dismissed EB-2 NIW Case: Transportation
Decision Summary
The appeal was dismissed because the petitioner failed to establish that his proposed employment as a Port Captain is a 'profession' as defined by regulation, specifically that it requires a minimum of a U.S. baccalaureate degree for entry. The director also found the petitioner had not established that a waiver of the job offer requirement would be in the national interest. The AAO concluded that the petitioner's counsel did not overcome these bases for denial.
Criteria Discussed
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FILE: Office: TEXAS SERVICE CENTER
INRE: Petitioner:
Beneficiary:
u.s. Department of Homeland Security
U.S. Citizenship and Immigration Services
Administrative Appeals Office (AAO)
20 Massachusetts Ave., N.W., MS 2090
Washington, DC 20529-2090
U.S. Citizenship
and Immigration
Services
Date:
J/lJ! 0 7 2011
PETITION: Immigrant Petition for Alien Worker as a Member of the Professions Holding an Advanced
Degree or an Alien of Exceptional Ability Pursuant to Section 203(b )(2) ofthe Immigration
and Nationality Act, 8 U.S.c. § 1153(b)(2)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
Enclosed please find the decision of the Administrative Appeals Office in your case. All of the documents
related to this matter have been returned to the office that originally decided your case. Please be advised
that any further inquiry that you might have concerning your case must be made to that office.
If you believe the law was inappropriately applied by us in reaching our decision, or you have additional
information that you wish to have considered, you may file a motion to reconsider or a motion to reopen.
The specific requirements for filing such a request can be found at 8 c.F.R. § 103.5. All motions must be
submitted to the office that originally decided your case by filing a Form I-290B, Notice of Appeal or
Motion, with a fee of $630. Please be aware that 8 C.F.R. § 103.5(a)(l)(i) requires that any motion must be
filed within 30 days of the decision that the motion seeks to reconsider or reopen.
Thank you,
erry Rhew
Chief, Administrative Appeals Office
www.uscis.gov
Page 2
DISCUSSION: The Director, Texas Service Center, denied the employment-based immigrant visa
petition, which is now before the Administrative Appeals Office (AAO) on appeal. The appeal will be
dismissed.
The petitioner seeks classification pursuant to section 203(b)(2) of the Immigration and Nationality Act
(the Act), 8 U.S.c. § 1153(b)(2), as an alien of exceptional ability or a member of the professions
holding an advanced degree. According to Part 6 of the petition, the petitioner, while relying on his
past accomplishments as an operations research analyst for the , seeks
employment as a Port Captain. The record contains a letter from offering the
petitioner a position as a Port Captain - Operations Area Americas. The petitioner asserts that an
exemption from the requirement of a job offer, and thus of an alien employment certification, is in the
national interest of the United States. The director found that the petitioner does not qualify for
classification as an alien of exceptional ability or as a member of the professions holding an advanced
degree. The director further concluded that the petitioner had not established that an exemption from
the requirement of a job offer would be in the national interest of the United States.
On appeal, counsel submits a brief and additional evidence. For some of his assertions, counsel relies
on decisions that predate the regulatory definition of profession, an unpublished district court decision
that predates the controlling precedent decision for national interest waiver cases, and an English
maritime liability case without citation or explanation as to its relevance. As will be discussed in more
detail below, counsel has not overcome the director's valid bases for denial.
Section 203(b) of the Act states in pertinent part that:
(2) Aliens who are members of the professions holding advanced degrees or aliens of
exceptional ability. --
(A) In general. -- Visas shall be made available ... to qualified immigrants who are
members of the professions holding advanced degrees or their equivalent or who
because of their exceptional ability in the sciences, arts, or business, will substantially
benefit prospectively the national economy, cultural or educational interests, or welfare
of the United States, and whose services in the sciences, arts, professions, or business
are sought by an employer in the United States.
(B) Waiver of job offer.
(i) ... the Attorney General may, when the Attorney General deems it to
be in the national interest, waive the requirements of subparagraph (A)
that an alien's services in the sciences, arts, professions, or business be
sought by an employer in the United States.
-Page 3
I. Member of the Professions Holding an Advanced Degree
An advanced degree is a United States academic or professional degree or a foreign equivalent
degree above the baccalaureate level. 8 C.F.R. § 204.5(k)(2). The petitioner received a Ph.D. in
transportation from the Newark College of Engineering. Thus, the petitioner does hold an advanced
degree. While the petitioner may have an advanced degree in a professional field, being a member of
the professions does not entitle the alien to classification as a professional if he does not seek to
continue working in that profession. See Matter of Shah, 17 I&N Dec. 244, 246-47 (Reg'l. Comm'r.
