dismissed
EB-2 NIW
dismissed EB-2 NIW Case: Medical Research
Decision Summary
The director found that although the petitioner qualifies as a member of the professions holding an advanced degree, she failed to establish that an exemption from the job offer requirement would be in the national interest of the United States. The AAO affirmed the director's decision and dismissed the appeal.
Criteria Discussed
Employment In An Area Of Substantial Intrinsic Merit Proposed Benefit Will Be National In Scope Alien Will Serve The National Interest To A Substantially Greater Degree Than An Available U.S. Worker
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U-S. Departnlent of Homeland Security
U S Cltlzenshlp and Immlgratlon Serwces
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Offlce of Admlnlstratrve Appeals MS 2090
Washington, DC 20529-2090
U. S. Citizenship
PmLPG CQBlf and Immigration
Services
FILE: Office: NEBRASKA SERVICE CENTER Date: JUN 0 4 2009
LIN 07 2 18 50465
PETITION:
Immigrant Petition for Alien Worker as a Member of the Professions Holding an Advanced
Degree or an Alien of Exceptional Ability Pursuant to Section 203(b)(2) of the Immigration
and Nationality Act, 8 U.S.C. 8 1153(b)(2)
ON BEHALF OF PETITIONER:
INSTRUCTIONS :
This is the decision of the Administrative Appeals Office in your case. All documents have been returned to
the office that originally decided your case. Any further inquiry must be made to that office.
If you believe the law was inappropriately applied or you have additional information that you wish to have
considered, you may file a motion to reconsider or a motion to reopen. Please refer to 8 C.F.R. ยง 103.5 for
the specific requirements. All motions must be submitted to the office that originally decided your case by
filing a Form I-290B, Notice of Appeal or Motion, with a fee of $585. Any motion must be filed within 30
days of the decision that the motion seeks to reconsider or reopen, as required by 8 C.F.R. ยง 103.5(a)(I)(i).
"
Acting Chief, Administrative Appeals Office
Page 2
DISCUSSION: The Director, Nebraska Service Center, denied the employment-based immigrant visa
petition. The matter is now before the Administrative Appeals Office (AAO) on appeal. The AAO will
dismiss the appeal.
The petitioner seeks classification pursuant to section 203(b)(2) of the Immigration and Nationality Act
(the Act), 8 U.S.C. @ 1153(b)(2), as a member of the professions holding an advanced degree. The
petitioner is an assistant professor at Tbilisi State Medical University in the Republic of Georgia. She is
on leave from that position, working as a research associate at the University of Miami, Florida,
working on the Miami Project to Cure Paralysis ("Miami Project"). The petitioner asserts that an
exemption from the requirement of a job offer, and thus of a labor certification, is in the national interest
of the United States. The director found that the petitioner qualifies for classification as a member of
the professions holding an advanced degree, but that the petitioner has not established that an exemption
from the requirement of a job offer would be in the national interest of the United States.
On appeal, the petitioner submits a brief from counsel and various exhibits.
Section 203(b) of the Act states, in pertinent part:
(2) Aliens Who Are Members of the Professions Holding Advanced Degrees or Aliens of
Exceptional Ability. --
(A) In General. -- Visas shall be made available . . . to qualified immigrants who are
members of the professions holding advanced degrees or their equivalent or who
because of their exceptional ability in the sciences, arts, or business, will substantially
benefit prospectively the national economy, cultural or educational interests, or welfare
of the United States, and whose services in the sciences, arts, professions, or business
are sought by an employer in the United States.
(B) Waiver of Job Offer.
(i) . . . the Attorney General may, when the Attorney General deems it to be in
the national interest, waive the requirements of subparagraph (A) that an alien's
services in the sciences, arts, professions, or business be sought by an employer
in the United States.
The director did not dispute that the petitioner qualifies as a member of the professions holding an
advanced degree. The sole issue in contention is whether the petitioner has established that a waiver of
the job offer requirement, and thus a labor certification, is in the national interest.
