dismissed EB-2 NIW Case: Transportation And Logistics
Decision Summary
The appeal was dismissed because the petitioner failed to establish eligibility for the underlying EB-2 classification as an individual of exceptional ability. Upon de novo review, the AAO determined that the petitioner did not satisfy the requirements of at least three of the six regulatory criteria. Because the petitioner did not demonstrate eligibility for the underlying classification, he was consequently found ineligible for a national interest waiver.
Criteria Discussed
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U.S. Citizenship Non-Precedent Decision of the
and Immigration Administrative Appeals Office
Services
In Re: 24993042 Date : MAY 05, 2023
Appeal of Texas Service Center Decision
Form 1-140, Immigrant Petition for Alien Workers (National Interest Waiver)
The Petitioner , a general operations manager in the transportation and logistics industry, seeks
classification as an individual of exceptional ability in the sciences, arts, or business . Immigration and
Nationality Act (the Act) section 203(b )(2), 8 U.S .C. § 1153(b )(2). The Petitioner also seeks a national
interest waiver of the job offer requirement that is attached to this EB-2 immigrant classification. See
section 203(b )(2)(B)(i) of the Act, 8 U.S.C. § 1153(b )(2)(B)(i) .
The Director of the Texas Service Center denied the petition, concluding that the record did not
establish that the Petitioner qualifies for classification as an individual of exceptional ability . The
Director further concluded that the Petitioner had not established that a waiver of the required job
offer, and thus of the labor certification, would be in the national interest. The matter is now before
us on appeal. 8 C.F.R . § 103.3.
The Petitioner bears the burden of proof to demonstrate eligibility by a preponderance of the evidence.
Matter ofChawathe , 25 I&N Dec. 369, 375-76 (AAO 2010). We review the questions in this matter
de novo . Matter of Christa 's, Inc. , 26 I&N Dec. 537, 537 n.2 (AAO 2015) . Upon de novo review,
we will dismiss the appeal.
I. LAW
To establish eligibility for a national interest waiver, a petitioner must first demonstrate qualification
for the underlying EB-2 visa classification, as either an advanced degree professional or an individual
of exceptional ability in the sciences, arts, or business, under section 203(b )(2) of the Act.
Exceptional ability means a degree of expertise significantly above that ordinarily encountered in the
sciences, arts, or business. 8 C.F.R. § 204.5(k)(2). A petitioner must initially submit documentation
that satisfies at least three of six categories of evidence. 8 C.F.R. § 204.5(k)(3)(ii)(A)-(F). 1 Meeting
at least three criteria, however , does not, in and of itself, establish eligibility for this classification. 2 If
1 If these types of evidence do not readily apply to the individual 's occupation , a petitioner may submit comparable
evidence to establish their eligibility . 8 C.F.R. § 204.5(k)(3)(iii).
2 U.S. Citizenship and Immigration Services (USCIS) has previously confirmed the applicability of this two-part
a petitioner does so, we will then conduct a final merits determination to decide whether the evidence
in its totality shows that they are recognized as having a degree of expertise significantly above that
ordinarily encountered in the field.
If a petitioner demonstrates eligibility for the underlying EB-2 classification, they must then establish
that they merit a discretionary waiver of the job offer requirement "in the national interest."
Section 203(b )(2)(B)(i) of the Act. While neither the statute nor the pertinent regulations define the
term "national interest," Matter of Dhanasar, 26 I&N Dec. 884, 889 (AAO 2016), provides the
framework for adjudicating national interest waiver petitions. Dhanasar states thatUSCIS may, as
matter of discretion 3, grant a national interest waiver if the petitioner demonstrates that:
• The proposed endeavor has both substantial merit and national importance;
• The individual is well-positioned to advance their proposed endeavor; and
• On balance, waiving the job offer requirement would benefit the United States.
II. EXCEPTIONAL ABILITY
The first issue we will address is whether the Petitioner establishes his eligibility for classification as
an individual of exceptional ability.
The Petitioner has worked as a general and operations manager in the transportation and logistics
industry since 2002. The record reflects that he co-founded and served as executive director of two
companies in Brazil. In 2019, the Petitioner established a new transportation and logistics company
in Florida for which he will serve as director and general operations manager.
The Petitioner asserts that he can meet all six initial evidentiary criteria for classification as an
individual of exceptional ability at 8 C.F.R. § 204.5(k)(3)(ii)(A)-(F). The Director concluded that he
satisfied the initial evidentiary requirements by meeting three of the claimed criteria at 8 C.F.R. §
204.5(k)(3)(ii)(A), (B), and (F). However, the Director determined the record did not demonstrate
that the Petitioner has a degree of expertise significantly above that ordinarily encountered in his field.
