dismissed EB-2 NIW Case: Surgery
Decision Summary
The appeal was dismissed because the petitioner failed to satisfy the third prong of the national interest waiver test (NYSDOT). While the petitioner's work as a surgeon and physician scientist was found to be in an area of substantial intrinsic merit and national in scope, she did not establish that her past achievements had an influence on the field as a whole, or that she would benefit the national interest to a greater extent than a qualified U.S. worker.
Criteria Discussed
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(b)(6)
DATE:
JUl 2 4 2015
IN RE: Petitioner:
Beneficiary:
FILE#:
PETITION RECEIPT#:
U.S. Depa1·tment of Homeland Scc.urit:v
U.S. Citizenship and Immigration Service~
Administrative Appeals Ol'fice
20 Massachusetts Ave .. N.W., MS 2090
Washington, DC 20529-2090
U.S. Citizenship
and Immigration
Services
PETITION: Immigrant Petition for Alien Worker as a Member of the Professions Holding an Advanced
Degree or an Alien of Exceptional Ability Pursuant to Section 203(b)(2) of the Immigration
and Nationality Act, 8 U.S.C. § 1153(b)(2)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
Enclosed is the non-precedent decision of the Administrative Appeals Office (AAO) for your case.
If you believe we incorrectly decided your case, you may file a motion requesting us to reconsider our
decision and/or reopen the proceeding. The requirements for motions are located at 8 C.F.R. § 103.5.
Motions must be filed on a Notice of Appeal or Motion (Form I-290B) within 33 days of the date of this
decision. The Form •-290B web page (www.uscis.gov/i-290b) contains the latest information on fee, filing
location, and other requirements. Please do not mail any motions directly to the AAO.
Thank you,
~~~ v '
~on osenberg
n:bief, Administrative Appeals Office
REV 3/2015 www.uscis.gov
(b)(6)
NON-PRECEDENT DECISION
Page 2
DISCUSSION: The Director, Texas Service Center, denied the immigrant visa petition and the
matter is now before the Administrative Appeals Office (AAO) on appeal. We will dismiss the
appeaL
The petitioner seeks classification under section 203(b)(2) of the Immigration and Nationality Act
(the Act), 8 U.S.C. § 1153(b )(2), as a member of the professions holding an advanced degree. The
petitioner seeks employment as a "general surgery physician scientist." At the time of filing, the
petitioner was working as Chief Surgical House Staff of General Surgery Service (or Chief Surgical
Resident), at The petitioner currently works as a Breast
Oncology Fellow and surgeon at the at
in California. The petitioner asserts that an exemption from
the requirement of a job offer, and thus of a labor certification, is in the national interest of the
United States. The director found that the petitioner qualifies for classification as a member of the
professions holding an advanced degree, but that the petitioner has not established that an exemption
from the requirement of a job offer would be in the national interest of the United States.
On appeal, the petitioner asserts that she "has made significant contributions to the field, that her work
has impacted the national interest, ... and that she has distinguished herself from her peers, thereby
justifying the waiver of labor certification." Although the petitioner indicated in Part 3 of the Notice of
Appeal or Motion (Form I-290B) that a "brief and/or additional evidence will be submitted to the AAO
within 30 calendar days of filing the appeal," as of this date, we have received nothing further.
I. LAW
Section 203(b) of the Act states, in pertinent part:
(2) Aliens Who Are Members of the Professions Holding Advanced Degrees or Aliens of
Exceptional Ability.-
(A) In General. - Visas shall be made available ... to qualified immigrants who are
members of the professions holding advanced degrees or their equivalent or who
because of their exceptional ability in the sciences, arts, or business, will substantially
benefit prospectively the national economy, cultural or educational interests, or welfare
of the United States, and whose services in the sciences, arts, professions, or business
are sought by an employer in the United States.
(B) Waiver of Job Offer-
(i) ... the Attorney General may, when the Attorney General deems it to be in
the national interest, waive the requirements of subparagraph (A) that an alien's
services in the sciences, arts, professions, or business be sought by an employer
in the United States.
