dismissed EB-2 NIW Case: Mathematical Physics
Decision Summary
The appeal was dismissed because the petitioner failed to establish that a waiver of the job offer requirement, and thus of a labor certification, would be in the national interest of the United States. While the director found the petitioner qualified as a member of the professions holding an advanced degree, the AAO upheld the decision that the petitioner did not meet the criteria for a national interest waiver as set forth in Matter of New York State Dept. of Transportation.
Criteria Discussed
Sign up free to download the original PDF
Downloaded the case? Use it in your next draft →View Full Decision Text
(b)(6) ·' ' . . .. U.S. Department of Homeland Security U.S. Citizenship and Immigration Services Administrative Appeals Office (AAO) 20 Massachusetts Ave:, N.W., MS 2090 Washington, DC 20529-2090 U.S. Citizenship· and Immigration Services ·DATE: MAR 0 8 2013 OFFICE: TEXAS SERVICE CENTER . IN RE: Petitioner: Beneficiary: PETITION: Immigrant Petition for Alien Worker as a Member of the Professions Holding an Advanced Degree or an Alien of Exceptional Ability Putsuant to Section 203(b)(2) of the Immigration and Nationality Act, 8 U.S.C. § 1153(b)(2) ON BEHALF OF PETITIONER: INSTRUCTIONS: Enclosed please find the decision of the Administrative ApP,eals Office in your case. All of the documents related to this matter have bee.n returned to the office that ori~lly decided your case. Please be advised that any further inquiry that you might have concerning your case !must be made to that office.· · · If you believe the AAO inappropriately applied the law J reaching its decision,· or you have. additional information that you wish to have considered, you may file k motion to reconsider or a motion to reopen in accordance with the instructions on Form I-290B, Notice clfAppeal or Motion, with a fee of $630. The I specific requirements for filing such a motion can be found at 8 C.F.R. § 103.5. Do not file any motion directly with the AAO. Please be aware that 8 C.F.R. § 103l5(a)(l)(i) requires·any motion to be filed within 30 days of the decision that the motion seeks to reconsider or ~eopen. : Thank you, Ron Rosenberg Acting Chief, Administrative Appeals Office Wl\'W.uscis.gov (b)(6) ·' Page2 DISCUSSION: The Director, Texas Service Center, denied the employment-based immigrant visa petition. The matter is now before the Administrative Ap~eals Office (AAO) on appeal. The AAO will dismiss the appeal. ·I 1 The petitioner seeks classification under section 203(b)(21) of the Immigratio~ and Nationality Act (the Act), 8 U.S.C. § 1153(b)(2), as a member of the pro:fessions }loltiino l:m ~tivlm~Pil nP.urP.P. ThP. petitioner seeks employment as a research assistant professor at Houston. The petitioner's recent·work has involved thJ Pade approximant, a mathematical function used to extrapolate beyond a known data set. The pbtitioner asserts that an exemption from the requirement of a job offer, and thus of a labor certification, is in the national interest of the United States. The director found that the petitioner qualifies fo11j 1 classification as a member of the professions holding an advanced degree,. but. that the petitioner has not established that an exemption from the requirement of a job offer would be in the national interest ofthe United States. On appeal, the petitioner submits a brief from counsel and copies of pr~viously submitted materials. Section 203(b) of the Act states, in pertinent part: (2) Aliens Who Are Members of the Professions Holding Advanced Degrees or Aliens of Exceptional Ability. - (A) In General. -Visas shall be made available· ... to qualified inlmigrants who are members of the professions holding advanced degrees or their equivalent or who because of their exceptional ability in the sciences, arts, or business, will substantially benefit prospectively the national economy, cultufal or educational interests, or welfare of the Uriited States, and whose services in the sbiences, arts, professions, or business are sought by an employer in the United States. · . (B) Waiver of Job Offer- (i) : .. the Attorney General may, when the Attorney General deems it to be in the national interest, waive the requirements o!f subparagraph (A) that an alien's services in the sciences, arts, professions, or bhsiness be sought by an employer in the United States. The director did not dispute that the petitioner qualifies as a member of the professions holding an advanced degree. The sole issue in contention iS whether 1the petitioner has established that a waiver of · the job offer requirement, and thus a labor certification, is in the national interest. · Neither the statute nor the pertinent ·regulations define I the term "national interest." Additionally, Congress did not provide a specific definitio'n of "in the national interest." The Committee on the Judiciary merely noted in its report to the Senate that the cbmmittee had "focused on national interest by increasing the number and proportion of visas for inlnligrants who would benefit the United States