Neither the statute nor the pertinent regulations define the term "national interest." Additionally,
Congress did not provide a specific definition of "in the national interest." The Committee on the
Judiciary merely noted in its report to the Senate that the committee had "focused on national interest by
Page 3
increasing the number and proportion of visas for immigrants who would' benefit the United States
economically and otherwise. . . ." S. Rep. No. 55, 101 st Cong., 1 st Sess., 1 1 (1 989).
Supplementary information to regulations implementing the Immigration Act of 1990 (IMMACT),
published at 56 Fed. Reg. 60897,60900 (November 29, 1991), states:
The Service [now U.S. Citizenship and Immigration Services (USCIS)] believes it
appropriate to leave the application of this test as flexible as possible, although clearly
an alien seeking to meet the [national interest] standard must make a showing
significantly above that necessary to prove the "prospective national benefit"
[required of aliens seeking to qualify as "exceptional."] The burden will rest with the
alien to establish that exemption from, or waiver of, the job offer will be in the
national interest. Each case is to be judged on its own merits.
Matter of New York State Dept. of Transportation, 22 I&N Dec. 215 (Comrnr. 1998), has set forth
several factors which must be considered when evaluating a request for a national interest waiver. First,
it must be shown that the alien seeks employment in an area of substantial intrinsic merit. Next, it must
be shown that the proposed benefit will be national in scope. Finally, the petitioner seeking the waiver
must establish that the alien will serve the national interest to a substantially greater degree than would
an available U.S. worker having the same minimum qualifications.
It must be noted that, while the national interest waiver hnges on prospective national benefit, it clearly
must be established that the alien's past record justifies projections of future benefit to the national
interest. The petitioner's subjective assurance that the alien will, in the future, serve the national interest
cannot suffice to establish prospective national benefit. The inclusion of the term "prospective" is used
here to require hre contributions by the alien, rather than to facilitate the entry of an alien with no
demonstrable prior achievements, and whose benefit to the national interest would thus be entirely
speculative.
We also note that the regulation at 8 C.F.R. fj 204.5(k)(2) defines "exceptional ability" as "a degree
of expertise significantly above that ordinarily encountered" in a given area of endeavor. By statute,
aliens of exceptional ability are generally subject to the job offer/labor certification requirement;
they are not exempt by virtue of their exceptional ability. Similarly, aliens who are professionals
with an advanced degree are also not exempt from the job offedlabor certification requirement by
virtue of their higher education. Therefore, whether a given alien seeks classification as an alien of
exceptional ability, or as a member of the professions holding an advanced degree, that alien cannot
qualify for a waiver just by demonstrating a degree of expertise or education significantly above that
ordinarily encountered in his or her field of expertise.
The petitioner submitted a copy of her curriculum vitae (CV) with the petition. The CV listed
fifteen published articles. Only two of those articles were published after 2001. The CV also listed
fourteen conference presentations, nine of which were in 2003 or later. None of the articles or
presentations named in the initial filing arose from her work in the United States, which began only
Page 4
about four months before she filed the petition. The evidence indicates that the petitioner began
producing more conference presentations at around the same time she began producing fewer
articles. The petitioner submitted copies of some of these articles and conference abstracts.
The petitioner submitted five witness letters, all from individuals named as references on the
petitioner's CV.
I was the scientific supervisor of [the petitioner's] PhD thesis. . . .
[The petitioner's] PhD study revealed a new treatment for sciatic, tibia1 and peroneal
nerves in case of root avulsion from spinal cord. Typically, patients suffering from
this type of injury would remain wheelchair-bound for the rest of their lives, but with
[the petitioner's] new innovative technique, motor functions in the legs could be
restored. Her experimental findings, when put into practice, enabled neurologists and
surgeons to determine precisely when and what method of surgery to perform on
patients' leg nerve damage.
. . . In the end, her discoveries led to new surgical techniques now used by Georgian,
Italian and Russian surgeons to help restore movement and feeling to patients with
paralyzed limbs.
