dismissed EB-1B Case: International Economics
Decision Summary
The appeal was dismissed because although the beneficiary met three initial evidentiary criteria, the Director and AAO concluded in the final merits determination that the totality of the evidence did not establish the required international recognition as outstanding. The evidence of judging others' work (reviewing a few manuscripts) and other accomplishments was deemed insufficient to demonstrate the beneficiary stood apart in her academic field.
Criteria Discussed
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U.S. Citizenship
and Immigration
Services
In Re : 10713253
Appeal of Nebraska Service Center Decision
Non-Precedent Decision of the
Administrative Appeals Office
Date : MAY 24, 2021
Form 1-140, Immigrant Petition for Alien Worker (Outstanding Professors /Researchers)
The Petitioner , a public college , seeks to classify the Beneficiary as an outstanding professor or
researcher in the field of international economics , technology , and development. See Immigration and
Nationality Act (the Act) section 203(b)(l)(B) , 8 U.S.C . § 1153(b)(l)(B) .
The Director of the Nebraska Service Center denied the petition , concluding that the record did not
establish, as required , that the Beneficiary is internationally recognized as outstanding in her academic
field.
On appeal , the Petitioner submits additional documentation and a brief asserting that the Director
overlooked or did not properly evaluate evidence in the record , and that this evidence establishes that
the Beneficiary qualifies under the high standards of this immigrant visa classification .
In these proceedings , it is the petitioner's burden to establish eligibility for the immigration benefit
sought. Section 291 of the Act , 8 U.S.C. § 1361. Upon de nova review , we will dismiss the appeal.
I. LAW
The statute requires that beneficiaries under this immigrant visa classification should stand apart in
their academic area based on international recognition. To establish a professor or researcher's
eligibility , a petitioner must provide initial qualifying documentation that meets at least two of six
categories of specific objective evidence and demonstrates the beneficiary is recognized
internationally within the academic field as outstanding.
Specifically , section 203(b )(1 )(B)(i) of the Act provides that a foreign national is an outstanding
professor or researcher if:
(i) the alien is recognized internationally as outstanding in a specific academic area ,
(ii) the alien has at least 3 years of experience in teaching or research in the academic area , and
(iii) the alien seeks to enter the United States [for a qualifying position with a university,
institution of higher education, or certain private employers].
To establish a professor or researcher's eligibility, a petitioner must provide initial qualifying
documentation that meets at least two of six categories of specific objective evidence set forth at
8 C.F.R § 204.5(i)(3)(i)(A)-(F). This, however, is only the first step, and the successful submission of
evidence meeting at least two criteria does not, in and of itself: establish eligibility for this
classification. 1 When a petitioner submits sufficient evidence at the first step, we will then conduct a
final merits determination to decide whether the evidence in its totality shows that the beneficiary is
internationally recognized as outstanding in his or her academic field. 8 C.F.R. § 204.5(i)(3)(i).
Finally, the regulation at 8 C.F.R. § 204.5(i)(3)(ii) provides that a petition for an outstanding professor
or researcher must be accompanied evidence that the foreign national has at least three years of
experience in teaching and/or research in the academic field.
II. ANALYSIS
The Beneficiary received her Ph.D. in Economics from University ofl I
in 2013. She later worked as an Assistant Professor at thd I I I The Beneficiary is currently employed as an Assistant Professor of Economics in the
Petitioner's Department of Social Sciences, Human Services and Criminal Justice.
In his decision, the Director found that the Beneficiary met three of the evidentiary criteria, thus
satisfying the initial evidence requirement, but that the totality of the record did not establish the
requisite international recognition in her field. Upon review, we agree with the Director that the
evidence demonstrates the Beneficiary's service as a judge of the work of others, original scientific or
scholarly research contributions to the academic field, and authorship of scholarly articles. As she
therefore meets the initial evidence requirements, we will consider all the evidence of record when
conducting the final merits determination.
In a final merits determination, we analyze a researcher or professor's accomplishments and weigh the
totality of the evidence to evaluate whether a petitioner has demonstrated, by a preponderance of the
evidence 2, that the beneficiary's achievements are sufficient to demonstrate that she has been
internationally recognized as outstanding in the field of endeavor. See section 203(b )(1 )(B)(i) of the
Act; 8 C.F.R. § 204.5(i)(3)(i). In this matter, we agree with the Director that the Petitioner has not
shown the Beneficiary's eligibility. 3
1 USCTS has previously confirmed the applicability of this two-part adjudicative approach in the context of outstanding
professors and researchers. See USCIS Policy Memorandum PM-602-0005.1, Evaluation of Evidence Submitted with
Certain Form 1-140 Petitions; Revisions to the Adjudicator's Field Manual (AFM) Chapter 22.2, AFM Update ADJ 1-14
20 (Dec. 22, 2010), https://www.uscis.gov/legal-resources/policy-memoranda.
