dismissed EB-1B Case: Materials Processing Engineering
Decision Summary
The appeal was dismissed because although the beneficiary met the minimum evidentiary requirements by satisfying three criteria, the evidence in its totality did not establish the requisite international recognition. In the final merits determination, the AAO agreed with the Director that the beneficiary's peer review activities, research contributions, and publications were insufficient to demonstrate that he is internationally recognized as outstanding in his academic field.
Criteria Discussed
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U.S. Citizenship
and Immigration
Services
In Re: 8820530
Appeal of Nebraska Service Center Decision
Non-Precedent Decision of the
Administrative Appeals Office
Date: AUG . 27, 2020
Form 1-140, Immigrant Petition for Alien Worker (Outstanding Professors/Researchers)
The Petitioner, an electrical components manufacturer, seeks to classify the Beneficiary as an
outstanding professor or researcher in the field of materials processing engineering. See Immigration and
Nationality Act (the Act) section 203(b)(l)(B), 8 U.S.C. § 1153(b)(l)(B).
The Director of the Nebraska Service Center denied the petition, concluding that the record did not
establish, as required, that the Beneficiary is internationally recognized as outstanding in his academic
field.
On appeal, the Petitioner submits additional documentation and a brief asserting that the Director
overlooked or did not properly evaluate evidence in the record, and that this evidence establishes that
the Beneficiary qualifies under the high standards of this immigrant visa classification.
In these proceedings, it is the petitioner's burden to establish eligibility for the immigration benefit
sought. Section 291 of the Act, 8 U.S.C. § 1361. Upon de nova review, we will dismiss the appeal.
I. LAW
The statute requires that beneficiaries under this immigrant visa classification should stand apart in
their academic area based on international recognition. To establish a professor or researcher's
eligibility , a petitioner must provide initial qualifying documentation that meets at least two of six
categories of specific objective evidence and demonstrates the beneficiary is recognized
internationally within the academic field as outstanding.
Specifically, section 203(b)(l)(B)(i) of the Act provides that a foreign national is an outstanding
professor or researcher if:
(i) the alien is recognized internationally as outstanding in a specific academic area,
(ii) the alien has at least 3 years of experience in teaching or research in the academic area, and
(iii) the alien seeks to enter the United States [for a qualifying position with a university,
institution of higher education, or certain private employers].
To establish a professor or researcher's eligibility, a petitioner must provide initial qualifying
documentation that meets at least two of six categories of specific objective evidence set forth at
8 C.F.R § 204.5(i)(3)(i)(A)-(F). This, however, is only the first step, and the successful submission of
evidence meeting at least two criteria does not, in and of itself, establish eligibility for this
classification.1 When a petitioner submits sufficient evidence at the first step, we will then conduct a
final merits determination to decide whether the evidence in its totality shows that the beneficiary is
internationally recognized as outstanding in his or her academic field. 8 C.F.R. § 204.5(i)(3)(i).
Finally, the regulation at 8 C.F.R. § 204.5(i)(3)(ii) provides that a petition for an outstanding professor
or researcher must be accompanied evidence that the foreign national has at least three years of
experience in teaching and/or research in the academic field.
II. ANALYSIS
The Beneficiary received his Ph.D. in Materials Processing Engineering froml I University of
I I in 2015. During his Ph.D. studies, he served as a visiting
scholar at University ofl horn November 2011 until November 2014. 2 He later
worked as a research fellow at the Universit of I I The Beneficiary is currently
em lo ed as a "Pro·ect Leader - Computer Aided Engineering" at the Petitioner's
~----------------~ Design Center" inl I Michigan.3
In his decision, the Director found that the Beneficiary met three of the evidentiary criteria, thus
satisfying the initial evidence requirement, but that the totality of the record did not establish the
requisite international recognition in his field. Upon review, we agree with the Director that the
evidence demonstrates the Beneficiary's service as a judge of the work of others, original scientific or
scholarly research contributions to the academic field, and authorship of scholarly articles. As he
therefore meets the initial evidence requirements, we will consider all the evidence of record when
conducting the final merits determination.
