dismissed
L-1A
dismissed L-1A Case: Airline
Decision Summary
The petition was denied because the petitioner failed to establish that the beneficiary would be employed in a primarily managerial or executive capacity. On appeal, the petitioner argued that the beneficiary would manage an essential function and not function as a first-line supervisor, but the AAO found the evidence insufficient and dismissed the appeal.
Criteria Discussed
Managerial Capacity Executive Capacity
Sign up free to download the original PDF
Downloaded the case? Use it in your next draft →View Full Decision Text
identifying data deleted to
prevent clearly unwarranted
invasion of personal privacy
PUBLIC COPY
US. Department of Homeland Secarity
20 Mass. Ave., N.W., Rm. 3000
Washington, DC 20529
U. S. Citizenship
and Immigration
Services
FILE: EAC 04 250 50779 Office: VERMONT SERVICE CENTER AuG 3 0 2006
PETITION: Petition for a Nonimmigrant Worker Pursuant to Section 10 1 (a)(] 5)(L) of the
Immigration and Nationality Act, 8 U.S.C. $ 1 101(a)(15)(L)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
This is the decision of the Administrative Appeals Office in your case. All documents have been returned
to the office that originally decided your case. Any further inquiry must be made to that office.
,A obert P. Wiemann, Chief
Administrative Appeals Office
EAC 04 250 50779
Page 2
DISCUSSION: The Director, Vermont Service Center, denied the petition for a nonimmigrant visa. The
matter is now before the Administrative Appeals Office (AAO) on appeal. The appeal will be dismissed.
The petitioner, , claims to be a branch office of Transportes Aereas de Cabo Verde
("TACV") located in Cape Verde. Petitioner claims that TACV is a publicly operated organization
wholly-owned by the government of Cape Verde. The petitioner also claims that the parent company has
a branch office in the United States located in Boston, Massachusetts. Accordingly, the United States
entity petitioned Citizenship and Immigration Services (CIS) to classify the beneficiary as a
nonimmigrant intracompany transferee (L- 1 A) pursuant to section 10 1 (a)(15)(L) of the Act as an
executive or manager for three years. The petitioner seeks to employ the beneficiary as the U.S. entity's
deputy general manager.
The director denied the petition based on the conclusion that that the petitioner has not established that the
beneficiary will be employed in a primarily managerial or executive capacity in the United States.
On appeal, counsel for the petitioner states that the petitioner will in fact be employed in a managerial
capacity as he will manage an essential function of the United States entity and thus, will not function as a
first-line supervisor. Counsel submits a brief and a statement from the petitioner in support of the appeal.
To establish eligibility under section 101(a)(15)(L) of the Act, the petitioner must meet certain criteria.
Specifically, within three years preceding the beneficiary's application for admission into the United
States, a firm, corporation, or other legal entity, or an affiliate or subsidiary thereof, must have employed
the beneficiary for one continuous year. Furthermore, the beneficiary must seek to enter the United States
temporarily to continue rendering his or her services to the same employer or a subsidiary or affiliate
thereof in a managerial, executive, or specialized knowledge capacity.
The regulation at 8 C.F.R. 5 214.2(1)(3) further states that an individual petition filed on Form 1-129 shall be
accompanied by:
(i)
Evidence that the petitioner and the organization which employed or will employ
the alien are qualifying organizations as defined in paragraph (l)(l)(ii)(G) of this
section.
(ii)
Evidence that the alien will be employed in an executive, managerial, or
specialized knowledge capacity, including a detailed description of the services
to be performed.
(iii)
Evidence that the alien has at least one continuous year of full time employment
abroad with a qualifying organization within the three years preceding the filing
of the petition.
(iv)
Evidence that the alien's prior year of employment abroad was in a position that
was managerial, executive or involved specialized knowledge and that the alien's
prior education, training, and employment qualifies himher to perform the
EAC 04 250 50779
Page 3
intended services in the United States; however, the work in the United States
need not be the same work which the alien performed abroad.
The issue in this proceeding is whether the petitioner established that the beneficiary would be employed
in the United States in a primarily managerial or executive capacity.