2 A petitioner must establish that the beneficiary meets the eligibility requirements of the benefit sought by a preponderance
of the evidence. Matter of Chawathe, 251& N Dec. 369, 375-76 (AAO 2010). In other words, a petitioner must show that
what it claims is "more likely than not" or "probably" true. To determine whether a petitioner has met its burden under
the preponderance standard, we consider not only the quantity, but also the quality (including relevance, probative value,
and credibility) of the evidence. Id. at 376; Matter of E-M-, 20 I&N Dec. 77, 79-80 (Comm'r 1989).
3 In the final merits analysis, the Director's decision discussed the documentation relating to the Beneficiary's peer review
2
The Petitioner argues on appeal that the "Director erred in stating that evidence showing the
Beneficiary has 'judged the work of others' by serving as a reviewer for academic journals does not
'set the alien apart from the field."' It further contends that "[ t ]he regulation does not require the
Beneficiary to show that her participation 'exceeds that of other researchers' as stated in . . . the
denial." Additionally, the Petitioner asserts that the Director disregarded letters of support attesting
to the Beneficiary's peer review service and her accomplishments in the field. It further states that
Director did not properly consider articles and book reviews written by others about her work in the
academic field.
It is important to note that the controlling purpose of the regulation at 8 C.F.R. § 204.5(i)(3)(i) is to
establish a beneficiary's international recognition, and any evidence submitted to meet these criteria
must therefore be to some extent indicative of international recognition. More specifically,
outstanding professors and researchers should stand apart in the academic community through
eminence and distinction based on international recognition. Employment-Based Immigrants, 56 Fed.
Reg. 30703, 30705 (proposed July 5, 1991) (enacted 56 Fed. Reg. 60897 (Nov. 29, 1991)). Therefore,
to the extent that the Director first determined that the evidence satisfied the plain language
requirements of specific evidentiary criteria, and then evaluated whether that evidence, as part of the
entirety of the record, was sufficient to demonstrate the Beneficiary's recognition as outstanding at the
international level, his analysis was in keeping with the statute, regulations, and policy pertaining to
the requested immigrant visa classification.
As it pertains to the Beneficiary's participation as a judge of the work of others, the record includes a
November 2015 email from thel I Committee on
Doctoral Studies thanking the Beneficiary "for agreeing to be an external examiner" for a doctoral
student's thesis. Here, the evidence shows only that the Beneficiary agreed to serve as an external
examiner for I I Committee on Doctoral Studies, not that she completed the requested thesis
evaluation report. Regardless, the Petitioner did not provide supporting documentation showing that
serving in such a capacity renders the Beneficiary internationally recognized as outstanding in the
academic field. See 8 C.F.R. § 204.5(i)(3)(i).
The Petitioner also submitted emails thanking her for reviewing one manuscript each for Vikalpa:
Journal for Decision Makers (2016) and Economic Modelling (2017). In response to the Director's
notice of intent to deny (NOID), the Petitioner presented a November 2019 letter frorrJ I
I I Economic Modelling, which states: "Because of the importance of peer review in
maintaining the quality and validity of the research published in the journal, we would only request
reviews from recognized experts in the field." This letter further indicates: "We asked [the
Beneficiary] to serve as a reviewer because she is an expert on.__ _______ ____. and an
outstanding researcher in Economics." 4
The Petitioner's response to the NOID also included a December 2013 agenda for the~I ---~
Academy of Management Conference at I I While the aforementioned conference agenda
activities, research contributions, published and presented work, and citation evidence, and explained why that evidence,
as part of the entirety of the record, was insufficient to demonstrate the Beneficiary's recognition as outstanding at the
international level.
4 We note that the publication's editorial team ultimately decides whether to publish or reject submitted papers.
3
identifies the Beneficiary as "Panelist 4," it does not demonstrate that her role as panelist involved
participation as a judge of the work of others in her field. Nor is there evidence showing that her
participation in this conference rendered her internationally recognized as outstanding.