(b)(6)
NON-PRECEDENT DECISION
Page 3
The record reflects that the petitioner qualifies as a member of the professions holding an advanced
degree. The sole issue in contention is whether the petitioner has established that a waiver of the job
offer requirement, and thus a labor certification, is in the national interest.
Neither the statute nor the pertinent regulations define the term "national interest." Additionally,
Congress did not provide a specific definition of "in the national interest." In reNew York State Dept
of Transportation, 22 I&N Dec. 215,217-18 (Act. Assoc. Comm'r 1998) (NYSDOT), set forth several
factors which must be considered when evaluating a request for a national interest waiver. First, a
petitioner must establish that she seeks employment in an area of substantial intrinsic merit. !d. at 217.
Next, a petitioner must establish that the proposed benefit will be national in scope. !d. Finally, the
petitioner seeking the waiver must establish that she will serve the national interest to a substantially
greater degree than would an available U.S. worker having the same minimum qualifications. !d. at
217-18.
The petitioner has established that her work as a surgeon and physician scientist is in an area of
substantial intrinsic merit and that the proposed benefits of her research concerning general surgery
and breast surgery would be national in scope. It remains, then, to determine whether the petitioner
will benefit the national interest to a greater extent than an available U.S. worker with the same
minimum qualifications.
Although the national interest waiver hinges on prospective national benefit, the pet1t10ner must
establish her past record justifies projections of future benefit to the national interest. !d. at 219. The
petitioner's subjective assurance that she will, in the future, serve the national interest cannot suffice to
establish prospective national benefit. The inclusion of the term "prospective" is used here to require
future contributions by the petitioner, rather than to facilitate the entry of an individual with no
demonstrable prior achievements, and whose benefit to the national interest would thus be entirely
speculative. !d.
Furthermore, eligibility for the waiver must rest with the petitioner's own qualifications rather than
\Vith the position sought. Assertions regarding the overall importance of a petitioner's area of
expertise cannot suffice to establish eligibility for a national interest waiver. !d. at 220. At issue is
\vhether this petitioner's contributions in the field are of such significance that she merits the special
benefit of a national interest waiver, a benefit separate and distinct from the visa classification she
seeks. A petitioner must demonstrate a past history of achievement with some degree of influence
on the field as a whole. !d. at 219, n. 6. In evaluating the petitioner's achievements, original
innovation, such as demonstrated by a patent, is insufficient by itself. Whether the specific
innovation serves the national interest must be decided on a case-by-case basis. !d. at 221, n. 7.
II. ANALYSIS
The petitioner filed the Immigrant Petition for Alien Worker (Form I-140) on January 3, 2014. The
director determined that the petitioner's impact and influence on her field did not satisfy the third prong
of the NYSDOT national interest analysis.
(b)(6)
NON-PRECEDENT DECISION
Page 4
In addition to documentation of her presented work, two manuscripts that the petitioner submitted
for publication, and her medical training credentials, the petitioner submitted various reference
letters discussing her work in the field.
Dr. Program Director, General Surgery, states:
[The petitioner] performs laparoscopic pancreatic surgery which is considered to be one of
the most difficult areas to master in the field of general surgery .... There are only a handful
of institutions in the world where laparoscopic pancreatic surgery is performed and only the
best surgeons that can perform such high risk surgeries.
Dr. mentions the petitioner's ability to perform laparoscopic pancreatic surgery, but any
objective qualifications which are necessary for the performance of the occupation can be articulated in
an application for labor certification. NYSDOT, 22 I&N Dec. at 220-21. In addition, there is no
documentary evidence showing the impact of the petitioner's Vv'ork as a laparoscopic pancreatic
surgeon extends beyond her own patients and, therefore, that her influence as a surgeon is national in
scope.
Dr. further states:
Additionally, [the petitioner] is involved in faculty and residents evaluations as well as
teaching and academics at the . She teaches the junior house staff, medical students,
and physician assistant students both the theoretical and practical aspects of surgical practice.
She is also involved in the monthly discussion of recent clinically relevant articles in both
general and vascular surgery.