On appeal, the Petitioner maintains that he meets the three remaining evidentiary criteria at 8 C.F.R.
§ 204.5(k)(3)(ii)(C), (D) and (E), and that the totality of the evidence establishes that he has achieved
the level of expertise required for exceptional ability classification. After reviewing the evidence, we
conclude that the record does not support a finding that the Petitioner satisfies the requirements of at
least three criteria.
An official academic record showing that the individual has a degree, diploma,
certificate, or similar award from a college, university, school, or other institution of
learning relating to the area ofexceptional ability. 8 C.F.R. § 204.5(k)(3)(ii)(A).
adjudicative approach in the context of individuals of exceptional ability. 6 USCIS Policy Manual F.5(B)(2),
https://www.uscis.gov/policy-manual/volume-6-part-f-chapter-5.
3 See also Poursina v. USC1S, 936 F.3d 868 (9th Cir. 2019) (finding USCIS' decision to grant or deny a national interest
waiver to be discretionary in nature).
2
The Director determined that the Petitioner met this criterion based on his submission of "official
academic records showing that he has received several certificates from institutions ofleaming relating
to the claimed area of exceptional ability." Upon review, we agree that the Petitioner meets this
criterion based on his certificate of completion for a "Technical Responsible for Freight Transport
Companies" course offered by IDTRANSP. The certificate lists the complete course contents,
confirms the Petitioner's attendance and final test grade, and indicates that the certificate is issued
under the requirements ofl 4
The Petitioner provided a copy of the referenced ANTT resolution, and the record includes a
screenshot from the ANTT website at www.gov.br, which lists IDTRANSP as one of few entities
accredited to deliver the approved course and test for certification as a 'Technical Responsible" as
mandated by the resolution. The Petitioner also provided a screenshot from the website of
IDTRANSP, which indicates that it provides educational support, qualification and professional
development for people, companies and entities that operate in the public and private transit, cargo,
and passenger transport sectors. Based on the foregoing evidence, the Petitioner met his burden to
establish that his certificate meets the plain language of this criterion.
However, we disagree with the Director's conclusion that the Petitioner provided "several certificates"
that meet the requirements of this criterion. In addition to the evidence discussed above, the Petitioner
rovided five course com letion certificates issued to him b two Brazilian entities -I I
However, the record does not contain
sufficient evidence to support the Petitioner's claim that the certificates alone can be considered an
"official academic record" or that the issuing entities are recognized or accredited "institutions of
learning" comparable to a "college, university, [or] school" as referenced in the regulation.
Evidence in the form of letter(s)from current or former employer(s) showing that the
individual has at least ten years offitll-time experience in the occupation for which he
or she is being sought. 8 C.F.R. § 204.5(k)(3)(ii)(B)
This criterion focuses on evidence of experience in the occupation which a petitioner intends to pursue
in the United States. The Petitioner submitted letters documenting his experience as executive director
and general operations manager ofl (2002 until 2012) and with
I I(from 2011 until present). These letters were corroborated by
other documentation that the Director determined to be comparable evidence that he satisfies the
criterion. 5 The record supports the Director's determination that this criterion was met.
A license to practice the profession or certification for a particular profession or
occupation. 8 C.F.R. § 204.5(k)(3)(ii)(C)
In support of this criterion, the Petitioner submitted the above-referenced certificate indicating his
completion of the "Technical Responsible for Freight Transport Companies" course with IDTRANSP.
The Petitioner explained that his Brazilian company is registered as a Road Cargo Transport Company
4 ANTT refers to the Brazilian Agencia Nacional de Transportes Terrestres (National Agency of Terrestrial Transport).
5 The Director considered comparable evidence under 8 C.F.R. § 204.S(k)(iii) due to the Petitioner's ownership interest in
the two companies in question. Specifically, the Director determined that the letters alone were not sufficient because the
Petitioner would be considered the "employer" of the individuals who attested to his experience in the occupation.
3
(RNTRC) under Brazilian law and that such registration requires the company to have a designated
individual with the 'Technical Responsible" certification, a role that was created by federal legislation.
The Petitioner also submitted various government-issued licenses and registrations held by the
Petitioner's company, _______________ that authorize its engagement in
certain cargo transport activities in Brazil. The Petitioner explained that the submitted licenses and
registration certificates are "not a requirement for being a General Operations Manager" in his field,
but that they are pertinent to his position and distinguish him from others in the industry.
