dismissed EB-1B Case: Biomedical And Neural Engineering
Decision Summary
The appeal was dismissed for two main reasons. First, the petitioner failed to provide the required job offer letter to the beneficiary, instead submitting a letter to USCIS about the position. Second, while the beneficiary's evidence technically met three regulatory criteria, the AAO determined that the accomplishments reflected routine duties and did not establish the high level of international recognition required for the classification.
Criteria Discussed
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(b)(6)
DATE: SEP 1 9 2013
INRE: Petitioner:
Beneficiary:
U.S. Department of Homeland Security
U.S. Citizenship and Immigration Services
Administrative Appeals Office (AAO)
20 Massachusetts Ave., N.W., MS 2090
Washington, DC 20529-2090
U.S. Citizenship
and Immigration
Services
Office: NEBRASKA SERVICE CENTER FILE:
PETITION: Immigrant Petition for Alien Worker as Outstanding Professor or Researcher Pursuant to
Section 203(b)(l)(B) of the Immigration and Nationality Act, 8 U.S.C. § 1153(b)(l)(B)
ON BEHALF OF PETITIONER:
INSTRUCTIONS:
Enclosed please find the decision of the Administrative Appeals Office (AAO) in your case.
This is a non-precedent decision. The AAO does not announce new constructions of law nor establish
agency policy through non-precedent decisions. If you believe the AAO incorrectly applied current law or
policy to your case or if you seek to present new facts for consideration, you may file a motion to reconsider
or a motion to reopen, respectively. Any motion must be filed on a Notice of Appeal or Motion (Form I-
290B) within 33 days of the date of this . decision. Please review the Form I-290B instructions at
http://www.uscis.gov/forms for the latest information on fee, filing location, and other requirements.
See also 8 C.F.R. § 103.5. Do not file a motion directly with the AAO.
Tha~ ./
~c(
( \'
Ron Rosenberg
Chief, Administrative Appeals Office
www.uscis.gov
(b)(6) NON-PRECEDENT DECISION
Page 2
DISCUSSION: The Director, Nebraska Service Center, denied the immigrant visa petition and the matter is
now before the Administrative Appeals
Office (AAO) on appeal. The appeal will be dismissed.
The petitioner is a medical device manufacturer. It seeks to classify the beneficiary as an outstanding researcher
pursuant to section 203(b)(l)(B) of the Immigration and Nationality Act (the Act), 8 U.S.C. § 1153(b)(1)(B).
The petitioner seeks to employ the beneficiary permanently in the United States as a Senior Systems Research
Engineer, in the field of biomedical and neural engineering. The director determined that the petitioner had not
established that the beneficiary had attained the outstanding level of achievement required for classification as
an outstanding researcher.
On appeal, counsel submits a brief, evidence that was already part of the record, and new evidence. For the
reasons discussed below, the AAO concurs with the director that the petitioner has not established that the
beneficiary enjoys international recognition as outstanding.
Specifically, when the AAO simply "counts" the evidence submitted, the petitioner has submitted qualifying
evidence under three of the regulatory criteria as required: (1) judging the work of others; (2) original scientific
or scholarly research contributions to the academic field; and (3) scholarly articles. 8 C.P.R.
§§§ 204.5(i)(3)(i)(D), (E) and (F). As explained in the final merits determination, however, much of the
evidence that technically qualifies under these criteria reflects routine duties or accomplishments in the field that
do not, as of the date of filing the petition, set the beneficiary apart in the academic community through
eminence and distinction based on international recognition, the purpose of the regulatory criteria. 1
Employment-Based Immigrants, 56 Fed. Reg. 30703, 30705 (proposed July 5, 1991) (enacted 56 Fed. Reg.
60897 (Nov. 29, 1991)).
Beyond the decision of the director, the record lacks the actual job offer issued by the petitioner to the
beneficiary. An application or petition that fails to comply with the technical requirements of the law may be
denied by the AAO even if the Service Center does not identify all of the grounds for denial in the initial
decision. See Spencer Enterprises, Inc. v. United States, 229 F. Supp. 2d 1025, 1043 (E.D. Cal. 2001), aff'd,
345 F.3d 683 (9th Cir. 2003); see also Soltane v. DOJ, 381 F.3d 143, 145 (3d Cir. 2004) (noting that the
AAO conducts appellate review on a de novo basis).
I. Statute
Section 203(b) of the Act states, in pertinent part, that:
(1) Priority workers. -- Visas shall first be made available ... to qualified immigrants who are aliens
described in any of the following subparagraphs (A) through (C):
* * *
(B) Outstanding professors and researchers. --An alien is described in this subparagraph if--
1 The legal authority for this two-step analysis will be discussed at length below.
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(i) the alien is recognized internationally as outstanding in a specific academic
area,
(ii) the alien has at least 3 years of experience in teaching or research in the
academic area, and
(iii) the alien seeks to enter the United States--
(I) for a tenured position (or tenure-track position) within a university
or institution of higher education to teach in the academic area,
(II) for a comparable position with a university or institution of higher
education to conduct research in the area, or
(III) for a comparable position to conduct research in the area with a
department, division, or institute of a private employer, if the
department, division, or institute employs at least 3 persons full-time in
research activities and has achieved documented accomplishments in an
academic field.