- now an associate professor at the Medical University of Vienna, Austria,
stated:
I have known [the beneficiary] from her student's years as I worked at Tbilisi State
Medical University at that time. . . .
What separates and distinguishes her from other neurologists in the field are these
qualities:
o [The petitioner] has earned international scholarships and fellowships in some of
the world's leading neurology centers. . . .
o
[The petitioner] has received awards to travel and present her research findings
. . . around the world at conferences. . . .
o [The petitioner] is an Assistant Professor at Tbilisi State Medical University and
she is Executor of Georgia's Continuing Educational program: "Modern
Principles of Management and Diagnosis of Carpal Tunnel Syndrome."
o [The petitioner] is board certified to practice neurology in Georgia, and she has
abundant clinical experience treating and diagnosing patients with various
peripheral nerve disorders.
Page 5
now Head of the Department of Neuroradiology at Klinikum Bremen-Mitte,
Bremen, Germany, stated:
In 2003, [the petitioner] spent three months at the Department of Neurology of the
University of Erlangen-Nuremberg . . . to receive post-doctoral training and conduct
post-doctoral research. . . .
I was familiar with [the petitioner] because of her publication on peripheral nervous
system disorders and treatment. . . . Her published findings promised and delivered
new innovative treatments for spinal cord injuries resulting in the paralysis of
patients7 legs. . . .
[The petitioner's] discovery of a new surgical method of reattaching tom peripheral
nerves to the spinal cord is now being used by doctors in Georgia, Russia and Italy to
restore movement in patients who have paralyzed legs. This is truly a
groundbreaking discovery. . . . The medical community is slow to adopt such novel
treatments for spinal cord injuries and paralysis, especially when such discoveries are
made by researchers in smaller, lesser known nations, but it is just a matter of time
before this procedure begins to receive even wider application in other hospitals
around the world.
Regarding the last assertion,
did not describe what efforts, if an , have been made to
introduce the petitioner's technique to neurosurgeons in Germany.
continued:
[A]s I was already familiar with her achievements before she came to our Hospital in
2003,I invited [the petitioner] to help me with a project in my own lab concerning a
method to precisely isolate and identify areas of the brain damages by stroke. . . .
[The petitioner] independently produced breakthrough results in our lab in Germany
allowing us to precisely identify lesions on stroke patients' brains. . . .
As a direct result of [the petitioner's] work and collaboration, we developed the
absolute best way to diagnose and treat stroke patients who suffer fiom lesions on the
brain. The first step is to quickly identify where the lesions are using the CT-
perfusion imaging method devised by us.
In 2004, the EFNS [European Federation of Neurological Societies] awarded [the
petitioner] a post doctoral scholarship and so we invited [the petitioner] for training in
peripheral nerve disorders. . . .
Page 6
[The petitioner] won her award because of her extensive background, qualifications,
and commitment to the field of Neurology. For instance, in previous research work
conducted in Georgia on peripheral nerve disorders, [the petitioner] discovered a
novel way to reattach tom peripheral nerves in patients with paralyzed legs. . . . The
technique she discovered is now currently employed by surgeons in Georgia.
Before coming to King's College, [the petitioner] engaged in collaborative research
with in Germany, wherein together they made breakthrough discoveries
in how to precisely diagnose and then restore limb movements to stroke patients. . . .
[The petitioner's] finding of how to precisely identify stroke induced brain injuries
such that surgeons may treat them has directly contributed to curing paralysis suffered
by stroke patients. The results of her collaborative work . . . have improved the
clinical treatments of patients throughout Europe.
So, [the petitioner] came to King's College with an impressive background, and while
here she studied and researched Guillain-Barre syndrome (GBS) and Inflammatory
Demyelinating Neuropathies. . . .
While at King's College, [the petitioner] received intensive training on how to
diagnose and treat GBS while also participating in GBS research. Upon completion
of her work here, [the petitioner] returned to Georgia and founded a Georgian chapter
of GBS/CIDP Foundation International.
