dismissed EB-2 NIW Case: Medicine
Decision Summary
The director's finding that the petitioner's work was not national in scope was withdrawn, as the petitioner's research on COPD was deemed to have national benefits. However, the appeal was ultimately dismissed because the petitioner failed to meet the final prong of the national interest waiver test: establishing that they will serve the national interest to a substantially greater degree than an available U.S. worker with the same minimum qualifications, as they did not demonstrate a sufficient past history of achievement influencing the field.
Criteria Discussed
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(b)(6)
Date: · APR 0 9 2014
INRE: Petitioner:
Benefici ary:
Office : NEBRASKA SERVICE CENTER
U.S. Department of Homeland Security
U.S. Citizenship and Immigrati on Services
Office of Administrative Appeals
20 Massachusetts Ave., N.W., MS 2090
Washington, DC 20529-2090
U.S. Citizenship
and Immigration
Services
PETITION: Immigrant Petition for Alien Worker as a Member of the Profes sions Holding an Advanced
Degree or an Alien of Exceptional Ability Pursuant to Section 203(b )(2) of the Immigration
and Nationality Act, 8 U.S.C. § I l53(b)(2)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
Enclosed please find the decision of the Administrative Appeals Office (AAO) in your case.
This is a non-precedent decision. The AAO does not announce new constructions of law nor establish agency
policy through non-precedent decision s. If you believe the AAO incorrectly applied current law or policy to
your case or if you seek to present new facts for consideration, you may file a motion to reconsider or a
motion to reopen, respectively . Any motion must be filed on a Notice of Appeal or Motion (Form I-290B)
within 33 days of the date of this decision. Please review the Form I-290B instructions at
http://www.uscis.gov/forms for the latest information on fee, filing location, and other requirements.
See also 8 C.P.R.§ 103.5. Do not file a motion directly with the AAO.
;;;~
Ron Rosenberg
Chief , Administrative Appeals Office
·www.uscis.gov
(b)(6)
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DISCUSSION: The Director, Nebraska Service Center, denied the immigrant visa petition and the
matter is now before the Administrative Appeals Office (AAO) on appeal. The appeal will be
dismissed.
The petitioner seeks classification under section 203(b)(2) of the Immigration and :t-fationality Act
(the Act), 8 U.S.C. § 1153(b)(2), as a member of the professions holding an advanced degree.
According to Part 6 of the Form I-140, Immigrant Petition for Alien Worker, the petitioner seeks
employment as a "Physician Scientist." At the time of filing, the petitioner was working as a
· The petitioner asserts that an exemption from
the requirement of a job offer, and thus of a labor certification, is in the national interest of the
United States. The director found that the petitioner qualifies for classification as a member of the
professions holding an advanced degree, but that the petitioner has not established that an exemption
from the requirement of a job offer would be in the national interest of the United States pursuant to
section 203(b )(2)(B)(i) of the Act.
On appeal, the petitioner submits a brief and copies of documents that were previously submitted. In
addition, the petitioner submits documentation indicating that she has filed a subsequent 1-140 petition,
seeking a national interest waiver pursuant to section 203(b )(2)(B)(ii) of the Act.
The petitioner asserts correctly that the standard of proof in this matter is preponderance of the
evidence. In most administrative immigration proceedings, the petitioner must prove by a
preponderance of the evidence that he or she is eligible for the benefit sought. Matter of Chawathe, 25
I&N Dec. 369 (AAO 2010). The truth is to be determined not by the quantity of evidence alone but
by its quality. !d. at 376. In the present matter, the documentation submitted by the petitioner fails to
demonstrate by a preponderance of the evidence that a waiver of the requirement of an approved labor
certification will be in the national interest of the United States.
I. LAW
Section 203(b) of the Act states, in pertinent part:
(2) Aliens Who Are Members of the Professions Holding Advanced Degrees or Aliens of
Exceptional Ability. -
(A) In General. - Visas shall be made available ... to qualified immigrants who are
members of the professions holding advanced degrees or their equivalent or who
because of their exceptional ability in the sciences, arts, or business, will substantially
benefit prospectively the national economy, cultural or educational interests, or welfare
of the United States, and whose services in the sciences, arts, professions, or business
are sought by an employer in the United States.
(B) Waiver of Job Offer -
(b)(6)
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NON-PRECEDENT DECISION
(i) Subject to clause (ii), the Attomey General may, when the Attorney General
deems it to be in the national interest, waive the requirements of subparagraph (A)
that an alien's services in the sciences, arts, professions, or business be sought by an
employer in the United States.
(ii) The Attomey General shall grant a national interest waiver pursuant to clause (i)
on behalf of any alien physician with respect to whom a petition for preference
classification has been filed under subparagraph (A) if-
(I) (aa) the alien physician agrees to work full time as a physician in an area or
areas designated by the Secretary of Health and Human Services as having a
shortage of health care professionals or at a health care facility under the
jurisdiction of the Secretary of Veterans Affairs; and
(bb) a Federal agency or a department of public health in any State has
previously determined that the alien physician's work in such an area or at such
facility was in the public interest.
The record reflects that the petitioner qualifies as a member of the professions holding an advanced
degree. The sole issue in contention is whether the petitioner has established that a waiver of the job
offer requirement, and thus a labor certification, is in the national interest.
II. SECTION 203(b)(2)(B)(i) OF THE ACT
Neither the statute nor the pertinent regulations define the term "national interest." Additionally,
Congress did not provide a specific definition of "in the national interest." The Committee on the
Judiciary merely noted in its report to the Senate that the committee had "focused on national interest by
increasing the number and proportion of visas for immigrants who would benefit the United States
economically and otherwise .... " S. Rep. No. 55, lOlst Cong., 1st Sess., 11 (1989).
A supplementary notice regarding the regulations implementing the Immigration Act of 1990, P.L.