II. Job Offer from Qualifying Employer
The regulation at 8 C.P.R. § 204.5(i)(3)(iii) provides that a petition must be accompanied by:
An offer of employment from a prospective United States employer. A labor certification is not
required for this classification. The offer of employment shall be in the form of a letter from:
(A) A United States university or institution of higher learning offering the alien a
tenured or tenure-track teaching position in the alien's academic field;
(B) A United States university or institution of higher learning offering the alien a
permanent research position in the alien's academic field; or
(C) A department, division, or institute of a private employer offering the alien a
permanent research position in the alien's academic field. The department, division, or
institute must demonstrate that it employs at least three persons full-time in research
positions, and that it has achieved documented accomplishments in an academic field.
The petitioner has not submitted its j?b offer to the beneficiary. Instead, the petitioner submitted a letter
from the petitioner, addressed directly to the United States Citizenship and Immigration Services (USCIS),
describing the beneficiary's position. The ordinary meaning of an "offer" requires that it be made to the
(b)(6)
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Page4
offeree, not a third party. See Black's Law Dictionary 1189 (9th ed. 2009) defines "offer" as "the act or an
instance of presenting something for acceptance" or "a display of willingness to enter into a contract on
specified terms, made in a way that would lead a reasonable person to understand that an acceptance, having
been sought, will result in a binding contract" and defines "offeree" as "[o]ne to whom an offer is made." In
addition, Black's Law Dictionary defines "offeror" as "[o]ne who makes an offer." /d. at 1190. Thus, the
letter from the petitioner to users describing the beneficiary's employment is not an offer of employment
within the ordinary meaning of that phrase. The petitioner failed to submit required initial evidence pursuant to
8 C.P.R. § 204.5(i)(3)(iii).
III. Beneficiary's Qualifications
A. Law
The regulation at 8 C.P.R. § 204.5(i)(3) states that a petition for an outstanding professor or researcher must be
accompanied by:
(ii) Evidence that the alien has at least three years of experience in teaching and/or research in
the academic field. Experience in teaching or research while working on an advanced degree
will only be acceptable if the alien has acquired the degree, and if the teaching duties were such
that he or she had full responsibility for the class taught or if the research conducted toward the
degree has been recognized within the academic field as outstanding. Evidence of teaching
and/or research experience shall be in the form of letter(s) from current or former employer(s)
and shall include the name, address, and title of the writer, and a specific description of the
duties performed by the alien.
This petition was filed on November 6, 2012 to classify the beneficiary as an outstanding researcher in the field
of biomedical and neural engineering. Therefore, the petitioner must establish that the beneficiary had at least
three years of teaching and/or research experience in the field as of that date, and that the beneficiary's work has
been recognized internationally within the field as outstanding. The petitioner has submitted evidence that is
has employed the beneficiary since February 2009. At issue in this matter is whether the petitioner has
demonstrated that the beneficiary's work has been recognized internationally within the field as outstanding.
The regulation at 8 C.P.R. § 204.5(i)(3)(i) states that a petition for an outstanding professor or researcher must
be accompanied by "[e]vidence that the professor or researcher is recognized internationally as outstanding in
the academic field specified in the petition." The regulation lists the following six criteria, of which the
beneficiary must submit evidence qualifying under at least two.
(A) Documentation of the alien's receipt of major prizes or awards for outstanding achievement
in the academic field;
(B) Documentation of the alien's membership in associations in the academic field which
require outstanding achievements of their members;
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(C) Published material in professional publications written by others about the alien's work in
the academic field. Such material shall include the title, date, and author of the material, and
any necessary translation;
(D) Evidence of the alien's participation, either individually or on a panel, as the judge of the
work of others in the same or an allied academic field;
(E) Evidence of the alien's original scientific or scholarly research contributions to the
academic field; or
(F) Evidence of the alien's authorship of scholarly books or articles (in scholarly journals with
international circulation) in the academic field.
In 2010, the U.S. Court ofAppeals for the Ninth Circuit (Ninth Circuit) reviewed the denial of a petition filed
under a similar classification set forth at section 203(b )(l)(A) of the Act. Kazarian v. US CIS, 596 F.3d 1115
(9th Cir. 2010). Although the court upheld the AAO's decision to deny the petition, the court took issue with
the AAO's evaluation of evidence submitted to meet a given evidentiary criterion. With respect to the criteria at
8 C.P.R. § 204.5(h)(3)(iv) and (vi), the court concluded that while users may have raised legitimate concerns
about the significance of the evidence submitted to meet those two criteria, those concerns should have been
raised in a subsequent "final merits determination." !d. at 1121-22.
