sustained EB-2 NIW

sustained EB-2 NIW Case: Polymer Science

📅 Date unknown 👤 Individual 📂 Polymer Science

Decision Summary

The director initially denied the petition, finding the petitioner had not established that a waiver of the job offer requirement would be in the national interest. The AAO sustained the appeal, determining that the petitioner's past record of achievements in polymer science, particularly the discovery of a new block copolymer morphology and research into drug delivery systems for cancer treatment, justified future benefit to the national interest.

Criteria Discussed

Substantial Intrinsic Merit National In Scope Alien Will Serve The National Interest To A Substantially Greater Degree Than An Available U.S. Worker

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(b)(6)
DATE: JUN 1 1 2013 OFFICE: TEXAS SERVICE CENTER 
INRE : Petitioner: 
Beneficiary: 
U.S. Department ofllomeland Security 
U.S. Citizenship and Immigration Services 
Administr ative Appeals Office (AAO) 
20 Massachusetts Ave., N.W., MS 2090 
Washington , DC 20529-2090 
U.S. Citizenship 
and Immigration 
Services 
PETITION: Immigrant Petition for Alien Worker as a Member of the Professions Holding an Advanced 
Degree or an Alien of Exceptional Ability Pursuant to Section 203(b)(2) of the Immigration 
and Nationality Act, 8 U.S.C. § 1153(b)(2) 
ON BEHALF OF PETITIONER: 
INSTRUCTIONS: 
Enclosed please find the decision of the Administrative Appeals Office in your case. All of the documents 
related to this matter have been returned to the office that originally decided your case. Please be advised that 
any further inquiry that you might have concerning your case must be made to that office . 
Thank you, 
~Rosenber 
Acting Chief, Administrative Appeals Office 
www.uscis.gov 
(b)(6)
Page 2 
DISCUSSION: The Director, Texas Service Center, denied the employment-based immigrant visa 
petition. The matter is now before the Administrative Appeals Office (AAO) on appeal. The AAO will 
sustain the appeal and approve the petition. 
The petitioner seeks classification pursuant to section 203(b)(2) ofthe Immigration and Nationality Act 
(the Act), 8 U.S.C. § 1153(b)(2), as a member of the professions holding an advanced degree. The 
petitioner, a chemical engineer, seeks employment as a research associate at the University of 
The petitioner asserts that an exemption from the requirement of a job 
offer, and thus of a labor certification, is in the national interest of the United States. The director found 
that the petitioner qualifies for classification as a member of the professions holding an advanced degree 
but that the petitioner had not established that an exemption from the requirement of a job offer would 
be in the national interest of the United States. 
On appeal, the petitioner submits a brief from counsel and evidence of independent citation of the 
petitioner's published work. 
Section 203(b) of the Act states, in pertinent part: 
(2) Aliens Who Are Members of the Professions Holding Advanced Degrees or Aliens of 
Exceptional Ability.-
(A) In General. - Visas shall be made available . .. to qualified immigrants who are 
members of the professions holding advanced degrees or their equivalent or who 
because of their exceptional ability in the sciences, arts, or business, will substantially 
benefit prospectively the national economy, cultural or educational interests, or welfare 
of the United States, and whose services in the sciences, arts, professions, or business 
are sought by an employer in the United States. 
(B) Waiver ofJob Offer-
(i) . . . the Attorney General may, when the Attorney General deems it to be in 
the national interest, waive the requirements of subparagraph (A) that an 
alien's services in the sciences, arts, professions, or business be sought by an 
employer in the United States. 
The director did not dispute that the petitioner qualifies as a member of the professions holding an 
advanced degree. The sole issue in contention is whether the petitioner has established that a waiver of 
the job offer requirement, and thus a labor certification, is in the national interest. 
Neither the statute nor the pertinent regulations define the term "national interest." Additionally, 
Congress did not provide a specific definition of "in the national interest." The Committee on the 
Judiciary merely noted in 
its report to the Senate that the committee had "focused on national interest by 
(b)(6)
Page 3 
increasing the number and proportion of visas for immigrants who would benefit the United States 
economically and otherwise .... " S. Rep. No. 55, lOlst Cong., 1st Sess., 11 (1989). 
Supplementary information to the regulations implementing the Immigration Act of 1990, published at 
56 Fed. Reg. 60897, 60900 (November 29, 1991), states: 
The Service [now U.S. Citizenship and Immigration Services (USCIS)] believes it 
appropriate to leave the application of this test as flexible as possible, although clearly 
an alien seeking to meet the [national interest] standard must make a showing 