1 USCIS has previously confirmed the applicability of this two-part adjudicative approach in the context of outstanding
professors and researchers. See USCIS Policy Memorandum PM-602-0005.1, Evaluation of Evidence Submitted with
Certain Form 1-140 Petitions; Revisions to the Adjudicator's Field Manual (AFM) Chapter 22.2, AFM Update AD11-14
20 (Dec. 22, 2010), https://www.uscis.yov/legal-resources/policy-memoranda.
2 While at the University! ] the Beneficiary participated in an internship at
I I Center. ~--------~
3 We note that the record reflects that the Beneficiary received 0-1 status, a classification reserved for non immigrants of
extraordinary ability. Although USCIS has approved at least one 0-1 nonimmigrant visa petition filed on behalf of the
Beneficiary, the prior approval does not preclude USCIS from denying an immigrant visa petition which is adjudicated
based on a different standard - statute, regulations, and case law. Many Form 1-140 immigrant petitions are denied after
USCIS approves prior nonimmigrant petitions. See, e.g., Q Data Consulting, Inc. v. INS, 293 F. Supp. 2d 25 (D.D.C.
2003); IKEA US v. US Dept. of Justice, 48 F. Supp. 2d 22 (D.D.C. 1999); Fedin Bros. Co., Ltd. v. Sava, 724 F. Supp. 1103,
1108 (E.D.N.Y. 1989), aff'd, 905 F. 2d 41 (2d. Cir. 1990). Furthermore, our authority over the USCIS service centers, the
office adjudicating the nonimmigrant visa petition, is comparable to the relationship between a court of appeals and a
district court. Even if a service center director has approved a non immigrant petition on behalf of an individual, we are
not bound to follow that finding in the adjudication of another immigration petition. See La. Philharmonic Orchestra v.
INS, No. 98-2855, 2000 WL 282785, at *2 (E.D. La. 2000).
2
In a final merits determination, we analyze a researcher or professor's accomplishments and weigh the
totality of the evidence to evaluate whether a petitioner has demonstrated, by a preponderance of the
evidence4, that the beneficiary's achievements are sufficient to demonstrate that he has been
internationally recognized as outstanding in the field of endeavor. See section 203(b)(l)(B)(i) of the
Act; 8 C.F.R. § 204.5(i)(3)(i). In this matter, we agree with the Director that the Petitioner has not
shown the Beneficiary's eligibility.
The Petitioner argues on appeal that the preponderance of the evidence shows that the Beneficiary "is
internationally recognized as outstanding in the field of materials science" and that the Director did
not consider the evidence in its totality. It contends that "the degree to which [the Beneficiary] has
published academic work, performed scholarly review, and contributed original influential findings to
the field, sets him apart in the academic community as an outstanding researcher of international
recognition." In the final merits analysis, the Director's decision discussed the evidence relating to
the Beneficiary's peer review activities, research contributions, published work, and citation history,
and explained why that evidence, as part of the entirety of the record, was insufficient to demonstrate
the Beneficiary's recognition as outstanding at the international level.
It is important to note that the controlling purpose of the regulation at 8 C.F.R. § 204.5(i)(3)(i) is to
establish a beneficiary's international recognition, and any evidence submitted to meet these criteria
must therefore be to some extent indicative of international recognition. More specifically,
outstanding professors and researchers should stand apart in the academic community through
eminence and distinction based on international recognition. Employment-Based Immigrants, 56 Fed.
Reg. 30703, 30705 (proposed July 5, 1991) (enacted 56 Fed. Reg. 60897 (Nov. 29, 1991)). Therefore,
to the extent that the Director first determined that the evidence satisfied the plain language
requirements of specific evidentiary criteria, and then evaluated whether that evidence, as part of the
entirety of the record, was sufficient to demonstrate the Beneficiary's recognition as outstanding at the
international level, his analysis was in keeping with the statute, regulations, and policy pertaining to
the requested immigrant visa classification.