1977). Thus, at issue is whether the occupation in which the petitioner seeks to work, Port Captain, is a
profession.
As defined at Section 101(a)(32) of the act, profession "shall include but not be limited to architects,
engineers, lawyers, physicians, surgeons, and teachers in elementary or secondary schools, colleges,
academies, or seminaries." The regulation at 8 C.F.R. § 204.5(k)(2) defmes "profession" as follows:
[O]ne of the occupations listed in section 101(a)(32) of the Act, as well as any
occupation for which a United States baccalaureate degree or its foreign equivalent is
the minimum requirement for entry into the occupation.
Initially, the petitioner did not submit evidence of the educational requirements for a Port Captain.
The petitioner submitted a letter from of Hoegh Autoliners, the petitioner's employer,
advising that the petitioner was a member of the professions with an advanced degree, that the company
"required an employee who was/is an expert in transportation logistics" and that the company hired the
petitioner because "he was of higher education and capability than other candidates in the area of
stowage and coordination for the West Africa Tradelane."
In response to the director's request for additional evidence, including evidence that a Port Captain is a
professional occupation, counsel stated that the "minimum education requirement for a Port Captain is
a Master's degree in Marine Transportation Management." The unsupported assertions of counsel do
not constitute evidence. Matter of Obaigbena. 19 I&N Dec. 533, 534 n.2 (BIA 1988); Matter of
Laureano. 19 I&N Dec. 1,3 n.2 (BIA 1983); Matter of Ramirez-Sanchez. 17 I&N Dec. 503, 506 (BIA
1980). Counsel referenced the Department of Labor's Occupational Outlook Handbook (OOH) as the
primary source for the normal requirements for a given occupation. Counsel concluded:
[The OOH information for Water Transportation Occupations] states that "graduates
from the U.S. Merchant Marine Academy or another maritime academy that offers a 4-
year academic program leading to a bachelor-of-science degree, a license (issued only
by the Coast Guard) as a third mate (deck officer) or third assistant engineer
(engineering officer) must pass a written examination." Hence, it is fair to conclude that
"at least a baccalaureate" is required for the entry-level deck officer position. The job of
Port Captain requires stowage planning to maximize cargo intake and cargo forecasts;
the OOH [information regarding Management, Scientific, and Technical Consulting
-Page 4
Services] states that similar managerial job opportunities are best for those with a
master's degree or advanced degree "in transportation or a related field and with strong
quantitative skills."
The petitioner provided the OOH materials for Water Transportation Occupations but only provided an
Internet citation for the OOH materials on Management, Scientific, and Technical Consulting Services.
As counsel notes on appeal, the Water Transportation Occupations materials focus on ship positions
whereas the petitioner's occupation is on shore. Nevertheless, these are the materials submitted by the
petitioner and counsel does not explain how the director erred in relying on the materials the petitioner
submitted.
Counsel's purported "quote" from the OOH materials on Water Transportation Occupations is
inaccurate. The accurate quote follows:
Entry-level workers are classified as ordinary seamen or deckhands. Workers take some
basic training, lasting a few days, in areas such as first aid and firefighting.
There are two paths of education and training for a deck officer or an engineer:
applicants must either accumulate thousands of hours of experience while working as a
deckhand, or graduate from the U.S. Merchant Marine Academy or another maritime
academy. In both cases, applicants must pass a written examination. It is difficult to
pass the examination without substantial formal schooling or independent study. The
academies offer a 4-year academic program leading to a bachelor-of-science degree, a
license (issued only by the Coast Guard) as a third mate (deck officer) or third assistant
engineer (engineering officer), and, if the person chooses, a commission a<; ensign in the
U.S. Naval Reserve, Merchant Marine Reserve, or Coast Guard Reserve. With
experience and additional training, third officer may qualifY for higher rank. Generally,
officers on deep water vessels are academy graduates and those in supply boats, inland
waterways, and rivers rose to their positions through years of experience.
Contrary to counsel's assertion, it does not follow from this language that "entry-level" deck officer
positions require a baccalaureate. First, deckhands, not deck officers, are the entry level position.
Second, the actual language states that post-secondary education is common but not required for deep
water ship officers and less common for inland boat officers. Regardless, as counsel himself notes on
appeal in contesting the director's reliance on this language, it relates to ship positions rather than port
positions.