Section 101(a)(44)(A) of the Act, 8 U.S.C. 5 1101(a)(44)(A), provides:
The term "managerial capacity" means an assignment withn an organization in which the employee
primarily-
(i)
manages the organization, or a department, subdivision, function, or component of the
organization;
(ii)
supervises and controls the work of other supervisory, professional, or managerial
employees, or manages an essential function within the organization, or a department or
subdivision of the organization;
(iii) if another employee or other employees are directly supervised, has the authority to
hire and fire or recommend those as well as other personnel actions (such as promotion and
leave authorization), or if no other employee is directly supervised, functions at a senior
level with the organizational hierarchy or with respect to the function managed; and
(iv)
exercises discretion over the day-to-day operations of the activity or fimction for
which the employee has authority. A first-line supervisor is not considered to be acting in a
managerial capacity merely by virtue of the supervisor's supervisory duties unless the
employees supervised are professional.
Section 10 l(a)(44)(B) of the Act, 8 U.S.C. 3 1 101(a)(44)(B), provides:
The term "executive capacity" means an assignment withn an organization in which the employee
primarily-
(i)
directs the management of the organization or a major component or function of the
organization;
(ii)
establishes the goals and policies of the organization, component, or function;
(iii)
exercises wide latitude in discretionary decision-malung; and
(iv)
receives only general supervision or direction from higher level executives, the
board of directors, or stockholders of the organization.
EAC 04 250 50779
Page 4
On the Form 1-129, the petitioner described the beneficiary's proposed United States duties as: "Assist in
the management of all facets of the airline operations." In addition, in a supporting letter dated August
17,2004, the petitioner fixther described the beneficiary's proposed U.S. duties as:
As Deputy U.S. General Manager, [the beneficiary] will be worlung with the five other
employees of TACV stationed in the Boston branch. Although [the beneficiary] will not
directly manage any subordinates, he will be the one of two senior level managers in the
U.S. branch responsible for managing all facets of the airline's operation in the regon. He
will be part of a small team of individuals who oversee every aspect of the airline from sales
to daily operation. In this capacity he will be responsible for preparing and managing the
annual budget of TACV in ths regon. He will oversee sub-contractors and thrd party
compliance to ensure that [sic] meet contract agreements. [The beneficiary] will have the
authority to interview, hire, and fire employees. In addition, [the beneficiary] will be
responsible for negotiations for partnership and multilateral agreements with other airlines.
As the Deputy U.S. General Manager, [the beneficiary] will act as a representative of TACV
in ths region. [The beneficiary] will be responsible for maintaining our organization's
business relationship with client groups and agents. He will be one of two individuals who
will act as liaisons to the U.S. Department of Transportation's Federal Aviation
Administration and will participate in TACV's General manager's annual meetings with the
Board of Directors of TACV. At these meetings [the beneficiary] will be needed to assist in
the Board's assessment of the overall performance of TACV and [the beneficiary] will be
acquainted with the new policies and objectives of the Board.
On September 14, 2004, the director requested additional evidence. Specifically, the director requested a
comprehensive description of the beneficiary's proposed duties in the United States, indicating if the
beneficiary's position will be managerial or executive in nature. The director also requested information
regarding the subordinate employees, if any; an outline of time spent performing managerial duties and non-
managerial duties; a description of the technical skills required to perform the duties in the United States; and
the degree of discretionary authority in day-to-day operations the beneficiary will have. In addition, the
director requested organizational charts for the United States branch and the foreign parent company.
In a response dated December 7, 2004, the petitioner submitted the requested information. Counsel for the
petitioner stated: "The Deputy U.S. General Manager will hction at a senior level with the organization as
he will be responsible for supervising sales and marketing for the entire U.S. market of TACV." Counsel
goes on to state the following:
In connection with his managerial and supervisory function, the Deputy U.S. General
Manager is accountable for developing and implementing the nationwide U.S. sales and
marketing plans of TACV. He will be responsible for proposing and putting into operation
pricing strateges and fare levels. He will monitor sales promotion and advertisements of
TACV's products throughout the U.S. and make executive decisions on matters related to
sales, promotion, and marketing of TACV products in the U.S.. . .
EAC 04 250 50779
Page 5
To monitor sales and implement the sales and marketing strategies he has developed, the
Deputy U.S. General Manager will need to coordinate with general sales agents, travel
agents and tour operators with which TACV has contracts, and in-house TACV sales and
supervisors and employees inside and outside the U.S.
As a result, the Deputy U.S. General Manager will have executive and managerial authority
over interviewing, hiring, and terminating the entire internal and external sales force of
TACV. The Deputy U.S. General Manager will also be responsible for malung executive
decision on commissions, incentive and bonuses. Also in connection with his managerial
and supervisory function for our organization's sales and marketing operations, the deputy
U.S. general manager will be responsible for negotiating partnerships and multilateral
agreements, insuring that agents meet these agreements, re-negotiating and in some cases
terminative existing agreements where necessary.