Dr. discusses the petitioner's job responsibilities as chief surgical resident at but does
not explain how the petitioner's \Vork has had an impact beyond the patients and staff at the hospital.
There is no evidence showing that her work as an evaluator, teacher, or clinical discussion
participant has affected the field as a whole.
Dr. continues:
[The petitioner] has also given various national level presentations such as her poster
presentation on intraoperative US [ultrasound] for tumor margin assessment as a guide for
optimal breast conservation surgery at _ Meeting;
poster presentation in and presentation in
on the research project faculty supervised morning report.
Dr. mentions the petitioner's medical research presentations, but there is no evidence
showing that once disseminated, the petitioner's work has garnered a significant number of citations
or that her findings have otherwise influenced the i1eld as a whole. With regard to the petitioner's
presentations at various meetings and surgical conferences, many professional fields regularly hold
(b)(6)
NON-PRECEDENT DECISION
Page 5
meetings and conferences to present new work, discuss new findings, and to network with other
professionals. Professional assoc1at10ns, educational institutions, healthcare organizations,
employers, and government agencies promote and sponsor these meetings and conference s.
Although presentation of the petitioner's work demonstrates that she shared her original findings
with others, there is no documentary evidence showing, for instance , frequent independent citation
of her work, or that her findings have otherwise affected the surgical field at a level sufficient to waive
the job offer requirement.
In addition, Dr. states that the petitioner has "won the first prize for her oral presentation at
resident research day." This institutional award concerns the petitioner's residency at
and does not establish or imply a wider impact or influence in the surgical field. For
example, there is no documentary evidence showing that surgical practices in the field have changed
in response to the petitioner's presented findings. We note that recognition for one's achievem ents
can provide partial support for a claim of exceptional ability under 8 C.F.R. § 204.5(k)(3)(ii)(F) , but
exceptional ability does not establish eligibility for the waiver, as aliens of exceptional ability remain
subject to the job offer requirement at section 203(b)(2)(A) of the Act. Similarly, recognition of
one's achievements as an advanced degree professional does not, without evidence of influenc e o n
the field as a whole, establish eligibility for the waiver.
Lastly, Dr. asserts that the petitioner's "exceptional surgical practice and commitment to
surgical education are contributing to the advancement of bariatric and laparoscopic surgery in this
country," but he does not provide specific examples of how the petitione r's work has intluenced the
field.
Dr. Vascular Surgery Assistant Professor at the
asserts that the petitioner "has utilized her unique clinical background in
laparoscopic surgery to conduct cutting-edge studies that have led to groundbreaking advances and
improvements in the field," but does not identify the advances or explain how they have resulted
improved patient outcomes.
Dr. furth er states:
[The petitioner 's] ongoing research includes research on the prognostic factors in trauma
patients older than 65 with rib fracture. The goal of this study is to identify the prognostic
factors and treatment strategies with superior outcomes in rib fracture and trauma patients
over 65 years .... Another of [the petitioner's] ongoing research focuses on the impact of
preoperative breast MRI [Magnetic Reson ance Imaging] on managem ent of breast cancer in
premenopausal patients. The purpose of this study is to determine the impact on treatm ent
that preoperative breast MRI has in premenop ausal women diagnosed with in situ (DCIS) or
invasive breast cancer (IDC or ILC). [The petitioner's J goal is to determjne the impact of
breast MRI findings on additional breast imaging , biopsy and/or surgical management and
the added expenses to healthcare costs.
(b)(6)
NON-PRECEDENT DECISION
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Dr. comments on the petitioner's research concerning the prognostic factors in elderly
trauma patients with rib fracture and the impact of preoperative breast MRI on management of breast
cancer in premenopausal patients, but there is no documentary evidence showing that the petitioner's
work has been frequently cited by independent researchers or has otherwise impacted the field as a
whole. Although the petitioner's medical research may have value, any research must be original
and likely to present some benefit if it is to receive funding and attention from the medical or
scientific community. In order for a university, publisher or grantor to accept any research for
graduation, publication or funding, the research must offer new and useful information to the pool of
knowledge. Not every surgical resident or fellow who performs original research that adds to the
general pool of knowledge in the field inherently serves the national interest to an extent that is
sufficient to waive the job offer requirement.