As it pertains to the Beneficiary's participation as a judge of the work of others, the record includes a
November 2017 letter from the editor-in-chief of Journal of Applied Polymer Science indicating that
the Beneficiary has reviewed "more than 25 manuscripts" for that publication. This letter further
states: "The evaluation of manuscripts by external referees is considered before an editorial decision
is made, and the provided expertise in most cases is the basis for the according decision."5 The
Petitioner also provided emails indicating that the Beneficiary reviewed one manuscript for Polymer
Composites and two manuscripts for Materials and Design. 6 An evaluation of the significance of this
4 A petitioner must establish that the beneficiary meets the eligibility requirements of the benefit sought by a preponderance
of the evidence. Matter of Chawathe, 25 I& N Dec. 369, 375-76 {AAO 2010). In other words, a petitioner must show that
what it claims is "more likely than not" or "probably" true. To determine whether a petitioner has met its burden under
the preponderance standard, we consider not only the quantity, but also the quality (including relevance, probative value,
and credibility) of the evidence. Id. at 376; Matter of E-M-, 20 l&N Dec. 77, 79-80 (Comm'r 1989).
5 As noted by the editor-in-chief of Journal of Applied Polymer Science, the publication's editorial staff ultimately decides
whether to publish or reject submitted papers.
6 The record also contains invitations to review one manuscript each for Polymer Composites (November 2017) and
Polymer Engineering and Science (December 2016), but the evidence does indicate that the Beneficiary actually completed
these reviews.
3
experience is appropriate to determine if such evidence is indicative of the outstanding achievement
required for this classification.7 Here, the Petitioner has not established that the Beneficiary's level of
review is indicative of or consistent with being recognized internationally as outstanding in his academic
area. For example, the Petitioner has not demonstrated the stature or ranking of Journal of Applied
Polymer Science, Polymer Composites, or Materials and Design relative to other journals in the field. 8
Furthermore, in many scientific and academic fields, peer review is a routine part of the process
through which articles are selected for publication or presentation at conferences. Participation in the
peer review process does not automatically demonstrate that an individual is internationally
recognized as outstanding in his academic field. Without evidence that sets the Beneficiary apart from
others in the field, such as evidence that he has completed reviews for a substantial number of
distinguished journals or conferences relative to others in his field, served in editorial positions for
highly regarded journals or publications, or chaired technical committees for reputable conferences,
the Petitioner has not established that the Beneficiary's peer review experience has resulted in, or is
reflective of, recognition at an international level for being outstanding in the field.
With respect to the Beleficiarrs research contributions, the record includes reference letters
discussing his projects for , Universit and the Petitioner. 9
For example, re ardin the Beneficia 's
manager of theL_ _ _,-------1------__J ~----~-~stated: "Using
the software includin~--~ Abaqus, Modefrontier, Matlab, etc., [the Beneficiary] incorporated
the advantages of the industry-available software and tools into his own innovative tool." I I
further indicated that the Beneficiary adapted his "innovative I lmodel and I I
I I model into the commercial software" and "was able to conduct! I I I prediction with higher forecast accuracy," but his statements are insufficient to
demonstrate that the Beneficiary's findings have influenced the field of materials processing engineering
in a substantial way that signifies international recognition or outstanding achievement in his field.
Likewise,! I Executive Technical Lead for Safety a ~----r------r-' asserted
that the "tools and methods developed by [the Beneficiary] not only improve the prediction
accuracy but also provide a feasible/easy way for engineers' use." While,__ __ ___, contended that
the Petitioner's models and procedures "are ready to be transferred to various vehicle programs" at
I !for implementation in product development, he did not offer specific examples of how the
Beneficiary's work has already been widely utilized in the industry or has otherwise influenced the
field at a level commensurate with being internationally recognized as outstanding.
7 See USCIS Policy Memorandum PM 602-0005.1, supra, at 19 (stating that an individual's participation should be
evaluated to determine whether it was indicative of being recognized internationally as outstanding in a specific academic
area).
8 While the editor-in-chief of Journal of Applied Polymer Science claimed that his journal "is the largest scientific
publication in polymer science, and number 4 by total citations in the ISi Polymer Science category," the record does not
include supporting evidence (such as citation data or journal rankings) to corroborate his assertions. USCIS need not rely
on the self-promotional material of the publisher. See Braga v. Poulos, No. CV 06 5105 SJO, aff'd 317 Fed. Appx. 680
(C.A.9).
9 While we discuss a sampling of these letters, we have reviewed and considered each one.
4
Additionally,! I president of indicated that he
"came to know [the Beneficiary] during,~-~ 'on a
"research project to increase accuracy of plastics."
pointed to the Beneficiary's finding "that ofl I plastics
wasl ~ independent on behavior plastics." He also stated that the Beneficiary
"developed and validated a~~-~ model to describe the I I mechapis.rn._.Qf, plastics.