101-649, 104 Stat. 4978 (Nov. 29, 1990) (IMMACT90), published at 56 Fed. Reg. 60897, 60900 (Nov.
29, 1991), states, in pettinent part:
The Service believes it appropriate to leave the application of this test as flexible as
possible, although clearly an alien seeking to meet the [national interest] standard must
make a showing significantly above that necessary to prove the "prospective national
benefit" [required of aliens seeking to qualify as "exceptional."] The burden will rest
with the alien to establish that exemption from, or waiver of, the job offer will be in the
national interest. Each case is to be judged on its own merits.
In reNew York State Dept of Transportation, 22 I&N Dec . 215, 217-18 (Act. Assoc. Comm'r 1998)
(NYSDOT), has set forth several factors which must be considered when evaluating a request for a
(b)(6)
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Page4
national interest waiver. First, a petitioner must establish that she seeks employment in an area of
substantial intrinsic merit. !d. at 217. Next, a petitioner must establish that the proposed benefit will be
national in scope. !d. Finally, the petitioner seeking the waiver must establish that she will serve the
national interest to a substantially greater degree than would an available U.S. worker having the same
minimum qualifications. !d. at 217-18.
The petitioner has established that her. work as a physician scientist is in an area of substantial
intrinsic merit. With regard to the second prong of the national interest waiver test, the director
found that the proposed benefits of the petitioner's work as a physician scientist would not be
national in scope. The petitioner, however, performs research involving smoking induced chronic
obstructive pulmonary disease (COPD). Improving treatment methods for COPD would
substantially benefit
the U.S. healthcare system. As the documentation submitted by the petitioner is
sufficient to demonstrate that the proposed benefits of her pulmonary research are national in scope,
the director's finding is withdrawn. It remains, then, to determine whether the petitioner will benefit
the national interest to a greater extent than an available U.S. worker with the same minimum
qualifications.
Although the national interest waiver hinges on prospective national benefit, the petitiOner must
establish her past record justifies projections of future benefit to the national interest. !d. at 219. The
petitioner's subjective assurance that she will, in the future, serve the national interest cannot suffice to
establish prospective national benefit. The inclusion of the term "prospective" is used here to require
future contributions by the petitioner, rather than to facilitate the entry of an individual with no
demonstrable prior achievements, and whose benefit to the national interest would thus be entirely
speculative. !d.
Eligibility for the waiver must rest with the petitioner's own qualifications rather than with the
position sought. Assertions regarding the overall importance of a petitioner's area of expertise
cannot suffice to establish eligibility for a national interest waiver. !d. at 220. At issue is whether
this petitioner's contributions in the field are of such significance that she merits the special benefit
of a national interest waiver, a benefit separate and distinct from the visa classification she seeks. A
petitioner must demonstrate a past history of achievement with some degree of influence on the field
as a whole. !d. at 219, n. 6. In evaluating the petitioner's achievements, original innovation, such as
demonstrated by a patent, is insufficient by itself. Whether the specific innovation serves the national
interest must be decided on a case-by-case basis. !d. at 221, n. 7.
The petitioner filed the Form I-140 petition on November 16, 2012. In addition to documentation of
her published and presented work, two travel awards, and a research grant, the petitioner submitted
letters of support discussing her activities in the field. The petitioner also submitted citation
information from - ~ · ' · reflecting one independent cite to her body of published and
presented work. The director denied the petition on July 3, 2013. The director determined that the
petitioner had not demonstrated that she "will benefit the national interest to a greater extent than an
available U.S. worker with the same minimum qualifications." The director's decision stated:
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Publication alone may serve as evidence of originality, but it is difficult to conclude that a
published article is imp01iant or influential if there is little or no evidence that other
researchers have relied upon the petitioner's findings. Frequent citation by independent
researchers, on the other hand, would demonstrate more widespread interest in, and reliance
on, the petitioner's work.
The director further stated that the citation evidence submitted by the petitioner did not reflect a "level
of interest as to distinguish her from her peers." With regard to the petitioner's presentations at medical
conferences, the director determined that the submitted evidence did not show "that the petitioner's
presentations have influenced others in her field." The director also found that the witness letters from
the petitioner's colleagues and coworkers were not sufficient to demonstrate the petitioner's "impact on
the field" beyond "the circle of her personal acquaintances ." The director therefore concluded that the
petitioner failed to establish that an exemption from the requirement of a job offer would be in the
national interest of the United States.
The petitioner's appellate brief states:
The Service did not consider or even mention: the 2009 Travel A ward of the
Award to the petitioner; the petitioner's numerous presentations at presngwus coruerem.:e:s
before international scientific audiences; the strong statements of renown [sic] experts in the
field of pulmonary medicine that the area is understudied but very important. In addition,
USCIS [U.S. Citizenship and Immigration Services] committed factual errors in claiming that
all experts supporting the petition
personally knew the petitioner even though two of the
experts specifically stated that they did not know her personally.
The petitioner's travel awards, research grant, conference presentations, publications, and letters of
support from experts in the field will be considered below .
[The petitioner] was a key team member in my research group on several projects. In her
first project using human airway epithelial cultured cells, [the petitioner) optimized gene
delivery into this cell line model. She demonstrated an augmented uptake of plasmids - a
DNA material - encapsulated into nanoparticles when they were co-treated with liposomes, a
phospholipid-based reagent. . . . [The petitioner's] experiments showed that the proteins
encoded by the DNA delivered from our naposomes (the liposome-nanoparticle-DNA
complex) could be expressed 24-48 hours after administration , and were functionally active.
