dismissed EB-2 NIW Case: Mathematics
Decision Summary
The appeal was dismissed because although the petitioner's proposed endeavor was found to have substantial merit and national importance, he did not establish that he was well positioned to advance it. The supporting letters lacked specific examples of his mathematical models being utilized or constituting a significant record of success in his field, which was necessary to meet the second prong of the Dhanasar framework.
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U.S. Citizenship
and Immigration
Services
Non-Precedent Decision of the
Administrative Appeals Office
Date: JULY 1 7, 2024 In Re: 32289575
Appeal of Nebraska Service Center Decision
Form 1-140, Immigrant Petition for Alien Workers (National Interest Waiver)
The Petitioner seeks employment-based second preference (EB-2) immigrant classification as a
member of the professions holding an advanced degree, as well as a national interest waiver of the job
offer requirement attached to this classification. See Immigration and Nationality Act (the Act)
section 203(b )(2), 8 U.S.C. ยง 1 l 53(b )(2).
The Director ofthe Nebraska Service Center denied the petition, concluding that the Petitioner qualified
for classification as a member of the professions holding an advanced degree, but that he had not
established that a waiver of the required job offer, and thus of the labor certification, would be in the
national interest. The matter is now before us on appeal.
The Petitioner bears the burden of proof to demonstrate eligibility by a preponderance of the evidence.
Matter ofChawathe, 25 I&N Dec. 369, 375-76 (AAO 2010). We review the questions in this matter
de novo. Matter of Christo 's, Inc., 26 l&N Dec. 537, 537 n.2 (AAO 2015). Upon de novo review,
we will dismiss the appeal.
I. LAW
To qualify for the underlying EB-2 visa classification, a petitioner must establish they are an advanced
degree professional or an individual of exceptional ability in the sciences, arts, or business. Section
203(b )(2)(A) of the Act. If a petitioner establishes eligibility for the underlying EB-2 classification,
they must then demonstrate that they merit a discretionary waiver of the job offer requirement "in the
national interest." Section 203(b )(2)(B)(i) of the Act. While neither the statute nor the pertinent
regulations define the term "national interest," Matter of Dhanasar, 26 I&N Dec. 884, 889 (AAO
2016), provides the framework for adjudicating national interest waiver petitions. Dhanasar states
that U.S. Citizenship and Immigration Services (USCIS) may, as matter of discretion, 1 grant a national
interest waiver if the petitioner demonstrates that:
โข The proposed endeavor has both substantial merit and national importance;
1 See Flores v. Garland, 72 F.4th 85, 88 (5th Cir. 2023) (joining the Ninth, Eleventh, and D.C. Circuit Courts (and Third
in an unpublished decision) in concluding that USCIS' decision to grant or deny a national interest waiver is discretionary
in nature).
โข The individual is well positioned to advance their proposed endeavor; and
โข On balance, waiving the job offer requirement would benefit the United States.
Id.
II. ANALYSIS
The Director found that the Petitioner qualifies as a member of the professions holding an advanced
degree. 2 The remaining issue to be determined is whether the Petitioner has established that a waiver of
the requirement of a job offer, and thus a labor certification, would be in the national interest. 3
With respect to his proposed endeavor, the Petitioner asserted that he plans "to develop solutions for
protecting perishable foods from decay and providing portable drinking water to local environments
in order to improve food and water security and safety." He further stated:
To progress this endeavor, I will utilize my extensive experience with advanced
mathematical analysis, algebra, data analysis, and their application in various domains.
My work will continue to be circulated in the field through my peer-reviewed
publications in journals and conference proceedings.
I intend to pursue a position as an assistant professor in the United States. I am most
interested in pursuing this position with the ____________ My
planned research topics include applications of Semigroup of linear operators, in
particular combining this with relevant mathematical models in order to further develop
simpler solutions for protecting perishable foods from decay and providing portable
drinking water to local environments so as to improve food and water security and safety.
While the Petitioner indicated that he was "[e ]nrolled in graduate courses at
I I from August 2020 until January 2022, the record does not indicate if he received a degree
from I I He also noted that he served as a "Graduate Teaching Assistant" at I until May
2021, but his Form ETA-750B, Statement of Qualifications of Alien, and curriculum vitae do not list
any employment after that date. 4
2 The record indicates that the Petitioner received a Master of Science degree in Mathematics from the
lin201s.