economically and otherwise .... " S. Rep. No. 55, lOlst Cbng., 1st Sess., 11 (1989). (b)(6)Page 3 Supplementary information to regulations implementing the Immigration Act of 1990, published at 56 Fed. Reg. 60897, 60900 (November 29, 1991), states~ · · ·. The Service [now U.S. Citizenship and ImmiJation Service~ (USCIS)]' believes it appropriate to leave the application of this test J flexible as possible, although clearly an alien seeking to meet the [national intere~t] standard must inake a showing significantly above that necessary to prove I the "prospective national benefit" [required of aliens seeking to qualify as "exceptional."] .The burden will rest with the alien to establish that exemption from, or wai:~er ot: the job offer will be in the national interest. Each case is to be judged on its own merits.· · . I . In reNew York State Dept: of Transportation (NYSD01), 22 I&N Dec. 215 (Act. Assoc. Comm'r 1998), has set forth several factors which must be consid1ered when evaluating a request for a national . I interest waiver. First, the petitioner must show that the alfen seeks employment in an area of substantial intrinsic merit. Next, the petitioner must show that thci proposed benefit will be national in ·scope. Finally, the petitioner establish that the alien will serve the national interest to a substantially greater degree than would an available United States worker havu!tg the same minimum qualifications. While the national interest waiver hinges on prospecti~Jnational benefit, the petitioner must establish that the alien's past record justifies projections of future blmefit to the national interest. The petitioner's subjective assurance that the alien will, in the future, ~erve the national interest cannot suffice to establish prospective national benefit. The intention beruhd the term ''prospective" is to require future contnbutions by the alien, rather than to facilitate the ~ntry of an alien with no demonstrable prior achievements; and whose benefit to the national interest wbuld thus be entirely speculative. . . I c The USCIS regulation at 8 C.F.R. § 204.5(k)(2) defines "exceptional ability" as . "a degree of expertise significantly above that ordinarily encounterett" in a given area of endeavor. By statute, aliens of exceptional ability are generally subject to t*e job offer/labor certification requirement; they are not exempt by virtue of their exceptional ability. Therefore, whether a given alien seeks classification as an alien of excej>tional ability, or J a member of the professions holding an advanced degree, that alien cannot qualify for a waiver ljust by demonstratmg a degree of expertise significantly above that ordinarily encountered in his or her field of expertise. I . The petitioner filed the. Form I-140 petition on Januaiy 23, 2012. In an introductory statement, counsel stated: [The petitioner] has the capacity for making suostantial contributions to the U.S. by and through. his expertise and skills in the I filed [sic] of Computational and Mathematical Physics, particularly, nonlinear quantum dynamics and data analysis, the latter having applications in submarine detebtion, gravitational waves detection, . water leaks detection in urban distribution net~orks, early detection of structural faults ,in mechanical systems, e.g., (military) 1Jhelicopter. engines. and oil drilling equipment. ... (b)(6) Page4 Beneficiary is an· internally [sic] recognized exP,ert in the filed [sic] of Mathematical Physics for his expertise and skills in data ~alysis, and in particular in · Pade Approximants of Z-transforms of data analysiJ, and nonlinear quantum dynamics .. Beneficiary is currently working as Research Prdfessor at l!eneficiary has 'been working on Pade Approxlants and their applications for more thart 10 years. Since 2007, he has been workin~ on their application to data analysis problems, obtaining new and fundamental results, such as the universal properties of purse [sic] noise Pade Approximants and lately the characteristic way a deterministic signal perturbs them. Beneficiary has, also beJn ·working in the field of nonlinear quantum dynamics for the last 25 years, both with experimental and theoretical groups, concentrating in particular .on the vario~ regimes of interaction .of Rydberg atoms (both Hydrogen and Alkali Metal ones)l with microwaves. He is currently researching different schemes to accelerate de-e~.citation of anti-hydrogen atoms .... [M]easurement of the ground state energy of these atoms is very important in fundamental physics. Recently, Beneficiary made a breakthrough in the filed [sic] of data analysis by · I . devising a new method to detect weak signals in highly noisy environments by their effect on these saine properties of the nJise itself. The essential applications of his new method of detecting signals in heavy doise surroundings include: • . Detection of the breaking of helicopters['] shafts that emit specific vibrations before breaking .... • Interest to the --------'- • A . ~ sub award . for the detection of Gravitational Waves emitted by Black Holes ~ocated at the center of galaxies. • · A sub award grant again for the detection ofGravit.ational Waves. I • · Future applications to reduce the number of false positive and/or false negative ·[results] in Magnetic Resonance Spectroscopy for breast and brain cancer. CoW18el stat~ that the petitioner qualifies fur the wai~er becaus; his H-1 B nonimmigrant status "precluded [him] from fully participating in the projects for the US Department of Defense," and because his "qualifications ... cannot be articulated in tHe labor certification process." . I . The petitioner-submitted partial copies of 12 joumalckicles published between. 