This important discovery opened a new ground for further investigations. . . . In 2009 [the
petitioner] co-authored an abstract which describes this work. The abstract received a high
priority score and an A TS [ ' that allowed
and
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[the petitioner] to present her findings at the prestigious
asserts that the petitioner's abstract "
-J_--~
~ ~ -
Award that allowed [the petitioner] to present her findings at the 2009
in San Diego, but there is no evidence showing that once disseminated the petitioner's work has
been frequently cited by independent researchers or that her findings have otherwise influenced the
field as a whole. In addition does not explain how a travel award limited to
medical residents in the training phase of their career is indicative of influence on the field of
pulmonary medicine as a whole.
further stated:
[The petitioner] has significantly contributed in a second project about the role of IL-10 and
lovastatin in the inhibition of smooth muscle cell function in in vitro and in vivo models of
airway remodeling and asthma . . . . Our lab was the first to demonstrate the beneficial effect
of IL-10 and lovastatin treatment on airway smooth muscle cells, a breakthrough discovery
that ultimately could serve and support asthmatic patient care. [The petitioner] petformed the
genotyping and. plethysmography (pulmonary function testing) in our anesthetized mice.
These are indeed very meticulous techniques which became precise and flawless in [the
petitioner's] hands .... By using a variety of comprehensive laboratory techniques like cell
fractionation, cytosolic and nuclear extract preparation, protein quantification and analysis by
western blotting, [the petitioner] acquired strong data that were the basis for our clinical trial
on the potential therapeutic use of lovastatin in severe asthmatics . . . .
Indeed , our findings using human airway smooth muscle cells confirmed that lovastatin
inhibits expression of contractile proteins and restored IL-10 levels, which may explain a
potential decrease of hyper-reactivity and improved lung function in patients with asthma. In
the future, treatment with lovastatin alone or with other medications might obviate the need
for invasive procedures like bronchial thermoplasty to target the overabundant smooth
muscle found in asthmatics. The obvious clinical relevance of [the petitioner's 1 r search
studies is reflected in the numerous presentations at professional conferences (. : 2009,
,(\ 1 "l\ n ~rl •h~ '"'-" h 1 ;,-.,f';r.nc 1n h1 ah h 1 TP<J~rn e rf nef':f-ff':Vif':Wed articles in
Mea1cme.
mentions the petitioner's skill in performing various laboratory techniques,
but special or unusual knowledge or training does not inherently meet the national interest threshold.
NYSDOT at 221. Any claim that the petitioner possesses useful skills, or a "unique background"
relates to whether similarly-trained workers are available in the United States and is an issue under
the jurisdiction of the U.S. Department of Labor through the labor certification process. In addition,
- comments on the potential future impact of her work with the petitioner,
asserting that their findings "could serve and support asthmatic patient care," "may explain a
(b)(6)
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Page 7
potential decrease of hyper-reactivity and improved lung function," and "might obviate the need for
invasive procedures like bronchial thermoplasty." Speculation about the possible future impact of
the petitioner' s work is not evidence, and cannot establish eligibility for the third prong of the
national interest waiver test. Eligibility must be established at the time of filing. 8 C.P.R.
§ 103.2(b)(l), (12); Matter of Katigbak, 14 I&N Dec. 45, 49 (Reg'l Comm'r 1971). Dr. Camoretti
Mercado fails to provide specific example s of how the petitioner's research findings have already
been applied by others in the medical field beyond the University of Chicago or have otherwise affected
the field as a whole. Lastly, - comments on the petitioner's multiple
presentations at A TS conferences and published articles, but the petitioner has not established that
the number of independent cites per article for her work is indicative of influence on the field as a
whole. For instance, in response to the director's request for evidence , the petitioner submitted
citation evidence from Google Scholar showing that her article in 1 •
garnered only one citation.
In the same manner as -~----
.. .. ro,.. ., ~ . • ' ooints to the petitioner's presentations at
conferences and states that the petitioner "won the " •• _ _ __ . __ . _ .. ___ _ and
2010." The petitioner submitted two certificates and online material from the temonstrating
her receipt of the two travel awards. Recognition for achievements is an element that can contribute
toward a finding of exceptional ability. See 8 C.P.R. § 204.5(k)(3)(ii). Exceptional ability, in tum ,
is not a self-evident ground for the national interest waiver. See section 203(b)(2)(A) of the Act.
The USCIS regulation at 8 C.P.R. § 204.5(k)(2) defines "exceptional ability" as "a degree of
experti se significantly above that ordinarily encountered" in a given area of endeavor. By statute,
aliens of exceptional ability are generally subject to the job offer/labor certification requirement;
they are not exempt by virtue of their exceptional ability. Therefore, whether a given individual
seeks classification as an alien of exceptional ability , or as a member of the professions holding an
advanced degree , that individual cannot qualify for a waiver just by demonstrating a degree of
expertise significantly above that ordinarily encountered in her field of expertise. Particularly
significant awards may serve as evidence of the petitioner's impact and influence on her field, but
the petitioner has failed to demonstrate that the two r awards she received (which provide
financial assistance to facilitate the presentation of research) are indicative of her influence on the
field as a whole.
further stated:
[The petitioner 's] experiments demonstrate beautifully how non-invasive treatment concepts
(over-expression of the anti-proliferative IL10 gene) are born in the lab and then translate to
patient care. In clinical practice, [the petitioner ' s] discoveries may obviate the need for
invasive procedures such as bronchial thermoplasty. [The petitioner's] bench findings are
being tested in an ongoing clinical trial C . _ where
patients with uncontrolled asthma receive lovastatin, a treatment that increases the ILlO
levels in the lung. [The petitioner] has coauthored a manuscript published with Dr.
(b)(6)
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Page 8
group in the prestigious medical journal American Journal of
Physiology.
comments on the petitioner's ILlO gene experiments under the superviSIOn of Dr.
but fails to provide specific examples of how the
petitioner's research findings are being 1mptemented beyond the university or have otherwise
influenced the field as a whole.
continued:
Currently [the petitioner] is working as a l in the Division of
Pulmonary and Critical Care at [_____"~ _ She has chosen to pursue a Research
Pathway that allows her 18 months of protected research time during training. She joined Dr.