Furthermore, [the Beneficiary] found out that the best time to start the calculation ofl_____J is when
the gate i~ f' The record, however, does not indicate that this work has been extensively cited,
has impacted the field as a whole, or has otherwise risen to the level of a contribution that is recognized
internationally as outstanding.
With regard to the Beneficia 's research relatin to forming,! ~ Executive Vice
President of ~d that the Beneficiary
"developed~ _ ___. tubes for manufacturing that can be utilized td___J complex shapes, which
usually cannot be achieved byl I without a strong interface. His innovative work and
findings are sure to be a spark for the researchers in the field o~ lforming." The Petitioner,
however, has not shown that the Beneficiary's innovations stand out in terms of performance and cost
perspectives from those developed by industry rivals and others, or that they have already been
recognized internationally as outstanding in the industry.
In addition rofessor at
received "the second rize of Outstanding Achievement '------------~----'----------I Award of colleges and institutes~------------' Award 2011, awarded by Ministry
of Education, China. This is a national award for those technologies, which is [sic] newly developed
and has [sic] been commercialized successfully for at least two years." The Petitioner, however, did
not provide a copy of the Beneficiary's award to corroborate I Is assertion. Nor has the
Petitioner offered evidence showing the award's stature in the materials processing engineering field
or its international significance. The Petitioner has not demonstrated that that the Beneficiary's award
is commensurate with "major prizes or awards for outstanding achievement in the academic field."
See 8 C.F.R § 204.5(i)(3)(i)(A). Nor has the Petitioner shown that the award establishes the
Beneficiary's recognition as outstanding at the international level in his field.
Furthermore,! I the Petitioner·J .J Manager, stated the Beneficiary
"researched and optimized the partl I for an important project which is for next generation of
I I used in electrical vehicles."! I indicated that this "work helps to make sure the
production are [sic] assembled well and under the dimension tolerance," but did not explain how the
Beneficiary's work has had a meaningful impact to the academic field beyond the Petitioner or has
otherwise widely influenced the field at a level commensurate with being internationally recognized
as outstanding.
In regard to the Beneficiary's paper in Polymer Testing,I I asserted
that the Beneficiary's work "contributes to understanding o~ !distribution irl I I !plastic composites." I I explained that "[ a ]n important advance in [the Beneficiary's]
paper is the development of a systematic and efficient method q □ cbaracterizi □ al I
quantitatively, which is critical for the mechanical properties of [ I
5
plastics." We recognize that research must add information to the pool of knowledge in some way in
order to be accepted for publication, presentation, funding, or academic credit, but not every research
finding that broadens knowledge in a particular field renders an individual's work as outstanding or
internationally recognized in his academic area. The letters of support offered by the Petitioner do not
contain sufficient information and explanation, nor does the record include adequate corroborating
evidence, to show that the Beneficiary's work is viewed by the overall academic field, rather than by
a solicited few, as substantially influential or otherwise indicative of international recognition.
The Petitioner maintains that the Beneficiary's publication record renders him internationally
recognized as outstanding in his field. The record indicates that the Beneficiary has published
approximately 20 research papers since 2008. As authoring scholarly articles is often inherent to the
work of professors and researchers, the citation history or other evidence of the influence of the
Beneficiary's articles can be an indicator to determine the impact and recognition that his work has
had on the field and whether his articles demonstrate that he is internationally recognized as
outstanding in the academic field.10 Here, the Petitioner submitted July 2019 information from GOO!=Jle
Scholar indicatinq that the Beneficiary's three hiqhest cited articles, entitled IL...---,-------------1
I I' (October 2011), l
1
(April 2015), and I _ _ I
I I (August 2008), each received 59, 23, and 17 citations, respectively.11 The
Petitioner does not specify how many citations for each of these individual articles were self-citations
by the Beneficiary or his coauthors. Moreover, in response to the Director's notice of intent to deny
and again on appeal, the Petitioner provided updated Google Scholar lists (dated September 2019 and
November 2019) reflecting a nominal increase of citations to his individual articles. The Petitioner
did not demonstrate how many of these additional citations occurred in papers published prior to or at
the time of initial filing. See 8 C.F.R. § 103.2(b)(1).