We have accessed the OOH materials relating to Management, Scientific, and Technical Consulting
Services at www.bls.gov.oco.cg.cgs037.htm on December 17, 2010 and incorporated that information
into the record of proceeding. These materials do not contain the quote used by counsel. Rather, they
indicate that only 73 percent of managers have at least a bachelor's degree. Thus, these materials do not
Page 5
support counsel's assertion that the position of Port Captain requires a Master's degree or other
advanced degree.
Counsel next cited Matter of Rabbani, 12 I&N Dec. 15 (Dist. Dir. 1966) for the proposition that a Port
Captain is a profession. That case involved a pharmacist and has no relevance to the job requirements
for a Port Captain. Moreover, that case predates the regulatory definition of profession at 8 C.F.R.
§ 204.5(k)(2), quoted above. Moreover, the case does not address the position of Port Captain. Thus, it
has no relevance to the current question before us: whether the position of Port Captain requires at least
a baccalaureate degree.
Counsel then discussed the petitioner's personal credentials. As stated above and subsequently
acknowledged by counsel, however, the petitioner'S possession of a Ph.D. does not qualify him for
classification as a professional unless the occupation in which he seeks to work is a profession. Matter
of Shah, 17 I&N Dec. at 246-47. Counsel concluded:
Even though the proposed employment job title identified on the instant petition is Port
Captain (Port and Harbor Security and Administration), [the petitioner] is pursuing
further research in efficient optimization methods for container stowage, inspection for
~tion 10 as indicated in the letters of recommendation from
_ and respectively (see Exh 6e).
and a former
member cotruruttee, asserts petitioner are "currently
collaborating in studying efficient ~zation method for Container Stowage Problems (CSP)."
The petitioner is not employed at~and _ does not explain the context of this
research. Specifically, does not provide the source of funding for this research or explain
whether this research is paid employment, a volunteer service or part of the petitioner's duties for
Hoegh Autoliners, the petitioner's employer. The issue is whether the petitioner seeks to work in an
occupation that is a profession, not whether he may, outside that occupation, engage in minimal
research with a former colleague or even whether his education qualifies him for extra duties within the
occupation.
states that the petitioner plays a "vital role" in planning and executing
••• and has improved the efficiency of the company's operations through "high level logistics
application, including engagement of time and motion study for cargo data movement." lbis letter has
no relevance to whether the occupation of Port Captain requires a baccalaureate for entry into the
occupation.
On appeal, counsel repeats his assertions from the response to the director's request for additional
information. For the reasons discussed above, these assertions are misleading and not persuasive. At
issue is whether the occupation of Port Captain requires at least a baccalaureate degree for entry into the
occupation. 8 C.F.R. § 204.5(k)(2) (definition of profession). None of the evidence submitted and
-Page 6
none of the case law cited by counsel address this issue. Thus, the petitioner has not met his burden of
demonstrating the education requirements for the occupation he seeks to pursue, Port Captain.
II. Exceptional Ability
The next issue is whether the petitioner qualifies as an alien of exceptional ability. The regulation at
8 C.F.R. § 204.5(k)(3)(ii) sets forth the following six criteria, at least three of which an alien must
meet in order to qualify as an alien of exceptional ability in the sciences, the arts, or business:
(A) An official academic record showing that the alien has a degree, diploma,
certificate, or similar award from a college, university, school, or other institution of
learning relating to the area of exceptional ability
(B) Evidence in the form of letter(s) from current or former employer(s) showing that
the alien has at least ten years of full-time experience in the occupation for which he
or she is being sought
(C) A license to practice the profession or certification for a particular profession or
occupation
(D) Evidence that the alien has commanded a salary, or other remuneration for
services, which demonstrates exceptional ability
(E) Evidence of membership in professional associations
(F) Evidence of recognition for achievements and significant contributions to the
industry or field by peers, governmental entities, or professional or business
organizations
If a petitioner has submitted the requisite evidence, U. S. Citizenship and Immigration Services
(USCIS) determines whether the evidence demonstrates "a degree of expertise significantly above
that ordinarily encountered" in the arts. 8 C.F.R. § 204.5(k)(2). Kazarian v. USCIS, 596 F.3d 1115
(9th Cir. 2010), sets forth a two-part approach where the evidence is first counted and then
considered in the context of a final merits determination. While involving a different classification
than the one at issue in this matter, the similarity of the two classifications makes the court's
reasoning persuasive to the classification sought in this matter. In reviewing Service Center
decisions, the AAO will apply the test set forth in Kazarian. As the AAO maintains de novo review,
the AAO will conduct a new analysis if the director reached his or her conclusion by using a ont>-step
analysis rather than the two-step analysis dictated by the Kazarian court. See 8 C.F.R.