An evaluation of the significance of the Beneficiary's judging experience is appropriate to determine
if such evidence is indicative of the outstanding achievement required for this classification. 5 Here,
the Petitioner has not established that the Beneficiary's level of review is indicative of or consistent
with being recognized internationally as outstanding in her academic area. For example, the Petitioner
has not demonstrated the stature or ranking of Vikalpa: Journal for Decision Makers or Economic
Modelling relative to other journals in the field.
Furthermore, in many scientific and academic fields, peer review is a routine part of the process
through which articles are selected for publication or presentation at conferences. Participation in the
peer review process does not automatically demonstrate that an individual is internationally
recognized as outstanding in her academic field. Without evidence that sets the Beneficiary apart from
others in the field, such as evidence that she has completed reviews for a substantial number of
distinguished journals or conferences relative to others in her field, served in editorial positions for
highly regarded journals or publications, or chaired evaluation committees for reputable conferences,
the Petitioner has not established that the Beneficiary's peer review experience has resulted in, or is
reflective of, recognition at an international level for being outstanding in the field.
With respect to the Beneficiary's~~ributions, the record includes letters of support
discussing her research projects at L______J L_J and the Petitioner. 6 For example, regardilng th[
Beneficiary's work analyzing! \in India, I l professor at
asserted that the Beneficiary's work showed ' I skilled jobs that are most likely to b~ I I I have the lowest share in employment, whereasl I jobs have much higher shares
in employment." I I further stated that the Beneficiary's findings indicated "the share
ofl I jobs has been increasing over the eriod under consideration at the expense
of I jobs" and that although "the share of ·obs is low, it does not reflect
a substantial decline over the period." While~---~noted that the Beneficiary published this
work in Indian Journal of Labour Economics (2016), the record does not indicate that her findings
have been extensively cited, have impacted the field of economics in a substantial way, or have
otherwise risen to the level of a contribution that is recognized internationally as outstanding. 7
In regard to the Beneficia 's research involv~mpact oti l firm-level and worker-
level outcomes professor atl__J stated that the Beneficiary examined "how~
an can affect key economic variables like employment and wages ofc:==J
I kyorkers." I I explained that the Beneficiary's work "was able to show that
strongl lexist between I workers an~~--~~nputs for plants importing high-
5 See USCTS Policy Memorandum PM 602-0005.1, supra, at 19 (stating that an individual's participation should be
evaluated to determine whether it was indicative of being recognized internationally as outstanding in a specific academic
area).
6 While we discuss a sampling of these letters, we have reviewed and considered each one.
7 The Petitioner submitted November 2019 information from Google Scholar indicating that this article has not received
any citations.
4
~-__.linputs." 8 He further indicated that the Beneficia 's research is "important from a policy
perspective as it shows how.__ _______________ ---;---~~~-row labor policy I
can incorporate these predictions while charting schemes for providin'-'- ____ ___.to workers."
I l however, did not offer specific examples of how the Beneficiary's work has been utilized in
formulating economic policy or has otherwise influenced the field at a level commensurate with being
internationally recognized as outstanding.
Furthermore,~---------' professor at I !University, asserted that the Beneficiary
"demonstrated usin an innovative strate for
increased the wa9es and employment of
skilled worker[s] in comparison to their unskilled peers." While I j further stated that this
work "provides unique insight for policy makers that enables them to make significantly more
informed policy decisions abou~ I with regards to the employment o±: and demand for,
skilled workers," he did not further elaborate and identify which policy decisions have been affected
by Beneficiary's research. Nor does the record contain corroborating evidence showing that the
Beneficiary's strategy fo_,__ _____________ ___. has been recognized internationally
as outstanding in the field of international economics, technology, and development.
With regard to the Beneficiary's work relating to .__ ________ ____.changes, .... I ____ _.
I 19 associate rofessor atl I Universit , indicated that the Beneficiar 's research "results
est tha
.__ ___________ __, plants." 10 In addition,----~==~~~=~~=....
work helps "to explain the mechanism behind the relative "
and "emphasizes th .__ _______________ ____.workers in response to .__ ___ ~
reform," but her statements are insufficient to demonstrate that the Beneficiary's findings have
influenced the field of economics in a substantial way that signifies international recognition or
outstanding achievement in the field.