Dr. continues: "There is currently a critical shortage of general surgeons in our country.
This highlights the urgent need for skilled surgeons like [the petitioner] \Vith valuable expertise in
advanced minimally invasive procedures." Similarly, Dr. Colon and Rectal
Surgeon, asserts that "[t]here is an expected general surgery workforce shortfall in the future~' and
that "keeping talented surgeons like [the petitioner] benefits this country." The U.S. Department of
Labor addresses assertions of worker shortages through the labor certification process, and ther-efore
an asserted shortage alone is not sufficient to demonstrate eligibility for the national interest waiver.
See NYSDOT, 22 I&N Dec. at 218. In addition, the exception for physicians at section
203(b )(2)(B)(ii) of the Act has specific provisions for those practicing in shortage areas or at
Veterans Affairs facilities, outlined at8 C.F.R. § 204.12; however, a physician does not qualify for
the waiver just by asserting that there is a lack of physicians in her specialty .1
Dr. Chief, Section of Acute, Trauma, and Critical Care, Department of Surgery,
states:
[The petitioner] is an expert in various laparoscopic procedures, a modern surgical technique
in which operations are performed through small incisions. . . . [The petitioner] also has
extensive expertise in surgical oncology procedures including the treatment of lung cancer;
breast cancer; pancreatic cancer: colon cancer; and gastric cancer. [The petitioner] has
performed countless vascular operations and life saving emergency surgical procedures.
Those procedures include, but are not limited to: central venous line placement, pulmonary
artery catheter placemen, chest tube insertion, tracheostomy, and operations for trauma.
Dr. mentions the petitioner's expertise in various surgical procedures, but does not provide
specific examples of how the petitioner's work has influenced the field as a \vhole. Special or unusual
1
Section 203(b )(2)(B)(ii) of the Act describes an alternative waiver for certain physicians who agree to work
in an area designated by the Secretary of Health and Human Services as having a shortage of health care
professionals or at a health care facility under the jurisdiction of the Secretary of Veterans Affairs.' The
waiver is limited to certain physicians who follow specific requirements set forth in the regulation at 8 C.F.R.
§ 204.12. The petitioner has not addressed or attempted to meet any of these regulatory requirements.
(b)(6)
NON-PRECEDENT DECISION
Page 7
knowledge or training, while perhaps attractive to the prospective U.S. employer, does not inherently
meet the national interest threshold. NYSDOT, 22 I&N Dec. at 221. There is no documentary
evidence demonstrating that the petitioner has developed surgical methods that have been
implemented at a significant number of medical centers or hospitals, or that her work has otberv.rise
affected practices in the surgical field.
Dr. Senior Research Scientist, Department of Radiation Oncology,
New York, asserts that the petitioner's knowledge and expertise place
"her in the top 5% of surgeons in the field" and that the petitioner has "contributed greatly to the
laparoscopic surgery field," but does not offer examples of how the petitioner's work has aJ:fected
techniques the surgical field.
In addition, Dr. describes the petitioner's ongoing research at concerning
prognostic factors in trauma patients older than 65 with rib fractures and the impact of preoperative
breast MRI on management of breast cancer in premenopausal patients. While Dr.
identifies the goals and objectives of the aforementioned studies, there is no documentary evidence
showing that the petitioner's research work has already attained those outcomes and that the results
have influenced the field as a whole.
Dr. continues:
[The petitioner] is also working on a unique research project which focuses on use of
intraoperative ultrasound to assess tumor margin in breast conservative surgery. This study
will help in improving cosmetic appearance of breast after surgery by avoiding re-excisions
and has a financial impact of saving cost of additional surgery. This study was selected for
poster presentation in the annual meeting on m
2012.
Dr. mentions the petitioner's research project concerning the use of intraoperative
ultrasound to assess tumor margin in breast conservative surgery and notes that her work was
presented at the annual meeting in 2012. The petitioner, however, has not submitted any
documentary evidence showing that her work has been frequently cited by independent researchers,
has affected treatment protocols at various medical centers
with corresponding improvement in
patient outcomes, or has otherwise influenced the field as a whole.