· lab more than 1 year ago and has greatly expanded on her initial project that looks
at the effect of alpha 1 antitrypsin on cigarette smoke exposed macrophages in a cell culture
system. [The petitioner] is the first author of an abstract presented at the r -
Conference in May 2012. The abstract illustrates the rescuing effect alpha 1 antitrypsin has
on alveolar macrophages scavenging functions when they are exposed to cigarette smoke.
This work contributes to the already expanding body of literature that alpha 1 antitrypsin has
novel effects that extended beyond elastase inhibition. [The petitioner's] research is a
valuable effort in reviving an old therapy ....
mentions the petitioner's research experience and training at but any
objective qualifications which are necessary for the performance of the occupation can be articulated in
an application for labor certification. NYSDOT at 220-221. Additionally, comments on the
petitioner's published and presented work, but there is no documentary evidence showing that her
articles and abstracts are frequently cited or have otherwise affected the field as a whole. Although the
petitioner's research studies have value, any research must be original and likely to present some
benefit if it is to receive funding and attention from the medical or scientific community. In order
for a university, publisher or grantor to accept any research for graduation, publication or funding,
the research must offer new and useful information to the pool of knowledge. Not every physician
scientist who performs original research that adds to the general pool of knowledge in the field
inherently serves the national interest to an extent that is sufficient to waive the job offer
requirement.
I came to know [the petitioner] in 2010 when we successfully recruited her to enter our
_ -·--------·.-:- _ · . Over the last several years I had
multiple opportunities to interact with [the petitioner] in various circumstances.
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During her fellowship, [the petitioner] worked with · an internationally
renowned and well-funded emphysema/COPD physician. [The petitioner's] research
projects focuses [sic] on the interactions between cigarette smoke, cells undergoing
programed cell death in the smoking lung, and the first-line immune cells in the lung-alveolar
macrophages .... [The petitioner] has designed a cell culture model to study these events in
vitro. Furthermore, she has written an IRB [Institutional Review Board] approved protocol
that allows her to enroll smokers and patients with COPD in translational studies. .
. . Our
Pulmonary Department has a special interest in caring, counseling and following closely
patients with COPD, smoking related interstitial lung diseases, and lung cancer. · [The
petitioner] has made an oral presentation at the 2012 American Thoracic Society
International conference, a manuscript published in the journal -
and the successful acquisition of an - ---- t young
investigator award with her newest project: "Functional significance of a novel interaction of
Alpha-1 Antitrypsin with circulating microparticles in COPD."
oo points to the petitioner's design of a cell culture model, her internal protocol for enrolling
subjects with COPD , her oral presentation at the 2012 . conference, and her article in _~- ~
, but there is no documentary evidence showing that the petitioner's work has impacted the
field as a whole. With regard to the petitioner ' s _ -·r·--- _ young
investigator award, a substantial amount of scientific research is funded by grants from a variety of
public and private sources. The past achievements of the principal investigator are a factor in grant
proposals because the funding institution has to be assured that the investigator is capable of
performing the proposed research. Nevertheless, the ability to secure funding for a research project
does not differentiate the petitioner from other capable medical researchers, or demonstrate that her
work has already influenced the field as a whole.
I witnessed [the petitioner] journey from a brilliant medical student to an exceptional
pulmonary fellow , and finally to an outstanding and leading Junior Assistant Professor in
Pulmonary Medicine at · · - - - · · · [The
petitioner's clinical and translational research projects accomplished while working at
Jave significantly enhanced the
care we deliver to patients with chronic obstructive airway diseases in our community.
* * *
Firstly, she has designed and wrote an educational booklet for asthmatic patients , "The
Asthma guideline for patients ," published for internal use only by
... By using these various educational materials [the petitionerJ assured that the
asthmatic patients referred to our Institute understand their disease and have good
compliance with the medications prescribed before the physicians labeled them with
and
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uncontrolled, severe asthma. Secondly, [the petitioner] has developed a clinical algorithm to
diagnose and treat different medical conditions which can masquerade the clinical
presentation of patients diagnosed with severe asthma, like vocal cord dysfunction, aspirin
intolerance, allergic broncho-pulmonary aspergillosis (ABPA), and Churg-Strauss syndrome.
[The petitioner] has presented the results of her work at the most prestigious meeting in
Pulmonarv Medicine, the in
* * *
[The petitioner] has been a key team member who designed , implemented and performed the
metacholine challenge and induced sputum protocols at _ __ - - · : of Pulmonary
Disease, the only medical institution in Romania equipped to bring research methods within
daily clinical practice. [The petitioner] has co-authored several abstracts describing our
research findings presented at (Munich, 2005) and
(Munich, 2006). [The petitioner's] protocols ave provided clinicians with more
objective , yet non-invasive measurements of airway inflammation and hyper-reactivity. They
continue to have daily applicability at bedside to better characterize patients with chronic
cough, suspected asthma or COPD diagnosis.
* * *
While still in Romania, [the petitioner] has significantly contributed to the development of a
clinical algorithm to screen for latent or active TB [tuberculosis] infection to help reduce the
risk of the active disease before the initiation of immune-superessed treatment. Our results
were presented at the
mentions the petitioner's selection as Junior Assistant Professor in Pulmonary
Medicine at However, it is not unusual that an
employer would seek a well-qualified applicant for a given position. Successfully applying for a
physician-in-training opportunity is not intrinsic proof of eligibility for the national interest waiver.