1988 and 2011. Counsel stated that these articles represent important cdntributions to the petitioner's field, but the petitioner did not submit documentary evidence (such J citation data) to establish the impact of.his published work. Instead, the petitioner. submitted sev~al witness letters. The AAO will discuss representative examples ofthe letters below. I , (b)(6) Page5 described. himself as 'jan internationally renowned Mathematical Physicist with ·over one hundred and twenty referrea publications and over fourteen hundred citations referenced in the Science Citation Index." Thd petitioner's submission of this letter reflects · awareness that heavy citation can be a measure of thb impact of a re;earcher's published work .. , Nevertheless, the petitioner submitted no information rekarding the citation of his own wor.k. stated: I have been collaborating with [the petitioner] for eleven years, starting in the year 2000. At the time, we were working on thd design of semi-conductors hetero structures. Rapidly, we moved to the field of dat~ analysis corrupted by heavy noise. Recently, [the petitioner] m.ade a breakthrough in the field of Data Analysis. Any expert of the field will tell that it is impossible 1to detect a random signal below the noise level. The extremely original approach of [the petitioner] is based on the idea to focus on the noise rather than on the signal dnd look how the signal perturbs the noise universal properties in the complex planet When a change is detected in the noise distribution this indicates the presence rlf a signal that can be furthermore isolated and studied. ·The sensitivity of this entirbly new approach is at least ten times better than any traditional method. . . . ·I [The petitioner] is the cornerstone of three projects we have for the moment/ [sic] for helicopter shaft bteakdown prevention . . ·I hope to have him collaborating ~ith the Navy 'l soon as he will get US residency. His method will have direct applications to nucleL Submarine Detection. In a separate letter, . . elaborated on two projels with national defense implications: Browsing through professionai iiterature, . ·a Jientist working for got intrigued by reading about the extrbely powerful results presented in one of [the petitioner's] publications. He was $o interested about his work that. he immediately offered a research contract to carry on the research pioneered by [the petitioner]. The ptoblem they have at J is the detection on [sic] an early stage! of eventual catastrophic failure of helicopter rotor blade .... The experts at 1 · knew that traditional Digital Signal Processing are [sic] of very little Help for their problem, and they hope ·that the.innovative approach to noise filtering presented in [the petitioner's] paper will help them achieve crucial-progress in solving this problem . 1 Sic. . apparently meant to refer to the (b)(6) Page 6 The second example pertains to nuclear submarine navigation and target detection technology. · ... The superiortechnique he proposes is able to ·work for both active and passive detection. Moreover, coherent detection of signals recorded in multistatic configurations will automatically guaranteb · several orders of magnitude improvements in detection capabilities. This acdomplishment, never achieved before, would be possible only by using a matrix exterlsion of [the petitioner's] research. I don't see any way in which the results promisclt in our proposal could be delivered without [the petitioner's] contribution. · I . . Professor stated: I have known [the petitioner] for more than tJ,enty-five years now, since when he was a student under my guidance in the and I have seen ·him constantly gfow in ;~mpetence and academic recognition during all these years. [The petitioner] completed his laurea thesis (the equivalent of a master) in the eighties, with a theoretical work on the explanJtion of the puzzling results (for the ' . I time) of the experiments on microwave excited hvdrogen atoms that had just been performed by the research group ~f. _ n the U.S. In this work, he collaborated tightly with me to test I and run a numerical code for the simulation of such physical system, that was at the forefront of research. The results I of this work lead [sic] to important publications that had vast resonance in the field of atomic physics, since they frrst explained the d~amical phenomena at work in these systems. Soon after com leting his laurea's thesis with m~, [the