The court stated that the AAO's evaluation rested on an improper understanding of the regulations. 2 Instead of
parsing the significance of evidence as part of the initial inquiry, the court stated that "the proper procedure is to
count the types of evidence provided (which the AAO did)," and if the petitioner failed to submit sufficient
evidence, "the proper conclusion is that the applicant has failed to satisfy the regulatory requirement of three
types of evidence (as the AAO concluded)." !d. at 1122 (citing to 8 C.P.R. § 204.5(h)(3)). The court also
explained the "final merits determination" as the corollary
to this procedure:
If a petitioner has submitted the requisite evidence, users determines whether the evidenc~
demonstrates both a "level of expertise indicating that the individual is one of that small
percentage who have risen to the very top of the[ir] field of endeavor," 8 C.P.R. § 204.5(h)(2),
and "that the alien has sustained national or international
acclaim and that his or her
achievements have been recognized in the field of expertise." 8 C.P.R. § 204.5(h)(3). Only
aliens whose achievements have garnered "sustained national or international acclaim" are
eligible for an "extraordinary ability" visa. 8 U.S.C. § 1153(b)(1)(A)(i).
!d. at 1119-20.
2 Specifically, the court stated that the AAO had unilaterally imposed novel substantive or evidentiary
requirements beyond those set forth in the regulations at 8 C.P.R. § 204.5(h)(3)(iv) (comparable to 8 C.P.R.
§ 204.5(i)(3)(i)(D)) and 8 C.P.R. § 204.5(h)(3)(vi) (comparable to 8 C.P.R. § 204.5(i)(3)(i)(F)).
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Thus, Kazarian sets forth a two-part approach where the evidence is first counted and then considered in the
context of a final merits determination.3 While involving a different classification than the one at issue in this
matter, the similarity of the two classifications makes the court's reasoning persuasive to the classification
sought in this matter. In reviewing Service Center decisions, the AAO will apply the test set forth in Kazarian.
B. Analysis
1. Evidentiary Criteria 4
The petitioner initially asserted that the beneficiary was submitting qualifying evidence under three of the six
criteria: (1) judging the work of others; (2) origin{ll scientific or scholarly research contributions to the academic
field; and (3) scholarly articles pursuant to 8 C.P.R. §§§ 204.5(i)(3)(i)(D), (E) and (F). The director determined
that the petitioner had submitted qualifying evidence under the above three criteria.
Evidence of the alien's participation, either individually or on a panel, as the judge of the work of
others in the same or an allied academic field
The plain language of the regulation at 8 C.P.R. § 204.5(i)(3)(i)(D) requires evidence that the beneficiary
actually participated in judging the work of others. The petitioner submitted evidence that the beneficiary
reviewed manuscripts for the following journals: Progress in Electromagnetics Research; IEEE
Transactions on Biomedical Engineering; IEEE Transactions on Neural Systems and Rehabilitation
Engineering; IEEE Journal on Emerging and Selected Topics in Circuits and Systems; IEEE Engineering in
Medicine and Biology; IEEE International Symposium on Circuits and Systems; and IEEE Biomedical
Circuits and Systems Conference .
In light of the above, the petitioner has submitted qualifying evidence that meets the plain language
requirements of the criterion set forth at 8 C.P.R. § 204.5(i)(3)(i)(D).
Evidence of the alien's original scientific or scholarly research contributions to the academic field.
As evidence relating to the beneficiary's original scientific or scholarly research contributions to the academic
field, the petitioner submitted several testimonial letters and a citation record revealing that the beneficiary's
work has been cited approximately 20 times.
Citations, such as a reference to the beneficiary's work in an article, are evidence of the impact and influence of
3 The classification at issue in Kazarian, section 203(b)(1)(A) of the Act, requires qualifying evidence under
three criteria whereas the classification at issue in this matter, section 203(b)(1)(B) of the Act, requires
qualifying evidence under only two criteria .
4 The petitioner does not claim to meet or submit evidence relating to the regulatory categories of evidence
not discussed in this decision.
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the article cited. The beneficiary's citation history is a relevant consideration as to whether the evidence is
indicative of the beneficiary's recognition beyond his own circle of collaborators. See Kazarian, 596 F3d at
1122. The citation history will be considered below in our final merits determination.
The petitioner also submitted evidence that the beneficiary is the co-inventor of two patents assigned to the
petitioner. This office has previously stated that a patent is not necessarily evidence of a track record of success
with some degree of influence over the field as a whole. See Matter of New York State Dep't. of Transp., 22
I&N Dec. 215, 221 n. 7, (Comm'r. 1998). Rather, the significance of the innovation must be determined on a
case-by-case basis. !d. The beneficiary's patents will be considered below in our final merits determination.
In addition, we acknowledge that the beneficiary has authored several journal articles in the academic field, as is
mentioned in the reference letters. If the regulations are to be interpreted with any logic, it must be presumed
that the regulation views contributions as a separate evidentiary requirement from scholarly articles. Even if we
consider the original nature of the beneficiary's research to qualify it under the criterion at 8 C.P.R.
§ 204.5(i)(3)(i)(E), whether or not the contributions are indicative of the beneficiary's international recognition
in the field is a valid consideration under our final merits determination. (We will consider the published
materials under 8 C.ER. § 204.5(i)(3)(i)(F)).