In addition, , comments that the petitioner wrote an educational booklet for asthmatic
patients, and developed the metacholine challenge and induced sputum protocols while at
_ -·-___ _ __ _ . . · points to the petitioner's
conference presentations in Europe and her development of clinical algorithms for diagnosing vocal
cord dysfunction, aspirin intolerance, ABPA, Churg-Strauss syndrome, and TB. The petitioner,
however, has not submitted evidence showing that her educational booklet, medical protocols, and
clinical algorithms were utilized at a number of hospitals or have otherwise influenced the field as a
whole. With regard to the petitioner's presentations at international medical conferences , many
professional fields regularly hold meetings and conferences to present new work, discuss new
findings, and to network with other professionals. Professional associations, educational institutions,
healthcare organizations, employers, and government agencies promote and sponsor these meetings
and conferences. Although presentation of the petitioner's work demonstrates that she shared her
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original findings with others, there is no documentary evidence showing, for instance, frequent
independent citation of her work, or that her findings have otherwise affected the field as a whole.
stated:
Since 2010 I have worked directly with [the petitioner] in the outpatient Pulmonary Clinic at
campus.
* * *
I am familiar with [the petitioner's] research projects since she has joined ~- lab,
a cutting-edge physician-scientist in emphysema and COPD patho-biology. By using
complex and technically challenging molecular biology and immunology methods, [the
petitioner] investigates the role of cigarette smoke and alpha 1 antitrypsin in a newly
described mechanism in COPD pathogenesis called efferocytosis, or macrophage s[,] ability
to scavenge dying cells. She has designed and set up a macrophages exposed to cigarette
smoke cell culture model which is astutely ingenious, and probably as close as one can
mimic in a Petri dish what happens in the lungs of patients with COPD .... Because of her
innovative investigative methods and techniques, I fully supported her application for 2012
I was exceptionally
pleased to see the selection committee has identified [the petitionerJ as the most worthy
junior physician-scientist in this very complex and competitive field. [The petitioner's] grant
was one of only a handful awarded in this national grant opportunity. This award gives [the
petitioner] the support and recognition that her research in COPD pathogenesis and
novel
functions of alpha 1 antitrypsin are of major interest in the field of Pulmonary Medicine ....
mentions the petitioner's skill in using "complex and technically challenging molecular
biology and immunology methods," but special or unusual knowledge
or training does not inherently
meet the national interest threshold. NYSDOT at 221. In addition, comments on the
petitioner's receipt of a' --- for
a "junior physician-scientist" who conducts clinical research concerning COPD and Alpha 1
Antitrypsin deficiency with the goal of improving the health of those living with the deficiency. The
petitioner's receipt of the preceding research grant demonstrates that she is capable of acquiring
funding for her future medical research, but it is not an indication that the work for which she
received funding has already resulted in improved treatment protocols or has otherwise influenced
the field as a whole. A petitioner cannot establish eligibility based solely on the expectation of
future eligibility. Matter of Katigbak, 14 I&N Dec. at 49.
Assistant Professor of Medicine , Division of Pulmonary , Allergy, Critical Care,
Occupational and Sleep Medicine , stated:
[The petitioner] created a quality improvement project implemented at _ and
___ __ __ J _ -· that educates COPD patients about the nature of their
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condition, how to recognize warning signs and how to conectly self-administer inhaled
medicines. [The petitioner] will teach interactive sessions to a group of COPD patients about
inhaled medicine technique, and she will also teach important COPD facts to the general
public. She will follow them prospectively and assess the effect of her intervention on
patients' quality of life, knowledge about COPD facts, and compliance with inhaled
medication .... [The petitioner's] project is the pilot study to confirm that COPD patients'
education ("COPD School") is an easy to implement and low-cost intervention which can be
extended to other medical facilities in our community.
* * *
[The petitioner] has previously shown in a cell culture model she developed by herself that
cigarette smoke inhibits the ability of macrophages to scavenge dying cells and that alpha 1
antitrypsin, an anti-inflammatory protein, rescues the macrophages['] scavenging capacity.
This discovery represents a novel mechanism that can explain the damages we see in the lung
and airways of COPD patients.
* * *
In her L funded research project, [the petitioner] will
study whether there is a potential beneficial effect of alpha 1 antitrypsin on the scavenging
function of blood macrophages and their ability to clear the excess microparticles released by
the COPD lung. . . . She presented results of her work at the -
in May 2012, the most prestigious meeting in Pulmonary Medicine, where each year only the
most innovative and influential research and clinical projects are selected for presentation ....
She also co-authored a manuscript published in - - ~ · · ..... .... .. - which concluded
another translational project she has contributed to about the interaction between cigarette
smoke, alpha-1 antitrypsin, and caspases.
comments on the petitioner's quality improvement project at and
University Hospital in L that educates COPD patients, but there is no documentary
evidence showing that the intervention methods from the petitioner's pilot project have affected
practices at a number of other medical centers or have otherwise influenced the field as a whole. In
addition, asserts that the petitioner's findings concerning macrophages' ability to scavenge
dying cells and alpha 1 antitrypsin's ability to rescue macrophages' scavenging capacity "represents
a novel mechanism that can explain the damages we see in the lung and airways of COPD patients."
however, fails to provide specific examples of how the petitioner's findings are being
applied by others throughout the field or have otherwise influenced the field as a whole. Fmthermore,
mentions that the petitioner presented the results of her work at the
in May 2012 and co-authored a manuscript published in
but there is no documentary evidence showing that the petitioner's published and presented work is
frequently cited by independent researchers or has otherwise affected the field as a whole.
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In her April 2, 2013 letter, and
Biochemistry and Molecular Biology, Division of
Pulmonary, Allergy, Critical Care and Occupational Medicine, stated:
An early
recognition of the key steps [the petitioner] took towards a successful and nationally
recognized physician-scientist career is her selection in 2013 as a member of the
internationally renowned to support physician-scientists and young mvest1gators m
Respiratory Medicine. . . . In this capacity she will serve the . by enhancing
career development opportunities of other young trainees and junior faculty members like
herself through example and by bringing original ideas to improve their training.