In response to the director's request for evidence, the petitioner submitted letters of support from Dr.
Chief of Vascular Surgery at and Dr.
Assistant Professor of Surgery at • The
second and third paragraphs in Dr. letter and the third and fourth paragraphs in Dr.
letter are identical in content to the second and third paragraphs in Dr. letter. The
identical paragraphs in the letters suggest that their language was not written independently. While
it is acknowledged that Dr. . Dr. , and Dr. have provided their support to this
petition, it is unclear whether the letters reflect their independent observations and thus an informed
(b)(6)
NON-PRECEDENT DECISION
Page 8
and unbiased opm10n of the petitioner's work. In evaluating the evidence, the truth is to be
determined not by the quantity of evidence alone but by its quality. See Matter of Chawathe, 25
I&N Dec. 369, 376 (AAO 2010). In addition, U.S. Citizenship and Immigration Services (USCIS)
may, in its discretion, use as advisory opinions statements submitted as expert testimony. See Matter
of Caron International, 19 I&N Dec. 791, 795 (Comm'r 1988). However, USCIS is ultimately
responsible for making the final determination regarding an alien's eligibility for the benefit
sought. !d. Based on the identical paragraphs in Dr. Dr. and Dr. letters,
USCIS may accord them less weight. Regardless, their letters do not provide specific examples of
how the petitioner's vmrk has affected the field as a whole.
Dr. Chief of General Surgery at and Acting Director of the Breast
Oncology Fellowship at the states: "[The petitioner] is unique in the field of surgery as she is
a Breast Oncology Surgeon who also practices general surgery." In addition, Dr. states that
the petitioner "is unique in that she also practices minimally invasive techniques" and that the
petitioner has "become a master of complicated laparoscopic surgical procedures along with
complicated breast oncology procedures." Any assertion that the petitioner possesses useful skills,
or a "unique background" relates to \Vhether similarly-trained workers are available in the United
States and is an issue under the jurisdiction of the U.S. Department of Labor through the labor
certification process. NYSDOT, 22 I&N Dec. at 221.
Dr. continues:
[The petitioner] is also a physician-scientist who can combine her clinical expertise with top
notch, rigorous academic research. [The petitioner] is currently involved with me in several
research projects including clinical trials on the role of acupuncture in the treatment of joint
pain induced by estrogen deprivation from aromatase inhibitor therapy and the role of
cryoablation as an alternative approach to first line therapy for breast cancer and its impact
on immune parameters.
Dr. mentions that the petitioner's research projects concerning the role of acupuncture in
the treatment of joint pain and the role of cryoablation as an alternative approach to first line therapy
for breast cancer, but does not provide specific examples of how the petitioner's findings have been
implemented by others in the field or have otherwise influenced the field as a whole.
Dr. Director of the and
and the Department of Translational Immunology, states that the pet1t10ner is
working on three projects: "Effect of acupuncture on treatment-induced joint paint in patient with
breast cancer," "Cryotherapy for treatment of early-stage breast cancer and the impact on the host
tumor immunity," and "Development of a predictive system for breast cancer based on an immune
score." Dr. however, does not explain how the petitioner's work on any of the projects has
influenced the field. There is no documentary evidence showing that the petitioner's work has been
frequently cited by independent researchers or has otherwise affected the field as a whole.
(b)(6)
NON-PRECEDENT DECISION
Page 9
The director denied the petition on November 14, 2014. The director acknO\vledged the petitioner's
submission of reference letters, her professional credentials and memberships, and her presented
work, but determined that they failed to show the petitioner's influence on the field was suHicient to
demonstrate her eligibility for the national interest waiver.
On appeal, the petitioner mentions the "numerous testimonies" submitted in support of the petition.
The testimonial letters discussing the petitioner's clinical abilities as surgeon and research projects
have already been addressed above. Again, the submitted evidence does not show that the results
from the petitioner's research have been applied outside of the medical institutions w·here she trained
or that her surgical abilities have otherwise affected the field as a whole as to warrant a waiver of the
job offer. Furthermore, the petitioner has not submitted any new evidence on appeal.