3 The Director determined that the Petitioner did not meet the second and third prongs of the Dhanasar analytical
framework. To establish that it would be in the national interest to waive the job offer requirement, a petitioner must go
beyond showing their expertise in a particular field. The regulation at 8 C.F.R. ยง 204.5(k)(2) defines "exceptional ability"
as "a degree of expe1iise significantly above that ordinarily encountered" in a given area of endeavor. By statute,
individuals of exceptional ability are generally subject to the job offer/labor certification requirement; they are not exempt
by virtue of their exceptional ability. Therefore, whether a given petitioner seeks classification as an individual of
exceptional ability, or as a member of the professions holding an advanced degree, that individual cannot qualify for a
waiver just by demonstrating a degree of expertise significantly above that ordinarily encountered in their field of expertise.
See Dhanasar, 26 I&N Dec. at 886 n.3.
4 As the Petitioner is applying for a waiver of the job offer requirement, it is not necessary for him to have a job offer from
a specific employer.
2
A. Substantial Merit and National Importance of the Proposed Endeavor
The first prong, substantial merit and national importance, focuses on the specific endeavor that the
individual proposes to undertake. The endeavor's merit may be demonstrated in a range of areas such
as business, entrepreneurialism, science, technology, culture, health, or education. In determining
whether the proposed endeavor has national importance, we consider its potential prospective impact.
Id. at 889.
In his decision denying the petition, the Director determined that the Petitioner had demonstrated both
the substantial merit and national importance of his proposed endeavor. The record supports this
conclusion. For example, the Petitioner has submitted documentation indicating that the benefit of his
proposed research has broader implications for the field, as the results are disseminated to others in
the field through scientific journals . Accordingly, we agree with the Director that the Petitioner meets
the first prong of the Dhanasar framework.
B. Well Positioned to Advance the Proposed Endeavor
The second prong shifts the focus from the proposed endeavor to the individual. To determine whether
they are well positioned to advance the proposed endeavor, we consider factors including, but not
limited to: their education, skills, knowledge and record of success in related or similar efforts; a
model or plan for future activities; any progress towards achieving the proposed endeavor; and the
interest of potential customers, users, investors, or other relevant entities or individuals. Id. at 890.
The record includes documentation of the Petitioner's curriculum vitae, academic credentials,
published articles, and Google Scholar profile. The Petitioner also provided citation metrics and letters
of support from four professors from Nigeria discussing his work. He contends on appeal that his
"citation and publication record demonstrate that he is well positioned to advance his proposed
endeavor." In addition, the Petitioner asserts that he has made "progress towards achieving the
proposed endeavor" and that his work has "attracted the interest of several relevant parties." For the
reasons discussed below, the record supports the Director's determination that the evidence is
insufficient to demonstrate that the Petitioner is well positioned to advance his proposed endeavor
under the second prong of the Dhanasar analytical framework.
In letters supporting the petition, the four references discussed the Petitioner's mathematical research
projects. For example, Dr. K-R-, a professor at indicated that the
Petitioner "is a mathematician performing sophisticated research into algebraic and functional analysis
equations for problem solving in important areas, including international security challenges." Dr. Kยญ
R- asserted that the Petititioner "created a model for predicting violence and terrorism in global
communities," but he did not provide specific examples indicating that the Petitioner's model has been
utilized for risk mitigation by specific communities or organizations, or otherwise constitutes a record
of success in the field of mathematics.
Likewise, Dr. A-S-I-, another professor atl Istated: "Using semigroups of linear
operators, [the Petitioner] developed an approach for water purification and for maintaining perishable
food items before they go bad." Dr. A-S-I- also indicated that the Petitioner "sought to improve the
cost effectiveness of perishable food items in the context of environmental contamination and non-
3
point source pollution through a variety of mathematical models," but he does not explain how this
work has affected the water or food safety industries or otherwise represents a record of success or
progress rendering the Petitioner well positioned to advance his proposed endeavor.