Secondly, [the petitioner] has tremendously contributed in creating, drafting, and writing
biomedical research literature. She was the junior author of the online · _ chapter on
Pleurodynia .... This on-line reference is an authoritative and accessible point-of-care
medical reference for physicians, other health care professionals and patients. In December
2012, we finalized the "Emphysema" chapter for the on-line :
_ _ that will be published on-line in
2014 .... [The petitioner] was again the only junior author of this chapter. I think these two
examples define the extraordinary ability of [the petitioner] to be actively involved in clinical
and translational teaching because this work is largely used by medical students, residents,
fellows, and research trainees at national and international levels.
* * *
Lastly, but maybe the most important supporting evidence that [the petitioner's] research
expertise, experimental models, and results have broad, innovative, and national application
both in the clinical and research aspect of Pulmonary Medicine, is the 2012
grant. . . . Very encouraging results of this on-going
project have bee selected for presentation at a prestigious, exceptionally selective meeting,
the 2013
to be held in Chicago, Illinois in Apnl :ZUU.
comments on the petitioner's "selection in 2013 as a member of the
· ~- · · orking group." Although membership
in a professional association is an element that can contnbute to a finding of exceptional ability,
exceptional ability is not sufficient to establish eligibility for the national interest waiver. Again, the
plain language of section 203(b )(2)(A) of the Act indicates that aliens of exceptional ability are
subject to the job offer requirement (including labor certification). Regardless, the petitioner's
selection for membership on thG · - · · m
2013, the · (posted online on November 20, 2013), the 2014 online
publication date of the 1
(b)(6)
NON-PRECEDENT DECISION
Page 14
Mechanisms textbook, and the petitioner's presentation at the
eeting in April 2013 postdate the
filing of the petition. Agam, eugmuny musr e e:sLauusuc at the time of filing. 8 C.F.R.
§ 103.2(b)(1), (12); Matter of Katigbak, 14 I&N Dec. at 49. A petition cannot be approved at a
future date after the petitioner becomes eligible under a new set of facts. Matter of Izummi, 22 I&N
Dec. 169, 175 (Comm'r 1998). That decision further provides, citing Matter of Bardouille, 18 I&N
Dec. 114 (BIA 1981), that USCIS cannot "consider facts that come into being only subsequent to the
filing of a petition ." !d. at 176. Accordingly, the preceding evidence cannot be considered as
documentation to establish the petitioner's eligibility for this petition. Regardless, there is no
supporting documentation demonstrating that the preceding evidence is indicative of the petitioner's
influence on the field as a whole.
With regard to the petitioner's 2012 _ the
objective of the grant is to support a physician who conducts clinical research relating to COPD and
alpha 1 antitrypsin deficiency that will lead to improving the health of those afflicted with the
condition.
7
ails to provide specific examples of how the petitioner's results from the
"on-going project" have already impacted the field as whole. Again, a petitioner cannot establish
eligibility based solely on the expectation of future eligibility. Matter of Katigbak, 14 I&N Dec. at
49.
_ , Associate Professor of Medicine, Division of Pulmonary, Allergy, Critical
Care and Sleep Medicine , l stated:
I want to call attention to the significance of [the petitioner] on-going research project on the
interaction between AAT [alpha 1 antitrypsin] and circulating endothelial microparticles. In
2012 the · · rewarded [the petitioner's] project with a 1-year
grant support because it aligns with the strategic research agenda that a wide range of
national and international AAT experts identified as major areas in scientific knowledge
needed to be further addressed.
[The petitioner's] project tackles impmtant gaps in our knowledge about early markers of
cigarette smoke-induced lung and systemic disease and about novel anti-inflammatory
functions of alpha-1 antitrypsin. [The petitioner] will approach this hypothesis in a
translational fashion, by analyzing plasma samples from active-smoking individuals with and
without COPD and studying the interaction between AAT and circulating microparticles, a
promising novel biomarker of systemic dysfunction in COPD. There are only several other
groups of investigators investigating circulating microparticles derived from endothelial cells
in cigarette smoke-induced lung disease, however it is for the first time that the interaction
between AAT and circulating microparticles is being studied, in [the petitioner's] project.
The promising results of [the petitioner's] hypothesis are not limited to the patients included
in her study. Her results advance the scarce current medical knowledge in the area of
biomarkers of systemic endothelial dysfunction in cigarette smoke-induced lung disease and
the protective effect of AA T in this deleterious process. [The petitioner's] findings are
(b)(6)
NON-PRECEDENT DECISION
Page 15
already influencing the entire Respiratory Medicine professional community as she presents
her on-going work in several international scientific meetings such as 2013
Conference, 2013
[The petitioner's] translational research project was awarded not only because of the
intriguing and innovative research hypothesis but also because it takes place in a nurturing
and highly stimulating academic environment. Firstly, [the petitioner] is an outstanding
young physician-scientist. Every past step in her professional canier [sic] has been a solid
building block that supports her future career as an academic clinician and researcher in
Respiratory Medicine. I am well aware of the nationwide shortage of young MD-trained
physicians interested in pursuing a combined clinical and research career, the base for the
future of medicine . Secondly, [the petitioner] is already benefiting from the support of
Indiana University, ensuring she gets protected time dedicated exclusively in research
endeavors. Thi s type of support is crucial in the early stages of a physician- scienti st's career.