103.3(a)(1)(iv); So/tane v. DOJ, 381 F.3d at 145; Spencer Enterprises, Inc. v. United States, 229 F.
Supp. 2d at 1043 (recognizing the AAO's de novo authority).
-Page 7
Evidentiary Criteria
An official academic record showing that the alien has a degree, diploma, certificate, or similar
award from a college, university, school, or other institution of learning relating to the area of
exceptional ability
The record contains evidence that the petitioner holds a Master of Science degree from the State
University of New York, Maritime College at Fort Schuyler, and a Ph.D. from the New Jersey
Institute of Technology. This evidence qualifies under the plain language requirements of the
regulation at 8 C.F.R. § 204.5(k)(3)(ii)(A).
Evidence in the form of letter(s) from current or former employer(s) showing that the alien has at
least ten years of full-time experience in the occupation for which he or she is being sought
The plain language of the regulation at 8 C.F.R. § 204.5(k)(3)(ii)(B) requires that the ten years of
experience be "in the occupation" in which the petitioner intends to work. In this case, that
occupation is Port Captain. The petitioner submitted evidence of his prior employment as a ship
officer, an inspector and a Manager of Specialty Products for the New York Blood Center. While
counsel asserts on appeal that the director miscalculated the petitioner's previous experience, it
remains that none of this experience was in the petitioner's current occupation, Port Captain. Thus,
the petitioner has not submitted qualifying evidence that meets the plain language requirements of
the regulation at 8 C.F.R. § 204.5(k)(3)(ii)(B).
A license to practice the profession or certification for a particular profession or occupation
As evidence to meet this criterion, counsel references the petitioner's Certification as a Six Sigma
Black Belt with the American Society for Quality (ASQ). According to the self-serving press release
from ASQ, ASQ "provides certification as a way to provide formal recognition to professionals who
have demonstrated an understanding of, and a commitment to, quality techniques and practices in
their job and career." Nothing in the record suggests that ASQ certification is a Port Captain
certification. The petitioner also submitted the application for his ASQ certification, which relied on
completing a project with the New York Blood Center. The petitioner provided the following
description of his project:
The project was to identify statistically where there are discrepancies in production
outcome [and] reduce hematology reject rate and improve split rates during apheresis
platelet production.
The petitioner has not explained how certification for completing this project and passing a
subsequent exam offered by ASQ constitutes certification in a specific occupation. The record
contains no evidence that ASQ certification is specific to a given occupation or occupations and
certifies ability in that occupation.
Page 8
The petitioner, however, also submitted a 1997 Ghanaian Certificate of Competency (Deck Officer),
Class I Master Mariner. In addition, the petitioner submitted an undated National Institute, London,
Nautical Surveyor's Certificate. While counsel asserted that these certificates are academic
credentials pursuant to 8 C.F.R. § 204.5(k)(3)(ii)(A), we find that these certificates meet the plain
language requirements set forth at 8 C.F.R. § 204.5(k)(3)(ii)(C).
Evidence that the alien has commanded a salary, or other remuneration for services, which
demonstrates exceptional ability
The petitioner submitted biweekly pay statements reflecting wages of $2,812.50, which annualizes to
$73,125. The plain language of the regulation at 8 C.F.R. § 204.5(k)(3)(ii)(D) requires not only
evidence of a salary or other remuneration but evidence that the salary or remuneration
"demonstrates exceptional ability." Thus, as implied by the director, the petitioner must also provide
evidence of other wages in the occupation for comparison purposes. On appeal, the petitioner
submits a job announcement for a Port Security Specialist, GS-0080-11l12 with the U.S. Coast
Guard. Counsel asserts that the salary range for this position is $62,678 - $97,658. 1 The petitioner's
salary falls within this range and does not appear indicative of exceptional ability. Regardless, the
duties of a Port Security Specialist do not appear to be consistent with the petitioner's duties. As
such, the petitioner has not established that this salary comparison is a relevant one.
In light of the above, the petitioner has not submitted qualifying evidence that meets the plain
language requirements set forth at 8 C.F.R. § 204.5(k)(3)(ii)(D).