The Director determined that the Petitioner did not demonstrate that he meets this criterion based on
the submitted evidence or that he has or requires a license or certification needed to practice his
intended profession or occupation in the United States. We agree with the Director's conclusion.
First, we emphasize that only one of the submitted certifications was issued to the Petitioner himself.
The licenses and certifications issued to the Petitioner's Brazilian company, which authorize it to
engage in specific cargo transport activities, cannot be considered licenses or certifications required
for the Petitioner to practice his occupation as a general operations manager.
In addition, while the "Technical Responsible" certification was issued to the Petitioner based on his
successful completion of the approved course, he concedes that the certification is not specifically
required for him to practice his profession or occupation. The evidence supports a determination that
the Petitioner's company is required to have a designated "Technical Responsible" or "Technical
Manager" on its staff as a condition of its registration with RNTRC, but not that this role must be filled
by its general operations manager. The Petitioner received his certificate in November 2018, but the
record includes a company license indicating that another individual! Iserved as the designated
"Technical Manager" as of May 2017. The Petitioner has not overcome the Director's determination
that he did submit evidence satisfying the plain language of this criterion.
Evidence that the individual has commanded a salary, or other remuneration for
services, which demonstrates exceptional ability 8 C.F.R. § 204.5(k)(3)(ii)(D)
In support of this criterion, the Petitioner initially submitted a letter from his accountant stating that
he earned "annual wage compensation" ranging between R$215,600 and R$234,500 as executive
director and general operations manager of _____________ between 2016 and
2020. 6 The accountant's letter also included a list of the Petitioner's "main responsibilities" in this
position. This evidence was accompanied by a salary survey for the position of "operations and
transport manager" in Brazil, obtained from the website I I This survey indicates that
those workers employed by major organizations in 2021 earned an average wage of R$49,930
nationwide with a highest reported salary ofR$128,382.
In response to a subsequent notice of intent to deny (NOID), the Petitioner provided a new letter from
his accountant providing his annual compensation dating back to 2011, additional evidence of his
earnings, and an updated 2022 salary survey froml I Finally, on appeal, the Petitioner
6 The Petitioner submitted this evidence in response to the Director's request for evidence (RFE). The Petitioner did not
submit evidence in support of this criterion at the time of filing.
4
submits new translations of previously submitted evidence and an "inflation adjusted calculation" of
his earnings. He maintains that the evidence establishes that his earnings exceed those of his "high
earning peers."
The evidence submitted is sufficient to establish that the Petitioner's earnings have been high
compared to wages for "operations and transport managers" reported in the submitted Brazilian salary
survey. However, the Petitioner has not been compensated as an "operations and transport manager"
and the record does not establish that his prior positions have been limited to performing the duties
referenced in the salary survey. Rather, his earnings reflect his employment as the executive director
and general operations manager of a road cargo transport company in which he is also the owner and
chief executive officer. 7 The Petitioner has not provided any comparative data for chief executive
officer salaries in Brazil and therefore has not met his burden to establish that his salary or other
remuneration demonstrates his exceptional ability when compared to other similarly employed
workers. Accordingly, the record does not establish that he meets this criterion.
Evidence of membership in professional associations. 8 C.F.R. § 204.5(k)(3)(ii)(E)
In support of this criterion, the Petitioner initially submitted a letter from SETRANS, a union of freight
transportation companies in the ABC region of I I The letter confirms that I I
I is registered as a freight carrier with the ANTT and that the Petitioner
is the technical officer of the company. However, he did not explain how his company's membership
in a regional industry organization meets the plain language of this regulatory criterion.
In response to the Director's RFE, the Petitioner submitted an "Associate Certificate" from the
Association of Entrepreneurs from the Southern Region and Mercosur (ASSMERCOSUL) indicating
that he has been an associate member of this entity since February 2017. The association's
representative states that it has "strict criteria to gather only outstanding professionals with notorious
success in their area of expertise." The Petitioner also provided a "declaration" from SEST SENAT,
which describes this "associative institution" as one which provides "services in the areas of
professional development, social assistance, leisure and culture." The letter states that the Petitioner
"has been an associate member since January 3, 2014 and technical responsible for his company,
which is "registered and up to date with their contributions' and "qualified to use all services and
benefits."
The Director acknowledged this evidence but advised the Petitioner in the NOID that the evidence
does not demonstrate this membership in "professional associations." The Director advised the
Petitioner that he could provide evidence that a bachelor's degree is required for entry into the
associations. In response, the Petitioner asserted that "a bachelor's degree is not mandatory to the
ones who intend to perform as General and Operations Manager" and that many achieve success in
his field without attaining such degree.