significantly above that necessary to prove the "prospective national benefit" [required 
of aliens seeking to qualify as "exceptional."] The burden will rest with the alien to 
establish that exemption from, or waiver of, the job offer will be in the national interest. 
Each case is to be judged on its own merits. 
In reNew York State Dept. of Transportation, 22 I&N Dec. 215 (Comm'r 1998), has set forth several 
factors which must be considered when evaluating a request for a national interest waiver. First, the 
petitioner must show that the alien seeks employment in an area of substantial intrinsic merit. Next, the 
petitioner must show that the proposed benefit will be national in scope. Finally, the petitioner must 
establish that the alien will serve the national interest to a substantially greater degree than would an 
available U.S. worker having the same minimum qualifications. 
While the national interest waiver hinges on prospective national benefit, the petitioner must establish 
that the alien's past record justifies projections of future benefit to the national interest. The petitioner's 
subjective assurance that the alien will, in the future, serve the national interest cannot suffice to 
establish prospective national benefit. The inclusion of the term "prospective" is used here to require 
future contributions by the alien, rather than to facilitate the entry of an alien with no demonstrable prior 
achievements, and whose benefit to the national interest would thus be entirely speculative. 
The regulation at 8 C.F.R. § 204.5(k)(2) defines "exceptional ability" as "a degree of expertise 
significantly above that ordinarily encountered" in a given area of endeavor. By statute, aliens of 
exceptional ability are generally subject to the job offer/labor certification requirement; they are not 
exempt by virtue of their exceptional ability. Therefore, whether a given alien seeks classification as 
an alien of exceptional ability, or as a member of the professions holding an advanced degree, that 
alien cannot qualify for a waiver just by demonstrating a degree of expertise significantly above that 
ordinarily encountered in his or her field of expertise. 
The petitioner filed the Form I-140 petition on January 18, 2012. In an accompanying introductory 
statement, counsel stated: 
[The petitioner] is a renowned polymer scientist who has largely influenced his field 
and directly aided in the development of sophisticated polymer materials. [The 
petitioner's] research work is globally important due to its potential to be used in the 
fabrication of electronic and medical applications . ... 
(b)(6)
Page 4 
[The petitioner is r]ecognized as a leading researcher among his peers .... 
[The petitioner's] career is marked by a multitude of pioneering contributions to the 
polymer science field, specifically for electronic and medical applications .... His 
numerous research projects have resulted in major breakthroughs in the polymer 
science field and have already led to significant advancements in the fabrication of 
new materials. 
Details about the petitioner's work appeared in five witness letters that accompanied the petition. 
The area in which [the petitioner] is extensively involved is block copolymers . His 
research projects have produced results that direct our field in new directions. For 
instance, his work on block copolymers yielded the discovery of a block copolymer 
morphology that had not been observed by anyone else in the field. This new 
morphology is of a complex crystal structure known as Frank-Kasper cr-phase. The 
Frank-Kasper cr-phase had only been seen in certain metal alloys and organic 
molecules, but not in block copolymers. 
described, in technical detail, another project in which the petitioner "synthesized a block 
copolymer surfactant and prepared block copolymer solutions in oil and water to investigate the 
path-dependency of resulted micellar geometries." stated: 
By finding the dependence of micellar geometry on sample preparation methods, he 
has widened the controllability of micellar solutions for various applications, e.g., 
targeted delivery of anti-cancer agents, paints, and cleaning agents. 
The research project described above has attracted wide attention in the field and 
positioned [the petitioner] as a unique scientist in the field of polymer science 
because his finding is a rare experimental example that describes how block 
copolymer surfactant[s] behave in oil and water. 
associate professor at , provided additional details about the petitioner's work: 
Surfactants are compounds that consist of water-philic and oil-philic parts. These 
structural characteristics lower the surface tension between oil and water. Surfactants 
are used in various applications, for example, in soaps, pharmaceuticals, and food 
additives. Also, as an accompanying phenomenon from the low interfacial tension, 
surfactants self-assemble in water and form micelles (aggregates of surfactant 
molecules in a liquid) .... 
(b)(6)
Page 5 
Block copolymer surfactants have many applications, but [the petitioner] was 