In addition, Dr. P-O-E-, a professor at asserted that the Petitioner "began
investigations into the complex semigroups of linear operators" and "developed a framework for
reasonable prediction of food perishability, accounting for the nutritional levels of foods." Dr. P-Oยญ
E- further indicated that the Petitioner's "frameworks provide the means for leading professionals to
calculate optimal food storage methods for longevity and freshness," but he does not offer examples
of how the Petitioner's mathematical frameworks and other findings have been implemented, utilized,
or applauded in the food industry, or otherwise demonstrate that he is well positioned to advance his
endeavor.
Furthermore, Dr. O-B-L-, a former professor at both _____ and ______ in
Nigeria, stated that the Petitioner "has provided a mathematical framework for modeling and analyzing
the complex processes involved in non-point source pollution. In developing these models, [the
Petitioner] contributes to understanding the behavior of pollutants in the environment and designing
effective pollution control and water purification strategies." Again, the Petitioner has not shown that
his mathematical models show success or progress at a level that renders him well positioned to
advance his proposed endeavor.
Dr. O-B-L- also noted that the Petitioner has published his work in Journal of Computer Science and
Computational Mathematics, Asian Pacific Journal of Mathematics and Applications, Earthline
Journal of Mathematical Sciences, and European Journal of Pure and Applied Mathematics. The
Petitioner asserts on appeal that his research "has clearly appeared in multiple top tier and international
journals" and that the publications have "high impact factors and elevated rankings," but the record
does not include evidence of journal rankings or impact factor data to corroborate his claims. 5
As it relates to the citation of the Petitioner's work, the Petitioner provided his Google Scholar profile
from September 2023, December 2023, and February 2024. The February 2024 information from
Google Scholar indicates that his four highest cited articles, entitled I I
and
'-------------------------' each received 10, 10, 7, and 6 citations,
respectively. 6 The Petitioner does not specify how many citations for each of these individual articles
were self-citations by him or his coauthors. In fact, almost all the citations to the aforementioned
articles are self-citations by the Petitioner and his coauthors. 7 Accordingly, the Petitioner has not
shown that his published work has attracted a sufficient level of interest from relevant parties or
otherwise renders him well positioned to advance his proposed endeavor.
5 Regardless. that a publication bears a high journal ranking or impact factor is reflective of the publication's overall
citation rate. It does not, however, show the influence of any particular author or otherwise demonstrate how an
individual's research represents a record of success in their field.
6 None of the Petitioner's remaining articles were cited to more than five times.
7 See information from https://scholar.google.com/citations?user _________ accessed on July 16.
2024.
4
I
The Petitioner also provided data from Clarivate Analytics (InCites Essential Science Indicators)
regarding baseline citation rates and percentiles by year of publication for the mathematics research
field. The Petitioner contends that his a er coauthored with three others, entitled I
________________________ ranked among "the top 10% most
cited articles published in 2020 in Mathematics" based on the number of citations it has received (10)
since that time. He also asserts that he has four other articles placing among the top 10% in the field
for their respective publication years. The Petitioner did not indicate whether he factored in any self-ยญ
citations in determining these percentile rankings. Moreover, the documentation from Clarivate
Analytics states that "[c ]itation frequency is highly skewed, with many infrequently cited papers and
relatively few highly cited papers. Consequently, citation rates should not be interpreted as
representing the central tendency of the distribution."
Additionally, the Petitioner presented an article in Scientometrics written by Lutz Bornmann and
W emer Marx, entitled "How to evaluate individual researchers working in the natural and life sciences
meaningfully? A proposal of methods based on percentiles of citations." This article presents
recommendations for "how to evaluate individual researchers in the natural and life sciences" for
purposes of funding and promotion or hiring decisions. The authors state that "publications which are
among the 10% most cited publications in their subject area are as a rule called highly cited or
excellent" and that "the top 10% based excellence indicator" should be given "the highest weight when
comparing the scientific performance of single researchers." While the authors offer proposed
methods for bibliometric analysis of research performance, the record does not indicate that their
methods have been accepted and implemented by the academic community. Moreover, with respect
to citation information from Google Scholar, the authors advise against "using Google Scholar (GS)
as a basis for bibliometric analysis. Several studies have pointed out that GS has numerous
deficiencies for research evaluation." Moreover, regarding "self-citations," the authors state that "if
the question of an evaluation study explicitly means to what extent a scientist has influenced other
scientists' work, self-citations should be obviously ignored. In every evaluation study, however, it
should be checked whether a researcher cites him or herself excessively." The Petitioner in this case
has not shown that the level at which he and his coauthors cite to their own work is moderate rather
than excessive.