7 On the Form ETA 750, Part B, Application for Alien Labor Certification, submitted with this petition, the Petitioner
indicated that he was the CEO of both Brazilian entities and responsible for their "administrative and executive
management."
5
The Petitioner also submitted supplemental declarations from ASSMERCOSUL and SEST SENAT.
ASSMERCOSUL's commercial director states that according to the association's bylaws a
prospective member must have "professional experience of at least five years" and "certificates related
to the area in which the member performs his professional activity." The director for SEST SENAT,
states that to become a member, the Petitioner provided "proof of his experience in his professional
area" which included "course certificates in transportation and logistics" and articles of incorporation
for his two transport companies. The Director determined that the evidence provided in response to
the NOID was insufficient to meet this criterion.
On appeal, the Petitioner asserts that the Director improperly opposed a requirement that he must
establish his membership in an association that requires a bachelor's degree, noting that "many
relevant and esteemed professions do not require a baccalaureate degree." He also submits additional
information about SEST SENAT from its website at sestsenat.org.br. According to this information,
the services provided by SEST SENAT are "for everyone, whether you work in the transportation
industry or not" and there are different registration processes "depending on the circumstances of the
applicant." The newly submitted evidence does not provide further support for the Petitioner's claim
that SEST SENAT is a membership-granting professional association. The record is similarly lacking
supporting evidence related to the membership requirements for ASSMERCOSUL.
While we acknowledge the Petitioner's assertions on appeal, this criterion requires evidence of
membership in a professional association, and the regulation at 8 C.F.R. § 204.5(k)(2) defines
"profession" as any occupation having a minimum requirement of a United States bachelor's degree
or foreign equivalent for entry into the occupation. The record does not show that the Petitioner
possesses the equivalent of a United States bachelor's degree, or that SEST SENAT or
ASSMERCOSUL requires its members or registrants to hold the equivalent of a bachelor's degree.
Since it has not been established that either entity requires its members to be professionals as defined
in the regulations, they do not qualify as professional associations. Further, even if we agreed with
the Petitioner that some exception could be made for occupations that do not require a bachelor's
degree, he has not submitted sufficient objective evidence regarding these organizations and their
membership requirements to establish that he can meet this criterion through comparable evidence
under 8 C.F.R. § 204.S(k)(iii). Accordingly, we agree with the Director that the Petitioner did not
satisfy this criterion.
Evidence ofrecognition for achievements and significant contributions to the industry
or field by peers, governmental entities, or professional or business organizations.
8 C.F.R. § 204.5(k)(3)(ii)(F).
The Director determined that the Petitioner met this criterion based on evidence of his receipt of
awards, his submission of recommendation letters from peers, and "other supporting, miscellaneous
documents." For the reasons discussed below, we will withdraw the Director's determination.
The Petitioner submitted evidence that he received a "Quality Brazil 2018 A ward" in the "international
freight forwarder, transport and logistics segment," from the "International Quality Company." The
Petitioner provided a screenshot from the awarding entity's website (premioquality.com) indicating
that the main objective of the Quality Award in Brazil is "to refer to the organizations and professionals
who are dedicated to highlighting the quality of their products and services, with the mission of seeking
6
excellence and recogmt10n of the market." The description refers to the Quality Award as a
"fundamental tool to disseminate for the quality of our organizations and professionals and
highlighting successful cases." It appears that companies and individuals wishing to participate and
be considered for the award must complete a "subscription form" and send it to the sponsoring
organization. The evidence indicates that the organization "performs analysis through questionnaires
submitted to qualified professionals to evaluate the quality of products and services offered" and that
its certificates serve as "recognition of the quality of products and services." No additional information
is provided about requirements for participation and how registered participants are evaluated and
selected to receive the award.
Based on the limited information provided regarding the awarding entity's criteria and evaluation
methods, the record does not establish that the Quality Brazil Award is evidence of recognition for the
Petitioner's specific "achievements and significant contributions to the industry or field" as required
by the plain language of the regulation.
The Petitioner also provided a certificate indicating his receipt of a "Marketing and Business Trophy"
for "Successful Entrepreneurs" from ASSMERCOSUL in November 2018. This certificate was
accompanied by a "Declaration of Merit" from ASSMERCOSUL confirming the Petitioner's receipt
of the award. The certificate indicates that the award was based on "prominence in his area of
expertise, differential and high knowledge of technical standards and procedures in national and
international road transport and cabotage of Chemicals, Petrochemicals, Explosives, Flammables and
Corrosives, Oxidants and Gases, effectively contributing to social and economic development in the
provision of services, in commerce and industry."