The petitioner submitted letters of varying probative value. We have addressed the specific assertions
above. Generalized conclusory assertions that do not identify specific contributions or their impact in
the field have little probative value. See 1756, Inc. v. US. Att ~v Gen. 745 F. Supp. 9, 15 (D.D.C.
1990) (holding that an agency need not credit conclusory assertions in immigration benefits
adjudications). In addition, uncorroborated assertions are insufficient. See Visinscaia v. Beers, 4
F.Supp.3d 126, 134-35 (D.D.C. 2013) (upholding USCIS' decision to give limited weight to
uncorroborated assertions from practitioners in the field); Matter o_fCaron lnt'l 1 Inc., 19 l&N Dec. at
795 (holding that an agency "may, in its discretion, use as advisory opinions statements ...
submitted in evidence as expert testimony," but is ultimately responsible for making the final
determination regarding an alien's eligibility for the benefit sought and "is not required to accept or
may give less weight" to evidence that is "in any way questionable"). The submission of reference
letters supporting the petition is not presumptive evidence of eligibility; users may evaluate the
content of those letters as to whether they support the beneficiary's eligibility. Jd. See also Matter
of V-K-, 24 I&N Dec. 500, n.2 (BIA 2008) (noting that expert opinion testimony does not purport to
be evidence as to "fact"). As the submitted reference letters did not provide examples indicating that
the petitioner's work has influenced the field as a whole, they do not demonstrate her eligibility for
the national interest waiver.
In addition, the petitioner states:
[The petitioner's] original \Vork has been published m
the
official publication of the
Her research has also been submitted for publication in
and
The petitioner submitted an abstract for her poster presentation at the Annual Meeting
that was printed from the " ' section of the society's website, but there is no
documentary evidence of the abstract's publication or her publication. Going on
record without supporting documentary evidence is not sufficient for purposes of meeting the burden
of proof in these proceedings. Matter of Soffici, 22 I&N Dec. 158, 165 (Assoc. Comm 'r 1998)
(b)(6)
NON-PRECEDENT DECISION
Page 10
(citing Matter a,{ Treasure Craft ofCalifornia, 14 I&N Dec. 190 (Reg'l Comm ' r 1972)). Regardless,
there is no evidence showing that her work has been frequently cited or has otherwise influenced the
field as a whole. With regard to the petitioner's papers that were submitted for publication in
and work published after the date of filing
does not constitute evidence that the petitioner's findings were already influential as of that date.
Eligibility must be established at the time of filing. 8 C.P.R. § 103.2(b )(1 ), (12); Matter of Katigbak,
14 I&N Dec. 45, 49 (Reg'l Comm'r 1971). Accordingly, we cannot consider the petitioner's work
that was not yet published as of the filing date and, thus, had not been disseminated in the field, to
establish her eligibility at the time of filing.
III. CONCLUSION
Considering the letters and other evidence in the aggregate, the record does not establish that the
petitioner's work has influenced the field as a whole or that she will othervvise serve the national
interest to a substantially greater degree than would an available U.S. worker having the same minimum
qualifications.
A plain reading of the statute indicates that it was not the intent of Congress that every advanced degree
professional or alien of exceptional ability should be exempt from the requirement of a job offer based
on national interest. The petitioner has not shown that her past record of achievement is at a level
sufficient to waive the job offer requirement which, by Jaw, normally attaches to the visa
classification sought by the petitioner. Although the petitioner need not demonstrate notoriety on the
scale of national acclaim, the petitioner must have "a past history of demonstrable achievement with
some degree of influence on the field as a whole." NYSDOT, 22 I&N Dec. at 219, n.6. On the basis
of the evidence submitted, the petitioner has not established that a waiver of the requirement of an
approved labor certification will be in the national interest of the United States.
In visa petition proceedings, it is the petitioner's burden to establish eligibility for the immigration
benefit sought. Section 291 of the Act, 8 U.S.C. § 1361; Matter of Otiende, 26 l&N Dec. 127, 128
(BIA 2013). Here, that burden has not been met.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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