interested in applying them in treatments of prostate cancer. Therefore, he designed a 
complex project to investigate this possibility . .. . According to his experiment 
observations, the polymer vesicles encapsulating a model protein therapeutic, tumor 
necrosis factor-a (TNFa), were precisely delivered to human prostate cancer cells in 
vitro .. . . 
The unprecedented work executed by [the petitioner] is a major step forward in the 
right direction that will result in fully functional drug delivery systems based on 
polymerosomes .... 
This research project, among several other equally important contributions , has 
elevated [the petitioner] to the very top level of the materials science field. 
The remaining three witnesses stated that they had not worked with the petitioner, but were familiar 
with his work. of the a semor 
scientist at stated that the petitioner's "most recognized 
achievement is his discovery of a new morphology in sphere-forming block copolymers ," 
specifically the Frank-Kasper a-phase mentioned in letter. stated that this 
"formidable discovery has expanded our understanding on the principles of organization of matters 
[sic]. [The petitioner] has since published his astonishing discovery in the world-renowned Science 
journal and it was also highlighted in the same issue of the journal because of its importance in the 
scientific community." 
of the University called the petitioner's 
discovery of Frank-Kasper a-phase in block copolymers "[ o ]ne of the most striking discoveries in 
recent years." . stated: "I know that manufacturing companies and engineers regard 
the complex crystal structure discovered by [the petitioner] as a new opportunity for fabrication of 
devices at the nano-scale ." 
ofthe University stated: 
[The petitioner's] discovery of Frank-Kasper a-phase in block copolymers was very 
impressive for me because I had discovered the same phase in dendrimers which had 
been the single example of the a-phase in organic compounds . Thus, I am one of the 
top qualified experts in the field who can emphasize the importance of his work. .. . 
Discovering this new morphology in sphere-forming block copolymers essentially 
paves the way for new materials to be developed based on this special structure .... 
[The petitioner's] research project has provided researchers with a revolutionary 
crystal morphology to prepare new materials. He has gained international recognition 
(b)(6)
Page 6 
for his work on this project and his future work will certainly continue to have a large 
impact on the entire manufacturing and electronics industries. 
Counsel stated that the petitioner "has published a number of highly-regarded articles, which have 
proven their value to the scientific community by virtue of other top researchers having cited them 
over thirty six (36) times." Counsel noted that, in an unpublished appellate decision issued in 2002, 
the AAO "approve[ d) an NIW petition for a researcher with merely 16 citations." Counsel furnished 
no evidence to establish that the facts of the instant petition are analogous to those in the 
unpublished decision. While 8 C.F.R. § 103.3(c) provides that AAO precedent decisions are binding 
on all USCIS employees in the administration of the Act, unpublished decisions are not similarly 
binding. The unpublished 2002 decision did not state or imply that every researcher with 16 
citations is entitled to the national interest waiver; each petition involves unique factors that warrant 
individual consideration. 
The petitioner's curriculum vitae indicated that his 
perspectives article and featured in the 1 
submission included no evidence to substantiate t ese assertiOns. 
article was "highlighted with a 
" but the initial 
On June 30, 2012, the director issued a request for evidence, stating that the submitted evidence 
showed that the petitioner's published research "was modestly cited," but "does not show how the 
beneficiary's research has influenced the field." 
In response, the petitioner submitted evidence to corroborate prior assertions about the importance of 
his article. A piece from the "Perspectives" section of that journal highlighted the article in 
the context of "[ u ]nderstanding how spherical supermolecular aggregates organize into crystals." 
An printout from the web site stated that the discovery of the Frank-Kasper 
a-phase in block copolymers illustrated "a fundamental property of nature" and demonstrated a 
molecular "shape that no one had ever seen in a plastic before." The article did not mention the 
petitioner by name (instead referring to ... and his students"), but the petitioner was 
the first author of the article that led to the coverage. This national coverage 
corroborates witnesses' claims about the significance of that work. 
The petitioner also documented that the number of citations of his published articles had grown to 
58, which corroborates witnesses' claims about growing interest in his work. 
The petitioner submitted three further witness letters. innovation director at 
discussed a practical application of the petitioner's work: 