Evidence of membership in professional associations
Counsel asserts that a recommendation letter from a member of the Executive
Committee of the NY INJ Metropolitan Section of ASQ, serves to meet this criterion. _ the
Newsletter and Web Master Chair for the committee, asserts that the petitioner "was a great
contributing member of the committee." A committee is not a professional association. On his
application for Six Sigma Black Belt Certification, the petitioner indicated that he was an "associate
member" of ASQ. The petitioner, however, submitted no evidence of this membership. Regardless,
the record does not establish that ASQ, which promotes "quality" in general terms, is a "professional
association" focusing on a single profession.
In light of the above, the petitioner has not submitted qualifying evidence that meets the plain
language requirements set forth at 8 C.F.R. § 204.5(k)(3)(ii)(E).
I While the Federal Base General Scale (GS) Pay Scale reflects a lower range (which still includes the
petitioner's salary), as the job announcement for the job does not specify the location, we cannot verify
whether counsel's characterization of the salary range is correct. See http://www.fedjobs.com/pay/pay.html.
accessed December 17, 2010 and incorporated into the record of proceeding.
-Page 9
Evidence of recognition for achievements and significant contributions to the industry or field by
peers, governmental entities, or professional or business organizations
Counsel asserts that published material about the petitioner falls under this criterion. USCIS may not
impose novel substantive or evidentiary requirements beyond those set forth at 8 C.F.R. § 204.5.
Kazarian, 596 F.3d at 1221, citing Love Korean Church v. Chertoff, 549 F.3d 749, 758 (9th
Cir.2008). Nothing in the regulation at 8 C.F.R. § 204.5(k)(3)(ii)(F) suggests that published material
about the alien is included in this criterion. Moreover, the evidence to which counsel refers is an
article by the petitioner.
Counsel further asserts that recommendation letters serve to meet this criterion. We are not
persuaded that recommendations letters prepared in support of the petition are the type of formal
recognition contemplated by the regulation at 8 C.F.R. § 204.5(k)(3)(ii)(F).
The record contains a Certificate of Appreciation from the NY-NJ Metropolitan Section of ASQ.
The record does not demonstrate that this certificate is recognition for "achievements and significant
contributions to the industry or field" of transportation management.
In light of the above, the petitioner has not submitted evidence that qualifies under three of the
evidentiary criteria. Rather, the petitioner only submitted qualifying evidence that meets the
regulatory criteria set forth at 8 C.F.R. §§ 204.5(k)(3)(ii)(A) and (C). Nevertheless, we will next
conduct a final merits determination that considers all of the evidence in the context of whether or
not the petitioner has demonstrated that the beneficiary has "a degree of expertise significantly above
that ordinarily encountered." 8 C.F.R. § 204.5(k)(2). Section 203(b )(2)(C) of the Act provides that
the possession of a degree, diploma, certificate or similar award from a college, university school or
other institution of learning or a license to practice or certification for a particular profession or
occupation shall not by itself be considered sufficient evidence of exceptional ability. Thus, in our
final merits determination, we must determine whether the beneficiary's degree and license is
indicative of or consistent with a degree of expertise significantly above that ordinarily encountered
in the field of port management.
The petitioner has still not established the amount of education required for a Port Captain. Thus, in
addition to not documenting that at least a baccalaureate degree is required for this occupation, the
petitioner has also not demonstrated that a Ph.D. is indicative of a degree of expertise significantly
above that ordinarily encountered in port management. Even if we accept that a Ph.D. is a higher
level of education than is ordinarily encountered in the field, the remaining evidence submitted in
support of the petitioner's exceptional ability claim is not persuasive.
First, even if we accepted that the petitioner's experience as a ship officer, an inspector and a
Manager of Specialty Products for the New York Blood Center met the requirements set forth at
8 C.F.R. § 204.S(k)(3)(ii)(B), the petitioner has not established how this experience represents a
-Page 10
degree of expertise significantly above that ordinarily encountered with Port Captains. Significantly,
the petitioner has not even demonstrated the relevance of his work at the New York Blood Center.
Second, while the petitioner is licensed as a ship officer and as a surveyor, it appears that these
certificates were the minimum required certification to perform the duties of these positions. The
record does not establish that these certifications demonstrate a degree of expertise significantly
above that ordinarily encountered among Port Captains.