The plain language of the regulation at 8 C.P.R. § 204.5(i)(3)(i)(E) does not require that the beneficiary's
contributions themselves be internationally recognized as outstanding. That said, the plain language of the
regulation does not simply require original research, but original "research contributions." Had the regulation
contemplated merely the submission of original research, it would have said so, and not have included the extra
word "contributions." Moreover, the plain language of the regulation requires that the contributions be "to the
academic field" rather than an individual laboratory or institution. The director concluded that the petitioner had
submitted sufficient evidence under this criterion. We will not withdraw that finding.
Dr. Associate Director,
states that he has known the beneficiary since 2006 at
where the beneficiary conducted his doctoral research. He reviews the beneficiary's research in the area of
improving microelectrode strategies for recording from chronically implanted animals as follows:
discovering a hybrid method for implanting flexible microelectrodes in the neural substrate using an enzyme
based technique; addressing the problem of movement artifact identification and elimination in neural
recordings; and studying the tissue-electrode interface in near real-time in collaboration with MRI experts.
He also summarizes the beneficiary's work at the petitioning company, and states that through this research
the beneficiary stands to discover "some of the long-evasive neurological mechanism[s]" that may result in a
cure for many neurological diseases. However, speculation as to a future contribution cannot establish that
the beneficiary has already contributed to the academic field as a whole. Although Dr. states that
the beneficiary's research "has been used by neural engineering researchers around the world," he does not
provide specific examples of how those contributions have impacted the academic field or his own research,
rather than simply the work of or the beneficiary's employer.
Dr. . Associate Professor, Department of Biomedical Engineering, --------'
Ill
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does not state how he first became aware of the beneficiary's work. He summarizes some of the
beneficiary's research as follows: proposing and successfully testing a method to automatically distinguish
between neural signals and ambient or interfering noise; developing a microelectrode sys~em that it safe for use
with high field MRI and has successful recording quality and histology outcomes; and, at the petitioning
company, developing "the world's first completely implantable light stimulation system ideal for Optogenic
research and application." Again, while Dr. states that the beneficiary's research has, "yielded
immediate, tangible, benefits in the neurological research community" and has "served to greatly benefit my
own work," he does not provide specific examples of how the beneficiary's research has already impacted either
his own research or the academic field as a whole.
Dr. Associate Professor, Department of Bioengineering, does not state
how he first became aware of the beneficiary's work. He states that the beneficiary developed a useful
algorithm that could distinguish between a true neuronal signal and a muscle signal. He states the beneficiary
also developed a new surgical technique that reduces the initial insertion trauma of implanting arrays in the
brain and reduces the tissue-electrode interface degradation. He states that at the petitioning company the
beneficiary's research resulted in the development of one of the first implantable solutions for Optogenetic
Neuromodulation.
Dr. Associate Professor, Department of Ophthalmology and Biomedical Engineering,
does not state how he first became aware of the
beneficiary's work. Dr. states that the beneficiary devised a surgical method to allow easier
penetration of microelectrodes into the brain, also resulting in superior long-term performance. Although he
states that this is "a technique that is routinely cited when researchers talk about implanting flexible
structures in the brain," he presents no supporting evidence for his assertion. He also discusses the
beneficiary's research on artifact removal from intracortical neural recordings, the use of MRI to study
tissue-electrode interface, and the beneficiary's research in Optogenetic Neuromodulation resulting in the
development of a fully implantable light delivery system. Although he describes the beneficiary's research
as "a major advancement," "a commendable achievement," and "substantial leaps," he does not explain how
the beneficiary's work in this area has already influenced the field such that it can be considered a
contribution to the field as a whole.
Dr. Associate Professor, Bioengineering, states that he met the
beneficiary at conferences and meetings and has followed his research over several years. He states that the
beneficiary's research with the petitioning company "will significantly change the neurological devices market
in the coming years." Again, speculation as to a future contribution cannot establish that the beneficiary has
already contributed to the academic field as a whole.
Dr. Vilas Distinguished Service Professor, Department of Biomedical Engineering,
does not state how he first became aware of the beneficiary's work. He discusses the
beneficiary's development of a method to allow easier penetration of microelectrodes into the brain, also
resulting in superior long-term performance. Although he describes this method as having "widespread
applicability and adoption" he does not provide specific example of researchers who have adopted the
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beneficiary's method. He does state that his group, "have recently integrated some of these techniques into
ou[r] own research studies." He also generally discussed the beneficiary's research results in the use of MRI to
study tissue-electrode interface, and the beneficiary's research in Optogenetics at the petitioning company.
Dr. Associate Professor, Electrical and Computer Engineering,
states that he first met the beneficiary in 2008 at a professional conference. He summarizes the
beneficiary's research findings in devising a surgical method to allow easier penetration of microelectrodes
into the brain, his research on artifact removal Jrom intracortical neural recordings, and the beneficiary ' s
research in Optogenetic Neuromodulation.