The Petitioner provided a screenshot from the website premiomarketingnegocios.com.br, which
appears to be a sponsor of this award. This evidence provides information regarding the prize and its
benefits, and states that it has been awarded by ASSMERCOSUL for 27 years. It describes the award
as "one of the most important tools and a great opportunity to add value to your company's marketing."
The sponsoring entity further describes the award as "the most important award of national recognition
to entrepreneurs from various segments of the economy and other classes that have effectively excelled
in their activities." However, the evidence does not explain how a company or individual may
participate in the awards program or the criteria used to select winners, such that we could conclude
that the award signifies that the Petitioner was recognized for specific "achievements and significant
contributions" to his industry or field.
The Petitioner also submitted a "Certificate of Quality Leader" issued to him in November 2018. The
certificate indicates on its face that it was issued by the "International Quality Service" inl IItaly
but the Petitioner submitted photographs of him receiving the award in Brazil, with captions indicating
the award is "organized by the Quality Award Brazil Association and analyzed by Total Quality
Control & Service." The record did not include supporting evidence regarding this award, the
International Quality Service, or the Quality Award Brazil Association. Finally, the Petitioner
provided two "Certificates of Merit" issued to him by I in
2015 and 2018, recognizing him as an "Excellent Entrepreneur of the Year" but the record does not
contain additional information regarding the award, its purpose, or the issuing entity.
7
Overall, while the Petitioner has documented his receipt of awards and certificates, there is insufficient
evidence to support a conclusion that he received the awards as recognition for his achievements and
significant contributions to his industry or field, as required by the plain language of the regulation.
The Petitioner also submitted recommendation letters from business associates and partners describing
his involvement in logistics and cargo transportation projects for clients in Brazil. For example, the
president of Istates that he partnered with the Petitioner's
company starting in 2009 and praises the Petitioner's "commercial and operational skills" and "high
level of expertise in international logistics." He states that the Petitioner "made significant
contributions during the partnership of several transport and logistics projects" and specifically
describes his work managing transport logistics for a client with two factories inl I The
author states that in this and other projects, the Petitioner achieved "successful and excellent results
that reinforce his professional qualifications" and that he "has always shown significance to our field
being sometimes the sole contributor for new ideas and innovative methods of doing business."
However, he does not elaborate on the Petitioner's "innovative methods" or describe any significant
contributions to their shared field or industry that had implications beyond a specific client project.
Another business partner indicates that his former employer ______ partnered with the
Petitioner's company for a project that involved maritime transport, road transport and door-to-door
logistics of !Brazil's plants and factories in the state ofof products and raw materials to I
He asserts the project required the Petitioner's "technical know-how, operational expertise and
commercial competence with international logistics knowledge" and that he "stood out for his body
of work" during this complex operation. The author further states that the Petitioner "has always been
recognized for his significance in the field" because he possesses "a unique niche of qualifications and
certifications" that qualify his company "for all types of transport at a national level."
These and other letters praise the Petitioner's business skills and professional expertise, provide
detailed explanations of his contributions to specific client projects, and are complimentary of the
wide-ranging capabilities of the Petitioner's company. While some of the letters generally state that
the Petitioner applies unique methods in his work or that his work is otherwise "significant," they do
not contain sufficient detail or explanation to establish his recognition for achievements and significant
contributions to the industry or field. The testimonial evidence does not show that the Petitioner's
work has had an impact beyond his employers, partners, clientele, and their specific projects at a level
indicative of achievements and significant contributions to the industry or field.
In addition to the awards and reference letters, the Petitioner rovided a letter confirming that he was
invited to deliver a lecture on at at "an event"
organized by I I Communication and Events in August 2016, but he did not submit any additional
evidence related to this event or its organizer in support of a claim that his appearance demonstrates
recognition of his achievements and significant contributions to his industry and otherwise meets the
requirements of the criterion at 8 C.F.R. § 204.5(k)(3)(ii)(F). Finally, the Petitioner submitted several
articles published in Brazilian media in late 2018 and early 2019. This evidence indicates that the
Petitioner was asked to provide his perspective on topical issues in his field, such as a resolution passed
by ANTT that established new prices for cargo freight, and a law intended to curb cargo theft and
improve security for road transport, among other topics. While such evidence demonstrates
recognition of the Petitioner's expertise from these publications, it does not signify recognition for
8
achievements and significant contributions to his field or industry, or recognition from "peers,
governmental entities, or professional or business organizations."