Third, even if we considered the petitioner's ASQ Six Sigma Black Belt Certification, the petitioner
has not demonstrated how the petitioner's certification in the generic area of "quality" based on a
blood platelet project is relevant to his expertise as a Port Captain. Moreover, the record lacks
evidence other than the promotional materials of ASQ that might establish the significance of this
society. USCIS need not rely on the self-promotional material of ASQ.2 In addition, the petitioner
did not submit the requirements for associate membership in ASQ. Thus, the petitioner's associate
membership in ASQ, even if qualifYing under 8 C.F.R. § 204.5(k)(3)(ii)(E), would not be persuasive
evidence of a degree of expertise above that ordinarily encountered among Port Captains.
In summary, the only noteworthy evidence is the petitioner's Ph.D. As stated above, section
203(b )(2)(C) of the Act provides that the possession of a degree shall not by itself be considered
sufficient evidence of exceptional ability. After careful review of all the evidence of record, the
evidence does not support a finding that the petitioner qualifies as a Port Captain of exceptional
ability.
III. National Interest Waiver
Neither the statute nor pertinent regulations define the term "national interest." Additionally, Congress
did not provide a specific definition of the phrase, "in the national interest." The Committee on the
Judiciary merely noted in its report to the Senate that the committee had "focused on national interest
by increasing the number and proportion of visas for immigrants who would benefit the United States
economically and otherwise .... " S. Rep. No. 55, 101 st Cong., 1 st Sess., 11 (I 989).
A supplementary notice regarding the regulations implementing the Immigration Act of 1990
(IMMACT), published at 56 Fed. Reg. 60897, 60900 (Nov. 29, 1991), states, in pertinent part:
The Service believes it appropriate to leave the application of this test as flexible as
possible, although clearly an alien seeking to meet the [national interest] standard must
make a showing significantly above that necessary to prove the "prospective national
benefit" [required of aliens seeking to qualifY as "exceptional."] The burden will rest
2 See Braga v. Poulos, No. CV 06 5105 SJO (C. D. CA July 6, 2007) affd 2009 WL 604888 (9th Cir. 2009)
(concluding that the AAO did not have to rely on self-serving assertions on the cover of a magazine as to the
magazine's status as major media).
-Page 11
with the alien to establish that exemption from, or waiver of, the job offer will be in the
national interest. Each case is to be judged on its own merits.
On appeal, counsel relies on a district court decision, Laila Mnayer v. INS, LEXIS 21932 (S. D. Flor.
1995), for the proposition that letters can establish a waiver is warranted in the national interest. In
contrast to the broad precedential authority of the case law of a United States circuit court, the AAO
is not bound to follow the published decision of a United States district court in cases arising within
the same district. See Matter of K-S-, 20 I&N Dec. 715 (BIA 1993). The reasoning underlying a
district judge's decision will be given due consideration when it is properly before the AAO;
however, the analysis does not have to be followed as a matter of law. Id. at 719. In addition, as the
published decisions of district courts are not binding on the AAO outside of that particular
proceeding, the unpublished decision of a district court would necessarily have even less persuasive
value.
Significantly, Mnayer predates Matter of New York State Dep't. of Transp., 22 I&N Dec. 215,
(Comm'r. 1998) (hereinafter "NYSDOT"), a published and therefore binding precedent decision.
8 C.F.R. § 103.3(c). Issued in 1998, no federal court has rejected the reasoning in NYSDOT 3
Moreover, the court in Mnayer was concerned that the AAO's brief decision had not considered all of
the evidence. In contrast, we will provide a lengthy and in depth analysis of all the evidence submitted
below.
NYSDOl; 22 I&N Dec. at 217-18 has set forth several factors which must be considered when
evaluating a request for a national interest waiver. First, the petitioner must show that the alien seeks
employment in an area of substantial intrinsic merit. Id at 217. Next, the petitioner must show that the
proposed benefit will be national in scope. Id Finally, the petitioner seeking the waiver must establish
that the alien will serve the national interest to a substantially greater degree than would an available
U.S. worker having the same minimum qualifications. Id at 217-18.
It must be noted that, while the national interest waiver hinges on prospective national benefit, the
petitioner must establish that the alien's past record justifies projections of future benefit to the national
interest. Id. at 219. The petitioner's subjective assurance that the alien will, in the future, serve the
national interest cannot suffice to establish prospective national benefit. The inclusion of the term
"prospective" is used here to require future contributions by the alien, rather than to facilitate the entry
of an alien with no demonstrable prior achievements, and whose benefit to the national interest would
thus be entirely speculative. Id
3 In fact, at least one federal court has upheld the reasoning in that decision. See Talwar v. INS, 2001 WL
767018 (S.D.N.Y. July 9, 2001). Moreover, in 1999, Congress amended section 203(b)(2) of the Act in
direct response to the 1998 precedent decision. Congress, at that time, could have taken any number of
actions to limit, modify, or completely reverse the precedent decision. Instead, Congress let the decision
stand, apart from a limited exception for certain physicians, as described in section 203(b)(2)(B)(ii) of the
Act.