Regarding the citation rate of the Petitioner's work.I !contended that "the average citation rate
of [the Beneficiary's] papers published in 2015 is 11.0, which is 6.70 times higher than the rate in
Computer Science-Theory & Methods and 2.57 times higher than the rate in Engineering
Manufacturing for that year." I lfurther asserted: "Similarly, the average citation rate of [the
Beneficiary's] papers published in 2016 is 3.3, which is 3.07 times higher than the rate in Computer
Science-Theory & Methods and 1.17 times higher than the rate in Engineering-Manufacturing in that
year." The record, however, does not include supporting evidence to corroborate! Is claims,
such as the citation rate data for Computer Science-Theory & Methods and Engineering
Manufacturing that served as the bases for his assertions or other evidence used for comparing an
author's citation rate to other researchers or professors in the field. Additionally, the Petitioner has
not demonstrated that papers with an above average citation rate are necessarily internationally
recognized in the academic field as outstanding. Moreover, I I did not indicate whether he
factored in any self-citations in compiling the Beneficiary's citation rate.
10 See USCIS Policy Memorandum PM 602-0005.1, supra, at 20 (stating that an individual's authorship of articles should
be evaluated to determine whether it was indicative of being recognized internationally as outstanding in a specific
academic area).
11 The Beneficiary's remaining articles were each cited less than 10 times.
6
While the Beneficiary's citations, both individually and collectively, show that the field has taken
notice of his work, the Petitioner has not established that the number of citations received by his
published and presented work is sufficient to demonstrate a level of attention commensurate with
being recognized internationally in his field. See section 203(b)(1)(B)(i) of the Act. Nor has the
Petitioner shown that the amount of citations to the Beneficiary's work represents interest at a level
consistent with outstanding achievement in the academic field.
As documentation of published material in professional publications written by others about the
Beneficiary's work, the Petitioner submitted examples of several articles that cited to his papers. The
submitted articles are about the authors' own research and not the Beneficiary's work. See 8 C.F.R
§ 204.5(i)(3)(i)(C). Regardless, a review of those articles does not show the significance of his
research or demonstrate that it has widel im acted the field.12 For instance, the Petitioner rovided
an article, entitled L_ ______ ----f'------,_ ___________ __J
(Results in Physics) in which the author,.___ _____ _. referenced the Beneficiary's paper in
International Journal of Advanced Manufacturing Technology. While I I cited to the
Beneficiary's finding "that an accurate description of the mechanical behavior o~ J is
needed to predict the.___ _________ _. parts," his article does not highlight the
Beneficiary's work as outstanding, nor does it distinguish the Beneficiary's written work from the 34
other referenced papers.
Another article presented by the Petitioner, entitled ~----------------'
I I (Polymers) cites to the Beneficiary's paper in Polymer Testing.
However, the article in Polymers does not differentiate his paper from the 49 other cited papers. The
Polymers article cited to the Beneficiarts paper and another paper written by a research team in
France for reporting that I J computed tomography offers "[a] very promising non
destructive technique for microstructure characterization," but concluded that these findings were
"only suitable for small specimens." Moreover, the article does not indicate that the Beneficiary's
paper in Polymer Testing is outstanding or otherwise viewed as widely influential in the academic
field.
While the evidence indicates that the Beneficiary is a skilled researcher, the Petitioner has not
established that he stands apart in the academic community through eminence and distinction based
on international recognition. After consideration of the totality of the evidence of the Beneficiary's
work in the field of materials processing engineering, including evidence of his published research
articles, citations to those articles by other researchers, his service as a peer reviewer, and the opinion
of experts in the field, we conclude that it does not sufficiently establish that he has been internationally
recognized as an outstanding researcher.
111. CONCLUSION
The evidence in the record demonstrates that the Beneficiary meets at least two of the evidentiary
criteria, and thus the initial evidence requirements for this classification. A review of the totality of
the evidence, however, does not establish that he is internationally recognized as an outstanding
12 Although we discuss representative sample articles here, we have reviewed and considered each one.
7
professor or researcher in his academic field. The appeal will be dismissed for the above stated
reasons, with each considered as an independent and alternate basis for the decision.
ORDER: The appeal is dismissed.
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