dismissed EB-2 NIW Case: Finance
Decision Summary
The appeal was dismissed because the petitioner provided inconsistent and unreliable information regarding his proposed endeavor. He initially described a broad financial services plan but later submitted a specific business plan for a property management company, which conflicted with the original petition. Furthermore, his claims of working 120 hours per week for other companies cast significant doubt on his ability to advance the U.S. endeavor.
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U.S. Citizenship
and Immigration
Services
Non-Precedent Decision of the
Administrative Appeals Office
Date: SEP. 20, 2023 In Re: 28457295
Appeal of Texas Service Center Decision
Form 1-140, Immigrant Petition for Alien Workers (National Interest Waiver)
The Petitioner, a financial advisor, seeks classification as a member of the professions holding an
advanced degree. See Immigration and Nationality Act (the Act) section 203(b)(2), 8 U.S.C.
Β§ 1153(b )(2). The Petitioner also seeks a national interest waiver of the job offer requirement that is
attached to this EB-2 immigrant classification. See section 203(b )(2)(B)(i) of the Act, 8 U.S.C.
Β§ 1153(b )(2)(B)(i). U.S. Citizenship and Immigration Services (USCIS) may grant this discretionary
waiver of the required job offer, and thus of a labor certification, when it is in the national interest to
do so.
The Director of the Texas Service Center denied the petition, concluding that the Petitioner qualified
for classification as a member of the professions holding an advanced degree but that the Petitioner
had not established that a waiver of the required job offer, and thus of the labor certification, would
be in the national interest. The matter is now before us on appeal. 8 C.F.R. Β§ 103.3.
The Petitioner bears the burden of proof to demonstrate eligibility by a preponderance of the evidence.
Matter ofChawathe, 25 I&N Dec. 369, 375-76 (AAO 2010). We review the questions in this matter
de novo. Matter of Christo 's, Inc., 26 l&N Dec. 537, 537 n.2 (AAO 2015). Upon de novo review,
we will dismiss the appeal.
I. LAW
To establish eligibility for a national interest waiver, a petitioner must first demonstrate qualification
for the underlying EB-2 visa classification, as either a member of the professions holding an advanced
degree or an individual of exceptional ability in the sciences, arts, or business. Because this
classification requires that the individual's services be sought by a U.S. employer, a separate showing
is required to establish that a waiver of the job offer requirement is in the national interest.
While neither the statute nor the pertinent regulations define the term "national interest," we set forth
a framework for adjudicating national interest waiver petitions in the precedent decision Matter of
Dhanasar, 26 I&N Dec. 884 (AAO 2016). Dhanasar states that, after a petitioner has established
eligibility for EB-2 classification, USCIS may, as a matter of discretion, grant a national interest
waiver if the petitioner demonstrates: (1) that the noncitizen's proposed endeavor has both substantial
merit and national importance; (2) that the noncitizen is well positioned to advance the proposed
endeavor; and (3) that, on balance, it would be beneficial to the United States to waive the requirements
of a job offer and thus of a labor certification.
The first prong, substantial merit and national importance, focuses on the specific endeavor that the
noncitizen proposes to undertake. The endeavor's merit may be demonstrated in a range of areas such
as business, entrepreneurialism, science, technology, culture, health, or education. In determining
whether the proposed endeavor has national importance, we consider its potential prospective impact.
See Dhanasar, 26 I&N Dec. at 888-91, for elaboration on these three prongs.
II. ANALYSIS
The Director found that the Petitioner qualifies as a member of the professions holding an advanced
degree. The remaining issue to be determined is whether the Petitioner has established that a waiver
of the requirement of a job offer, and thus of a labor certification, would be in the national interest.
For the reasons discussed below, the Petitioner has not established that a waiver of the requirement of
a job offer is warranted.
Initially, the Petitioner described the endeavor in a "professional plan and statement" as a plan "to
continue my career in the United States as an [ e ]ntrepreneur in the financial sector, using my expertise
in finance, investments, real estate, and strategic planning, to drive profitable business opportunities
for U.S. companies." In the same professional plan and statement, the Petitioner asserted that he works
as a partner for two real estate businesses and one investment management business, all located in
Brazil. On a Department of Labor ETA Form 750 Part B, Statement of Qualifications of Alien, the
Petitioner indicated that he works 40 hours per week for each of his three Brazilian companies.