-Page 12
We concur with the director that the petitioner works in an area of intrinsic merit, port management,
and that the proposed benefits of his work, efficient movement of cargo, would be national in scope.
It remains, then, to determine whether the petitioner will benefit the national interest to a greater
extent than an available u.s. worker with the same minimum qualifications.
On appeal, counsel asserts that because the New York Blood Center previously obtained an alien
employment certification in behalf of the petitioner, the process would no longer serve any interest.
The previous alien employment certification, however, was for a different position, operations
research analyst, and, thus, says nothing about the availability of u.s. workers with the minimum
qualifications to work as a Port Captain. Regardless, the assertion that an alien employment
certification has been obtained in the past only demonstrates how unnecessary the waiver request is.
As stated in NYSDOT, 22 I&N Dec. at 223, nothing in the legislative history suggests that the
national interest waiver was intended simply as a means for employers (or self-petitioning aliens) to
avoid the inconvenience of the labor certification process.
Eligibility for the waiver must rest with the alien's own qualifications rather than with the position
sought. In other words, we generally do not accept the argument that a given project is so important
that any alien qualified to work on this project must also qualify for a national interest waiver.
NY.{)DOT, 22 I&N Dec. at 218. Moreover, it cannot suffice to state that the alien possesses useful
skills, or a "unique background." Special or unusual knowledge or training does not inherently meet
the national interest threshold. The issue of whether similarly-trained workers are available in the
United States is an issue under the jurisdiction of the Department of Labor. Id. at 221.
At issue is whether this petitioner's contributions in the field are of such unusual significance that the
petitioner merits the special benefit of a national interest waiver, over and above the visa
classification he seeks. By seeking an extra benefit, the petitioner assumes an extra burden of proof.
A petitioner must demonstrate a past history of achievement with some degree of influence on the
field as a whole. Id. at 219, n. 6. In evaluating the petitioner's achievements, we note that original
innovation, such as demonstrated by a patent, is insufficient by itself. Whether the specific
innovation serves the national interest must be decided on a case-by-case basis. Id. at 221, n. 7.
As discussed above, ASQ issued the petitioner Six Sigma Black Belt Certification. In addition, the
petitioner has made a presentation at the local ASQ chapter event. We reiterate that the record contains
no evidence other than the promotional ASQ materials regarding the significance of this society in the
field of port management or any other field. For example, the record contains no evidence regarding
the number of attendees at local chapter presentations.
As also discussed above, the petitioner is licensed as a ship officer and surveyor. Qualifications that
can be articulated on an application for an alien employment certification cannot serve as a basis to
waive the requirement for an approved alien employment certification. Id at 221.
-Page 13
The record contains the petitioner's abstr~ articles
petitioner also submitted an email from ~
_ advising that the publisher would be interested in "publishing"
the form of a printed book." The record contains no evidence that is a
publishing company that pays authors for the right to publish their work rather than a vanity press that
binds dissertations into books for a fee. Most significantly, the record contains no citations of the
petitioner's work or other evidence that his publications have been utilized or applied beyond his
employer.
Finally, the petitioner
includes a letter from
commIttee. explains that the petitioner's dissertation
on the optimal allocation of blood products with special reference to Single Donor Platelets.
discusses the importance of blood platelets and concludes that the petitioner's publications
have "substantial intellectual merit and serve the national interest of the United States."
does not provide any examples of the petitioner's influence his school and employer. More
significantly, the record contains no evidence that is involved in storing or
transporting blood platelets.
and another member of the
petl petItioner's doctoral work. _ states
that the petitioner "employed a heuristic method and a Linear Programming with a rolling horizon
method to fmd the near optimal issuing policy, the expected average age, outdate rate, and shortage rate
of a blood product from the perspective of the blood center." Once again,_ does not explain
how this work is influencing the field as a whole or how it is relevant to the petitioner's proposed
employment as a Port Captain.
