dismissed EB-2 NIW Case: Software Development
Decision Summary
The appeal was dismissed because the petitioner failed to satisfy the third prong of the national interest waiver test. While the Director found the petitioner's work had substantial intrinsic merit and was national in scope, the petitioner did not establish that his impact and influence on his field would benefit the national interest to a greater extent than an available U.S. worker. The evidence, including reference letters and patent certificates, was deemed insufficient to corroborate claims about the significant impact of his inventions and research on the field as a whole.
Criteria Discussed
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MATTER OF K-H-K-
APPEAL OF TEXAS SERVICE CENTER DECISION
Non-Precedent Decision of the
Administrative Appeals Office
DATE: OCT. 25, 2016
PETITION: FORM I-140, IMMIGRANT PETITION FOR ALIEN WORKER
I
The Petitioner, a software and system developer, seeks classification as an individual of exceptional
ability. See Immigration and Nationality Act (the Act) section 203(b)(2), 8 U.S.C. § 1153(b)(2).
The Petitioner also seeks a national interest waiver of the job offer requirement that is attached to
this immigrant classification. See § 203(b)(2)(B)(i) of the Act, 8 U.S.C. § 1153(b)(2)(B)(i). U.S.
Citizenship and Immigration Services (USCIS) may grant this discretionary waiver of the required
job offer, and thus of a labor certification, when it is in the national interest to do so.
The Director, Texas Service Center, denied the petition. The Director found that the Petitioner
qualified for classification as an individual of exceptional ability, but that he had not established that
a waiver of a job offer would be in the national interest.
The matter is now before us on appeal. In his appeal, the Petitioner argues that he satisfies the
national interest waiver requirements. The Petitioner mentions his patents, published work, awards,
and high salary.
Upon de novo review, we will dismiss the appeal.
I. LAW
To establish eligibility for a national interest waiver, a petitioner must first demonstrate qualification
for the underlying visa classification, as either an advanced degree professional or an individual of
exceptional ability in the sciences arts or business. Because this classification requires that the
individual's services be sought by a U.S. employer, a separate showing is required to establish that a
waiver of the job offer requirement is in the national interest.
Section 203(b) of the Act states, in pertinent part:
(2) Aliens who are members of the professions holding advanced degrees or aliens of
exceptional ability. -
(A) In general. -Visas shall be made available ... to qualified immigrants who
are members of the professions holding advanced degrees or their equivalent or
Matter of K-H-K-
who because of their exceptional ability in the sciences, arts, or business, will
substantially benefit prospectively the national economy, cultural or educational
interests, or welfare of the United States, and whose services in the sciences, arts,
professions, or business are sought by an employer in the United States.
(B) Waiver of job offer-
(i) National interest waiver. ... the Attorney General' may, when the Attorney
General deems it to be in the national interest, waive the requirements of
subparagraph (A) that an alien's services in the sciences, arts, professions, or
business be sought by an employer in the United States.
Neither the statute nor the pertinent regulations define the term "na'tional interest." Additionally,
Congress did not provide a specific definition of "in the national interest." The Committee on the
Judiciary merely noted in its report to the Senate that the committee had "focused on national
interest by increasing the number and proportion of visas for immigrants who would benefit the
United States economically and otherwise .... " S. Rep. No. 55, 101 st Cong., 1st Sess., 11 (1989).
Matter of New York State Department of Transportation, 22 I&N Dec. 215, 217-18 (Act. Assoc.
Comm'r 1998) (NYSDOT), set forth several factors which must be considered when evaluating a
request for a national interest waiver. First, a petitioner must demonstrate that he or she seeks
employment in an area of substantial intrinsic merit. !d. at 217. Next; a petitioner must show that
the proposed benefit will be national in scope. !d. Finally, the petitioner seeking the waiver must
establish that he or she will serve the national interest to a substantially greater degree than would an
available U.S. worker having the same minimum qualifications. !d. at 217-18.
While the national interest waiver hinges on prospective national benefit, a petitioner's assurance
that he or she will, in the future, serve the national interest cannot suffice to establish prospective
national benefit. !d. at 219. Rather, a petitioner must justify projections of future benefit to the
national interest by establishing a history of demonstrable achievement with some degree of
influence on the field §1-S a whole. Id. at 219, n.6. In evaluating a petitioner's achievements, original
innovation, such as demonstrated by a patent, is insufficient by itself. Whether the specific
innovation serves the national interest must be decided on a case-by-case basis. !d. at 221, n. 7.
1 Pursuant to section 1517 of the Homeland Security Act of 2002 ("HSA"), Pub. L. No. 107-296, 116 Stat. 2135, 2311
(codified at 6 U.S.C. § 557 (2012)), any reference to the Attorney General in a provision of the Act describing functions
that were transferred from the Attorney General or other Department of Justice official to the Department of Homeland
Security by the HSA "shall be deemed to refer to the Secretary" of Homeland Security. See also 6 U.S.C. § 542 note
(2012); 8 U.S.C. § 1551 note (2012).