Likewise,~-----=---.......,.......,.....-....,........ professor ,a.,........L..J..LLLJ"-C:.L..,._..._..>.LJ... _________ __., discussed the
Beneficiary's work examining the impact o on firms and
workers. He stated that the Beneficiary's research identified "the cause of.__ _____ _. from
existing research on thel I workers." ~ I further indicated that the
Beneficiary's findings "provided valuable insight on how_ I
workers a~d how labor policy can incorporate these predictions while charting schemes for
providing L___J workers." We recognize that research must add information to the pool of
knowledge in some way in order to be accepted for publication, presentation, funding, or academic
credit, but not every research finding that broadens knowledge in a particular field renders an
individual's work as outstanding or internationally recognized in her academic area. The letters of
8
The Beneficiary published these findings in a paper, entitled '--------------------~
I I in Applied Economics (2018). The November 2019 information fi-om
QaagJe Scqolar shows that this article has receivep...=..hL.pne citation (a self-citation by the Beneficiary).
{._ __ ___.] ,,;tated that she previously worked atL__J and that the Beneficiary "was a Ph.D. student in International
Economics atc=J under my guidance through June 2013." .-----------------------,
10 The Beneficiary published these findings in a paper, entitled.._ ....... ------ ....... ---~---- ......... - ...........
I I in 2013. The November 2019 information from Google Scholar shows that
this paper has received only five citations since its publication in 2013.
5
support offered by the Petitioner do not contain sufficient information and explanation, nor does the
record include adequate corroborating evidence, to show that the Beneficiary's work is viewed by the
overall academic field, rather than by a solicited few, as substantially influential or otherwise
indicative of international recognition.
The record indicates that the Beneficiary has participated in 18 conferences, and has published a book
chapter, seven journal articles, and four working papers since 2005. As authoring scholarly articles is
often inherent to the work of professors and researchers, the citation history or other evidence of the
influence of the Beneficiary's articles can be an indicator to determine the impact and recognition that
her work has had on the field and whether her articles demonstrate that she is internationally
recognized as outstanding in the academic field. 11 In response to the Director's NOID, the Petitioner
submitted November 2019 information from Goo le Scholar indicatin that the Beneficia 's three
highest,........=L...'1.1...LJ.L.U:C..:,.........::"-1.1..1.J...J.J:CLJ....L _________________________ ---,1
2013
and
(2018) each received 13, 5, and 3 citations,
'-------,-----,----,-..-----,-----------,---,------,,------,-.---,-----'
respectively. The Petitioner does not specify how many citations for each of these individual articles
were self-citations by the Beneficiary or her coauthors. 13
Regarding the Beneficiary's citation rate, the Petitioner states: "According to the Scimago website,
the top-ranking journal in Economics, Econometrics and Finance, American Economic Journal:
Macroeconomics, has an average of only 3.4 citations per article." 14 The Petitioner further contends:
"Therefore, when viewed in the proper context, [the Beneficiary's] publications have comparable or
even higher citation rates than Economics papers published in the top-ranking journals in the field."
The Scimago ranking for American Economic Journal: Macroeconomics lists average citations per
document in a two-year period as 3.40. Based on this metric, only one of the Petitioner's papers has
an above average citation rate when compared to articles published in the aforementioned journal.
Regardless, the Beneficiary has not published any articles in that journal. Moreover, the Petitioner has
not demonstrated that papers with just an above average citation rate are necessarily internationally
recognized in the academic field as outstanding. Nor has the Petitioner indicated whether it factored
in any self-citations in compiling the Beneficiary's particular citation rate. 15
While the Beneficiary's citations, both individually and collectively, show that the field has taken
some notice of her work, the Petitioner has not established that the number of citations received by
her published and presented work is sufficient to demonstrate a level of attention commensurate with
11 See USCIS Policy Memorandum PM 602-0005 .1, supra, at 20 (stating that an individual's authorship of articles should
be evaluated to determine whether it was indicative of being recognized internationally as outstanding in a specific
academic area).
12 The Petitioner did not demonstrate how many of these citations occurred in papers published prior to or at the time of
initial filing. See 8 C.F.R. § 103.2(b)(l).
13 The record also includes Scimago rankings identifying the top journals in "Economics, Econometrics and Finance," but
the Petitioner has not shown that her work was published in any of the listed journals.
14 Two of the top-six ranked journals, Journal of Supply Chain Management and American Economic Journal: Applied
Economics, list average citations per document in a two-year period as 4.91 and 7.78, respectively.