Furthermore, the Petitioner submitted OpenAlex author metrics which he claims compares his citation
impact to that of other researchers. While this information lists a percentile ranking of 98. 7 5%, it is
based on the Petitioner's high frequency of self-citation, which according to the above Scientometrics
article, "should be obviously ignored" when assessing a researcher's impact.
Moreover, as it relates to the Petitioner's education, while his Master of Science degree renders him
eligible for the underlying EB-2 visa classification, he has not shown that his academic
accomplishments by themselves are sufficient to demonstrate that he is well positioned to advance his
proposed endeavor. In Dhanasar, the record established that the petitioner held multiple graduate
degrees including "two master of science degrees, in mechanical engineering and applied physics, as
well as a Ph.D. in engineering." Id. at 891. We look to a variety of factors in determining whether a
petitioner is well positioned to advance his proposed endeavor and education is merely one factor
among many that may contribute to such a finding.
5
Regarding the Petitioner's plan for future activities, he stated that he intended "to pursue a position as
an assistant professor in the United States. I am most interested in pursuing this position with the
_____________ With respect to the Petitioner obtaining a position at a U.S .
university or research institute, he did not provide documentation from any such organization showing
their communications or identifying the specific research projects he intends to pursue on the
organization's behalf. Without sufficient evidence demonstrating the means or financial support to
undertake his proposed mathematics research in the United States, the Petitioner has not demonstrated
that his plan for future activities renders him well positioned to advance the proposed endeavor. 8
The record demonstrates that the Petitioner has conducted, published, and presented research during
his graduate studies and professional career, but he has not shown that this work renders him well
positioned to advance his proposed research. While we recognize that research must add information
to the pool of knowledge in some way to be accepted for publication, presentation, funding, or
academic credit, not every individual who has performed original research will be found to be well
positioned to advance their proposed endeavor. Rather, we examine the factors set forth in Dhanasar
to determine whether, for instance, the individual's progress towards achieving the goals of the
proposed research, record of success in similar efforts, or generation of interest among relevant parties
supports such a finding. Id. at 890. The Petitioner, however, has not sufficiently demonstrated that
his published and presented work has served as an impetus for progress in the mathematics field or
that it has generated substantial positive discourse in the academic community. Nor does the evidence
otherwise show that his work constitutes a record of success or progress in advancing mathematics
research relating to solutions for protecting perishable foods and providing safe drinking water. As
the Petitioner has not demonstrated that is well positioned to advance his proposed research endeavor,
he has not established that he satisfies the second prong of the Dhanasar framework.
III. CONCLUSION
Because the documentation in the record does not establish that the Petitioner is well positioned to
advance the proposed endeavor as required by the second prong of the Dhanasar precedent decision, he
has not demonstrated eligibility for a national interest waiver. Since this issue is dispositive of the
Petitioner's appeal, we decline to reach and hereby reserve the appellate arguments regarding his
eligibility under the third prong outlined in Dhanasar. See INS v. Bagamasbad, 429 U.S. 24, 25 (1976)
("courts and agencies are not required to make findings on issues the decision of which is unnecessary
to the results they reach"); see also Matter ofL-A-C-, 26 I&N Dec. 516, 526 n. 7 (BIA 2015) ( declining
to reach alternative issues on appeal where an applicant is otherwise ineligible).
As the Petitioner has not met the requisite second prong of the Dhanasar analytical framework, we
conclude that he has not established he is eligible for or otherwise merits a national interest waiver as
a matter of discretion. The appeal will be dismissed for the above stated reasons, with each considered
as an independent and alternate basis for the decision.
ORDER: The appeal is dismissed.
8 For example, the Petitioner did not offer evidence showing that he has received funding for his research proposals or
future projects. In Dhanasar, the record established that the petitioner "initiated" or was "the primary award contact on
several funded grant proposals" and that he was "the only listed researcher on many of the grants." Id. at 893, n.11.
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