However, the professional plan and statement did not provide specific information about the
Petitioner's proposed endeavor to work in the United States or how many of the 48 remaining hours
per week-during which he would not be working for his three Brazilian companies-he planned
devote to his proposed endeavor. Nevertheless, the Petitioner generally asserted the following:
My specific endeavor will potentially impact the U.S. in the following ways:
β’ U.S. job creation and tax revenue;
β’ Designing, implementing, and managing all activities in the financial, strategic,
planning, business development, and investment segments of a business;
β’ Serving rural and economically underserved communities with business
activities in the real estate industry to better develop these areas, generate
revenue, and promote the creation of new jobs and improved housing
conditions;
β’ Aiding and proving [sic] consultancy in business areas, specializing in financial
management, strategic planning, and the formation of strategic partnerships;
β’ Through my company I will provide financial training and education to improve
financial literacy in underserved and rural communities, while also successfully
addressing the growing skills gap in the financial industry to promote job
creation in underserved, and rural communities in the U.S.; and
2
β’ Network with industry peers, competitors, and prospective clients to
continuously develop new business opportunities.
We acknowledge that the Petitioner initially referred to "my company," albeit without specifying his
company's name, when he founded it, and what its particular operations entail.
In response to the Director's request for evidence (RFE), the Petitioner submitted a new "definitive
statement," in which he provided more information about his proposed endeavor. In the "definitive
statement," the Petitioner described his proposed endeavor as a plan "to continue using my expertise
and knowledge, gained through more than twenty (20) years of experience and services in the field of
financial advisory and entrepreneurship, to lead I I a property
management service provider for short-term rentals in the entire state of Florida." The Petitioner
elaborated that his company "will manage luxury homes or apartments for the owners of properties
located in popular tourist areas in Florida," providing services including "cleaning and general
property maintenance work, along with marketing services, such as publicizing rental properties, by
using a combination of promotional and advertising tools to maximize occupancy and rental rates."
The Petitioner also submitted a business plan for.______________ ____.dated December
2022 in response to the Director's RFE. The business plan states that the Petitioner "will serve as the
[c]ompany's [c]ommercial [d]irector and will be responsible for overseeing the overall performance
of the business." The business plan also addresses the Petitioner's three Brazilian companies, for each
of which he works 40 hours per week, in addition to a fifth concurrent job, "working as a [b]usiness
[p]artner ofl Ia real estate business located inl IFlorida." The Petitioner
does not clarify in the RFE response how many of the 48 remaining hours per week-during which
he would not be working for his three Brazilian companies-he works as a business partner of
I I and how many of those remaining hours he planned devote to his proposed
endeavor. However, the Petitioner's statements in the record that he holds five concurrent jobs, at
least three for which he works 40 hours per week, cast significant doubt on whether his employment
in connection with the proposed endeavor would be on a full-time basis. (Conversely, the business
plan's indication that the Petitioner holds five concurrent jobs casts doubt on his statement on the ETA
Form 750 Part B that he works 40 hours per week for at least three of those jobs.) Doubt cast on any
aspect of a petitioner's proof may undermine the reliability and sufficiency of the remaining evidence
offered in support of the visa petition. Matter ofHo, 19 I&N Dec. 582, 591 (BIA 1988). Therefore,
the doubt created by the assertions regarding the Petitioner's numerous, concurrent, full-time positions
undermines the reliability and sufficiency of the information in the record in general.