petitioner] went on to graduate school in to work directly with . .. to complete a co.mprehensive on the application of dynamical techniques to atomic physics (namely, the widespread use of Husimi transfotms). · The importance of this work cannot be overstated: it gives means ofvisualizink the quantum distnbutions in such a way that they can be compared with the classicai distributions. [The petitioner]. used these tools to visualize the new phenomena that ~e had discovered in atomic physics: dynamical quantum localization, strong field ionfation, Stabilization, and so on. whom the petitioner listed as a reference on his curriculum vitae, stated: · In my thirty-year long experience with talented pleople; [the petitioner] stands out: He · shows remarkable gifts in research on the theory of nonlinear dynamical systems and its application to complex systems. Nonlinear dwamical theory ... is directly related . . . I (b)(6)Page7 to nearly all high-tech sectors which have a toP. priority in the US national interest. Any advance in nonlinear theory will surely b~ing a major impact on science and technology . . . . In his [doctoral] thesis, [the petitioner] solved the key problem of atomic physics and nonlinear mechanics of the time, namely thb quantum mechanical manifestation of chaotic dynamics in a real, experimentally acJessible atom, namely hydrogen. His I work opened the floodgates to a new field, namely chaos in atomic physics, and many researchers in this field owe a great debt to [the ~etitioner's] pioneering work. . rovid~ lengthy, technical descriptions oftJe petitioner's work, :.Ud asserted: ''To make I all these substantive contributions in such a short period of time is far beyond the capability of typical young researchers at comparable stages oftheir·dareers." · - . - I stated: We have met at several cOnferences, and hate had many discussions and very interesting exchanges of opinions about a new rhethod for filtering noisy time series with signals from damped oscillators .... In this method a very ingenious use is made of a phenomenon in Pade approximation that is known under the name of "Proissart doublets .... This new approach is extremely interesting in my opinion and also ve~ promising to become an attractive alternative in future to the presently dominant tools from harmonic analysis in the area of filtering techniques. Of course, the resbarch is still in its early days, but if things turn out positive, then it will have a great ftnpact in the development of spectral ·analysis of highly noisy time series. The director issued a request for evidence on May p, 2012. The director acknowledged the petitioner's submission of witness letters, but observed that the witnesses tended to describe the petitioner's work in terms of its potential rather than its !proven impact. The director stated: ''While some witnesses indicate that you have useful ideas in yorr field, the effectiveness of your method(s) has not been strongly established. The suggestion that such methods might, possibly at some future date,· be beneficial is not sufficient to establish eligi~ility for a national interes~ waiver. "l The director requested documentary evidence of the petitionJ's past impact and influence on his field. In response to the request, for evidence, the petitioner shbmitted partial~ copies of various scholarly articles which, according to counsel, "demonstrate th~ proven effectiveness and benefits of the applications of Pade Approximant method" in terms ofjdistinguishing data from noise. The issue, however, is not whether the Pade approximant is a useful mathematical tool. That issue speaks to . substantial intrinsic merit, which the director has not qubstioned in this proceeding. There exists no blanket waiver for physicists and/or mathematicians J..ho are familiar with the use of the Pade approximant in distinguishing signal from noise. The petitioner did not create or define the Pade . -- I (b)(6) Page8 approximant, and therefore general discussions of its utility say nothing about the petitioner's contributions to his field. The submitted article excerpts do not mention the petitioner's work, and therefore they do not establish the significance or impact of the petitioner's past work in his field. Rather than provide documentary evidence of his past lpact or influence on his field, the petitioner I submitted additional witness letters. stated: [The petitioner] is a key member ofthe group hJaded by which ... has been developing a new filtering technique iJ the data analysis of weak signals in heavy noise. [The petitioner] conceived the fnost innovative aspect of this new technique, consisting in inverting the traditional !prospective [sic] and considering the signal as a perturbation of the noise .... Preliminary results indicate that this new . technique can substantially increase detection prbbabilities. Extensive statistical tests are under way to quantify the advantage on [sic] traditional methods. :. . · As evidenced from my continued financial supbort of it, I believe that the research [the petitioner] is conducting in data analysis wiil result in. solid advantages, not only to my field of research but also in practical applications wherever weak signals have to be extracted from overwhelming noise, as for ~xample in medical imaging.