Forming this chapter was significant for the Georgian medical community because
. . . in Georgia the [GBS] patients often do not receive appropriate medical treatment
because of the lack of GBS awareness, training, and clinical expertise among the
local doctors.
~e~ardin~ assertion that forming a chapter of the foundation in Georgia addressed a
"lack of GBS awareness" in that country, the record shows that the foundation is already active in
the United States. The petitioner gave a presentation at a foundation meeting in Phoenix, Arizona, in
2006. Therefore, the record does not establish a "lack of GBS awareness" in the United States that is
comparable to the previous situation in Georgia.
of the University of Miami stated that the petitioner "has previously achieved
research breakthroughs to help restore limb movement to patients suffering from paralysis. . . . Her
new method to restore le movements is now currently used by doctors and surgeons in Georgia,
Italy and Russia." did not claim that the University of Miami teaches, or intends to
teach, the petitioner's method, or that the petitioner's work in Miami directly relates to that method.
No witness has indicated that there exists no alternative surgical treatment already in use outside of
Georgia, Italy and Russia to restore leg movement to patients with nerve root avulsion injuries.
Also, no witness has claimed, for example, that significant numbers of such patients have traveled to
Georgia, Italy or Russia for surgery using the petitioner's method.
Page 7
[The petitioner's] job here in Miami consists of evaluating the paralyzed muscles of
patients by using Electromyography (EMG) recordings to prove that dormant,
paralyzed muscles are still alive years after injury. Using this information, the aim is
to find a way to restore muscle function by innervating the muscle and nerve tissues
with new stem cells.
[The petitioner] is specially qualified to conduct this research as she has an extensive
background in making precise EMG recordings in both research and clinical settings,
and she is well qualified to independently design and perform experiments and to
expertly analyze the results.
On a surface level it may appear that [the petitioner] is just performing basic medical
research, but her 17 years clinical experience of treating neurological disorders
combined with her extensive international background of studying neurology . . .
make her exceptionally qualified to take basic medical research to a higher, more
penetrating level of scientific analysis. Put another way, she has the research
background and clinical experience to make breakthrough connections in the data she
collects. Entry level researchers and post docs simply don't have her expertise.
Under the USCIS regulation at 8 C.F.R. 5 204.5(k)(3)(ii)(B), ten years of full-time experience in a
given occupation can form part of a claim of exceptional ability, with the understanding that
expertise often results from long experience. By law, however, exceptional ability in the sciences
does not automatically result in a national interest waiver. Aliens of exceptional ability in the
sciences are typically subject to the job offerllabor certification requirement.
On April 3, 2008, the director issued a request for evidence (WE), instructing the petitioner to
submit "documentary evidence" of "a degree of influence on [the petitioner's] field that
distinguishes [the petitioner] from other researchers/scientists with comparable
academic1professiona1 qualifications." As an example, the director noted that the petitioner could
submit copies of published articles by other researchers, citing the petitioner's work.
The petitioner's response consisted mostly of more witness letters.
Executive Director and Chief Executive Officer (CEO) of the American
Academy of Neurology, discussed the petitioner's previously discussed achievements and added:
[The petitioner's] other contributions to the field of neurology include:
Establishment of a Chapter of GBS Foundation International in Georgia. . . .
Page 8
Contributing to the World Health Organization's International Demonstration
Project, "Management of Epilepsy at the Primary Health Care Level in
Georgia," held by The International League Against Epilepsy, and the
International Bureau for Epilepsy.
Developing a continuing medical education program in Georgia titled,
"Modem Principles of Management and Diagnosis of Carpal Tunnel
Syndrome," which was accredited by the Board of the State Medical
Academy, Tbilisi, Georgia.