In an attached statement, the petitioner provided job descriptions and requirements for its entire U.S. staff,
including the following list of duties for the beneficiary:
Report directly to the General Manager.
Assist GM in the daily managing of the airline operation.
Assist in the development of sales and marketing strategies for the U.S. and Canada
territories.
Set up sales and marketing goals; implement plans to attain objectives.
Forecast sales, evaluate performance and perform market analysis.
Prepare and manage budgets for sales and marketing activities.
Appoint GSAs (General Sales Agent), Travel Agents, and Tour Operators throughout
the territories.
Develop and implement pricing strateges for market penetration.
Identify new segments for market development.
Perform operational dispatch, including load control, and Weight & Balance of B-757.
Ensure timely dispatch of APIS, and AMS messages.
Coordinate customer service operations to ensure on-time performance of flights.
Liaise with the handling agent company, cargo, catering and other airport support
services.
Liaise with airport authority, US Customs & Border Protection (INS & U.S. Customs),
USDA, and TSA.
Assure airline's compliance with safety and security guidelines in force at the airport.
Prepare airport statistical data.
The response submitted by the petitioner failed to indicate the amount of time the beneficiary will perform
the managerial duties and the non-managerial duties. In addition, the petitioner submitted a very general
organizational chart for the United States branch office. The chart did not specify the number of employees
and their titles. Instead, the organizational chart indicated the general hctions that the beneficiary would
supervise, such as marketing, sales, promotion, merchandising, pricing, and internal and external sales.
EAC 04 250 50779
Page 6
The director denied the petition on December 22, 2004 on the ground that the petitioner did not establish
that the beneficiary will be employed in a primarily managerial or executive capacity. The director also
suggested that the beneficiary will act as a first-line supervisor responsible for carrying out decisions
made by his supervisor and corporate management. The director further stated that based upon the nature
of the business, the description of the duties, and the organizational structure, it did not appear that the
beneficiary would be employed in a primarily managerial capacity.
On appeal, counsel asserts that since the beneficiary was employed in a managerial capacity when worhng
for the petitioner abroad, this fact thus suggests "the beneficiary is indeed an individual who would be
expected to perform high-level sophisticated managerial duties." The petitioner's counsel further asserts that
the job description submitted states that the beneficiary will not directly manage any subordinates, and will
thus not be a first-line supervisor as suggested by the director. The petitioner's counsel asserts that the
beneficiary will be "operating indirectly in exercising very substantial authority and discretion. It is neither
accurate nor fair to characterize these responsibilities as those of a first-line supervisor." Counsel goes on to
state that the beneficiary will be primarily employed in a managerial capacity by managng an essential
function of the United States entity.
Counsel's assertions are not persuasive. Upon review of the petition and evidence, the petitioner has not
established that the beneficiary would be employed in a managerial or executive capacity. When examining
the executive or managerial capacity of the beneficiary, the AAO will look first to the petitioner's description
of the job duties. See 8 C.F.R. 214.2(1)(3)(ii). The petitioner's description of the job duties must clearly
describe the duties to be performed by the beneficiary and indicate whether such duties are either in an
executive or managerial capacity. Id.
The definitions of executive and managerial capacity have two parts. First, the petitioner must show that
the beneficiary performs the high level responsibilities that are specified in the definitions. Second, the
petitioner must prove that the beneficiaryprimarily performs these specified responsibilities and does not
spend a majority of his or her time on day-to-day functions. Champion World, Inc. v. INS, 940 F.2d 1533
(Table), 1991 WL 144470 (9th Cir. July 30, 1991).
The beneficiary's position description is too general and broad to establish that the preponderance of his
duties is managerial or executive in nature. The beneficiary's job description includes vague and non-
qualifying duties such as the beneficiary "will be responsible for negotiating partnerships and multilateral
agreements," "identi6 new segments for market development," "liaise with the handling agent company,
cargo, catering and other airport support services," and "prepare airport statistical data." It appears that the
beneficiary will be providing the services of the business rather then directing such activities through
subordinate employees. According to the organizational chart submitted by the petitioner, it is not clear how
many employees make up the sales and marketing department and which individuals, if any, will perform the
marketing, promotion, merchandising, pricing and sales tasks that are necessary to produce or provide
services. According to the record, it appears that the beneficiary will perform several non-qualifymg duties.