Based on the foregoing discussion, we will withdraw the Director's determination that the Petitioner
satisfied this criterion.
B. Final Merits Determination
The Petitioner has established that he meets only two of the evidentiary criteria at 8 C.F.R. §
204.5(k)(3)(ii). Accordingly, we need not provide a final merits determination. Further, we note that
the Petitioner only briefly addresses the Director's final merits determination on appeal, emphasizing
that he is a "recognized influencer" in his field and an "extraordinary professional" based on his 20
years of experience. Nevertheless, we advise that we have reviewed the record in the aggregate,
concluding that it does not support a finding that the Petitioner has established that he possesses the
degree of expertise required for this classification.
III. NATIONAL INTEREST W AIYER
The remaining issue addressed by the Director is whether the Petitioner is eligible for, and merits as a
matter of discretion, a waiver of the EB-2 classification's job offer requirement, and thus of a labor
certification.
In denying the petition, the Director addressed all three prongs of the Dhanasar analytical framework
and concluded that the Petitioner met only the second prong, which requires a demonstration that the
individual is well-positioned to advance the proposed endeavor. On appeal, the Petitioner maintains
that he meets all three prongs and is otherwise eligible for a national interest waiver as a matter of
discretion. For the reasons discussed below, we agree with the Director that the Petitioner has not
sufficiently demonstrated the national importance of his proposed endeavor under the first prong of
the Dhanasar analytical framework.
A. The Proposed Endeavor
At the time of filing in April 2019, the Petitioner provided a "Professional Plan & Statement"
describing his proposed endeavor as follows:
My career plan in the United States is to continue working as a General and Operations
Manager, to advise U.S. companies on how to properly plan, direct, and coordinate the
operations of public or private sector organizations. I intend to continue using my vast
expertise and knowledge ... to provide expert business services to U.S. companies and
corporations alike.
In response to the Director's request for evidence (RFE), the Petitioner submitted a business plan,
dated July 2021, for a a Florida corporation he established inl 12019
9
with the intention of serving as its general operations manager. 8 The business plan indicates that the
company will provide logistics services such as transportation management, warehouse, and
import/export assistance to companies operating in the chemical, petrochemical and petroleum
industries, as well as logistics consulting services to agriculture companies. It further defines the
company's "main targets" as companies trading within the United States as well as companies engaged
in cross-border trade between the United States and Brazil.
B. Substantial Merit and National Importance
To satisfy the first prong under the Dhanasar analytical framework, the Petitioner must demonstrate
that his proposed endeavor has both substantial merit and national importance. This prong of the
Dhanasar framework focuses on the specific endeavor that the individual proposes to undertake. The
endeavor's merit may be demonstrated in a range of areas such as business, entrepreneurialism,
science, technology, culture, health, or education. The record supports the Director's determination
that the Petitioner's proposed endeavor to assist companies with optimizing their supply chain and
logistics operations has substantial merit.
In determining whether the proposed endeavor has national importance, we consider its potential
prospective impact. 9 The business plan for the Petitioner's Florida corporation includes industry and
market analyses, business strategies, financial forecasts, a description of company management and
personnel, and a summary of the company's expected "national level impact." According to the
business plan, the company will "contribute to the country" by generating direct and indirect jobs,
purchasing products and services from suppliers, paying taxes, and allowing the Petitioner to transfer
his knowledge to individuals in the United States. In addition, the business plan indicates that the
company's presence in the market will "help drive innovation and diversity of logistics services" by
increasing competition in the industry, and "assist in increasing the efficiency of the Third-Party
Logistics Industry in the U.S." In this regard, it emphasizes that this industry is "a significant and
stable contributor to the U.S. economy as an employer and economic growth stimulator," and as such,
the company "will contribute to America's overall prosperity."
The business plan forecasts first year revenues of over $520,000, increasing to approximately $1.25
million in year five, with expected profits of $173,000. In addition, the included personnel plan
projects that, by year five, the company will employ the Petitioner as general operations manager,
along with eight additional employees, with total payroll expenses of $404,000. The business plan
also includes the company's projected payroll and income tax payments and predicts that the business
could generate 25 indirect jobs, based on national job multipliers published by the Economic Policy
Institute.