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Matter of K-H-K-
II. ANALYSIS
The Director determined that the Petitioner qualified as an individual of exceptional ability. The sole
issue in contention is whether the Petitioner has established that a waiver of the job offer requirement,
and thus a labor certification, is in the national interest according to the three-pronged analytical
framework set forth in NYSDOT.
The Petitioner is the founder and chief executive officer of a Korean company that
develops video monitoring and closed-circuit television (CCTV) technologies. Furthermore, at
the Petitioner served as a consultant for the electronic
engineering program and as an adjunct professor in the department of computer engineering. The
Petitioner states: "I intend to continue to work as a software and system specialist for monitoring
system and CCTV in the United States of America, where my work will focus on designing and
applying innovative monitoring system that will have a significant impact on the safety of people in
the United States of America." ·
The Director found that the Petitioner's work to develop monitoring system technologies has
substantial intrinsic merit and that the benefits of such work are national in scope. It remains, then,
to determine whether the Petitioner will benefit the national interest to a greater extent than an
available U.S. worker with the same tp.inimum qualifications. The Director concluded that the
. Petitioner's impact and influence on his field did not satisfy the third prong of the NYSDOT national
interest analysis.
The record includes documentation of the Petitioner's published work, Korean patents,
memberships, income, awards, magazine interviews, and academic credentials. In addition, the
Petitioner submitted three reference letters discussing his work in the field. For example, he
provided a letter from chairman of the board for the
a trade group of approximately 400 small and medium size businesses in which the Petitioner's
company is registered. indicated that the Petitioner is "an auditor of the Cooperative" and
that he has been running "for more than 15 years." With respect to the Petitioner's work
for stated that he "has made notable contributions to the development of
monitoring equipment in Korea" and that his company "has produced high quality products related
to video security," but did not identify any of the new technological contributions or video security
products. While noted that a brand under which the cooperative produces and
supplies products to its registered companies, selected one of products, he did not identify
the product or explain how the Petitioner's innovation has influenced the field. also
contended that the Petitioner and his company "have been conducting many important research
projects launched by the government and making significant contributions to the development of
new technologies," but did not offer any specific examples of how his research findings and
technological developments have advanced the industry or have otherwise affected the field as a
whole.
3
(b)(6)
Matter of K-H-K-
a professor in the department of engineering at stated that he and the
Petitioner "have been conducting many notable government projects together," but did not offer any
further explanation regarding their government project collaborations. Although claimed
that their "research results and technologies developed through the projects are applied extensively
in related business areas and products with the new technologies are being sold worldwide," he did
not provide specific examples of their application in the industry or any sales information for the
products.
managing partner of described the
Petitioner as an important client who has filed "many significant patents in his business area."
indicated that the Petitioner's "inventions are so innovative and critical that they have been
making [a] huge impact on monitoring system technology in Korea." In addition,
maintained that the Petitioner's patents entitled "Intelligence CCTV system for preventing crime and
crime prevent system and method using the same" and "Monitoring system using smart phone" are
"notable patents" that have "exerted a significant influence on preventing crime with monitoring
system." Furthermore, stated that the Petitioner's patent, entitled
is an invention that demonstrates his "ability to
apply monitoring system technology to other business areas in a very innovative way."
The Petitioner submitted copies of his patent certificates from the
but there is no~supporting evidence to corroborate claims regarding the impact of
the Petitioner's inventions. While issuance of a patent recognizes the originality of an idea, it does
not demonstrate that the Petitioner has influenced the field through his development of the invention.
A patent is not necessarily evidence of a track record of success with some degree of influence over
the field as a whole. See NYSDOT, 22 I&N Dec. at 221, n. 7. Rather, the significance of the
innovation must be determined on a case-by-case basis. !d. Although the Petitioner's patented
innovations were utilized in his company's products, there is no documentary evidence supporting
statements that they have demonstrably impacted the field. See Visinscaia v. Beers, 4
· F.Supp.3d 126, 134-35 (D.D.C. 2013) (upholding USCIS' decision to give limited weight to
uncorroborated assertions from practitioners in the field); see also Matter of Caron Int 'l, Inc., 19 I&N
Dec. 791, 795 (Comm'r 1988) (holding" that an agency "may, in its discretion, use as advisory
opinions statements ... submitted in evidence as expert testimony," buf is ultimately responsible for
making the final determination regarding an alien's eligibility for the benefit sought and "is not
required to accept or may give less weight" to evidence that is "in any way questionable"). The
Petitioner has not shown that his inventions have affected the monitoring system industry or that his
work has otherwise influenced the field as a whole.
and both mentioned the Petitioner's authorship of a book entitled
but they did not explain how the publication has affected the field. In addition to evidence of
his book, the Petitioner submitted a research article he authored, entitled
With regard to the Petitioner's published 'York,
a substantial number of favorable independent citations for an article or book is an indicator that
other researchers are familiar with the work and have been influenced by it. A lack of citations, on
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Matter of K-H-K-
the other hand, is generally not suggestive of the work's impact in the field. In this case, there is no
evidence demonstrating that the Petitioner's publications have garnered a significant number of
independent citations or that his work has otherwise affected the field as a whole.