An employee who "primarily" performs the tasks necessary to produce a product or provide a service is not
considered to be "primarily" employed in a managerial or executive capacity. See sections 101(a)(44)(A) and
(B) of the Act (requiring that one "primarily" perform the enumerated managerial or executive duties); see
also Matter of Church Scientology International, 19 I & N Dec. 593,604 (Cornrn. 1988).
EAC 04 250 50779
Page 7
Based on the current record, the AAO is unable to determine whether the claimed managerial duties
constitute the majority of the beneficiary's duties, or whether the beneficiary primarily performs non-
managerial administrative or operational duties. Although specifically requested by the director, the
petitioner's description of the beneficiary's job duties does not establish what proportion of the
beneficiary's duties are managerial in nature, and what proportion are actually non-managerial. See
Republic of Transkei v. INS, 923 F.2d 175, 177 (D.C. Cir. 1991).
In the response letter dated December 7, 2004, counsel stated "it is important to note that the position of
deputy U.S. general manager qualifies as an L-1 managerial position based on its supervision of a
function, sales and marketing for nationwide U.S. market." The term "function manager" applies
generally when a beneficiary does not supervise or control the work of a subordinate staff but instead is
primarily responsible for managing an "essential function" within the organization. See section
101(a)(44)(A)(ii) of the Act, 8 U.S.C. ยง 1 101(a)(44)(A)(ii). The term "essential function" is not defined
by statute or regulation. If a petitioner claims that the beneficiary is managing an essential function, the
petitioner must furnish a written job offer that clearly describes the duties to be performed in managing
the essential function, i.e. identify the function with specificity, articulate the essential nature of the
function, and establish the proportion of the beneficiary's daily duties attributed to managing the essential
function. See 8 C.F.R. 3 214.2(1)(3)(ii). If a petitioner fails to document what proportion would be non-
managerial, the AAO cannot determine whether the beneficiary is primarily performing the duties of a
function manager. See IKEA US, Inc. v. U.S. Dept. of Justice, 48 F. Supp. 2d 22, 24 (D.D.C. 1999).
Therefore, the petitioner's description of the beneficiary's daily duties must clearly demonstrate that the
beneficiary primarily manages the function rather then performs the duties related to the function.
As discussed above, the beneficiary's job description included non-qualifying duties associated with the
petitioner's sales and marketing department, and the petitioner has not identified any other employees
within the petitioner's organization, subordinate to the beneficiary, who would relieve the beneficiary
from performing routine duties inherent to this function. The fact that the beneficiary has been given a
managerial job title and some discretion over the day-to-day operations of the U.S. entity is insufficient to
elevate his position to that of a "function manager" as contemplated by the governing statute and
regulations.
The petitioner has not shown that the beneficiary will perform primarily managerial duties, nor has it been
established that he would function at a senior level within an organizational hierarchy. Although the
organizational chart submitted by the petitioner indicates that the beneficiary is second to the general
manager, the chart also indicates that several departments are supervised by the general manager and are
not supervised by the beneficiary and thus the beneficiary is secondary to these departments. Thus, the
evidence is insufficient to establish that the beneficiary is a senior level manager for the petitioner.
Accordingly, the petitioner has not established that the beneficiary will be employed primarily as a
manager of an essential function.
Although counsel states on appeal that the petitioner utilizes contractual employees or "external"
employees in the areas of sales and marketing who perform the tasks necessary to provide petitioner's
services, however, the petitioner has neither presented evidence to document the existence of these
employees nor identified the specific services these individuals provide. Additionally, the petitioner has
not explained how the services of the contracted employees obviate the need for the beneficiary to
. ,
EAC 04 250 50779
Page 8
primarily perfom non-qualifying duties associated with the petitioner's marketing function. Without
documentary evidence to support its statements, the petitioner does not meet its burden of proof in these
proceedings. Matter of Soffici, 22 I&N Dec. 158, 165 (Comm. 1998).
Based on the foregoing discussion, the petitioner has not established that the beneficiary will be employed
in a primarily managerial or executive capacity. For this reason, the appeal will be dismissed.
In visa petition proceedings, the burden of proving eligbility for the benefit sought remains entirely with
the petitioner. Section 291 of the Act, 8 U.S.C. 3 1361. Here, that burden has not been met. Accordingly,
the appeal will be dismissed.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
MeritDraft learns from dismissed cases so your petition avoids the same pitfalls. Get arguments built on winning precedents.
Avoid This in My Petition →No credit card required. Generate your first petition draft in minutes.