base salary equal to 22.8% greater (and a total compensation package,
including bonuses, of 48.9% greater) than the prevailing wage assigned to his position by the DOL."
(b)(6)
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The proper comparison is not between the prevailing wage and the beneficiary's base pay, but rather
between the prevailing wage and the beneficiary's total compensation including bonuses. The latter
comparison, however, would only be appropriate if the prevailing wage includes bonuses. The
petitioner has not shown this to be the case.
The plain wording of 8 C. F. R. § 204. 5(k)(3)(ii)(D) requires evidence that the beneficiary's
compensation "demonstrates exceptional ability," defined at 8 C.F.R. § 204. 5(k)(2) as "a degree of
expertise significantly above that ordinarily encountered." Therefore, the petitioner's PWD
information satisfies this requirement only if it shows that the beneficiary's compensation is above
the level of pay ordinarily encountered in his occupation.
The PWD form submitted by the petitioner showed four possible wage levels, and specified that the
stated prevailing wage figure applied to "Wage level I." The web site of the Foreign Labor
Certification Data Center includes definitions of the four wage levels, excerpted below:
Level I (entry) wage rates are assigned to job offers for beginning level employees
who have only a basic understanding of the occupation. These employees perform
routine tasks that require limited, if any, exercise of judgment. .. . Statements that the
job offer is for a research fellow, a worker in training, or an internship are indicators
that a Level I wage should be considered.
Level II (qualified) wage rates are assigned to job offers for qualified employees who
have attained, either through education or experience, a good understanding of the
occupation. They perform moderately complex tasks that require limited judgment.
Level III (experienced) wage rates are assigned to job offers for experienced
employees who have a sound understanding of the occupation and have attained,
either through education or experience, special skills or knowledge. They perform
tasks that require exercising judgment and may coordinate the activities of other staff.
They may have supervisory authority over those staff ....
Level IV (fully competent) wage rates are assigned to job offers for competent
employees who have sufficient experience in the occupation to plan and conduct
work requiring judgment and the independent evaluation, selection, modification, and
application of standard procedures and techniques. Such employees use advanced
skills and diversified knowledge to solve unusual and complex problems. These
employees receive only technical guidance and their work is reviewed only for
application of sound judgment and effectiveness in meeting the establishment's
procedures and expectations. They generally have management and/or supervisory
responsibilities. 3
3 Source: Employment and Training Administration, Prevailin g Wa ge Determination Policy Guidance, Nonagricultural
Immigration Programs, available at http:ijwww.flcdatacenter.com/download/NPWHC Guidance Revised 11 2009.pdf
(printout added to record January 15, 2015).
- -- --- - - -- - -- - -- - - --- -----------------
(b)(6)
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The Level I prevailing wage reflects only the lower end of the pay scale "for beginning level
employees who have only a basic understanding of the occupatio n. " It excludes all more
experienced (and thus higher-paid) workers in the field. The petitioner does not seek to employ the
beneficiary in an entry-level or training position. Rather, the petitioner has indicated that the
beneficiary has over 10 years of experience in the occupation, and the record reflects the
beneficiary's supervisory duties and specialized knowledge in the field. The petitioner did not
document the mean or median salary for the qccupation as a whole, which would include higher
paid, more experienced workers, and therefore the prevailing wage information does not demonstrate
exceptional ability.
On appeal, the petitioner cites an October 12, 2011, phantom stock agreement, indicating that the
beneficiary would be entitled to "receive a payment or payments .. . by reason of a Company Sale. "
The appellate brief asserts that the beneficiary's "1% interest in l
_
. j upon the happening of any triggering event .. . is
worth between $700,000 to $900,000," based on an assessment that "the Company has a fair market
value today of between $70 million and $90 million. " The agreement, however, does not grant the
beneficiary one percent of the company's "fair market value. " Rather, it entitles him to a maximum
of one percent of the "net sale proceed s," defined as "the money and property other than money .. .
that are actually received by the seller, " not including liabilities, rollover equity, taxes, contributions
to capital, and other considerations. The petitioner has not established that the "net sale procee ds"
are equal or comparable to the "fair market value."
Furthermore, although the brief asserts that the beneficiary is now fully vested in the phantom stock
agreement, the agreement includes additional conditions and requirements that the beneficiary must
continue to meet in the future; there is no guarantee that the beneficiary will eventually receive the
payment. In response to our NOID, the petitioner submitted evidence that was in fact
purchased by the on July 18, 2014. The petitioner did not, however,
submit evidence that the beneficiary received any payment under the phantom stock agreement. The
agreement does not establish that the beneficiary has commanded remuneration for services which
demonstrates exceptional ability.
For the reasons outlined above, the petitioner has not satisfied this criterion.
Evidence of membership in professional associations. 8 C.F.R. § 204. 5(k)(3)(ii)(E)
The petitioner's initial submission did not address this criterion. In response to the NOID,
stated that the petitioner knew of "no relevant professional association allowing
membership by similarly situated individuals employed in the sponsored occupation within the
laser printer green technology industry. Moreover, a membership in a professional association
is not required to perform the job offered" (emphasis in original). The lack of mandatory
membership does not mean that the criterion does not readily apply to the beneficiary's occupation.