the petitioner's doctoral advisor at the New Jersey Institute of Technology, provides
similar information to that discussed above. _ concludes that the petitioner's model "will
improve the utilization of the invaluable blood products and help save lives" and that the petitioner
"will no doubt continue to benefit our country by supporting the nation's blood industry and improve
our quality of life." First,_provides no examples of any independent laboratory or other entity
using the petitioner's model. Second, the petitioner no longer works for a blood center. Thus, it is
difficult to see how the petitioner will benefit the national interest by supporting the nation's blood
industry as claimed.
discusses the petitioner'S research on Container Stowage Problems (CSP). Specifically,
states:
Many shipping companies compete around the world to provide profitable container
transportation services. In order to increase the benefit of economy of scale, the size of
Page 14
containerships has increased over the last twenty years. Containership capacity has
increased typically from relatively small 350 Twenty Foot Equivalent Units (TEUs) to
more than 8000 TEUs. These increases contribute to profits of shipping companies, but
also compound the complexity and difficulty of the arrangement of containers. CSP is
complicated because of its combinatorial nature. [The petitioner] is working on a
mathematical optimization method to address some of the problems encountered in
CSP.
This work appears far too preliminary to evaluate whether it has influenced the field of port
management as a whole to any degree.
asserts that the petitioner is a minister, school teacher, and an
organIst/pianist in good standing of the Apostolic Faith Church. supports the
issuance of a "special immigrant visa." The Fonn 1-140 petition at issue is not a petition for
classification as a special immigrant pursuant to section 101(a)(27)(C) of the Act ... Thus, this letter does
not appear relevant to the issue of whether the alien employment certification process should be
waived.
The Board of Immigration Appeals (the Board) has held that testimony should not be disregarded
simply because it is "self-serving." See, e.g., Matter of S-A-, 22 I&N Dec. 1328, 1332 (BIA 2000)
(citing cases). The Board also held, however: "We not only encourage, but require the introduction
of corroborative testimonial and documentary evidence, where available." Id If testimonial
evidence lacks specificity, detail, or credibility, there is a greater need for the petitioner to submit
corroborative evidence. Matter ofY-B-, 21 I&N Dec. 1136 (BIA 1998).
The opinions of experts in the field are not without weight and have been considered above. USCIS
may, in its discretion, use as advisory opinions statements submitted as expert testimony. See Matter
oj Caron International, 19 I&N Dec. 791, 795 (Comm'r. 1988). However, USCIS is ultimately
responsible for making the final detennination regarding an alien's eligibility for the benefit sought.
Id The submission of letters from experts supporting the petition is not presumptive evidence of
eligibility; USCIS may, as we have done above, evaluate the content of those letters as to whether
they support the alien's eligibility. See id at 795; see also l'vfatter of V-K-, 24 I&N Dec. 500, n.2
(BIA 2008) (noting that expert opinion testimony does not purport to be evidence as to "fact").
USCIS may even give less weight to an opinion that is not corroborated, in accord with other
infonnation or is in any way questionable. Id at 795; see also Matter ojSojjici, 22 I&N Dec. 158,
165 (Comm'r. 1998) (citing Matter of Treasure Craft of California, 14 I&N Dec. 190 (Reg'l.
Comm'r. 1972».
The letters considered above primarily contain bare assertions of national benetit without specifically
providing specific examples of how the petitioner's model has influenced the field or how it is
relevant to his current work. Merely repeating the legal standard does not satisfY the petitioner's
-Page 15
burden of proof.4 The petitioner submitted no independent letters. The petitioner also failed to
submit sufficient relevant corroborating evidence in existence prior to the preparation of the petition,
which could have bolstered the weight of the reference letters. On the basis of the evidence
submitted, the petitioner has not established that a waiver of the requirement of an approved alien
employment certification will be in the national interest of the United States.
The burden of proof in these proceedings rests solely with the petitioner. Section 291 of the Act,
8 U.S.c. § 1361. The petitioner has not sustained that burden.
This denial is without prejudice to the filing of a new petition by a United States employer
accompanied by an alien employment certification certified by the Department of Labor, appropriate
supporting evidence and fee.
ORDER: The appeal is dismissed.
4 Fedin Bros. Co., Ltd. v. Sava, 724 F. Supp. 1103,1108 (E.D.N.Y. 1989), afj'd, 905 F. 2d 41 (2d. Cir. 1990);
Avyr Associates, Inc. v. Meissner, 1997 WL 188942 at *5 (S.D.N.Y.). Similarly, USCIS need not accept
primarily concIusory assertions. 1756, Inc. v. The Attorney General of the United States, 745 F. Supp. 9, 15
(D.C. Dist. 1990).
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