The problem of litter created by some consumers' improper disposal of [chewing 
gum] products ... is one of the primary sustainability challenges faced by the 
chewing gum industry. . . . As the global leader in chewing gum manufacturing, 
• priority is to develop ·a gum base that is easier to remove and/or 
degradable if improperly disposed - while at the same time continuing to meet 
(b)(6)
Page 7 
consumers' sensory needs and preferences. 
research partnership with the 
key player. 
A critical art of this work is 
in which [the petitioner] is a 
From the initiation of this project, [the petitioner] has been playing an indispensable 
role in developing new materials that provide the unique properties needed for an 
environmentally-friendly chewing gum base. He took an initiative in designing and 
synthesizing the block copolymer materials with his expertise and knowledge on 
block copolymers and chemical synthesis. The materials he designed have shown 
tremendous promise and from the early stages it was clear that these were potentially 
ideal candidates for chewing bum bases. In this regard we immediately recognized 
the great value of this work and filed a patent on the invention ... which we expect to 
change the multi-billion dollar market of chewing gum in the world .... 
[The petitioner's] breakthrough block copolymers will dramatically enhance our 
ability to produce new products for consumers . Since [the petitioner] has already 
created novel materials for chewing gums, I am positive he will now proceed to the 
fabrication of other block copolymers for other products. 
A photocopied cover page shows that 
World Intellectual Property Organization on 
filed an international patent application with the 
Professor ·ofthel , stated: 
I have not had the pleasure of meeting or collaborating with [the petitioner], but I 
have read his groundbreaking research findings .... 
His discovery of the cr-phase in block copolymers was astonishing to the field of 
Materials Science and Engineering because, until recently, the cr-phase had been 
believed to occur only in certain metals or alloys . . .. 
In view of [the petitioner's] exceptional discovery of the Frank-Kasper cr-Phase in 
organic block copolymers, it is only logical to consider him an extraordinary scientist 
in the field of polymer science .... [The petitioner's] findings will help engineers 
design and manufacture sophisticated materials with specific properties. 
Professor of Japan, stated: "The Frank-Kasper cr-phase in block 
copolymers ... is one of the most important discoveries that evidences non-metallic quasicrystals 
and related phases, and a valuable example attesting to the universality of quasicrystalline order in 
the universe." . stated that the petitioner's "groundbreaking findings are firm evidence of 
his special chemical analytical skills and unique knowledge." 
(b)(6)
Page 8 
The director denied the petition on September 19, 2012, stating that the petitioner had not submitted 
sufficient evidence of his impact and influence on his field. On appeal, counsel asserts that the 
submitted witness letters, along with the growing number of documented citations, establishes the 
petitioner's impact and influence on his field. The petitioner documents 68 citations ofhis published 
work at the time of the appeal. 
Counsel correctly observes that the witnesses did not simply offer general praise for the petitioner or 
declare, without further explanation, that his work is especially important, or that it has attracted 
attention from unnamed others in the field. Rather, they provided specific details about what the 
petitioner has done and why it is noteworthy. Such letters cannot, by themselves, justify approval of 
the petition, but the petitioner did not rely on the letters by themselves. Rather, he submitted 
credible, first-hand documentary evidence that provided crucial support for key claims. The 
petitioner demonstrated, for instance, that the work of his research team received national coverage 
on The record shows that a pattern of citation was already in place when the petitioner filed 
his petition, and that pattern has continued an accelerated with more documented citations at every 
stage of the petition/appeal process. 
The evidence in the record establishes that the scientific community recognizes the significance of this 
petitioner's research rather than simply the general area of research. The benefit of retaining this alien's 
services outweighs the national interest that is inherent in the labor certification process. Therefore, on 
the basis of the evidence submitted, the petitioner has established that a waiver of the requirement of an 
approved labor certification will be in the national interest of the United States. 
The burden of proof in these proceedings rests solely with the petitioner. Section 291 of the Act, 
8 U.S.C. § 1361. The petitioner has sustained that burden. Accordingly, the AAO will withdraw the 
director's decision and approve the petition. 
ORDER: The appeal is sustained and the petition is approved. 
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