These three achievements show a strong social commitment to the field of neurology
and to improving the medical care of patients suffering from CTS, GBS, and Epilepsy
on a national scale.
of Tbilisi State Medical University listed the same accomplishments
tter, and stated that the petitioner's "[elxtensive EMG experience and
expertise is [sic] absolutely essential to analyze muscle weakness and fatigue in paralyzed subjects
from SCI [spinal cord injury]."
repeated the assertion that "Georgian, Russian, and Italian surgeons have used the [petitioner's]
method to help restore movement and feeling to patients with paralyzed limbs," but like the other
witnesses, stated no intention to lean or to use that technique. Also like the other witnesses, Dr.
did not state that the petitioner's method is the best or only method to restore limb movement
to these patients.
When evaluating the work of scientists from the former USSR it is important to look
beyond traditional academic benchmark measures like . . . citation indexes to see the
substance of a researcher's achievements; (1) the researcher's ability to collaborate
with international institutions; (2) the ability to research and receive training outside
their third world surroundings and; (3) the improvement of the administration of
health care in one's homeland.
None of the three factors listed above are persuasive. What is important is what the petitioner can
contribute to the United States; her origins are irrelevant except for how they relate to her abilities.
By referring to the petitioner's "third world surroundings," implies that the state of
medicine in Georgia lags behind more developed nations. The petitioner may have helped to bring a
"third world" nation closer to higher standards that already exist in other nations, but this
achievement does not show that the petitioner can effect comparable changes in those more
developed countries that already represent higher standards in health care.
, Member of Parliament in Georgia, stated: "I cannot really speak for what
[the petitioner] does in academia, I can only speak for the tangible results she has achieved in
improving and contributing to the health care system of Georgia." then
described the same research projects discussed above. The record offers no objective comparison
between "the health care system of Georgia" and that of the United States, to show that the sort of
improvements discussed are needed in the United States.
petitioner's duties on the Miami Project and, like other witnesses, asserted that the beneficiary's
years of experience qualify her for the work.
The petitioner submitted a translated copy of a 2005 newspaper interview from Kviris Kronika, in
which the petitioner answered general questions about stroke, epilepsy, carpal tunnel syndrome and
other neurological disorders.
On August 20, 2008, the director issued a second RFE, instructing the petitioner to "provide
documentary evidence to verify" that the petitioner's techniques are "widely employed in Europe" as
claimed. We note that the director did not request letters, but rather "documentary evidence."
Nevertheless, the petitioner's response consists entirely of letters.
A letter co-signed by
and i/ lists 31 spinal injury
patients who "were treated with the cross innervation method" at Tbilisi State Medical University
from 2001 to 2007. This list indicates that one institution uses the procedure about five times a year.
It does not show or imply wider use of the method.
of Medical Sciences of the Ukraine, stated that the petitioner's doctoral thesis resulted in "a new
method of surgical treatment . . . in cases of traumatic injuries of limb nerves. . . . The developed
method of the surgical treatment is applied successfully in the Ukraine, in cases of nerve root
avulsion from spinal cord."
of the N.N. Burdenko Scientific Research Institute of Neurosurgery, Moscow,
Russia, stated that the petitioner's "method is been [sic] used in various clinics in Russia since 2004
with good clinical outcome."
- of the University of Erlangen-Nuremberg, where the petitioner trained for three
months, stated: "I use CTP [computerized tomography perfusion] and especially the methods
introduced by [the petitioner] as a diagnostic method in routine. It has for example an impact on the
treatment of patients with stroke in our institution and other important centres in Europe."
A letter from
Director of the American Academy of
Neurology, is nearly identical to
earlier letter. The petitioner also submitted a
copy of
earlier letter. It would serve no useful purpose to quote from these
redundant submissions.
The director denied the petition on October 20, 2008. The director acknowledged the intrinsic merit
and national scope of the petitioner's field of research, but found that the petitioner had not
established that she stands out in her field to an extent that would justify a waiver.
The director noted the petitioner's failure to provide "primary evidence . . . to substantiate
[witnesses'] assertions" regarding implementation of the petitioner's methods, even after the director
specifically requested such evidence. The director stated: "assertions do not constitute evidence.