· Like the initial letters, letter does not indicJte thanhe petitioner's work has already had demonstrable impact on the field. Rath~, the letter indibates that testing is underway to confirm the effectiveness of the petitioner's inethods. . I • . .· Another of the petitioner's collaborators discussed thej research team's' ongoing work in terms of what the group hopes or expects to achieve. stated: [The petitioner's] background enabled him to !create an application that separates signal from noise in certain astrophysics applica~ions (namely, detecting gravitati~nal waves). My collaboration with [the petitioner] aims to refine this method into a much more accurate way of reading and interpreting !the structure of biological rhythnls, such as those that are recorded in electroencephalograms (EEGs). These recordings are used to diagnose epilepsy and a host of abnotmalities in children, but the data are I difficult to interpret. [The petitioner:s] approach promise~ to discern the signal in a more sensitive and accurate way. It is an fugenious ·application of an elegant mathematical theorem developed in the 20 1 h. cedtury in France, which has not been app)ied to biological data befure, . . . I Based on our preliminary results, we are current;ly working on a grant application to the I sincerely believe that a successful de~elopment of this method could shed considerable light on several puzzling phenomeda in neuroscience, and I expect that (b)(6) Page9 the work will have a major impact on both scientific research and on public health care in the United States. In sum, [the petitioner's] work promises to aovance our research enterprise, our public health, and our biotechnology industry. _ A whp first collaborated with the petitioner under in 1997, provided an overview ofthe petitioner's past work. stated that _ the petitioner's ''results in Chaos Theory as applied to ~tomic physics represent a major advance in this field, as demonstrated by the number of prestigiouk publications, conference presentations and citations .... [H]is work in atomic physics is widely i.ecognized by the peers in his group." The petitioner has not documented the citation of his work ot provided objective evidence of this claimed widespread recognition. Going on record without suppdrting documentary evidence is not sufficient for purposes of meeting the burden .of proof in these proceedings. Matter of Soffici, 22 I&N Dec. 158, 165 (Comm'r 1998} (citing Matter of Treasure Craft of California, 14 I&N.Dec. 190 (Reg'l Comm'r 1972)). - l discussed other potenti~l applications ofthe petitioner's work, while making it clear that significant technical hurdles remain pefore the applications are viable. . . . I . --- - an associate professor at the knew the petitioner during the petitioner's studies there. stated that jthe petitioner's more recent "findings and procedures ... have been indeed widely appreciated, and they also look very promising for further applications to physically fundamental questions, wherJ high noise level prevents simple and direct analysis of experimental data." Like other w1tness~s, ·stated that this research ts unfinished and that further progress depend~ upon the p~titioner's continued involvement. I - -- One of collaborators, Professor _ 1 _ director of the _ has "known [the petitioner] ~ince 1989." Prof. , stated that the petitioner's research "on control and transport in classical and quantum nonlinear dynamics ... is very promising." · The director, in the request for evidence, had specifie<;l that the petitioner must establish "specific prior achievement with some degree of influence on tlie field as a whole," and that the promise of future benefit is not, by itself: sufficient to warrant thcl waiver. Nevertheless, the second group of witness letters once· again focused on the potential future benefits that may- result from the petitioner's ongoing research. The director denied the petition on October 29, 2012, s~ating: ''The fact that th~ petitioner-may play an important role in Pade Approximants and their applications is insufficient to establish eligibility for a job offer waiver based on national interest." Theldirector acknowledged the intrinsic merit of the petitioner's occupation, and the national scope of 'he benefit arising from the work, but found that the petitioner had not met the third prong of the NYSDOT national interest test. On appeal, counsel states: . (b)(6) Page 10 In the past 30 years, [the petition.er] has made significant ;md substantial contributions to data analysis· and nonlinear quantum dynamics, which are applied· in submarine detection, c:;ancer. detection, gravitational wave/ 1 detection, water leak detection in urban distribution networks, early detection of structural faults in mechanical systems, e.g. helicopter engines and oil drilling equipment, directly benefitting the national