8 After reviewing the RFE response, the Director issued a NOTO acknowledging the business plan for
TheThe Director, citing Matter of Izummi, 22 T&N Dec. 169, 175 (Comm'r 1998), emphasized that the business plan
post-dates the filing of the petition and "is inadmissible." However, given evidence that the Petitioner established this
U.S. company prior to the filing of the petition, we will consider the submitted business plan in evaluating the proposed
endeavor.
9 While we do not discuss each piece of evidence individually, we have reviewed and considered all evidence submitted
in support of the Petitioner's claim that the proposed endeavor has both substantial merit and national importance.
10
I
In support of his claim that he can satisfy the first prong of the Dhanasar analytical framework, the
Petitioner provided copies of articles from business and industry publications discussing the operations
management field, the increasing labor and talent shortages in the supply chain and logistics field, and
how the success of many businesses is linked to supply chain performance. The Petitioner also
provided expert opinion letters from two U.S. university professors who address his eligibility for a
national interest waiver under the three prongs of the Dhanasar framework.
In addition, the Petitioner submitted a supplemental statement in response to a NOID in which he
addresses the national importance of his proposed endeavor. He maintains that "the best (if not unique)
way to estimate the prospective impact of my work is by evaluating my past achievements." The
Petitioner refers to "profuse evidence" of such achievements and provided an overview of specific
logistics activities and projects carried out by his Brazilian companies. The Petitioner states that his
proposed endeavor will provide business solutions "to improve companies' operations in a range
beyond the local community offering substantial economic benefits to the region where I operate or
even to the nation as a whole, in a ripple effect." He further describes himself as an "agent of
transformation" whose contributions "will offer Florida - and the entire country - substantial
economic benefit through my business activity since I will help businesses prosper and optimize
processes in an area that is crucial to the U.S. economy."
The Director determined that the record consisted primarily of broad assertions regarding Petitioner's
professional skills, past achievements, and the industry in which he intends to operate, but lacked
evidence corroborating how the specific proposed endeavor would have broader implications in the
field commensurate with national importance. On appeal, the Petitioner maintains that the Director
"did not consider how my endeavor will have broader implications on the business and logistics fields,
positively impact an economically depressed area and enhance societal welfare." Similar to his
statement submitted in response to the NOID, he emphasizes his past success in the field, noting that
he is positioned to lead projects that will "better Corporate American infrastructure" and "thus enhance
the economy as a whole." The Petitioner contends that "even a superficial reading of my professional
history reveals that past achievements do authorize concluding that my proposed work has also
significant prospective impact."
When evaluating national importance, the relevant question is not the importance of the industry or
profession in which the individual will work; instead, we focus on the "the specific endeavor that the
foreign national proposes to undertake." See Dhanasar, 26 I&N Dec. at 889. In Dhanasar, we further
noted that "we look for broader implications" of the proposed endeavor and that "[aa ]n undertaking
may have national importance for example, because it has national or even global implications within
a particular field." Id. We also stated that"[ a ]n endeavor that has significant potential to employ U.S.
workers or has other substantial positive economic effects, particularly in an economically depressed
area, for instance, may well be understood to have national importance." Id. at 890.
Here, to a significant extent, the Petitioner's business plan and personal statements, and other
supporting evidence (such as articles and industry reports) focus on the importance of the Petitioner's
industry and profession. Evidence that relates to the importance of the logistics and supply chain
management industry, and to the increasing demand and need for persons who possess expertise in
these fields tend to support the Petitioner's claim that his endeavor has substantial merit. However,
11
such evidence does not establish how the Petitioner's specific proposed endeavor stands to impact the
broader field or otherwise establish its national importance.
In his personal statements, the Petitioner has placed considerable emphasis on his prior success as a
general and operations manager in Brazil. The record contains ample supporting documentation of
his experience including letters from business partners and colleagues and evidence that he has
received some recognition in his field. While important, the Petitioner's expertise acquired through
his employment relates to the second prong of the Dhanasar framework, which "shifts the focus from
the proposed endeavor to the foreign national." Id. The issue here is whether the specific endeavor
the Petitioner proposes to undertake has national importance under Dhanasar 's first prong. A
determination regarding the claimed national importance of a specific proposed endeavor cannot be
inferred based on the Petitioner's past achievements, just as it cannot be inferred based on general
claims about the importance of a given field or industry.
With respect to the submitted expert opinion letters the Petitioner provided, we observe that USCIS
may, in its discretion, use as advisory opinions statements from universities, professional
organizations, or other sources submitted in evidence as expert testimony. Matter of Caron Int '!, 19
I&N Dec. 791, 795 (Comm'r. 1988). However, USCIS is ultimately responsible for making the final
determination regarding a foreign national's eligibility. The submission of letters from experts
supporting the petition is not presumptive evidence of eligibility . Id., see also Matter ofD-R-, 25 I&N
Dec. 445, 460 n.13 (BIA 2011) (discussing the varying weight that may be given expert testimony
based on relevance, reliability, and the overall probative value).