Matter of Obaigbena, 19 I&N Dec. 533, 534 (BIA 1988); Matter of Ramirez-Sanchez, 17 I&N Dec.
503,506 (BIA 1980)."
On appeal, counsel stated that the director improperly classified witness letters "as non evidentiary
'assertions"' and that the director erred by citing Matter of Obaigbena and Matter of Ramirez-
Sanchez. Counsel states that Obaigbena states only that "affirmations or statements made bv an
attorney on behalf of his client do not constitute evidence." We agree with counsel's
characterization of Obaigbena. The cited case law does not apply to witness statements, and to this
extent the director erred. Nevertheless, the outcome of the decision did not rest on these particular
citations of case law. Also, other case law exists which finds more broadly that unsupported claims
do not constitute evidence. See Matter of Sofici, 22 I&N Dec. 158, 165 (Commr. 1998) (citing
Matter of Treasure Craft of CalEfornia, 14 I&N Dec. 190 (Regl. Commr. 1972)).
The director, in the August 2008 RFE, acknowledged the petitioner's submission of witness letters,
and requested "documentary evidence" in order to support the claims in those letters. In context, it
is clear that the director distinguished between documentary evidence and testimonial evidence. We
note that the record still, even now, contains no first-hand evidence, documentary or testimonial,
from any source in Italy to show that the petitioner's methods are used there. That claim rests
entirely on the claims of witnesses outside of Italy.
More broadly, the record reflects only limited application of the methods credited to the petitioner.
The claim that the petitioner's methods will eventually gain wider acceptance has little value, as it
amounts to speculation and conjecture. Witnesses within the Miami Project have not indicated that
they have used, or ever intend to use, these methods. Instead, they have indicated that, because the
petitioner has 17 years of experience in neurology, she possesses valuable expertise with the
advanced technology used in her position. As we have already explained, a partial claim of
exceptional ability (in this case regarding more than ten years of experience) does not present a
compelling case for a national interest waiver.
The petitioner, on appeal, submits documentation relating to her published and presented work
following the petition's filing date. The beneficiary of an immigrant visa petition must be eligible at
the time of filing. See Matter of Katigbak, 14 I&N Dec. 45, 49 (Regl. Commr. 1971). The
petitioner's subsequent activities cannot retroactively establish eligibility.
The petitioner submits a new letter from
listing five articles that are said to contain
citations to the petitioner's work. The petitioner does not explain why she has not submitted direct
documentary evidence of these citations. More significantly, the director had previously requested
citation information in the first RFE. At that time, rather than submit any citation evidence at all, the
petitioner submitted a letter from a witness who claimed that the work of researchers in
former Soviet republics should not be judged by citations.
By failing to submit citation information upon the director's specific request, the petitioner effectively
forfeited the opportunity for consideration of that information. Where, as here, a petitioner has been
put on notice of a deficiency in the evidence and has been given an opportunity to respond to that
deficiency, the AAO will not accept evidence offered for the first time on appeal. See Matter of
Soriano, 19 I&N Dec. 764,766 (BIA 1988); see also Matter of Obaigbena at 537.
As is clear from a plain reading of the statute, it was not the intent of Congress that every person
qualified to engage in a profession in the United States should be exempt from the requirement of a job
offer based on national interest. Likewise, it does not appear to have been the intent of Congress to
grant national interest waivers on the basis of the overall importance of a given profession, rather than
on the merits of the individual alien. On the basis of the evidence submitted, the petitioner has not
established that a waiver of the requirement of an approved labor certification will be in the national
interest of the United States.
The burden of proof in these proceedings rests solely with the petitioner. Section 291 of the Act,
8 U.S.C. 5 1361. The petitioner has not sustained that burden.
This denial is without prejudice to the filing of a new petition by a United States employer accompanied
by a labor certification issued by the Department of Labor, appropriate supporting evidence and fee.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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