[The petitioner] also has a very motivating and supportive mentor. ~-· is a
brilliant researcher and a true role model. She has been mentoring other successful young
physician-scientists and she has already invested great educational time and provided
constructive mentoring for [the petitioner 's] career.
comments on the petitioner's on-going research project regarding the interaction
between AA T and circulating endothelial microparticles, and the importance of the petitioner's
research, but there is no documentary evidence showing that the petitioner's findings have already
been utilized in the field to improve COPD treatment, or that her research has otherwise affected the
field as a whole. As previously discussed, general arguments or information regarding the
importance of a given field of endeavor, or the urgency of advancing medical knowledge in a
particular field, cannot by themselves establish that an individual benefits the national interest by
virtue of engaging in the field. NYSDOT at 217. Such assertions and information address only the
"substantial intrinsic merit" prong of NYSDOT s national interest test. In addition, whih
asserts that the petitioner ' s "findings are already influencing the entire Respiratory Medicine
professional community as she presents her on-going work in several international scientific
meetings," there is no documentary evidence showing that her presented work has been frequently
cited by independent researchers or has otherwise influenced the field of respiratory medicine as a
whole. USCIS need not accept primarily conclusory assertions. 1756, Inc. v. The Attorney General
of the United States, 745 F. Supp . 9, 15 (D.C. Dist. 1990).
also comments on the training and mentoring support received by the petitioner at
1s a "young physician-scientist" in "the early stages" of her medical career. With
regard to the petitioner ' s advanced medical training as clinician and researcher, any objective
qualifications which are necessary for the performance of the occupation can be articulated in an
application for labor certification. NYSDOT at 220-221. Additionally, points to the
"shortage of young MD-trained physicians interested in pursuing a combined clinical and research
career." The unavailability of qualified U.S. workers or the amelioration of local labor shortages ,
however, are not consideration s in national interest waiver determinations because the labor
certification process is already in place to address such shortages . NYSDOT at 218. Again, the issue
(b)(6)
NON-PRECEDENT DECISION
Page 16
of whether similarly-trained workers are available in the U.S. is an issue under the jurisdiction of the
U.S. Department of Labor through the labor certification process. !d. at 221. With regard to
physicians in underserved areas, Section 5 of the Nursing Relief for Disadvantaged Areas Act of
1999, Pub . L. 106-95 (November 12, 1999), specifically amended the Act by adding section
203(b)(2)(B)(ii) to create special waiver provisions for certain physicians in medically underserved
areas or Veterans Administration facilities. This exception is limited to physicians who follow
specific requirements set forth in the regulation at 8 C.F.R. § 204.12 and will be discussed later in this
decision.
;==::::::::=:=:==:=::::::::=::=:=:::-:-Assistant Professor, Pulmonary and Critical Care Medicine,
-~-------- - - - · · · , stated:
Under exqulSlte mentorship at the • _ J [the
petitioner] has developed and completed research projects that have proven to be novel and
exciting. As a result, [the petitioner] has attended and presented her projects at several
important national and international conferences: She has
successfully met the two major academic productivity benchmar s: published papers and
grant writing. A large survey of fellowship trainees and junior faculty in adult and pediatric
pulmonary medicine published in 2006 showed that junior faculty members published, on
average, 1.5 articles/year; about half of those were research papers. In the same survey the
physician-scientists at the trainee level published from zero to 1 article/year. In this regards
[the petitioner] has published medical and research articles yearly since 2009 and has
submitted a successful grant application in 2012. I think these are quite superb
accomplishments for a physician-scientist in training.
Now it is the time to support [the petitioner] transition from trainee to a junior faculty
position. . . . Physicians and physician-scientists on temporary visa do not qualify for
governmental or NIH-sponsored programs developed to overcome some of the
aforementioned barriers: loan repaYment. and assisting institutional salary support. For many
hiring institution [sic], including ' Upporting the research career of young
faculty members can be financially challenging .... This makes very difficult for the hiring
hospital to file for labor certification for foreign physician- scientists, becau se the work and
salary are spread among several entities.
_ comments on the petitioner's publications, presentations, and research grant, but he fails
to provide specific examples of how the petitioner's research findings have impacted the field as a
whole. In addition, _ mentions the difficulty associated with the labor certification
process . The inapplicability or unavailability of a labor certification, however, cannot be viewed as
sufficient cause for a national interest waiver; the petitioner still must demonstrate that she will serve
the national interest to a substantially .greater degree than do others in the same field. NYSDOT at
218, n.5.
(b)(6)
NON-PRECEDENT DECISION
Page 17
The Board of Immigration Appeals (BIA) has held that testimony should not be disregarded simply
because it is "self-serving." See, e.g., Matter of S-A-, 22 I&N Dec . 1328, 1332 (BIA 2000) (citing
cases). The BIA also held, however: "We not only encourage, but require the introduction of
corroborative testimonial and documentary evidence, where available." !d. If testimonial evidence
lacks specificity, detail, or credibility, there is a greater need for the petitioner to submit
conoborative evidence. Matter of Y-B, 21 I&N Dec. 1136 (BIA 1998).
The opinions of the petitioner's references are not without weight and have been considered above.
users may, in its discretion, use as advisory opinions statements submitted as expert testimony.
See Matter of Caron International, 19 I&N Dec. 791, 795 (Comm'r 1988). However, USCIS is
ultimately responsible for making the final determination regarding a petitioner's elieibilitv for the
benefit sought. /d. The submission of letter s of support from the petitioner and
professional contacts is not presumptive evidence of eligibility; users may evaluate the content ot
those letters as to whether they support the petitioner's eligibility. See id. at 795-796; see also
Matter of V-K-, 24 I&N Dec. 500, n.2 (BIA 2008) (noting that expert opinion testimony does not
purport to be evidence as to "fact"). Thus, the content of the experts' statements and how they became
aware of the petitioner's reputation are important considerations . Even when written by independent
experts, letters solicited by a petitioner in support of an immigration petition are of less weight than
preexisting, independent evidence that one would expect of a physician scientist who has influenced
the field as a whole.
The petitioner's appellate brief states:
The Service ened in ignoring the fact that [the petitioner's] petition has received strong
support by highly regarded experts in the field, including scientists who do not know her
personally, a fact, that the USCIS got wrong. Instead, the Service concentrates on the number
of citations in its decision to deny the petition . . . . Moreover, the AAO has sustained appeals
with few citations where other evidence is probative and reliable. For example, in In Re,
2002 WL 32075913 (INS), 4 the AAO sustained the appeal because of a letter "involving a
conference in Italy, in which the organizers comment on the petitioner's "well known
expertise in the field of liquid crystal physics." The AAO noted that "this evidence shows
that the petitioner's work has attracted attention around the world, influencing researchers
well outside of his own circle of collaborators and superiors." /d.