Dr. Associate
Professor, Electrical Engineering and Computer Science
does not state how he first became aware of the beneficiary's work. He states that the beneficiary
has developed the world's first completely implantable optical stimulation system. He also discusses the
beneficiary's development of an algorithm to detect neuronal signals, his devising a surgical method to allow
easier penetration of microelectrodes into the brain, and his use of MRI to study tissue-electrode interface .
Professor
The Netherlands, states that he worked closely with the beneficiary for two years at
and is one of the beneficiary's co-authors. He describes their work in using
MRI to monitor tissue-electrode interface in neural implantation devices as "seminal" and "an incredible
advancement." He also describes the beneficiary's research in devising a surgical method to allow easier
penetration of microelectrodes into the brain and artifact removal from intracortical neural recordings . He
further describes the beneficiary ' s research at the petitioning company studying the effect of radiation
therapy on implanted devices,
Dr. Benesse Career Development Professor, Associate Professor in Biological Engineering,
states he met the beneficiary in 2009 when the witness gave a talk at the
petitioning company. He states that the beneficiary and his group at the petitioning company developed the first
fully implantable optical stimulator system, which he characterizes as having "tremendous importance to the
company [the beneficiary] works for."
Dr. Associate Professor, Denmark, states that she knows the beneficiary
through interactions with him at professional conferences. She describes the beneficiary's research in
developing a surgical method to allow easier penetration of microelectrodes into the brain, an algorithm to
detect neuronal signals, and the beneficiary's development, at the petitioning company, of "the world's first
fully-implantable system capable of delivering programmable opticaVlight pulses within the body." She refers
to several authors who have cited the beneficiary's work in their own publications, including Drs. and
above.
Dr. Department of Neurobiology, Israel, states that he has
collaborated with the beneficiary on Optogenetic Neuromodulation. He states that the beneficiary "developed
the world's first fully implantable, programmable, battery-powered system capable of delivering light pulses to
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enable optogenetic neuromodulation." He states that the beneficiary's research findings "may allow - for the
first time - the mainstream adoption of optogenetic technique for neuromodulation and change the. manner in
which neuromodulation is done from electrical systems to optical systems."
Dr. President and Founder, does not state how he first became
aware of the beneficiary' s work. He explains that in the last five years, researchers at have
developed a technique called Optogenetics to study the nervous system using light. He states that the
beneficiary's work at the petitioning company, in collaboration with researchers at has led to "the
development of the world's first implantable light targeting and generating system." He states that the
beneficiary's research "paves the way for seminal studies with optogenetics to assess its . . . value as a
therapeutic alternative to electrical techniques." He also discusses the beneficiary's work at
developing a surgical method to allow easier penetration of microelectrodes into the brain, using
l\1RI to monitor tissue-electrode interface in neural implantation devices, and his work on artifact removal from
intracortical neural recordings.
Dr. Chief Technology Officer, states she interacted with the
beneficiary and reviewed his research in her capacity as editor for She
discusses several of the beneficiary's publications. As stated above, if the regulations are to be interpreted with
any logic, it must be presumed that the regulation views contributions as a separate evidentiary requirement
from scholarly articles. The beneficiary's published materials will be considered under 8 C.F.R.
§ 204.5(i)(3)(i)(F).
Dr. Assistant Professor of Bioengineering, does not
state how he first became aware of the beneficiary's work. He discusses the beneficiary's research on artifact
elimination from neural recordings, his work using MRI to monitor tissue-electrode interface in neural
implantation devices, and his work at the petitioning company resulting in "the world's first completely
implantable light-delivery system for enabling clinical grade Optogenetic research."
Dr. Clinical Studies Leader, , states that he worked closely with the
beneficiary at for five years. He discusses the beneficiary's work at the petitioning
company in developing the first implantable optical delivery device. He also discusses the beneficiary's work
studying the effects of various energy sources on implanted neurological devices, as well as the effects of
radiation treatment on such implantable devices. He further discusses the beneficiary's work developing a
surgical method to allow easier penetration of microelectrodes into the brain, his work on artifact removal
from intracortical neural recordings, and his work developing an MRI compatible microelectrode implant
system.
Dr. Professor and Chair of Bioengineering, does not state how
he first became aware of the beneficiary's work. He discusses the beneficiary' s work at the petitioning
company in developing "the first completely implantable optical stimulation system." He also describes the
beneficiary's work developing an MRI-compatible micro-wire implant system for chronic intracortical
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recordings, and the beneficiary's work developing a surgical method to allow easier penetration of
microelectrodes into the brain.
The Board of Immigration Appeals (the Board) has held that testimony should not be disregarded simply
because it is "self-serving." See, e.g., Matter of S-A-, 22 I&N Dec. 1328, 1332 (BIA 2000) (citing cases). The
Board also held, however: "We not only encourage, but require the introduction of corroborative testimonial
and documentary evidence, where available." /d. If testimonial evidence lacks specificity, detail, or
credibility, there is a greater need for the petitioner to submit corroborative evidence. Matter of Y-B-, 21
I&N Dec. 1136 (BIA 1998).