The business plan does not appear to correspond to the proposed endeavor as described at the time of
filing. On the Form I-140, Immigrant Petition for Alien Workers, Part 6. Basic Information About the
Proposed Employment, the Petitioner indicated that his job title would be "personal fin
advis/entrepreneur," and that his annual wages would be $88,890. However, the business plan states
that the Petitioner's payroll expenses as the commercial director of his short-term rental property
management company would be "$0" in each of the first five years of operations, receiving an
unspecified "part of the [ c ]ompany' s net profits in lieu of a salary." Although the business plan does
not elaborate on the portion of the net profits the Petitioner would receive in lieu of a salary, it states
that the total net profit for each of the first five years would be $31,179, $45,020, $56,836, $69,388,
and $78,223. Therefore, even if the Petitioner received 100% of the net profits in each of the first five
3
years of operations, his income from working as ~-------------~ commercial
director would not match the annual wages of $88,890 he provided on the Form 1-140 in any of those
years.
A petitioner must establish eligibility for the benefit it is seeking at the time the petition is filed. See
8 C.F.R. Β§ 103.2(b)(l). A visa petition may not be approved based on speculation of future eligibility
or after a petitioner becomes eligible under a new set of facts. See Matter of Katigbak, 14 I&N
Dec. 45, 49 (Reg'l Comm'r 1971). A petitioner may not make material changes to a petition in an
effort to make a deficient petition conform to USCIS requirements. See Matter oflzummi, 22 I&N
Dec. 169, 176 (Assoc. Comm'r 1998).
The extent of the inconsistency between information the Petitioner provided at the time of filing about
what his proposed employment's income would be as compared to what his business plan, submitted
for the first time in response to the Director's RFE, ambiguously described his income to be presents
a new set of facts that cannot establish eligibility. See 8 C.F.R. Β§ 103.2(b)(l); see also Matter of
Katigbak, 14 I&N Dec. at 49; Matter of Izwnmi, 22 I&N Dec. at 176. Because the business plan
presents a new set of facts that cannot establish eligibility and, moreover, because it does not appear
to correspond to the proposed endeavor described at the time of filing, we need not address it further.
See id. Relatedly, because the business plan forl ldoes not appear
to correspond to the proposed endeavor, it casts doubt on the assertions in the "definitive statement"
the Petitioner submitted in response to the Director's RFE regarding
D reducing its reliability and sufficiency. See Matter ofHo, 19 I&~N_D_e_c__-at_5_9_1__------~
The Director addressed other information in the record, such as information regarding the company's
actual earnings in the first year of operations, that supports the conclusion that "the business plan is
not probative or credible in showing the proposed endeavor's potential prospective impact would rise
to the level of national importance." The Director further concluded that "the record does not reflect
the benefits to the U.S. regional or national economy resulting from [the Petitioner's] work would
reach the level of substantial positive economic effects contemplated by Dhanasar." The Director
further observed that generalized information regarding industry demand and importance "does not,
by itself: establish that the specific proposed endeavor (which would be localized to the companies or
clients for whom the [P]etitioner would provide his services) stands to impact the broader field or
otherwise has implications rising to the level of national importance," although the Director
acknowledged that "his proposed endeavor is of substantial merit." The Director further concluded
that the record did not satisfy the second and third Dhanasar prongs. See Dhanasar, 26 I&N Dec. at
888-91.
On appeal, the Petitioner asserts that, through his work as commercial director for IIhe "will inform, evaluate, and guide highly educated and~w-e-11--p-o-s-it_i_on_e_d__,
professionals from all over the world to the U.S., which will certainly benefit the U.S., directly and
indirectly, by attracting clients, investments, and business opportunities, which will contribute to
numerous sectors of national interest." The Petitioner also summarizes his prior work experience and
achievements, and he references generalized "industry reports and articles" in the record, which he
asserts establish that his proposed endeavor will have national importance.
4
I
In determining national importance, the relevant question is not the importance of the industry, field,
or profession in which an individual will work; instead, to assess national importance, we focus on the
"specific endeavor that the [noncitizen] proposes to undertake." See Dhanasar, 26 I&N Dec. at 889.
Dhanasar provided examples of endeavors that may have national importance, as required by the first
prong, having "national or even global implications within a particular field, such as those resulting
from certain improved manufacturing processes or medical advances" and endeavors that have broader
implications, such as "significant potential to employ U.S. workers or has other substantial positive
economic effects, particularly in an economically depressed area." Id. at 889-90.