The Petitioner submitted , letters of varying probative value. We have addressed the specific
affirmations above. Generalized conclusory statements that do not identifY specific contributions or
their impact in the field have little probative value. See 1756, Inc. v. US. Att 'y Gen., 745 F. Supp. 9,
15 (D.D.C. 1990) (holding that an agency need not credit conclusory assertions in immigration
benefits adjudications). The submission of reference letters supporting the petition is not
presumptive evidence of eligibility; USCIS may evaluate the content of those letters as to whether
they support the petitioner's eligibility. !d. See also Matter of V-K-, 24 I&N Dec. 500, n.2 (BIA
2008) (noting that expert opinion testimony does not purport to be evidence as to "fact"). As the
submitted reference letters did not establish that the Petitioner's work has influenced the field as a
whole, they do not demonstrate his eligibility for the national interest waiver.
The Petitioner's evidence included documentation pertaining to his exceptional ability in the field.
For example, the Petitioner provided his university degrees and transcripts, a certificate of income,
professional memberships, and various awards that he and his company received. Academic
records, salary information, membership in professional associations, and recognition for
achievements are elements that can contribute toward a finding of exceptional ability. See 8 C.F.R.
§ 204.5(k)(3)(ii)(A), (D), (E), and (F) respectively. However, in this matter, the Petitioner must also
demonstrate eligibility for the additional benefit of the national interest waiver.
We note that the regulation at 8 C.F.R. § 204.5(k)(2) defines "exceptional ability" as "a degree of
expertise significantly above that ordinarily encountered" in a given area of endeavor. Pursuant to
section 203(b)(2)(A) of the Act, individuals of exceptional ability are generally subject to the job
offer/labor certification requirement; they are not exempt by virtue of their exceptional ability.
NYSDOT, 22 I&N Dec. at 218, 222. Therefore, whether a given individual seeks classification as an
individual of exceptional ability or as a member of the professions holding an advanced degree, that
individual cannot qualify for a waiver just by demonstrating a degree of expertise significantly above
that ordinarily encountered in his field of expertise. The national interest waiver is an additional
benefit, separate from the classification sought, and therefore eligibility for the underlying
classification does not demonstrate eligibility for the additional benefit of the waiver. Without
evidence showing that the Petitioner's work has influenced the field as a whole, we cannot conclude
that he has demonstrated eligibility for the national interest waiver. See id. at 219, n. 6.
For instance, with regard to the award certificates presented to the Petitioner and his company,
there is no evidence showing that they were recognized beyond the presenting institutions and
indicative of influence on the field as a whole. Furthermore, the English language translations of the
awards were not certified by the translator as required by the regulation at 8 C.F .R. § 103 .2(b )(3 ).
On appeal, the Petitioner mentions a 2007 award certificate from the
given to and The certificate stated: "This
award shall be presented to the above institutes in recognition of their outstanding achievement in
proliferation of family corporations and contribution to development of local business by
5
Matter of K-H-K-
enthusiastically participating Industry I Company programs introduced by the government." Based on
the preceding statement, there is no indication that the aforementioned award is a reflection of the
Petitioner's influence in the monitoring system industry.
With regard to the magazine interviews offered by the Petitioner, they were unaccompanied by
certified English language translations as required by the regulation at 8 C.F.R. § 103.2(b)(3).
Without proper English language translations and information showing the circulation of the
magazines, we cannot conclude that the submitted media coverage demonstrated the Petitioner's
impact on the field.
A plain reading of the statute indicates that it was not the intent of Congress that every advanced degree
professional or alien of exceptional ability should be exempt from the requirement of a job offer based
on natiqnal interest. Although a petitioner need not demonstrate notoriety on the scale of national
acclaim, he must have "a past history of demonstrable achievement with some degree of influence
on the field as a whole." NYSDOT, 22 I&N Dec. at 219, n.6. In this matter, the Petitioner has not
established by a preponderance of the evidence that he has a past record of demonstrable
achievement with some degree of influence on the field as a whole or that he will otherwise serve the
national interest to a substantially greater degree than would an available U.S. worker having the same
minimum qualifications.
III. CONCLUSION
\
Considering the evidence in the aggregate, the Petitioner has not demonstrated that a waiver of the
job offer requirement will be in the national interest of the United States. Accordingly, he has not
established eligibility for the immigration benefit sought. Section 291 of the Act, 8 U.S.C. § 1361;
Matter ofOtiende, 26 I&N Dec. 127, 128 (BIA 2013).
ORDER: The appeal is dismissed.
Cite as Matter of K-H-K-, ID# 12643 (AAO Oct. 25, 2016)
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