The opinions of experts in the field are not without weight and have been considered above. United States
Citizenship & Immigration Services (USCIS) may, in its discretion, use as advisory opinions statements
submitted as expert testimony. See Matter of Caron International, 19 I&N Dec. 791, 795 (Comm'r. 1988).
However, USCIS is ultimately responsible for making the final determination regarding an alien's eligibility
for the benefit sought. /d. The submission of letters from experts supporting the petition is not presumptive
evidence of eligibility; USCIS may, as the AAO has done above, evaluate the content of those letters as to
whether they support the alien's eligibility. See id. at 795; see also Matter of. V-K-, 24 I&N Dec. 500, n.2
(BIA 2008) (noting that expert opinion testimony does not purport to be evidence as to "fact"). USCIS may
even give less weight to an opinion that is not corroborated, in accord with other information or is in any way
questionable. !d. at 795; see also Matter of Soffici, 22 I&N Dec. 158, 165 (Comm'r. 1998) (citing Matter of
Treasure Craft of California, 14 I&N Dec. 190 (Reg'l. Comm'r. 1972)).
The above evidence confirms that the beneficiary has produced useful results. It is inappropriate to consider at
this point whether the evidence of the beneficiary's contributions are indicative of or consistent with
international recognition as outstanding. Given the evidence discussed above in the aggregate, we will not
withdraw the director's conclusion that the beneficiary has made original contributions to his field.
Evidence of the alien's authorship of scholarly books or articles (in scholarly journals with international
circulation) in the academic field.
The petitioner submitted evidence that the beneficiary has authored one book chapter, and several journal
articles and proceeding papers. As the only consideration when counting this evidence is whether the
beneficiary has authored articles in qualifying journals, we find the petitioner has submitted evidence that
qualifies under 8 C.F.R. § 204.5(i)(3)(i)(F).
In light of the above, the petitioner has submitted evidence that meets three of the criteria that must be satisfied
to establish the minimum eligibility requirements for this classification. Specifically the petitioner submitted
evidence to meet the criteria set forth at 8 C.P.R. §§ 204.5(i)(3)(i)(D),(E) and (F). The next step is a final merits
determination that considers whether the evidence is consistent with the statutory standard in this matter,
international recognition as outstanding. Section 203(b)(l)(B)(i) of the Act.
2. Final Merits Determination
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It is important to note at the outset that the controlling purpose of the regulation is to establish international
recognition, and any evidence submitted to meet these criteria must therefore be to some extent indicative of
international recognition. More specifically, outstanding professors and researchers should stand apart in the
academic community through eminence and distinction based on international recognition. The regulation at
issue provides criteria to be used in evaluating whether a professor or researcher is deemed outstanding.
Employment-Based Immigrants, 56 Fed. Reg. 30703, 30705 (proposed July 5, 1991) (enacted 56 Fed. Reg.
60897 (Nov. 29, 1991)).
In denying the petition, the director observed that at the time of filing the petition, the beneficiary had authored
ten articles that had been published in scholarly journals. The director observed that researchers are generally
expected to publish their research results. Moreover, the director observed that publication is not as reliable a
gauge as the citation history of the published works. The director concluded that the beneficiary's citation
record of seventeen total cites indicates a minimal degree of interest in the beneficiary's work, but is not
indicative of an unusual level of interest as to distinguish the beneficiary as outstanding in his field.
On appeal, counsel asserts that the beneficiary is a scientist who works in private industry, and thus there is
no expectation of publication or presentation in their scientific field for career advancement. Counsel
highlights the fact that the beneficiary has published ten papers and seven conference abstracts, including
three papers since joining the petitioning company, and suggests this is high. Counsel also highlights the fact
that the beneficiary's articles have been cited 17 times at the time of filing, and 20 times at the time of
decision, and asserts this is high within the academic field.5 Counsel asserts that the nature of the
beneficiary's citation record is evidence of the beneficiary's overall influence and outstanding contribution in
the field, considering the fact that the beneficiary's work has been cited in review articles, has been cited and
relied upon by researchers around the globe at prominent universities, has been written about .in various
media outlets, and has been acknowledged by experts around the world to have impacted the international
research community. Counsel previously asserted, in response to the director's notice of intent to deny
(NOID), that the number of citations to the beneficiary's work is highly discipline-dependent, and the number
of citations to the beneficiary's work is high relative to others in the same academic field.
Counsel's assertions are unpersuasive. Counsel provides no factual basis or documentary evidence to
support the assertion that a scientist who works in private industry is not expected to publish or present in
their scientific field. To the contrary, the evidence the petitioner submitted suggests that scientists from
private industry routinely publish and present. Specifically, the petitioner submitted the conference overview
for International Solid-State Circuits Conference (ISSCC) 20IO, which reflects that out of the 210 papers
accepted for presentation, 108 of the papers were industry papers (as opposed to 102 university papers). The
petitioner has submitted
no objective evidence to establish that the beneficiary's publication and presentation
rate is significantly higher than his peers in this field, as to be indicative of or consistent with international
recognition.
5 On appeal, counsel asserts that the beneficiary's citation record has increased from 20 to 21 citations at the
time of appeal, but failed to provide any corroborating evidence.