We first note that the Petitioner's discussion of his prior work experience and achievements in the
context of whether his proposed endeavor may have national importance is misplaced. Although an
individual's prior work experience and achievements are material to the second Dhanasar prongΒ
whether an individual is well-positioned to advance a proposed endeavor-they are immaterial to the
first Dhanasar prong-whether a particular proposed endeavor has both substantial merit and national
importance. See id. at 888-91. Similarly, the Petitioner's references on appeal to generalized "industry
reports and articles" in the record is misplaced. As noted above, in determining national importance,
the relevant question is not the importance of the industry, field, or profession in which an individual
will work; instead, to assess national importance, we focus on the "specific endeavor that the
[noncitizen] proposes to undertake." See id. at 889. None of the industry reports and articles address
the Petitioner, his proposed endeavor, and how it may have national importance; therefore, they are
immaterial to the first Dhanasar prong and we need not address them further. See id.
Next, the Petitioner's focus on appeal on his business plan, regarding his work as commercial director
forl Iis misplaced. As noted above, the business plan presents a
new set of facts that cannot establish eligibility and, moreover, does not appear to correspond to the
proposed endeavor described at the time of filing. Similar to the Director's conclusion that "the
business plan is not probative or credible in showing the proposed endeavor's potential prospective
impact would rise to the level of national importance," we need not address the business plan for
I Isubmitted for the first time in response to the Director's RFE, or
how it may establish the proposed endeavor has national importance, for the reasons addressed above.
See 8 C.F.R. Β§ 103.2(b)(l); see alsoMatterofKatigbak, 14 I&N Dec. at49; Matterofizwnmi] 22 I&N
Dec. at 176. And, as noted above, we need not address the Petitioner's assertions regarding_ I
.___________ ____, in his "definitive statement" because of the doubt cast on its reliability
and sufficiency. See Matter ofHo, 19 I&N Dec. at 591.
Instead, turning to the Petitioner's description of the proposed endeavor at the time of filing, his
general reference to "my company" and its goal "to drive profitable business opportunities for U.S.
companies" appears to benefit the Petitioner's company and its clients. However, the information in
the record that may establish eligibility does not elaborate on how generally driving profitable business
opportunities for the Petitioner's clients will have "national or even global implications within a
particular field, such as those resulting from certain improved manufacturing processes or medical
advances" or broader implications, such as "significant potential to employ U.S. workers or ... other
substantial positive economic effects, particularly in an economically depressed area." Id. at 889-90.
We note that the Petitioner's description of the proposed endeavor at the time of filing asserts that it
will "serv[e] rural and economically underserved communities with business activities in the real
estate industry to better develop these areas, generate revenue, and promote the creation of new jobs
5
and improved housing conditions." However, the record-that may establish eligibility-does not
clarify which particular communities will be served, how the proposed endeavor will serve those
communities, the nature and scope of the generalized "business activities," the developments that will
be completed, the extent of the revenue that will be generated, farther details about the generalized
"new jobs" whose creation the endeavor will promote, and similar details about the proposed endeavor
that may support a conclusion that it may have "significant potential to employ U.S. workers or ha[ ve]
other substantial positive economic effects, particularly in an economically depressed area." See id.
In summation, the Petitioner has not established that the proposed endeavor has national importance,
as required by the first Dhanasar prong; therefore, he is not eligible for a national interest waiver. We
reserve our opinion regarding whether the record satisfies the second or third Dhanasar prong. See
INS v. Bagamasbad, 429 U.S. 24, 25 (1976) ("courts and agencies are not required to make findings
on issues the decision of which is unnecessary to the results they reach"); see also Matter ofL-A-C-,
26 I&N Dec. 516, 526 n.7 (BIA 2015) (declining to reach alternative issues on appeal where an
applicant is otherwise ineligible).
III. CONCLUSION
As the Petitioner has not met the requisite first prong of the Dhanasar analytical framework, we
conclude that the Petitioner has not established eligibility for, or otherwise merits, a national interest
waiver as a matter of discretion.
ORDER: The appeal is dismissed.
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