Here, much of the content of the expert opinion letters is lacking relevance to the issue at hand.
Specifically, these letters, like the evidence discussed above, focus on the importance of the
Petitioner's industry, occupation, and past professional achievements, rather than addressing how the
specific proposed endeavor would satisfy the national importance element of the first prong of the
Dhanasar framework. The writers offer little or no analysis of the specific proposed endeavor and its
prospective substantial economic impact and do not otherwise address the implications of the proposed
endeavor on the larger field of logistics and supply chain consulting.
The initial expert opinion letter the Petitioner provided, authored by a professor at K:ollege,
states that the Petitioner would work in "an area" of national importance but does not directly address
the Petitioner's specific proposed endeavor (i.e., his role as founder and general and OP,erations
manager of The second expert opinion letter, from a professor at I I
University, summarizes the financial and personnel projections provided in the submitted business
plan for the Petitioner's new company. He further cites to several industry reports regarding the
logistics and supply chain sector and labor shortages in the field. He states that the Petitioner, through
his company, "would contribute to the third-party logistics industry." However, he does not indicate
how the business plan supports a determination that the proposed endeavor has significant potential to
employ U.S. workers or has other substantial positive economic effects, or how it has national
implications within the field. Rather, most of the letter's discussion of the first prong of the Dhanasar
analysis focuses on the national importance of the industry in which the Petitioner intends to operate.
Turning to the submitted business plan, although it reflects that the Petitioner's company will hire up to
eight workers within five years, the record does not contain sufficient evidence to demonstrate that the
12
area where it will operate is economically depressed, that it would employ a significant population of
workers in the area, or that the specific proposed endeavor would offer the region or its population a
substantial economic benefit through employment levels, business activity, trade, or related tax revenue.
On appeal, the Petitioner states that his endeavor "will positively impact an economically depressed
area" in reference to the State of Florida. However, he does not elaborate on or offer further support for
this claim; in fact, he emphasizes that Florida has "the fourth-largest economy in the United States" and
an "enormous quantity" of companies offering services in the logistics and supply chain field.
The record does not support that the creation of eight additional jobs in this sector or the expected tax
revenue generated by the company will have a substantial economic benefit commensurate with the
national importance element of the first prong of the Dhanasar framework. The Petitioner asserts that
impact of the company's activities will result in "ripple effects" that "will offer Florida- and the entire
country - substantial economic benefit." He has also stated that the proposed endeavor will "create
the opportunity to raise the standard of living for the United States and the world" and that his work
is "a key factor in creating a healthy economy." However, the burden is on the Petitioner to establish
that the economic effects of his proposed endeavor are "substantial." He did not provide specific
plans, projections of indirect economic benefits, or other sufficient evidence to explain how his
specific company activities will have broader implications in the field that rise to the level of national
importance or that the company's activities would impact the field beyond the company and its clients.
As such, the record does not show that benefits to the U.S. regional or national economy resulting
from the Petitioner's proposed endeavor would reach the level of "substantial positive economic
effects" as contemplated by Dhanasar.
For the reasons discussed, the evidence does not establish the national importance of the proposed
endeavor as required by the first prong of the Dhanasar precedent decision.
III. CONCLUSION
The Petitioner has not established that he is eligible for classification as an individual of exceptional
ability or provided evidence that he can satisfy the first prong of the Dhanasar analytical framework
applicable to national interest waiver petitions. Because the identified bases for denial are dispositive
of the Petitioner's appeal, we decline to reach and hereby reserve any appellate arguments regarding
whether the Petitioner has met the third prong of the Dhanasar analytical framework and merits a
national interest waiver as a matter of discretion. See INS v. Bagamasbad, 429 U.S. 24, 25 (1976)
("courts and agencies are not required to make findings on issues the decision of which is unnecessary
to the results they reach"); see also Matter ofL-A-C-, 26 I&N Dec. 516,526 n.7 (BIA 2015) (declining
to reach alternative issues on appeal where an applicant is otherwise ineligible).
As the Petitioner has not established his eligibility for the requested EB-2 classification or that he
meets the first prong of the Dhanasar framework, we conclude that he has not established he is eligible
for a national interest waiver. The appeal will be dismissed for the above stated reasons.
ORDER: The appeal is dismissed.
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