(b)(6)
NON-PRECEDENT DECISION
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More importantly, the petitioner submitted no evidence to establish that the beneficiary's citation record is
indicative of or consistent with international recognition. The beneficiary's citation history is a recognized
relevant consideration when evaluating the beneficiary's recognition in the field. See Kazarian, 596 F. 3d at
1122. As the director concluded, a citation record of 17 (or 20) cites indicates a minimal degree of interest in
the beneficiary's work, but is not indicative of an unusual level of interest as to distinguish the beneficiary as
outstanding in his field. While the AAO acknowledges counsel's claim that the number of citations is relative
and highly discipline-dependent, the petitioner failed to provide objective , factual data to establish that the
beneficiary's citation record is high compared to the average citation rate of articles in the beneficiary's
actual academic field. On appeal, counsel provides data regarding the average citation rate of articles in the
fields of cell biology and aerospace engineering, but not for the fields of biomedical and neural engineering .
Regarding counsel's assertion that the beneficiary's work has been cited and relied upon by researchers around
the world at prominent universities (specifically
, the petitioner
has not established that the nature of the citations is indicative of or consistent with international recognition .
A review of the citations themselves indicates that the beneficiary's work was mostly cited as general
background material, one of a string of other references, or was described briefly without any explanation as to
the significance of the beneficiary's work. For instance, researchers at cited the
beneficiary's work as one of several references to support the assertion that additional outputs, such as optical
stimulation for use with optogenetics or electronically controlled drug delivery, "could be integrated" into
electrophysiologicaLsystems for freely behaving primates. Researchers at cited the
beneficiary's team as one of four different teams to have studied and measured the force of neural probe
penetration into brain tissue. Researchers at cited the beneficiary's work to support the
assertion that biodegradable coatings to ease insertion could be used as an alternate insertion technique to
water-activated coatings . Researchers at cited the beneficiary's work as developing
"methodologies for online de-noising of the signals from non-neuronal noise arising from animal's
movements." Researchers at cited the beneficiary's work as one of two references to
support the assertion that "[m]icroelectrode array (MEA) microchip has been attracting increasing interest in
recent years because of its versatile applications in biological study." Researchers at
cited the beneficiary's work to support the assertion that thin-film silicon micro probe has been
widely characterized electrically and mechanically for insertion force, and then proceeded to state that this
study, among other studies, lacked full cell activity information in 3-D space which is needed to achieve detailed
studies. None of these articles discussed the beneficiary's work in-depth or indicated that the researchers
substantially relied upon the beneficiary's work. Thus, a review of the citations themselves fails to support
counsel's assertion that the citation of the beneficiary's work by researchers around the world at prominent
universities is indicative of or consistent with international recognition.
Regarding counsel's assertion that the beneficiary's work has been written about in various media outlets,
these articles did not specifically identify the beneficiary, but rather, discussed the petitioning organization's
(b)(6)
NON-PRECEDENT DECISION
Page 14
work in general.6 Moreover, these articles state that over 500-600 laboratories are "furiously pursuing"
optogenetic technology. Considering the number of laboratories involved in developing optogenetic technology
alone, the record further supports the conclusion that the beneficiary's minimal citation record is not indicative
of an unusual level of interest as to distinguish the beneficiary as outstanding in his field. This minimal reliance
cannot, by itself, establish that the beneficiary's Ph.D. research constitutes a contribution to the field as a
whole. Rather, the citation evidence as a whole indicates that the beneficiary's work is part of a growing
interest in that area of research.
On appeal, counsel highlights the
fact that the beneficiary's article, "New Approaches to Eliminating Common
noise Artifacts in Recordings from Intracortical Arrays: Inter-electrode Correlation and Virtual Referencing,"
was listed in Science Direct Top 25 Downloads for the Journal of Neuroscience Methods. However, the
number of downloads is not equivalent to the number of citations an article has garnered. One can download
and view an article and realize it is not useful, whereas if an article is cited, it is used in some manner, even if
only as background material. The record reflects that this particular article has been cited only one time.
On appeal, counsel emphasizes the distinguished nature of the journals that have published the beneficiary's
articles. While such publication demonstrates the promising nature of the beneficiary's work, more persuasive
evidence is how the beneficiary's work was received upon publication. As discussed above, the petitioner
submitted no objective, credible evidence to establish that the beneficiary's citation record distinguishes the
beneficiary as outstanding in his particular academic field.
The nature of the beneficiary's judging experience is also a relevant consideration as to whether the evidence
is indicative of the beneficiary's recognition beyond his own circle of collaborators in the final merits
determination. See Kazarian, 596 F. 3d at 1122. On appeal, counsel emphasizes that the beneficiary has been a
judge on 29 separate occasions for seven different journals, and asserts that
this is an "unusually large" number,
especially for a full time researcher in private industry "who is not expected to publish or judge." Counsel also
discusses the prestige of the journals for which the beneficiary has reviewed manuscripts and notes that the
journals assign manuscripts to reviewers with expertise in the subject area.