There may exist no professional association that is narrowly focused on "the laser printer green
technology industry," but this does not mean that there is no organization with a broader reach that
(b)(6)
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Page 8
encompasses the beneficiary's occupation among others. presented as an expert in
the beneficiary's area of work, identified himself as "a
' If the admits members employed in "the laser printer
green technology industry," then the criterion readily applies to the beneficiary's occupation.
Furthermore, if some classes of membership are more exclusive than others, then one's membership
under such an exclusive class would help to establish a claim of exceptional ability, while
ineligibility for that class of membership would tend to undermine it.
On appeal, the petitioner submits a July 26, 2013, letter from Executive Director of the
which the petitioner describes as
states that has offered
-
the beneficiary a position as a "trainer," who will
train other manufacturers in the use of testing standards. also states that the
petitioning company is a 1 The petitioner acknowledges that it did not previously
provide evidence to meet this criterion, but asserts that the letter from satisfies the
requirements of 8 C.F.R. § 204. 5(k)(3)(ii)(E). However, as letter indicates that the
petitioning organization, rather than the beneficiary himself, is it does not meet
the plain language of 8 C. F.R. § 204. 5(k)(3)(ii)(E).
Furthermore, as the petitioner has not established that this criterion is not applicable to the
beneficiary's occupation, we will not consider whether the beneficiary's position as a "trainer " for
is comparable to membership in professional associations. For these reasons, the petitioner has
not satisfied this criterion.
Evidence of recognition for achievements and significant contributions to the industry
or field by peers, governmental entities, or professional or business organizations.
8 C.F. R. § 204. 5(k)(3)(ii)(F)
The petitioner's initial submission included the assertion that the beneficiary's patents and pending
patent applications are "evidence of [the beneficiary's] original scientific contributions to the field."
The petitioner also submitted a copy of an article,
release,
that the beneficiary wrote for magazine in 2012, and a copy of a company press
' which quoted the beneficiary regarding the development of the petitioner's product.
The petitioner documented U.S. patents naming the beneficiary as an inventor. The petitioner
submitted a letter from patent attorney attesting that the beneficiary's "invention
history in the green technology industry .. . reveals [the beneficiary] to be a professional of
exceptional ability and far superior to his peers. " asserted that the beneficiary's "unique
invention track record substantially exceeds the patent activity of a normally productive researcher. "
is the president and chief executive officer of
has had "a contractual vendor relationship" with the petitioner since
which
stated:
(b)(6)
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NON-PRECEDENT DECISION
It is [the beneficiary] who determines how each cartridge will be remanufactured,
which initiates the entire process; he is at the heart of [the petitioner's]
remanufacturing ....
Additionally, [the beneficiary] is responsible for benchmarking the particle size of
toner, improving the print quality and yield of print jobs, while minimizing waste .. ..
For his laudable work, fthe beneficiary] accepted the
_ _
Award for ' in 2006 on behalf of [the petitioner,
which] chose [the beneficiary] to accept this award on behalf of the company because
the award was received due to his hard work. Moreover, he has been pivotal m
helping fthe petitionerl to achieve numerous other awards from
The petitioner submitted additional letters from managers and executives at other companies in the
industry. The letters include general praise for the beneficiary's skills, and statements that the
number of patents awarded to the beneficiary is unusually high for an individual in his field .
We find that the above evidence sufficiently establishes recognition for the beneficiary's
achievements and significant contributions to the industry or field by peers, governmental entities, or
professional or business organizations. We withdraw the director's determination to the contrary.
However, because the beneficiary has not satisfied at least two other criteria, as discussed above,
satisfaction of this criterion does not establish eligibility. Therefore, the petitioner has not set forth a
prima facie claim of exceptional ability.
III. National Interest Waiver
The other stated ground for denial is that the petitioner has not established that a waiver of the job offer
requirement, and thus a labor certification, is in the national interest. As the beneficiary cannot qualify
for the waiver without first qualifying for classification as an alien of exceptional ability, we do not
need to reach the issue of whether the petitioner has established that a waiver of the requirement of an
approved labor certification will be in the national interest of the United States.
IV. Conclusion
The petitioner has not established that the beneficiary qualifies for classification as an alien of
exceptional ability in the sciences, the arts, or business, and he is therefore ineligible for a waiver of the
job offer requirement.
We will dismiss the appeal for the above stated reasons, with each considered as an independent and
alternate basis for the decision. In visa petition proceedings, it is the petitioner's burden to establish
(b)(6)
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Page 10
eligibility for the immigration benefit sought. Section 291 of the Act, 8 U.S.C. § 1361; Matter of
Otiende, 26 I&N Dec. 127, 128 (BIA 2013). Here, the petitioner has not met that burden.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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