15 That a publication bears a high ranking or impact factor is reflective of the publication's overall citation rate. It does
not, however, show the influence of any particular author or otherwise demonstrate that the individual's research is
internationally recognized as outstanding.
6
being recognized internationally in her field. See section 203(b )(1 )(B)(i) of the Act. Nor has the
Petitioner shown that the amount of citations to the Beneficiary's work represents interest at a level
consistent with outstanding achievement in the academic field.
As documentation of published material in professional publications written b others about the
Beneficia 's work the Petitioner submitted an article entitled ;:.::.,......::.:;:=.::=..::"---..-------I
16 This article discusse and "whethe is a vehicle for
L----....------------'-----=-=-, or a threat to such ' It also introduces I ,I
~-------~ that were presented as part ofth '--------~ The Beneficiary's work
is mentioned in a single paragraph within the three-page introduction. In additipn the Petitioner
provided the "Comments and Discussion" section that follows the Beneficiar andl I's
article in India Policy Forum 2012-13. Their article appears on and the "Comments
and Discussion" section relating to their article immediately follows on The record
also includes a book review of 17 in the South Asia
Economic Journal. This nine-page book review of
includes a brief summary of I ,I which was co._a_u_t_h_o-re_d_b_y_t_h_e_B_e_n_e_fi-1c--i-ar_y ___ F_u_rt_h_e_rm_o_r_e,-t-h~e
Petitioner submitted the "Introduction" section of Journal of International and Global Studies
------------~ 2012) that discusses the "essays, review essay, and book reviews"
presented in that issue. The Introduction section consisting of three pages) includes a single paragraph
summarizing the Beneficiary's article in th .__ ___ _.2012 issue. The Petitioner, however, has not
demonstrated that these examples of published material show that the Beneficiary is recognized
internationally as outstanding in the field of international economics, technology, and development.
The Petitioner also submitted examples of several articles that cited to the Beneficiary's papers. The
submitted articles are about the authors' own research and not the Beneficiary's work. See 8 C.F.R
§ 204.5(i)(3)(i)(C). Regardless, a review of those articles does not show the significance of her
research or demonstrate that it has widel im acted the field. 18 For instance, the Petitioner rovided
an article, entitled ~-----------------------------~
(Telecommunications Policy) that references the Beneficiary's paper in India Policy Forum. The
Beneficiary's paper is mentioned among several previous studies which observe tha~ I
.__ __ .-------,... __________________ - ________ ____, and "that the
use of has the potential to influence manufacturing performance positively." This article in
Telecommunications Policy does not highlight the Beneficiary's work as outstanding, nor does it
distinguish the Beneficiary's written work from the 60 other referenced papers.
Another article presented by the Petitioner, entitled.__ __________________ ~
I i(Pac~fic Asia Conference on Information Systems 2018
Proceedings) cites to the Beneficiary's paper in in India Policy Forum. The article's authors mention
the Beneficiary's paper among three examples of 'I I I ~ This article in Pac~fic Asia Conference on Information Systems 2018 Proceedings does not
differentiate the Beneficiary's work from the more than 30 other papers referenced in the article.
16 The date of this mat~rial was not :rrided as required bY. the regul~tion at 8 C.F.R § 204.5(i)(3)(i)(C).
17 The Beneficiary and,__ __ ___,,,,,.....wrote about India inl of this book.
18 Although we discuss representative sample aiiicles here, we have reviewed and considered each one.
7
While the evidence indicates that the Beneficiary is a skilled researcher, the Petitioner has not
established that she stands apart in the academic community through eminence and distinction based
on international recognition. After consideration of the totality of the evidence of the Beneficiary's
work in the field of international economics, technology, and development, including evidence of her
published research articles, citations to those articles by other researchers, her service as a peer
reviewer, published material about her work, and the opinions of experts in the field, we conclude that
this documentation does not sufficiently establish that she has been internationally recognized as an
outstanding researcher or professor.
III. CONCLUSION
The evidence in the record demonstrates that the Beneficiary meets at least two of the evidentiary
criteria, and thus the initial evidence requirements for this classification. A review of the totality of
the evidence, however, does not establish that she is internationally recognized as an outstanding
professor or researcher in her academic field. The appeal will be dismissed for the above stated
reasons, with each considered as an independent and alternate basis for the decision.
ORDER: The appeal is dismissed.
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