However, again, counsel provides no factual basis or documentary evidence to support the assertion that a
scientist who works in private industry is not expected to judge. Counsel provides no objective, credible
evidence to establish that the beneficiary's judging record distinguishes the beneficiary as outstanding in his
field. The AAO does not question that journals assign peer-review to those members of the field with
"expertise" in the subject area. Scientific journals, however, are peer reviewed and rely on many scientists to
review submitted articles. Without evidence that sets the beneficiary apart from others in his field, such as
evidence that he has reviewed manuscripts for a journal that credits a small, elite group of referees, received
independent requests from a substantial number of journals, or served in an editorial position for a
6 In contrast, these articles quoted senior engineering manager in the petitioning
organization's neuromodulation division, and identified two key developers of optogenetics at and
Stanford.
(b)(6)
NON-PRECEDENT DECISION
Page 15
distinguished journal, the petitioner failed to establish that the beneficiary's judging experience is indicative
of or consistent with international recognition.
The AAO acknowledges the evidence establishing that the beneficiary has made original scientific or scholarly
research contributions to the academic field. However, this is only one factor to be considered in determining
whether the beneficiary is recognized internationally as outstanding in his academic field. Regarding the
beneficiary's original research, demonstrating that the beneficiary's work was "original" in that it did not merely
duplicate prior research is not useful in setting the beneficiary apart in the academic community through
eminence and distinction based on international recognition. 56 Fed. Reg. at 30705. Research work that is
unoriginal would be unlikely to secure the beneficiary a master's degree, let alone classification as an
outstanding researcher. To argue that all original research is, by definition, "outstanding" is to weaken that
adjective beyond any useful meaning, and to presume that most research is "unoriginal."
Significantly, the Department of Labor's Occupational Outlook Handbook (OOH) provides the following
information about biomedical engineers:
Biomedical engineers may design instruments, devices, and software; bring together
knowledge from many technical sources to develop new procedures; or conduct research
needed to solve clinical problems. They often serve a coordinating function, using their
background in both engineering and medicine . In industry, they may create products where
an in-depth understanding of living systems and technology is essential. They frequently
work in research and development or in quality assurance. Biomedical engineers design
electrical circuits, software to run medical equipment, or computer simulations to test new
drug therapies. They also design and build artificial body parts to replace injured limbs . In
some cases, they develop the Inaterials needed to make the replacement body parts. They also
design rehabilitative exercise equipment. The work of these engineers spans many
professional fields. For example, although their expertise is based in engineering and
biology, they often design computer software to run complicated instruments, such as three
dimensional x-ray machines. Alternatively, many of these engineers use their knowledge of
chemistry and biology to develop new drug therapies. Others draw heavily on mathematics
and statistics to build models to understand the signals transmitted by the brain or herut.
See www.bls.gov/oco (accessed September 16, 2013 and incorporated into the record of proceedings). Thus,
original designs, including those resulting in a patent, are inherent to the beneficiary's occupation. The letters
establish that the beneficiary has provided useful designs for his employer but do not establish his international
recognition beyond his employer. While the letters include unsupported assertions of widespread recognition,
merely repeating the language of the statute or regulations does not satisfy the petitioner's burden of prooC
7 Fedin Bros. Co., Ltd. v. Sava, 724 F. Supp. 1103, 1108 (E.D.N.Y. 1989), affd, 905 F. 2d 41 (2d. Cir. 1990);
Avyr Associates, Inc. v. Meissner, 1997 WL 188942 at *5 (S.D.N.Y.). Similarly, USCIS need not accept
primarily conclusory assertions. 1756, Inc. v. The Attorney General of the United States, 745 F. Supp. 9, 15
(D.C. Dist. 1990).
(b)(6)
NON-PRECEDENT DECISION
Page 16
While the beneficiary's name appears on two patents the record lacks evidence that the innovations described
in the patents have garnered independent attention in the trade media or otherwise .
In light of the above, our final merits determination reveals that the majority of the beneficiary's qualifying
evidence, namely participating in the widespread peer review process, co-authoring two patents and publishing
articles that have not garnered significant citations or other response in the academic field, does not set the
beneficiary apart in the academic community through eminence and distinction based on international
recognition, the purpose of the regulatory criteria. 56 Fed. Reg. at 30705.
IV. Conclusion
The petitioner has shown that the beneficiary is a talented researcher, who has won the respect of his peers,
collaborators and employer. The record, however, stops short of elevating the beneficiary to the level of an
alien who is internationally recognized as an outstanding researcher. Therefore, the petitioner has not
established that the beneficiary is qualified for the benefit sought.
The appeal will be dismissed for the above stated reasons, with each considered as an independent and
alternate basis for the decision. In visa petition proceedings, it is the petitioner's burden to establish
eligibility for the immigration benefit sought. Section 291 of the Act, 8 U.S.C. § 1361; Matter of Otiende, 26
I&N Dec. 127, 128 (BIA 2013). Here, that burden has not been met.
ORDER: The appeal is dismissed. Avoid the mistakes that led to this denial
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