defense, health, space program and energy industries. · The record does not show that the petitioner's fmdinks "are applied" in the ways listed above. Rather, the record indicates that testing is underway tb determine whether or not the petitioner's I work will lead to· improvements in those areas. The petitioner need not already have achieved every one of his goals in order to qualify for the waiver, but ~e must establish .a past history of influential accomplishment to ju~tify the prediction that he willachieve those goals. Counsel quotes several of the witness letters at len~h, stating that the witnesses "specifically address[ ed] why the Petitioner's employment would benefit the national interest to a substantially greater degree than a similarly qualified U.S. workers" [kic]. · . Th~ Board of Immigration Appeals (BIA) has held that testimony should not be disregarded simply because It is ·"self-serving." See, e.g., Matter of S-A-, 22 I&N Dec. 1328, 1332 (BIA 2000) (citing cases). Th~ BIA .also .held, however: "We ~ot only jencoura~e, but require th~ intr?duct~on of corroborative testunomal and documentary evidence, ,here available." /d. Iftestunomal evidence lacks specificity, detai~ or credibility, there· is a greater need for the petitioner to submit corroborative evidence.· Matter.ofY-B-, 21 I&N Dec. 1 i36 (BIA 1998). The opinions of experts in the field are not witholt weight and have received consideration above. US CIS may, in. its discretion, use as advisoty opinions statements submitted as expert I testimony. See Matter of Caron International, 19 I&N Dec. 791, 795 (Comm'r 1988). However, I . U~CIS is ultimately responsible for making the final determination regarding an alien's eligibility for the benefit sought. /d. The submission of letters/ from experts supporting the petition is not presumptive evidence of eligibility; USCIS may, as above, evaluate the content of those letters as to whether they support the alien's eligibility. USCIS m~y even give less weight to an opinion that is not corroborated, in accord with other information or is in any way questionable. See id. at 795; see also Matter of V-K-, 24 I&N Dec. 500, 502 n.2 (BIA 2008) (noting that expert opinion testimony does not purport to be evidence as to "fact"). See also Matter of Soffici, 22 I&N Dec. 158, 165 I (Cormn'r 1998) (citing Matter of Treasure Craft of California, 14 I&N Dec. 190 (Reg'l Comm'r 1972)). In this instance, the director had previously acknowledged the witness letters, and instructed the petitioner to submit first-hand evidence to substanti¥e the claims therein. The petitioner had responded with additional letters and evidence that did not relate directly to the petitioner's work. Many of the letters are not lacking in detai~ but those/ details concern what the petitioner hopes to accomplish, rather than the progress he has made toward achieving those goals. Witnesses have I ' (b)(6) Page 11 asserted that the_ petitioner has earned an international reputation, but the only evidence of that _ reputation is in the form of letters from witnesses whorit the petitioner has selected. One witness's uncorroborated reference to citation of the petitioner's published work amounts to a claim, rather _than evidence in support ofthat claim. The petitioner has established that he inade a-positive impression on his mentors and collaborators over the course ofhis career thus far. In terms of the petitiondr's past work, those witnesses have provided details about what the petitioner has studied, but not that t1ns work has had an impact and influence at a level that would justify a national interest waiver. Theil- expectations about what ·the petitioner will achieve in the future are, by nature, speculative, and hav~ negligible weight as evidence. At best, the waiver application appears to be premature, predicated not on what the petitioner has accomplished, but on what he intends to accomplish once he is a permanent r~sident ofthe United States. _ As is clear from a plain reading of the -statute, it was Jot- the httent of Congress that every person qualified to engage in a profession in the United States shbuld be exempt from the requirement of a job offer based on national interest. Likewise, it does not apPear to have been the intent of Congress to grant national mterest waivers on the basis of the overall hnportance of a given profession, rather than on the merits of the individual alien. On the basis of Hie evidence submitted, the petitioner has not established that a waiver of the requirement of an appro~ed labor certification will be in the national interest of the United States. . . · I The burden of proof in these proceedings rests solely ~ith the petitioner. Section 291 of the Act, 8 U.S.C. § 1361. The petitioner has not sustained that burden. ORDER: The appeal is dismissed. \_
Avoid the mistakes that led to this denial
MeritDraft learns from dismissed cases so your petition avoids the same pitfalls. Get arguments built on winning precedents.
Avoid This in My Petition →No credit card required. Generate your first petition draft in minutes.