The petitioner 's appellate brief points to a non-precedent decision in which the AAO sustained an
appeal for a physics researcher. The petitioner has not established that the facts of the instant petition
are similar to those in the unpublished decision. Each petition is a separate proceeding with a
separate record. See 8 C.P.R. § 103.8(d). In making a determination of statutory eligibility, USCIS
is limited to the information contained in the record of proceeding. See 8 C.P.R. § 103.2(b)(16)(ii).
While AAO precedent decisions are binding on all USCIS employees in the administration of the
Act, unpublished AAO decision s are not similarly binding. See 8 C.P .R. § 103.3(c). Regardless,
there is no benchmark number of citations that is decisive in all fields inespective of the other
(b)(6)
NON-PRECEDENT DECISION
Page 18
evidence of record. Thus, the fact that the AAO has sustained an appeal for an alien seeking the
same benefit but who had few citations is not determinative.
Citation by others is not the only means by which to show the petitioner's impact on her field.
Independent reference letters can play a significant role in this respect. The petitioner 's appellate
brief points to the letters from as having been prepared by individuals
who did not know the petitioner personally. .-, however, states that he became aware of the
petitioner through his "discussions with ," his "previous mentee," who is currently
the petitioner's supervisor at previously authored a
journal article with _ ~ The letters from Dr.
discuss the importance of the petitioner's work and its potential value. The
references' claims support the finding that the petitioner seeks employment in an area of substantial
intrinsic merit and that the proposed benefits of her work will be national in scope. However, as it
relates to the third prong of NYSDOT, the preceding letters fail to establish the depth or extent of her
influence on the field as whole. Descriptions of the petitioner's novel findings and speculation about
their potential future impact in the medical field are not sufficient to establish that she will serve the
national interest to a substantially greater degree than other similarly qualified workers .
III. SECTION 203(b)(2)(B)(ii) OF THE ACT
The appellate brief states: "[The petitioner] has provided evidence that during the last 6 years she has
worked full time as a physician in two medically underserved areas. This provides an alternative
ground to the Service to approve [the petitioner's] request for a national interest waiver." The
November 9, 2012 cover letter accompanying the petition and the April 16, 2013 letter responding to
the director's request for evidence, however, did not request a national interest waiver pursuant to
section 203(b)(2)(B)(ii) of the Act. 1 In the November 9, 2012 letter, the petitioner asserted that she
"qualifies for a national interest waiver of the job offer/labor certification requirement under the
criteria established in Matter ofNYSDOT." Furthermore, the April 16, 2013 letter specifically stated
that the petitioner "is seeking a National
Interest Waiver as a physician-scientist pursuant to INA
[Immigration and Nationality Act] 203(b)(2)(B)(i)." (Emphasis in original.)
Based on the correspondence submitted with the petition, the director properly adjudicated the
petition pursuant to section 203(b)(2)(B)(i) of the Act. The Ninth Circuit has determined that once
US CIS concludes that an alien is not eligible for the specifically requested classification, the agency
is not required to consider, sua sponte, whether the alien is eligible for an alternate
classification. Cf Brazil Quality Stones, Inc., v. Chertoff, 286 Fed. Appx. 963 (9th Cir. July 10,
2008). The record reflects that the petitioner filed a separate Form I-140 petition, LIN1390899428,
on July 31, 2013, specifically requesting a national interest waiver pursuant to section
203(b)(2)(B)(ii) of the Act. The subsequent Form I-140 petition is currently pending adjudication by
the Nebraska Service Center.
1 This waiver is limited to certain physicians who follow specific requirements set forth in the regulation at 8 C.P.R.
§ 204.12.
(b)(6)
NON-PRECEDENT DECISION
Page 19
Furthermore, the regulation at 8 C.F.R. § 204.12(c)(3) specifically requires "[a] letter (issued and dated
within 6 months prior to the date on which the petition is filed) from a Federal agency or from the
department of public health (or equivalent) of a State or territory of the United States or the District of
Columbia, attesting that the alien physician's work is or will be in the public interest." In this matter,
although the petitioner's appellate submission included a July 25, 2013 letter from the
L nd a July 22, 2013 letter from the
Health stating that the petitioner's work is in the public interest, the aepanmems am nm Is~ur.; i:Uiu umco
their letters within six months of the instant petition's November 16, 2012 filing date. As the evidence
submitted on appeal does not satisfy the regulation at 8 C.F.R. § 204.12(c)(3), the petitioner has not
established her eligibility pursuant to section 203(b )(2)(B )(ii) of the Act in this proceeding.
IV. CONCLUSION
A plain reading of the statute indicates that it was not the intent of Congress that every advanced degree
professional or alien of exceptional ability should be exempt from the requirement of a job offer based
on national interest. The petitioner has not shown that her past record of achievement is at a level
sufficient to waive the job offer requirement which, by law, normally attaches to the visa
classification sought by the petitioner. While the petitioner need not demonstrate notoriety on the
scale of national acclaim; the national interest waiver contemplates that her influence be national in
scope. NYSDOT at 217, n.3. More specifically, the petitioner "must clearly present a significant
benefit to the field of endeavor." !d. at 218. See also id. at 219, n.6 (the alien must have "a past
history of demonstrable achievement with some degree of influence on the field as a whole"). On
the basis of the evidence submitted, the petitioner has not established that a waiver of the requirement of
an approved labor certification will be in the national interest of the United States.
In visa petition proceedings, it is the petitioner's burden to establish eligibility for the immigration
benefit sought. Section 291 of the Act, 8 U.S.C. § 1361; Matter of Otiende, 26 I&N Dec . 127, 128
(BIA 2013). Here, that burden has not been met.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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